Skip to main content
Log in

Existence and non-existence of ground states of bi-harmonic equations involving constant and degenerate Rabinowitz potentials

  • Published:
Calculus of Variations and Partial Differential Equations Aims and scope Submit manuscript

Abstract

Recently, the authors of the current paper established in Chen et al. (Calc Var Partial Differ Equ 59:1–38, 2020) the existence of a ground-state solution to the following bi-harmonic equation with the constant potential or Rabinowitz potential:

$$\begin{aligned} (-\Delta )^{2}u+V(x)u=f(u)\ \text {in}\ \mathbb {R}^{4}, \end{aligned}$$
(0.1)

when the nonlinearity has the special form \(f(t)=t(\exp (t^2)-1)\) and \(V(x)\ge c>0\) is a constant or the Rabinowitz potential. One of the crucial elements used in Chen et al. (Calc Var Partial Differ Equ 59:1–38, 2020) is the Fourier rearrangement argument. However, this argument is not applicable if f(t) is not an odd function. Thus, it still remains open whether the Eq. (0.1) with the general critical exponential nonlinearity f(u) admits a ground-state solution even when V(x) is a positive constant. The first purpose of this paper is to develop a Fourier rearrangement-free approach to solve the above problem. More precisely, we will prove that there is a threshold \(\gamma ^{*}\) such that for any \(\gamma \in (0,\gamma ^*)\), the Eq. (0.1) with the constant potential \(V(x)=\gamma >0\) admits a ground-state solution, while does not admit any ground-state solution for any \(\gamma \in (\gamma ^{*},+\infty )\). The second purpose of this paper is to establish the existence of a ground-state solution to the Eq. (0.1) with any degenerate Rabinowitz potential V vanishing on some bounded open set. Among other techniques, the proof also relies on a critical Adams inequality involving the degenerate potential which is of its own interest.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Adams, D.R.: A sharp inequality of J. Moser for higher order derivatives. Ann. Math. 128, 385–398 (1988)

    MATH  Google Scholar 

  2. Alves, C., Souto, M., Montenegro, M.: Existence of a ground state solution for a nonlinear scalar field equation with critical growth. Calc. Var. Partial Differ. Equ. 43, 537–554 (2012)

    MATH  Google Scholar 

  3. Ambrosetti, A., Rabinowitz, P.H.: Dual variational methods in critical point theory and applications. J. Funct. Anal. 14, 349–381 (1973)

    MATH  Google Scholar 

  4. Atkinson, F.V., Peletier, L.A.: Ground states of \(-\Delta u=f\left( u\right) \) and the Emden-Fowler equation. Arch. Ration. Mech. Anal. 93, 103–127 (1986)

    Google Scholar 

  5. Atkinson, F.V., Peletier, L.A.: Ground states and Dirichlet problems for \(-\Delta u=f\left( u\right) \) in \(R^2\). Arch. Ration. Mech. Anal. 96, 147–165 (1986)

    Google Scholar 

  6. Bao, J., Lam, N., Lu, G.: polyharmonic equations with critical exponential growth in the whole space \( \mathbb{R} ^{n}\). Discret. Contin. Dyn. Syst. Ser. 36, 577–600 (2016)

    MATH  Google Scholar 

  7. Brezis, H., Nirenberg, L.: Positive solutions of nonlinear elliptic equations involving critical Sobolev exponents. Comm. Pure Appl. Math. 36(4), 437–477 (1983)

    MATH  Google Scholar 

  8. Chen, L., Lu, G., Zhu, M.: Least energy solutions to quasilinear subelliptic equations with constant and degenerate potentials on the Heisenberg group, to appear in Proc. Lond. Math. Soc

  9. Chen, L., Li, J., Lu, G., Zhang, C.: Sharpened Adams inequality and ground state solutions to the bi-Laplacian equation in \(\mathbb{R}^4\). Adv. Nonlinear Stud. 18, 429–452 (2018)

    MATH  Google Scholar 

  10. Chen, L., Lu, G., Zhang, C.: Sharp weighted Trudinger-Moser-Adams inequalities on the whole space and the existence of their extremals. Calc. Var. Partial Differ. Equ. 58(4), 31 (2019)

    MATH  Google Scholar 

  11. Chen, L., Lu, G., Zhu, M.: Ground states of bi-harmonic equations with critical exponential growth involving constant and trapping potentials. Calc. Var. Partial Differ. Equ. 59(6), 1–38 (2020)

    MATH  Google Scholar 

  12. Chen, L., Lu, G., Zhu, M.: Sharp Trudinger-Moser inequality and ground state solutions to quasi-linear Schrödinger equations with degenerate potentials in \(\mathbb{R}^n\). Adv. Nonlinear Stud. 21, 733–749 (2021)

