Experimental data
Uniaxial load–displacement and cross-sectional area data were obtained (protocols approved by the University of Pennsylvania Institutional Animal Care and Use Committee) from published studies (Dunkman et al. 2013, 2014a, b; Mienaltowski et al. 2016) that utilized an established murine patellar tendon injury model (Beason et al. 2012; Lin et al. 2006). While details can be found in the respective publications, briefly, pre- and post-injury (at 3 and 6 weeks) quasi-static (0.1%/s) ramp-to-failure test was performed on excised murine patella-patellar tendon-tibia units. The excised units were taken from mature (120-day-old), aging (270-day-old), and aged (540-day-old) female mice. Force data were converted to first Piola–Kirchhoff stress by dividing by the undeformed cross-sectional area. Cauchy stress (\(\sigma _{ zz}\)) was then computed by multiplying the first Piola–Kirchhoff stress with the deformation gradient tensor component (i.e., axial stretch, \(\lambda \)), which was obtained from displacement data measured through optical tracking (Humphrey 2002; Taber 2004). Guided by estimated normal physiologic range of 1–4% elongation in tendons, with acute stress leading to up to ~ 8% elongation (Joìzsa 1997; Kannus 2000), a 10% elongation cutoff was applied to the stress–stretch data.
The Shearer (SHR) SEF
Structurally, tendons are regarded as fiber-reinforced composites with collagen fibers embedded within an isotropic, non-collagenous ground matrix that consists of mainly elastin, proteoglycans, and glycosaminoglycans. In the SHR model (Shearer 2015), the ground matrix is modeled with a neo-Hookean SEF and the anisotropic mechanical behavior of the collagen fibers is captured at the fibrillar and fascicular levels. The piecewise SHR SEF is:
$$\begin{aligned} W^{SHR}=\left\{ {\begin{array}{ll} \left( 1-\phi \right) \frac{\mu }{2}\left( I_{1}-3 \right) &{}\quad I_{4}<1\, \\ \left( 1-\phi \right) \frac{\mu }{2}\left( I_{1}-3 \right) + &{} \\ \phi \frac{E}{3\sin ^{2}\theta _{0}}\left( 2\cos {\alpha \sqrt{I_{4}} }-3\ln \left( 2\left( \cos ^{2}{\alpha \sqrt{I_{4}} }\right. \right. \right. &{}\\ \quad \left. \left. \left. +\cos {\alpha \sqrt{\Gamma }} \right) \right) +\frac{\cos {\alpha \sqrt{I_{4}}}}{\sin ^{2}{\alpha \sqrt{\Gamma } }} \right) +\gamma &{}\quad 1\le I_{4}\le \lambda ^{*^{2}} \\ \left( 1-\phi \right) \frac{\mu }{2}\left( I_{1}-3 \right) +\phi E\left( \beta \cos {\alpha \sqrt{I_{4}} } \right) &{} \\ \quad -\ln \left( \cos ^{2}{\alpha \sqrt{I_{4}}}+\cos {\alpha \sqrt{{\Gamma }} } \right) +\eta &{}\quad I_{4}>\lambda ^{*^{2}} \\ \end{array}} \right. \quad \end{aligned}$$
(1)
