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Forward Expansiveness and Entropies for Subsystems of ℤ k+ -actions

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Abstract

In this paper, forward expansiveness and entropies of “subsystems”2) of ℤ k+ -actions are investigated. Let α be a ℤ k+ -action on a compact metric space. For each 1 ≤ jk − 1, denote \(\mathbb{G}_j^ + = \left\{ {{V_ + }: = V \cap \mathbb{R}_ + ^k:V} \right.\) is a j-dimensional subspace of ℝk. We consider the forward expansiveness and entropies for α along \({V_ + } \in \mathbb{G}_j^ + \). Adapting the technique of “coding”, which was introduced by M. Boyle and D. Lind to investigate expansive subdynamics of ℤk-actions, to the ℤ k+ cases, we show that the set \(\mathbb{E}_j^ + \left( \alpha \right)\) of forward expansive j-dimensional V+ is open in \(\mathbb{G}_j^ + \). The topological entropy and measure-theoretic entropy of j-dimensional subsystems of α are both continuous in \(\mathbb{E}_j^ + \left( \alpha \right)\), and moreover, a variational principle relating them is obtained.

For a 1-dimensional ray \(L \in \mathbb{G}_1^ + \), we relate the 1-dimensional subsystem of α along L to an i.i.d. random transformation. Applying the techniques of random dynamical systems we investigate the entropy theory of 1-dimensional subsystems. In particular, we propose the notion of preimage entropy (including topological and measure-theoretical versions) via the preimage structure of α along L. We show that the preimage entropy coincides with the classical entropy along any \(L \in \mathbb{E}_1^ + \left( \alpha \right)\) for topological and measure-theoretical versions respectively. Meanwhile, a formula relating the measure-theoretical directional preimage entropy and the folding entropy of the generators is obtained.

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Acknowledgements

We would like to thank the referees for the detailed review and very valuable suggestions, which led to improvements of the paper.

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Correspondence to Xin Sheng Wang.

Additional information

Wang and Zhu are supported by NSFC (Grant Nos. 11771118, 11801336, 12171400), Wang is also supported by China Postdoctoral Science Foundation (No. 2021M691889)

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Guo, Y.J., Wang, X.S. & Zhu, Y.J. Forward Expansiveness and Entropies for Subsystems of ℤ k+ -actions. Acta. Math. Sin.-English Ser. 39, 633–662 (2023). https://doi.org/10.1007/s10114-022-1112-8

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  • DOI: https://doi.org/10.1007/s10114-022-1112-8

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