Subjects
Chimpanzee subjects were drawn from six corral-housed groups at the Michale E. Keeling Center for Comparative Medicine and Research of the UT M. D. Anderson Cancer Center in Bastrop, TX. Each of these multi-male, multi-female groups of 7–15 individuals have been maintained as stable social units for up to 30 years. All groups have approximately the same age distribution among adults, although the number of immatures varies by group. These groups are housed in large outdoor enclosures with climbing structures and other forms of enrichment (Riddle et al. 1982), and also have access to an indoor area. They have ad libitum access to primate chow and water and receive at least four additional enrichment meals spread throughout the day.
Here we report the results of experiments involving 13 adult females who formed 11 different dyads. All animals were paired with members of their own social groups. When one chimpanzee was paired with more than one partner (range 1–3 partners per subject), all testing with one partner was completed before testing with another partner was initiated. Ten of these chimpanzees had been involved in two previous studies using the same apparatus (Silk et al. 2005; Vonk et al. 2008). Six of these chimpanzees had played the role of actor in previous experiments, and thus had had the opportunity to manipulate the apparatus, bringing rewards to themselves and/or their partners. Four had been potential recipients in previous experiments. These individuals had not had the opportunity to manipulate the barpull apparatus, but had watched other chimpanzees use the apparatus and had received food rewards from the apparatus.
Experimental setup
Chimpanzees were tested in indoor sections of their home enclosure. The chimpanzees were positioned in adjacent enclosures, divided by a wire mesh fence. They were able to see each other, vocalize, and do limited grooming through this mesh barrier. The experimental apparatus was a two-tiered barpull apparatus (Fig. 1). One individual (the ‘actor’) could use this apparatus to choose one of two options (described below). In the next trial, the apparatus was adjusted so that the chimpanzee on the other side (the ‘recipient’) had an opportunity to operate the barpull for the next trial. The chimpanzees did not switch sides between trials within a session or between sessions. Below, we refer to the individual who was able to dispense food rewards on the current trial as the actor, and to the other individual as the recipient.
The barpull apparatus, consisting of two trays stacked vertically, spanned most of the width of the adjoining enclosures in which subjects were tested. The two trays, made of clear Lexan (plastic), were approximately 45 cm apart. Each tray had a colored metal sweeper mounted on the tray with tracks. Each sweeper had a rope handle (in the same color as the bar) attached to it on both sides. The ropes could be pulled back so that they were available on only one side; in this way we were able to alternate chimpanzees’ ability to manipulate the barpull between trials. When one of these ropes was pulled, the sweeper that the rope was attached to moved along the tracks toward the chimpanzees. These two sweepers were connected with a mechanical apparatus so that when one sweeper was pulled forward, the other sweeper locked and the rope handle retracted several inches so that the chimpanzee could not reach it. Food placed on the Lexan tray in front of the sweeper was swept close to the edge of the enclosures when the handle was pulled, allowing the chimpanzees to obtain rewards.
Food rewards were chosen to maximize motivation of the subjects to attend to the study. Rewards for both subject and partner consisted of small, “bite-sized” chocolate, caramel and peanut candies that were approximately 16 cm3 in volume. These rewards are highly preferred by all subjects and are never received in the typical diet.
Subjects who had not been exposed to the barpull before were trained using the same series of training conditions that had been used in earlier studies. Training was designed to ensure that subjects understood that they could choose one of the two levels in each trial, without biasing them towards pulling one level over the other. In order to facilitate understanding of how the apparatus worked, chimpanzees viewed partners receiving rewards as a byproduct of their actions to obtain their own rewards during training, but were never encouraged to choose a particular option (1/1 or 1/0) or to choose the option which rewarded the partner.
Training sessions consisted of 20 60-s trials in which experimenter baited the trays (top first), then moved the apparatus within reach of the chimpanzees. The experimenter then left the room for the duration of the trial. If the actor pulled a handle within five trials, trials continued until the end of the session, or until the actor did not pull a handle for five consecutive trials. In this case, the next trial was a “demonstration” trial, in which the experimenter simultaneously pushed both sweepers all the way forward after baiting the tray. After the “demonstration” trial, there were five additional “delayed demonstration” trials in which the actor was given 30 s to pull a handle (while the experimenter was out of the room) before the experimenter pushed both trays forward. If at any point the actor pulled without prompting, unprompted trials began again. If this did not occur within five delayed demonstration trials, the actor was given two 90-s unprompted trials before resuming delayed demonstration trials, unless this would be the last pull of a session, in which case delayed demonstration trials continued. Unprompted trials served to keep the actor from just learning to wait for the experimenter to push the sweepers forward on each trial. Criterion required the actor to pull in eight of the last ten trials in a session without prompting. Following the procedures adopted in previous experiments (Silk et al. 2005; Vonk et al. 2008), individuals that did not reach criterion within five sessions were excluded from the experiment. All subjects repeated the training regardless of previous experience, to verify that they were still willing to utilize the apparatus.
Testing
Testing consisted of six 16-trial sessions per pair. Because subjects alternated roles, each chimpanzee controlled the apparatus for eight of these trials in each session (48 trials total). For each of these sessions, one subject played the role of actor in all odd trials and the other subject played the role of actor in all even trials; whether the chimpanzee pulled on odd or even trials alternated between sessions and it was randomly determined which subject pulled first in the first session. Trays were baited so that one tray had two identical rewards, the 1/1 option (e.g. one reward for the actor and one for the recipient) and one tray, the 1/0 option, had only one reward, for the actor. Thus, the actor always received the same reward, regardless of her choice, but she could choose to reward her partner as well. All three rewards were identical, so the actor’s choice did not affect the amount of food she received. The rewards were counterbalanced between top and bottom for each actor (so each actor had four trials per session in which the 1/1 option was on top and four trials per session in which 1/1 option was on the bottom). The order was determined randomly, except that no actor had more than three trials in a row that were baited in the same way. Trials in which the actor made no response were not re-run.