where \(\phi \, \epsilon \, (0, 1]\) is the collagen fiber volume fraction, \(\mu \) is the shear modulus of the ground matrix. \(I_{1}=tr({\mathbf {C}})\) and \(I_{4}=\vec {M}{\mathbf {C}}\vec {M}\) are the first and fourth invariants of the right Cauchy–Green tensor \(({\mathbf {C}}={\mathbf {F}}^{\mathrm{T}}{\mathbf {F}})\), respectively, where \(\vec {M}\) is the preferred direction in the reference configuration and \({\mathbf {F}}\) is the deformation gradient tensor. E is the fibril Young’s modulus, \(\theta _{0}\) is the crimp angle of the outermost fibrils, \(\alpha \) is the fibril helix angle, and \({\Gamma =}\sin ^{2}\alpha +I_{4}\cos ^{2}\alpha \). The stretch in the fascicle direction that straightens outer fibrils (transition stretch), \(\lambda ^{*}\), and the parameters \(\beta \), \(\gamma \) and \(\eta \) are defined as follows:
$$\begin{aligned}&\lambda ^{*}=\frac{1}{\cos \alpha }\sqrt{\frac{1}{\cos ^{2}\theta _{o}}-\sin ^{2}\alpha } \end{aligned}$$
(2)
$$\begin{aligned}&\beta =\frac{2\left( 1-\cos ^{3}\theta _{o} \right) }{3\sin ^{2}\theta _{o}} \end{aligned}$$
(3)
$$\begin{aligned}&\gamma =-\frac{E}{3\sin ^{2}\theta _{o}}\left[ 2\cos \alpha -3\ln \left( \cos ^{2}\alpha +\cos \alpha \right) +\frac{\cos \alpha }{\sin ^{2}\alpha } \right] \nonumber \\\end{aligned}$$
(4)
$$\begin{aligned}&\eta =\gamma +E\left[ \left( \frac{\cos \theta _{o}}{\sin ^{2}\theta _{o}}\frac{1}{\sin ^{2}\alpha }+\frac{2}{\sin ^{2}\theta _{o}}-3\beta \right) \lambda ^{*}\cos \alpha \right. \nonumber \\&\quad \left. \quad -3\tan ^{2}\theta _{o}\ln \left( \frac{\cos \alpha }{\cos \theta _{o}}+\lambda ^{*}\cos ^{2}\alpha \right) \right] \end{aligned}$$
(5)
The Gasser–Ogden–Holzapfel (GOH) SEF
The patellar tendon, for simplicity, was assumed to consist of a single family of collagen fibers with a preferred direction represented by \(\vec {M}^\mathrm{GOH}\) (which makes an angle, \(\xi \), with the long axis of the tendon and can be determined through histology) with axial and radial components in the undeformed configuration. The GOH model uniquely captures the dispersion of fibers around \(\vec {M}^\mathrm{GOH}\) within the fiber family via the experimentally measurable structural parameter, \(\kappa \, \epsilon \, [0,\, 1/3]\) (Gasser et al. 2006). When fibers are perfectly aligned along \(\vec {M}^\mathrm{GOH}\), \(\kappa = 0\) and when the fibers are distributed isotropically, \(\kappa = 1/3\). The non-collagenous ground matrix is represented by the neo-Hookean SEF. The SEF for the whole tendon is represented by
$$\begin{aligned} W^\mathrm{GOH}= & {} \left( 1-\phi \right) \frac{\mu }{2}\left( I_{1}-3 \right) \nonumber \\&+\,\phi \frac{c_{1}^\mathrm{c}}{c_{2}^\mathrm{c}}\left[ \hbox {exp}\left\{ c_{2}^\mathrm{c}\Big [ \kappa I_{1}+\left( 1-3\kappa \right) I_{4}-1 \right] ^{2} \right\} -1 \Bigg ]\nonumber \\ \end{aligned}$$
(6)
\(\phi \), \(\mu \), \(I_{1}\) and \(I_{4}\) have been defined previously (see Sect. 2.2), \(c_{1}^\mathrm{c}>0\) is a modulus-like parameter, and \(c_{2}^\mathrm{c}>0\) is a dimensionless parameter. The GOH model contains collagen-related parameters (\(c_{1}^\mathrm{c}\) and \(c_{2}^\mathrm{c}\)) that capture collagen fiber behavior phenomenologically, but whose physical significance is unclear and subject to personal interpretation as neither parameter can be measured experimentally. Such inherent limitation in phenomenological models motivated the development of the SHR model.