    MATH  Google Scholar 

  13. Chen, L., Lu, G., Zhu, M.: Critical Trudinger-moser inequality involving a degenerate potential and nonlinear Schrödinger equations. Sci. China Math. 64, 1391–1410 (2021)

    MATH  Google Scholar 

  14. de Figueiredo, D.G., Miyagaki, O.H., Ruf, B.: Elliptic equations in \(\mathbb{R} ^{2}\) with nonlinearities in the critical growth range. Calc. Var. Partial Differ. Equ. 3, 139–153 (1995)

    MATH  Google Scholar 

  15. do Ó, J.M., Medeiros, E., Severo, U.: On a quasilinear nonhomogeneous elliptic equation with critical growth in \(\mathbb{R}^N\). J. Differ. Equ. 246, 1363–1386 (2009)

    MATH  Google Scholar 

  16. do Ó, J.M., de Souza, M., de Medeiros, E., Severo, U.: An improvement for the Trudinger-Moser inequality and applications. J. Differ. Equ. 256, 1317–1349 (2014)

    MATH  Google Scholar 

  17. Ibrahim, S., Masmoudi, N., Nakanishi, K.: Trudinger-Moser inequality on the whole plane with the exact growth condition. J. Eur. Math. Soc. 17, 819–835 (2015)

    MATH  Google Scholar 

  18. Ishiwata, M.: Existence and nonexistence of maximizers for variational problems associated with Trudinger-Moser type inequalities in \(\mathbb{R} ^N\). Math. Ann. 351(4), 781–804 (2011)

    MATH  Google Scholar 

  19. Lam, N., Lu, G.: Existence of nontrivial solutions to polyharmonic equations with subcritical and critical exponential growth. Discret. Contin. Dyn. Syst. Ser. 32, 2187–2205 (2012)

    MATH  Google Scholar 

  20. Lam, N., Lu, G.: Existence and multiplicity of solutions to equations of \(n\)-Laplacian type with critical exponential growth in \(\mathbb{R} ^{n}\). J. Funct. Anal. 262, 1132–1165 (2012)

    MATH  Google Scholar 

  21. Lam, N., Lu, G.: Sharp Moser-Trudinger inequality on the Heisenberg group at the critical case and applications. Adv. Math. 231, 3259–3287 (2012)

    MATH  Google Scholar 

  22. Lam, N., Lu, G.: Sharp Adams type inequalities in Sobolev spaces \(W^{m, \frac{n}{m}}(\mathbb{R} ^n)\) for arbitrary integer \(m\). J. Differ. Equ. 253, 1143–1171 (2012)

    MATH  Google Scholar 

  23. Lam, N., Lu, G.: N-Laplacian equations in \(R^N\) with subcritical and critical growth without the Ambrosetti-Rabinowitz condition. Adv. Nonlinear Stud. 13, 289–308 (2013)

    MATH  Google Scholar 

  24. Lam, N., Lu, G.: A new approach to sharp Moser-Trudinger and Adams type inequalities: a rearrangement-free argument. J. Differ. Equ. 255, 298–325 (2013)

    MATH  Google Scholar 

  25. Lam, N., Lu, G.: Elliptic equations and systems with subcritical and critical exponential growth without the Ambrosetti-Rabinowitz condition. J. Geom. Anal. 24, 118–143 (2014)

    MATH  Google Scholar 

  26. Lam, N., Lu, G., Tang, H.: Sharp subcritical Moser-Trudinger inequalities on Heisenberg groups and subelliptic PDEs. Nonlinear Anal. 95, 77–92 (2014)

    MATH  Google Scholar 

  27. Lam, N., Lu, G., Zhang, L.: Sharp singular Trudinger-Moser inequalities under different norms. Adv. Nonlinear Stud. 19(2), 239–261 (2019)

    MATH  Google Scholar 

  28. Lenzmann, E., Sok, J.: A sharp rearrangement principle in fourier space and symmetry results for PDEs with arbitrary order. Int. Math. Res. Not. IMRN 19, 15040–15081 (2021)

    MATH  Google Scholar 

  29. Li, J., Lu, G.: Critical and subcritical Trudinger-Moser inequalities on complete noncompact Riemannian manifolds. Adv. Math. 389, 36 (2021)

    MATH  Google Scholar 

  30. Li, Y.X., Ruf, B.: A sharp Trudinger-Moser type inequality for unbounded domains in \( \mathbb{R} ^{n}\). Indiana Univ. Math. J. 57, 451–480 (2008)

    MATH  Google Scholar 

  31. Li, J., Lu, G., Zhu, M.: Concentration-compactness principle for Trudinger-Moser inequalities on Heisenberg groups and existence of ground state solutions. Calc. Var. Partial Differ. Equ. 57, 26 (2018)

    MATH  Google Scholar 

  32. Li, J., Lu, G., Zhu, M.: Concentration-compactness principle for Trudinger-Moser’s inequalities on Riemannian manifolds and Heisenberg groups: a completely symmetrization-free argument. Adv. Nonlinear Stud. 21, 917–937 (2021)

