To help clarify existing controversy concerning RAD and DSED as diagnostic constructs in adolescence, we studied their construct validity, including structural and discriminant validity, in a high-risk group of adolescents living in Norwegian RYC. An interviewer-based measure developed and validated for young children revealed frequencies of RAD symptoms ranging from 2 to 35% and of DSED symptoms ranging from 4 to 11%. The prevalence according to DSM-5 criteria was 9% RAD and 8% DSED, with 0.5% having both disorders. Furthermore, dimensional (CFA) and categorical/typological (LPA) approaches converged in discriminating between RAD and DSED. Finally, both RAD and DSED were distinguishable from MDD, dysthymia, various anxiety disorders, PTSD, ADHD, CD, ODD and ASD. Taken together, the results suggest that in adolescence, RAD and DSED are distinct and valid diagnostic constructs not accounted for by more common psychopathology.
Prevalence
Although all measured symptoms of RAD and DSED were present, negative reunion responses and to some extent minimal checking were rather infrequent, perhaps indicating that these behaviours are not age-typical symptoms of RAD and DSED, respectively, in adolescence. Some RAD symptoms were more prevalent than any DSED symptom. This might be due to the inclusion of almost three times as many RAD as DSED symptoms, thus increasing the probability that some RAD symptoms would be prevalent. Such a view is consonant with the fact that many participants reported RAD symptoms without qualifying for a RAD disorder, whereas the frequencies of the most prevalent DSED symptoms were more consonant with the prevalence of DSED disorder. Accordingly, the PAPA RAD items may look less specific than the DSED items in adolescence. However, the factor analyses indicated that the RAD items were quite specific for RAD.
The prevalence of RAD and DSED vary greatly depending on risk exposure, thereby limiting generalizability. Nonetheless, our findings (16% RAD/DSED) are concordant with the prevalence (19% inhibited/disinhibited RAD, DSM-IV) among school-aged foster children in Norway [34], a group with lower risk of exposure than adolescents living in Norwegian RYC. Compared to the current RYC sample, the foster children had significantly lower mean age at first out-of-home placement (3.74 years (SD = 2.98) versus 12.5 years (SD = 3.9)), lower mean number of placements (0.90 (SD = 0.85) versus 3.3 (SD = 2.4)) and lower point prevalence of psychiatric disorders (50.9% versus 76.2%) [34]. In a systematic review that included 92 studies, higher age at first out-of-home placement and a higher number of placements were identified as key factors associated with a range of negative health-related outcomes [48]. The Norwegian CPS has a family-preserving focus, typically providing in-home interventions for three years prior to the first out-of-home placement of a child [49]. In result, children may experience prolonged exposure to pathogenic care if living with parents who despite interventions by CPS prove unable to provide their child with the necessary nurture and developmental support [50]. These considerations taken together, adolescents in Norwegian RYC may therefore be considered at increased risk of early adversity compared to foster children in Norway, and the comparability of prevalence rates for these two groups indicates the unlikelihood of RAD/DSED being over-diagnosed in this study. The preponderance of girls with DSED was surprising, as it is undescribed in previous research in adolescence [6, 8, 9]. Possible explanations include rater bias, such as primary contacts being more concerned by indiscriminate behaviour in girls than boys, or sample bias, such as gender differences in types and frequencies of adverse experiences [33].
RAD versus DSED
Finding a two-factor structure and two corresponding clusters of RAD and DSED in adolescence is consistent with the understanding of RAD/DSED in younger children (reviewed in [2]; [25]) and is concordant with the revision into two distinct disorders in DSM-5. Even so, the RAD symptoms of ambivalence and lack of emotional sensitivity were also seen in the DSED profile, and hypervigilance and negative reunion responses were equally frequent in both profiles. This is consonant with the high correlation found between symptoms of DSED and the RAD B criteria in foster-placed adolescents [8] and may reflect that such potential effects of relational trauma and inadequate developmental support are not specific to RAD but may also co-exist with DSED behaviour in adolescence. Replications are needed (also in young children) before considering possible implications of the RAD/DSED criteria.