Constitutive formulation for the SHR and GOH models
For simplicity, the patellar tendon was assumed to have a solid cylindrical geometry and to be incompressible—a valid assumption for tendon in quasi-static extension (Dourte et al. 2013; Vergari et al. 2011). Hence, the deformation gradient tensor and the resulting right Cauchy–Green tensor are:
$$\begin{aligned}&{\mathbf {F}}=\left[ {\begin{array}{*{20}c} \lambda ^{-1 / 2} &{} 0 &{} 0\\ 0 &{} \lambda ^{-1 / 2} &{} 0\\ 0 &{} 0 &{} \lambda \\ \end{array} } \right] \Longrightarrow {\mathbf {C}}=\left[ {\begin{array}{*{20}c} \lambda ^{-1} &{} 0 &{} 0\\ 0 &{} \lambda ^{-1} &{} 0\\ 0 &{} 0 &{} \lambda ^{2}\\ \end{array} }\right] \end{aligned}$$
(7)
$$\begin{aligned}&\vec {M}^\mathrm{SHR}=\left[ \sin \, \psi ,\, 0,\, \cos \psi \right] , \quad \vec {M}^\mathrm{GOH}=\left[ \sin \, \xi ,\, 0,\, \cos \xi \right] \nonumber \\ \end{aligned}$$
(8)
where \(\lambda \) is the stretch measured along the long axis of the tendon during the uniaxial extension test. In cylindrical coordinates, \(\vec {M}^\mathrm{SHR}\) is the preferred fascicle direction, and \(\psi \) is similar to GOH’s \(\xi \), but at the fascicular level. The strain invariants (defined in Sect. 2.2) can then be expressed as: \(I_{1}=2\left( \lambda ^{-1} \right) +\lambda ^{2}\), \(I_{4}^\mathrm{SHR}=\lambda ^{-1}\sin ^{2}\psi +\lambda ^{2}\cos ^{2}\psi ,\, \) and \(I_{4}^\mathrm{GOH}=\lambda ^{-1}\sin ^{2}\xi +\lambda ^{2}\cos ^{2}\xi \). The constitutive framework for transverse isotropy (Ogden 2003) was used, where \(W=\hat{W}\left( I_{1},I_{4} \right) \) as is the case with the SHR and GOH models,
$$\begin{aligned} {{\varvec{\sigma }}}=-p{\mathbf {I}}+2\frac{\partial W}{\partial I_{1}}{\mathbf {b}}+2\frac{\partial W}{\partial I_{4}}{\mathbf {F}}\, \vec {M}\, \otimes \, {\mathbf {F}}\, \vec {M} \end{aligned}$$
(9)
where \({\mathbf {b}=\mathbf {F}}{\mathbf {F}}^{\mathrm{T}}\) is the left Cauchy–Green tensor, numerically equal to \({\mathbf {C}}\). Within this framework, for the SHR model, one obtains the following:
$$\begin{aligned} \sigma _{ zz}^\mathrm{SHR}= & {} \left( 1-\phi \right) \mu \left( \lambda ^{2}-\frac{1}{\lambda } \right) \nonumber \\&+\,2\chi ^\mathrm{SHR}\left( \lambda ^{2}\cos ^{2}\psi -\frac{\sin ^{2}\psi }{2\lambda } \right) \end{aligned}$$
(10)
where,
$$\begin{aligned} \chi ^\mathrm{SHR}=\left\{ {\begin{array}{ll} 0 &{}\quad I_{4}<1 \\ \phi \frac{E\cos \alpha }{6\sqrt{I_{4}} \sin ^{2}\theta _{0}}\left[ 2-\left( \frac{3{\Gamma }-1}{{\Gamma }\sqrt{\Gamma } } \right) \right] &{}\quad 1\le I_{4}\le \lambda ^{*^{2}} \\ \phi \frac{E\cos \alpha }{2\sqrt{I_{4}}}\left( \beta -\frac{1}{\sqrt{{\Gamma }} } \right) &{}\quad I_{4}>\lambda ^{*^{2}} \\ \end{array}} \right. \end{aligned}$$
(11)
Preliminary computational studies on the experimental data showed that the fibril helix angle, \(\alpha \approx 0\). This was also alluded to by Shearer for the human patellar tendon (Shearer 2015). Hence, the same was assumed valid for the murine patellar tendon, and \(\chi ^\mathrm{SHR}\) then reduces to:
$$\begin{aligned} \chi ^\mathrm{SHR}=\left\{ {\begin{array}{ll} 0 &{}\quad I_{4}<1 \\ \phi \frac{E}{6\sqrt{I_{4}} \sin ^{2}\theta _{0}}\left[ 2-\left( \frac{3I_{4}-1}{I_{4}\sqrt{I_{4}}} \right) \right] &{}\quad 1\le I_{4}\le \lambda ^{*^{2}} \\ \phi \frac{E}{2\sqrt{I_{4}}}\left( \beta -\frac{1}{\sqrt{I_{4}}} \right) &{}\quad I_{4}>\lambda ^{*^{2}}\end{array}} \right. \, \end{aligned}$$