    MATH  Google Scholar 

  33. Lions, P.L.: The concentration-compactness principle in the calculus of virations. The locally compact case, part 2. Ann. Inst. Henri Poincare Anal. Non Lineare 1, 223–283 (1984)

    MATH  Google Scholar 

  34. Lu, G., Tang, H., Zhu, M.: Best constants for Adams’ inequalities with the exact growth condition in \(R^n\). Adv. Nonlinear Stud. 15(4), 763–788 (2015)

    MATH  Google Scholar 

  35. Masmoudi, N., Sani, F.: Adams’ inequality with the exact growth condition in \( \mathbb{R} ^{4}\). Comm. Pure Appl. Math. 67, 1307–1335 (2014)

    MATH  Google Scholar 

  36. Masmoudi, N., Sani, F.: Trudinger-Moser inequalities with the exact growth condition in \(\mathbb{R} ^{n}\) and applications. Comm. Partial Differ. Equ. 40, 1408–1440 (2015)

    MATH  Google Scholar 

  37. Moser, J.: Sharp form of an inequality by N. Trudinger. Indiana Univ. Maths J. 20, 1077–1092 (1971)

    MATH  Google Scholar 

  38. Rabinowitz, P.: Minimax methods in critical point theory with applications to differential equations, CBMS Regional Conference Series in Mathematics, 65. Published for the Conference Board of the Mathematical Sciences, Washington, DC; by the American Mathematical Society, Providence, RI (1986)

  39. Rabinowitz, P.: On a class of nonlinear Schröinger equations. Z. Angew. Math. Phys. 43, 27–42 (1992)

    Google Scholar 

  40. Rabinowitz, P.: Critical point theory and applications to differential equations: a survey. In: Brown, R.F. (ed.) Topological Nonlinear Analysis. Progress Nonlinear Differential Equations Application, vol. 15, pp. 464–513. Birkhser, Boston (1995)

    Google Scholar 

  41. Ruf, B., Sani, F.: Ground states for elliptic equations in \( \mathbb{R}^{2}\) with exponential critical growth, In: Geometric Properties for Parabolic and Elliptic PDE’s. Springer INdAM Series, pp. 251–267. Springer, New York (2013)

  42. Ruf, B.: A sharp Trudinger-Moser type inequality for unbounded domains in \( \mathbb{R} ^{2}\). J. Funct. Anal. 219, 340–367 (2004)

    MATH  Google Scholar 

  43. Ruf, B., Sani, F.: Sharp Adams-type inequalities in \(\mathbb{R} ^{n}\). Trans. Amer. Math. Soc. 365, 645–670 (2013)

    MATH  Google Scholar 

  44. Sani, F.: A biharmonic equation in \( \mathbb{R} ^{4}\) involving nonlinearities with critical exponential growth. Commun. Pure Appl. Anal. 12, 405–428 (2013)

    MATH  Google Scholar 

  45. Tarsi, C.: Adams’ inequality and limiting Sobolev embeddings into Zygmund spaces. Potential Anal. 37, 353–385 (2012)

    MATH  Google Scholar 

  46. Trudinger, N.S.: On embeddings in to Orlicz spaces and some applications. J. Math. Mech. 17, 473–484 (1967)

    MATH  Google Scholar 

  47. Yang, Y.: Existence of positive solutions to quasilinear equations with exponential growth in the whole Euclidean space. J. Funct. Anal. 262, 1679–1704 (2012)

    MATH  Google Scholar 

  48. Zhang, C., Chen, L.: Concentration-compactness principle of singular Trudinger-Moser inequalities in \(R^n\) and \(n-\)Laplace equations. Adv. Nonlinear Stud. 18(3), 567–585 (2018)

    MATH  Google Scholar 

  49. Zhao, L., Chang, Y.: Minimax level estimate for a singular quasilinear polyharmonic equation in \( \mathbb{R} ^{2m}\). J. Differ. Equ. 254, 2434–2464 (2013)

    MATH  Google Scholar 

Download references

Acknowledgements

The authors would like to thank the referee for having very carefully read the paper and made many useful comments which have helped to improve the exposition of the paper.

Funding

The first author was supported partly by the National Natural Science Foundation of China (No. 11901031). The second author was supported partly by the Simons Foundation. The third author was supported partly by Natural Science Foundation of China (12071185).

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Guozhen Lu or Maochun Zhu.

Additional information

Communicated by P. Rabinowitz.

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Chen, L., Lu, G. & Zhu, M. Existence and non-existence of ground states of bi-harmonic equations involving constant and degenerate Rabinowitz potentials. Calc. Var. 62, 37 (2023). https://doi.org/10.1007/s00526-022-02375-5

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s00526-022-02375-5

Mathematics Subject Classification

Navigation