Discriminant validity
In line with the understanding of RAD and DSED in younger children [11,12,13,14,15] is the finding that symptoms of RAD/DSED are distinct from symptoms of other psychiatric disorders in adolescence. Due to overlapping social difficulties, a significant clinical challenge is differentiating RAD from ASD. Finding a high covariance between RAD and ASD is reflective of this. Nonetheless, the model differential test indicated that RAD and ASD are best conceptualized as different disorders, supporting previous findings that RAD and ASD are indeed differentiable [12, 51].
Strengths and limitations
The use of in-depth psychiatric interviews for diagnostic assessment and examining a nation-wide very high-risk population are clear strengths. Given the lack of validated assessment tools for RAD and DSED in adolescents, we used a DSM-IV-based diagnostic caregiver interview developed and validated for young children. Although this could be questioned, it is arguably a methodological strength because one of the key questions is whether RAD and DSED, as seen in young children and defined by DSM, also exist in adolescents. After the completion of data collection in the current study, an instrument – the RAD and DSED assessment interview (RADA) [8] was developed by a different research group specifically to assess DSM-5-defined RAD and DSED in adolescents. Critically, there is substantial overlap between RADA and the measurement of RAD/DSED as per PAPA, lending support to the age relevance of the items used in the current study. Therefore, we expect that a potential adjustment of PAPA to DSM-5 and adolescent age would alter or add very few items and not critically affect the factor structure we revealed. However, to assess possible heterotypic continuity would require longitudinal studies, and to assess whether the diagnostic phenomena we describe differ importantly from early institutionalized samples would require comparative studies.
Further, possibly important limitations are the lack of observational data and multiple methods of assessment (triangulation), contrary to expert recommendations for the clinical assessment of RAD and DSED [2, 52]. Although common in research on RAD and DSED, also in adolescent samples [6,7,8], the sole use of caregiver report could generate rater bias. In a school-aged sample, a study of the convergence between another semi-structured interview (disturbance of attachment interview, DAI) with primary caretakers and the clinical diagnosis of RAD and DSED using DSM-5 criteria (based on clinical observation and the child’s attachment history) found 33% of the children to be categorized with RAD or DSED based on the DAI, whereas only 18% received a clinical RAD or DSED diagnosis. The DAI was found to be consistent with a clinical diagnosis of RAD or DSED in 75% of the cases and was categorized as having only fairly strong predictive validity for RAD and DSED [53]. Notably, the DAI diagnoses only required three positive RAD items or two positive DSED items, respectively, where items were positively scored if either somewhat/sometimes or considerably/frequently present. In the clinical diagnostics, however, the DSM-5 criteria were applied, setting stricter requirements for the fulfilment of RAD and DSED. The authors conclude that diagnosing RAD and DSED based solely on a semi-structured interview (DAI) with primary caretakers may lead to overdiagnosis. Therefore, as we lacked direct observational measures of attachment behaviours, we took action to reduce the risk of overdiagnosis in this study. First, we predefined requirements with high levels of symptom load and functional impairment for positive scores (e.g. symptoms must affect at least two activities, interfere with relationships or be present to a problematic degree). Second, we organized the RAD and DSED items according to the DSM-5 A and B criteria for RAD and the A1–A4 criteria for DSED, assuring that the diagnostic algorithms were met. Although we cannot exclude the possibility of rater bias, the diagnostic procedure used herein is clearly stricter than the DAI-based diagnostic mentioned above. Therefore, we expect the risk of false positive RAD and DSED diagnoses to be more limited. Further, numerous studies, albeit in younger children, have shown considerable convergence between observational data and caregiver reports for symptoms of RAD/DSED (reviewed in [3]), also using PAPA [15], thus lending support to the validity of our findings.