(12)
Similarly, one obtains the following expression for the GOH model axial Cauchy stress (\(\sigma _{ zz}^\mathrm{GOH}\)), having found the Lagrange multiplier, p through equilibrium equation (\(\vec {\nabla }\cdot \varvec{\sigma }=\vec {0}\)) and application of no-traction boundary condition at the tendon’s outer radial surface:
$$\begin{aligned} \sigma _{ zz}^\mathrm{GOH}= & {} \left( 1-\phi \right) \mu \left( \lambda ^{2}-\frac{1}{\lambda } \right) +\chi ^\mathrm{GOH}\left[ \kappa \left( \lambda ^{2}-\frac{1}{\lambda } \right) \right. \nonumber \\&\left. +\left( 1-3\kappa \right) \left( \lambda ^{2}\cos ^{2}\xi -\frac{\sin ^{2}\xi }{2\lambda } \right) \right] \end{aligned}$$
(13)
where \(\chi ^\mathrm{GOH}=4\phi c_{1}^\mathrm{c}ve^{c_{2}^\mathrm{c}v^{2}}\) and \(v=\left[ \kappa I_{1}+\left( 1-3\kappa \right) I_{4}-1 \right] \).
The Freed–Rajagopal (FR) constitutive model
The Freed–Rajagopal (FR) model captures the strain-limiting behavior of biological fibers. The total fiber strain is decomposed into that of collagen fibrils \((\varepsilon ^\mathrm{C})\) that behave as Hookean fibers added to a network of elastin filaments \((\varepsilon ^\mathrm{E})\) that behave as strain-limiting fibers whose stress–strain relationship is derived from an implicit SEF (Freed and Rajagopal 2016). The model has three parameters with physical significance. The parameters are: the elastic modulus at zero strain (i.e., toe region modulus (\(E^\mathrm{E}>0)\)), the elastic modulus of the linear region, \(E^\mathrm{C}\) (\(>E^\mathrm{E}\)), and \(\beta =1 /\varepsilon _\mathrm{max}^\mathrm{crimp}\), which is the reciprocal of the transition true strain (the value at which all collagen fibers are fully engaged). The superscripts E and C indicate “elastin-controlled” and “collagen-controlled,” respectively. The FR model equations are:
$$\begin{aligned} \lambda= & {} \lambda ^\mathrm{E}\lambda ^\mathrm{C}\, \, \, \quad \varepsilon =\ln \lambda \quad \, \, \, \varepsilon =\varepsilon ^\mathrm{E}+\varepsilon ^\mathrm{C} \end{aligned}$$
(14)
$$\begin{aligned} \varepsilon= & {} \frac{1}{\beta }\left\{ 1-\frac{1}{\left[ 1+\left( \beta -1 \right) \frac{\sigma _{ zz}^\mathrm{exp}}{E^\mathrm{E}} \right] ^{\beta /\beta -1}}\right\} +\frac{\sigma _{ zz}^\mathrm{exp}}{E^\mathrm{C}} \end{aligned}$$
(15)
Constraining the model parameters
To ensure that physiologically relevant, optimized model parameter values are obtained; model parameters must be constrained to bounds informed by experimental data. Such experimental data, particularly structural data, are not readily available for most tendons and animal species. Moreover, the experimental datasets to which models were fitted herein cover multiple age groups and healing timepoints. Hence, the histological data that could inform appropriate bounds for the model parameters (e.g., \(\kappa \)—collagen dispersion parameter and \(\theta _{0}\)—collagen fibril crimp angle) at each age and healing timepoint are not readily available to the authors’ knowledge. Consequently, reasonable theoretical bounds were placed on all the structural parameters (Table 1).
