The current study benefited from a sample that was socioeconomically, ethnically, and regionally diverse. Unlike research by Chen and Goodson (2007) that indicates associations between genetic testing attitudes and socioeconomic status, gender, and age, our findings show that differences in awareness and attitudes among four geographically diverse major cities in the US: Norman, OK; Cincinnati, OH; Harlem, NY; and Washington, DC, could not be better accounted for by demographic factors that have typically been associated with attitudes towards genetic testing. Findings from this study suggest that ethnicity alone does not determine an individual’s socioenvironmental experience or beliefs about genetic testing. This paper presents a different perspective from previous studies that treated ethnic groups as monolithic and have suggested awareness, beliefs, and attitudes towards genetic testing for disease are largely driven by ethnicity (see Lannin et al. 1998; Lerman et al. 1999; Palmer et al. 2008; Suther and Kiros 2009). Instead, our findings point to awareness and attitude differences within ethnic groups and similarities across ethnic groups residing in the same region.
Although 28% of the participants chose to not report their ethnicity, the data that we do have indicates that our sample was ethnically diverse. Forty-two percent identified as African American, 9% as White, and 13% as mixed. The remaining participants reported other ethnicities not broadly categorized (i.e. East African, West African, Afro-Caribbean, Central American, Native American, or Central African). The preponderance of missing self-report ethnicity data in this study may reflect public attitudes towards genetic testing and/or race. Other variables that typically have a high frequency of non-response for surveys, such as income and occupation had lower levels of missing data (12 and 15%, respectively) than self-reported ethnicity in the current study. Missing ethnicity data was not associated with education, SES, or geographic region. Participants were also asked to report the ethnicity of their parents and grandparents. Of those participants who did not report their own ethnicity, only 23% failed to report ethnicity for any of their grandparents, suggesting that participants were deliberate and may have had a variety of motivations underlying their pattern of reporting for ethnicity.
Participants may have chosen to not report their own ethnicity for several reasons including an uncertainty about their own ethnicity and fear of being wrong, perceived lack of privacy, and the potential for misuse and misinterpretation of this information. The use of race and ethnicity in the research and clinical settings has historically been problematic (Caulfield et al. 2009; Duster 2006). Given the current social context of racial profiling, growing inequities, and media hype, the potential harms associated with racial and ethnic categorization cannot be ignored (Varcoe et al. 2009). These issues might be associated with the reluctance of some participants to report their own ethnicity.
The sites used for the sample were geographically dispersed, with an average of 530 miles between each site and over 1,500 miles separating Norman, OK, from Harlem, NY. Thus the current study was well designed to identify possible regional differences in the lay public’s awareness and attitudes regarding genetic testing for disease and ancestry, while also ruling out demographic factors that could logically account for these differences.
The Harlem, NY, group had the largest percentage of unemployed and the largest percentage of White participants. The NY group reported being more likely to request genetic testing for disease and placed the most importance on finding out more about their ancestry. Overall, the NY group had the most positive attitude towards genetic testing while reporting average awareness.
Harlem, NY, is traditionally a predominantly Black area that has experienced significant ethnic shifts due to economic boom and bust cycles (Taylor 1998). Being at the heart of NY, an international city, Harlem may be fully exposed to a culture of curiosity and openness to new ideas, thus promoting positive attitudes towards science and medicine.
The Washington, DC group was the youngest, had the largest percentage of African Americans, and had the largest proportion of participants with no religious affiliation. The DC site reported reading and hearing more about genetic testing for African ancestry and generally had more awareness of genetic testing than all other sites.
Washington, DC differs from all US cities because it was specifically established to serve as the nation’s capital by the Constitution of the United States (United States National Park Service and Parks and History Association 1987). It has been embroiled in issues of politics, policy, race, and national identity from the very beginning (Taylor 1998). DC residents potentially have more exposure to genetic testing information due to the presence of a number of academic and policy institutions in the area and proximity to the National Institutes of Health, as well as media communications in DC surrounding the genetic testing discourse. Washington, DC is also home to a prominent genetic ancestry testing company (i.e., African Ancestry Inc.), which might partially account for the increased awareness among DC participants about genetic testing for African ancestry. Prior research suggesting that DTC advertising of genetic testing is positively associated with awareness of genetic testing (Bowen et al. 2009) supports this hypothesis.