Another possible limitation regarding the assessment of RAD (but not DSED) in adolescents living in RYC is that absent or aberrant attachment behaviour toward their primary contact in RYC may not be representative of attachment behaviours toward previous caregivers. Further, as we only have general knowledge of the Norwegian laws, regulations and practices for out-of-home placements, we can substantiate but not be fully certain that all participants identified as having RAD or DSED satisfy the diagnostic criteria of exposure to extremes of insufficient care and symptom debut before age 5 (RAD only). Additionally, the DSM-5 RAD criteria require both minimal seeking and responding to comfort, whereas we lacked information on the latter, potentially inflating the reported prevalence of RAD. Nonetheless, we consider overdiagnosis of RAD/DSED to be unlikely, given the general high-risk nature of the sample and prevalence comparability to school-aged foster children in Norway.
The use of different informants (primary contact and adolescents) for different types of psychopathology may be regarded as a strength, as it allows avoiding common-rater bias in many of our findings. On the other hand, the use of different informants may be problematic in assessing discriminant validity, as differences may at least partially be due to informant discrepancies. However, symptoms of ADHD and ASD, which like RAD and DSED were caregiver-informed, were also found to be distinct from those of RAD and DSED. As differentiation of DSED from ADHD [1] and RAD from ASD [1, 12] is considered to be particularly challenging, this lends support to our overall findings of discriminant validity. Although our results demonstrate that RAD and DSED are distinct from many psychiatric disorders, this conclusion is limited to the disorders studied.
Clinical implications
Undoubtedly, identifying RAD and DSED while overlooking other common disorders may be detrimental due to missed treatment of other treatable disorders [54]. Yet, overlooking RAD or DSED may be equally damaging, as an incomplete or incorrect case formulation may reduce the likelihood of adequate developmental support for a child. In cases with RAD or DSED, caregivers may need specialized interventions, aiming to enhance their sensitivity, emotional availability and commitment to the child [2, 3]. Such interventions are not necessarily offered when treating adolescents who have other psychiatric disorders without RAD or DSED (e.g. depression, anxiety, PTSD, ADHD, ASD). Inadequate caregiver support may not only lead to continued suffering but also the increased risk of placement breakdown [55], further adding to the individual burdens and societal costs of RAD and DSED. By contrast, correctly identifying and acknowledging RAD and DSED in adolescence may enhance the likelihood of meeting the child’s developmental needs. Based on our results indicating the existence and validity of these disorders in adolescence, we advocate that clinicians assess and acknowledge RAD and DSED beyond early childhood. Moreover, the relatively high prevalence rates of RAD and DSED among adolescents in RYC warrant that all RYC personnel receive appropriate training and education (ensuring knowledge of treatment recommendations [2]) to enable them to understand the underlying reasons for the residents’ behaviours and to provide developmentally supportive relational experiences. As for other primary caretakers, the RYC personnel may need specialized guidance to help them enhance and maintain their sensitivity and emotional availability when interacting with the residents over time, as RAD and DSED behaviour may be relationally challenging and can easily provoke negative responses from the caretakers, further aggravating rather than ameliorating the underlying struggles of the child.
The high covariance between RAD and ASD and the risk of misinterpreting, for example, RAD as depression or anxiety (or vice versa) or DSED as ADHD (or vice versa) warrants clinical thoroughness and comprehensive psychiatric assessment of individuals exposed to childhood adversity, as advised in the practice parameter for RAD and DSED [2]. Further, high-risk groups, such as individuals living in RYC, should have easy access to high-quality psychiatric assessment and care.
Because RAD and DSED are in principle preventable, as their common aetiology involves exposure to extremes of insufficient care, measures ensuring adequate care and support for all young children and their families could have long-lasting benefits for the individuals, families and societies involved, empowered by further collaboration between researchers, child protection services, clinicians, public health planners and policy makers. Further research on associations between RAD/DSED and other mental health factors, as well as homotypic and heterotypic continuity into adulthood, could illuminate possible treatment targets in adolescence.