Table 1 Theoretically and experimentally motivated constraints placed on model parameters during the data fitting process
Experimental elongation values range from 1 to 10% (see Sect. 2.1); hence, \(\beta \) was bounded by values corresponding to the limits of this range. For both SHR and GOH models, the ground substance shear modulus was required to be positive. GOH model collagen-related material parameters (\(\phi c_{1}^\mathrm{c}\) and \(c_{2}^\mathrm{c}\)), and the FR model moduli (\(E^\mathrm{C}\) and \(E^\mathrm{E}\)) were required to be positive. A wide range of collagen fibril moduli have been reported from atomistic computational models (Gautieri et al. 2011), as well as experimental measurements on fibrils from sea cucumber (Eppell et al. 2006), rats (Dutov et al. 2016; Wenger et al. 2007), and cows (Van Der Rijt et al. 2006). Herein, upper bound for the SHR model’s \(\phi E\) (Young’s modulus of collagen fibrils) was set at 14 GPa (Andriotis et al. 2015). This value is the mean plus two times the standard deviation for indentation modulus (with contributions from longitudinal and transverse moduli) measured in collagen fibrils of skeletally mature mice (Brodt et al. 1999). Bounds for all model parameters are listed in Table 1.
Data fitting
The models (Eqs. 10, 13, 15) are nonlinear in the model parameters leading to nonlinear optimization problems. The function lsqnonlin in MATLAB (The MathWorks, Inc, Natick, MA, USA) was employed with the trust-region-reflective algorithm. It minimizes an objective function \(f\left( \vec {x} \right) \) in a least squares sense \(\left( \sum \nolimits _n \left[ f\left( \vec {x} \right) \right] ^{2} \right) \). The optimal objective function chosen provides a good compromise between low and high strains (Ferruzzi et al. 2013):
$$\begin{aligned} f^{\mathrm{GOH/SHR}}\left( \vec {x} \right) =\frac{\sigma _{ zz}^\mathrm{th}\left( \vec {x} \right) -\sigma _{ zz}^\mathrm{exp}}{\bar{\sigma }_{ zz}^\mathrm{exp}} \end{aligned}$$
(16)
where \(\vec {x}\) is a vector of the model parameters with each component subjected to lower and upper bounds. \(\sigma _{ zz}^\mathrm{th}\left( \vec {x} \right) \) and \(\sigma _{ zz}^\mathrm{exp}\) are the theoretical (th) and experimental (exp) axial Cauchy stresses, respectively, and \(\bar{\sigma }_{ zz}^\mathrm{exp}\) is the average experimental axial Cauchy stress. n is the number of data points in the experimental data pair per specimen. Similarly, for the FR model,
$$\begin{aligned} f^\mathrm{FR}(\vec {x})=\frac{\varepsilon _{ zz}^\mathrm{th}( \vec {x} )-\varepsilon _{ zz}^\mathrm{exp}}{\bar{\varepsilon }_{ zz}^\mathrm{exp}} \end{aligned}$$
(17)
where \(\varepsilon _{ zz}^\mathrm{th}\left( \vec {x} \right) \) and \(\varepsilon _{ zz}^\mathrm{exp}\) are the theoretical (th) and experimental (exp) axial true strains, respectively, and \(\bar{\varepsilon }_{ zz}^\mathrm{exp}\) is the average experimental axial true strain.
