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Non-occurrence of gap for one-dimensional non-autonomous functionals

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Let \(F(y){{:}{=}}\int \nolimits _t^TL(s, y(s), y'(s))\,ds\) be a positive functional defined on the space \(W^{1,p}([t,T]; {{\mathbb {R}}}^n)\) (\(p\ge 1\)) of Sobolev functions with, possibly, one or both end point conditions. It is important, especially for the applications, to be able to approximate the infimum of F with the values of F along a sequence of Lipschitz functions satisfying the same boundary condition(s). Sometimes this is not possible, i.e., the so called Lavrentiev phenomenon occurs. This is the case of the seemingly innocent Manià’s Lagrangian \(L(s,y,y')=(y^3-s)^2(y')^6\) and boundary data \(y(0)=0, y(1)=1\); nevertheless in this situation the phenomenon does not occur with just the end point condition \(y(1)=1\). The paper focuses about the different set of conditions that are needed to avoid the Lavrentiev phenomenon for problems depending on the number of end point conditions that are considered. Under minimal assumptions on the (possibly) extended value, Lagrangian, we ensure the non-occurrence of the Lavrentiev phenomenon with just one end point condition, thus extending a milestone result by Alberti and Serra Cassano to non-autonomous case. We then introduce an additional hypothesis, satisfied when the Lagrangian is bounded on bounded sets, in order to ensure the non-occurrence of the phenomenon when dealing with both end point conditions; the result gives some new light even in the autonomous case.

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Correspondence to Carlo Mariconda.

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Communicated by A. Mondino.

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I warmly thank Giovanni Alberti for the mail exchange we had during the preparation of this paper, for providing the construction of Example 3.5, and for sharing the conjecture of Condition (B\(_{y, \Lambda }^+\)) in Theorem 3.1. I am grateful to Giulia Treu for her comments and warm encouragement and to an unknown referee whose comments definitely improved the readability and quality of the paper. This research was partially supported by a grant from Padua University, grant SID 2018 “Controllability, stabilizability and infimum gaps for control systems,” prot. BIRD 187147, and was accomplished within the UMI Group TAA “Approximation Theory and Applications.”.

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Mariconda, C. Non-occurrence of gap for one-dimensional non-autonomous functionals. Calc. Var. 62, 55 (2023). https://doi.org/10.1007/s00526-022-02391-5

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