For each trial, the experimenter held up the rewards to be placed on the top tray, calling both subjects by name (to verify that they saw the rewards), then placed these rewards on the tray. If the option included two rewards, both rewards were placed simultaneously, one in each hand. This was then repeated for the bottom tray. After both trays were baited, the apparatus was pushed forward approximately 15 cm so that it could be accessed by the actor. Immediately after this, the experimenter left the room for 45 s to reduce the possibility that the experimenter was influencing behavior. A video camera recorded all trials. When the experimenter re-entered the room, she pulled back the apparatus, removed any rewards from the apparatus, switched the sides of the rope handles (so that the other chimpanzee could now pull) and began timing the next trial. Approximately 2 min separated each trial.
Each pair participated in only one session per day, and no pair was tested more than five times per week (typically pairs received 2–3 sessions per week). No subject participated in more than one pairing at a time. Testing sessions were conducted across a 12-month period. All trials were videotaped using a Canon digital video camera.
Control condition
After the completion of testing, each subject also completed a control to verify that they understood that the food that they could not reach was available to their partner on the other side of the partition. We did not run this test earlier in the experiment to avoid biasing the chimpanzees to pull the option which rewarded their partner, and to avoid possible confusion which could arise if they could reach food in the other enclosure during some trials or sessions, but not others.
For this, subjects were tested individually for 16 trials in a single session. The door between the two compartments was left open, allowing the subject full access to both sides of the testing area. Each tray was baited so that one food item (the same bite-sized candy bar) was placed on one level of one side of the barpull apparatus, and the ropes to pull in the trays were available on the other side. Thus, in order to get food, the subject had to pull the tray in on one side and then cross to the other side to obtain the food. This methodology was chosen to avoid presenting the chimpanzees with too many candy bars in a single session (a prohibition based on husbandry and veterinary concerns). The side on which the subject pulled (and food was available) alternated between trials within the session, so that the subject was able to pull on each side eight times. This was done to replicate the method used during the regular test.
If subjects understood the way that the apparatus worked, they were expected to pull in the tray and then walk through the door to obtain their reward from the other side. Only seven subjects were available for this control test, but all seven obtained rewards from the other side in at least one trial. Consistent with their behavior in the experimental trials, subjects pulled on 64% of all control trials. Subjects obtained rewards on 58% of trials in which they made a response (range 100–50%). One subject obtained rewards on every trial. For the six remaining subjects, subjects showed a strong preference for choosing their preferred level (upper/lower), even though it did not provide rewards. This was the source of all errors for four subjects; 71% of the errors for one subject; and 60% of the errors for another subject. All but one of these subjects overcame their bias at least once and obtained rewards by choosing their less preferred level.
Data coding
The experimenter (M.C.M.) coded the data during testing. One rater who did not participate in the experiment also coded 20% of the trials from videotape independently. The rater coded which handle the chimpanzee chose to pull. The rater agreed about which handle the actor pulled on 205 of 215 trials, yielding a Cohen’s Kappa of 0.93.
We did not code the behavior of recipients during testing because the video footage did not provide a good view of the chimpanzees’ behavior inside the enclosures. There were no lights inside the dens (to protect the chimpanzees), the walls of the dens were painted gray, and the front of the dens was barred, so the footage of the interior portions of the dens was poor. The video cameras were set up to provide a clear image of the barpull apparatus, which was positioned outside the dens in a well lit area. Furthermore, to avoid biasing subjects, the experimenter left the room during testing, so live coding was not possible.
Data analysis
We used two complementary methods to analyze these data. First, in aggregate analyses, we calculated a series of conditional probabilities to compare the likelihood of a subject pulling the prosocial option on a trial given that her partner pulled the prosocial option or the selfish option on previous trials. Second, to analyze whether the actor’s behavior was influenced by the previous behavior of her partner, we used a logistic regression model using clustered robust standard errors to deal with the non-independence of repeated observations from the same dyad. The actor’s choice (prosocial or selfish) was the dependent variable. The independent variables included the outcome in previous trials in which the partner pulled (prosocial, selfish, no response), trial number (1–16), session number (1–6), and position of the prosocial option (upper or lower). Because the actors might have attended to their partners’ behavior across multiple trials, we examined the effect of behavior (a) in the previous trial, (b) the previous two trials, and (c) the previous three trials, as has been done in previous studies (e.g. Chen and Hauser 2005). In addition, because of the dependencies in the data due to individuals participating in multiple dyads, we examined the effect of behavior on the previous trial(s) for each dyad in separate regressions.
In some trials, actors made no response. In the analyses reported below, we treated these trials the same as selfish responses because in both cases the actor did not deliver a food reward to the recipient. To make sure that this decision did not influence the results, we also conducted multinomial regression analyses in which all three choices (prosocial, selfish, and no response) by actors and partners on previous trials were categorized separately. None of the results reported below were substantially altered (see Tables 1, 2).
Table 1 The distribution and conditional probability of actor’s responses given behavior of partner on previous trial
Table 2 Multinomial regression analyses, including 1/1, 1/0, and no response as separate variables