To ensure parameter independence from initial guess values (i.e., global not local minima), random numbers were set as initial guesses for three fits over each specimen data using the MultiStart MATLAB function, and the average of model parameter values resulting from the multiple fits of each experimental dataset was taken as best-fit value for each model parameter.
Model sensitivity analysis and parameter determinability
The rationale for a sensitivity analysis on the three models is: (1) To determine which parameters are most influential to the uniaxial mechanical response of uninjured tendons and (2) to elucidate alterations in parameter influence across age groups and post-injury. To accomplish this, the local method for sensitivity analysis (Hamby 1994) was used by computing the dimensionless sensitivity coefficients (stretch-dependent derivatives), \(s\left( \lambda \right) \). This local method has been used in the assessment of constitutive models for rubber (Ogden et al. 2004) and soft tissues (Fink et al. 2008; Weisbecker et al. 2015). The dimensionless sensitivity coefficients for the GOH and SHR models were computed as:
$$\begin{aligned} s_{i}^{\mathrm{GOH/SHR}}\left( \lambda \right) =\frac{\partial \sigma _{ zz}^{\mathrm{GOH/SHR}}\left( \lambda \right) }{\partial x_{i}}\frac{x_{i}}{\sigma _{ zz}^{\mathrm{GOH/SHR}}\left( \lambda \right) } \end{aligned}$$
(18)
and for the FR model as:
$$\begin{aligned} s_{i}^\mathrm{FR}\left( \lambda \right) =\frac{\partial \varepsilon ^\mathrm{FR}\left( \lambda \right) }{\partial x_{i}}\frac{x_{i}}{\varepsilon ^\mathrm{FR}\left( \lambda \right) } \end{aligned}$$
(19)
where \(x_{i}~( i=1,2,3,\ldots )\) are the model parameters. In this method, two parameters are considered dependent if their sensitivity plots are similar in shape, which suggests that the parameters cannot be uniquely determined through the optimization process. Hence, one parameter should be determined prior to model initiation (e.g., fixed based on experimental data outside that which was fitted to the model). To further ascertain dependency (i.e., parameter determinability) among the model parameters, the correlation matrix was computed (Yin et al. 1986). It contains the correlation coefficients between parameters and has values ranging from − 1 to \(+\,1\), where 0 indicates no dependency and \(\pm \, 1\) indicates total dependency (Jaqaman and Danuser 2006). Model sensitivity analysis was performed using model parameters for the average experimental data for each age group and pre- and post-injury subgroups.
Statistical analysis
A two-way ANOVA was used to simultaneously determine the effects of age (mature, aging, aged), injury (uninjured, 3 week post-injury, 6 week post-injury), and their interaction on each model parameter. The number of observations per cell (constituted by each age–injury combination) was not the same (n ranged from 5 to 20 per timepoint within each age group), yielding an unbalanced factorial design. Type I sum of squares weighs all cells equally, thus is not appropriate in this situation. This leaves the choice between types II and III (the correction methods for imbalance). The choice of type II is advocated when no interaction effect between the factors is possible, which is not the case herein (King 2016; Landsheer and van den Wittenboer 2016). Hence, a type III sum of squares was used. Note that the use of type III is advised when there is possibility of interaction, as it has been shown to generate modest estimates with infinitesimally small probability of main effect overestimation, unlike type II (Landsheer and van den Wittenboer 2016). Statistical significance was set at \(p\le 0.05\), and statistical trend at \(0.05 < p \le 0.1\). The Holm–Sidak post hoc test was performed on parameters that exhibited significance in the age–injury interaction. The effects of age were studied by performing the post hoc test on a group composed of all the uninjured samples across all age groups. Also, the post hoc test was performed on all the mature, aging, and aged groups to investigate the age-dependent effects on healing within each age group. All statistical analyses were performed in Team RC (2016).