The Cincinnati, OH group had a large percentage of African Americans and the smallest number of participants identifying as mixed. The OH group was least likely to indicate that finding out more about their ancestry was very important and generally reported the lowest level of awareness about genetic testing.
Cincinnati, OH, is sometimes thought of as the first purely American city, lacking the heavy European influence that was present on the east coast (Taylor 1998). Race relations in Cincinnati have historically been tense as it lies at the intersection of states that allowed slavery before the Civil War, namely Kentucky, and one that did not, namely Ohio, as well as being an important stop on the Underground Railroad (Taylor 1998). Despite the highly racialized history of Cincinnati, however, ethnic identity did not seem to influence the pattern of responding among this group.
The Norman, OK group was the most ethnically diverse with almost 30% of the participants reporting mixed ethnicity. This may have been due to a high number of participants within the OK group that believed they had considerable Indigenous American ancestry. Accordingly, they reported more details about their personal ancestries than other sites.
Norman, OK, is approximately 20 miles south of downtown Oklahoma City. Among study sites Oklahoma is unique due to its Native American heritage (May 1996). It has the second largest population of Native Americans (United States Bureau of the Census Geography Division 2002) and more than 25 Native American languages are spoken in the state, the most of any state (King 2008).
The general reluctance of some Native Americans or Native American tribes to participate in genetic research and other genetics-related activities has been well discussed (Bolnick et al. 2007; International HapMap Consortium 2004; TallBear 2007) and supports most attitudinal findings from the OK participants in this study, many of whom claim some Native American ancestry. The OK site had below average awareness about genetic testing and expressed the least positive attitudes towards genetic testing, but, interestingly, valued ancestry testing more than disease testing. Their preference for ancestry testing might be due to the potential or expected material gains associated with having evidence of one’s Native American ancestry.
Overall, whatever the factors underlying these regional differences, clear distinctions among the sites can be made in terms of awareness and attitudes regarding genetic testing that are surprisingly not better explained by demographic factors. Our interpretations of the outcomes are largely speculative; however, our explanations concerning findings for Washington, DC and Oklahoma are based on years of experience working with the participating communities and host organizations at those sites, as well as our unpublished data and observations of what ensued at the forums. Our study is an incremental step towards filling the gap in knowledge regarding differences in awareness and attitudes toward genetic testing in general and ancestry testing in particular. Further research will be needed to validate our findings and determine specific underlying factors.
The results from this study must be interpreted in the context of the following limitations. First, the unavailability of self-reported ethnicity for many participants compromised our ability to adequately explore the relationship of that variable to awareness and attitudes. Second, all study participants attended a forum on ancestry testing and volunteered for free genetic testing for ancestry, thus the sample is subject to selection bias. The sample is unlikely to be representative of the population. Most participants generally had positive views towards genetic testing, which is expected given that all participants voluntarily attended a forum on genetic testing for ancestry. Third, the Southern and Western regions of the country were not represented in the study. Their inclusion may have added to the present findings and resulted in larger and more informative regional differences. Despite these limitations, we argue that the additional ethnicity information as well as the inclusion of individuals who would not have attended a forum on genetic ancestry testing, individuals who did not receive genetic testing, and individuals from other geographic regions (e.g., Western and Southern states) might have only further strengthened our results by providing more variability in responses, and potentially further differentiating the sites. Our results provide insight from four cities and can (1) inform the development or refinement of a concept model of factors that are linked to genetic testing and (2) guide future studies seeking to explain why there are differences in awareness and attitudes regarding genetic testing.
In conclusion, we make a couple of recommendations for future research. First, research identifying cultural and social factors that may underlie these regional differences is needed. Several factors were not measured or accounted for in the current study that may influence or help explain differences in awareness and attitudes towards genetic testing. Cultural beliefs, attitudes, and behaviors, including spiritual faith and religious practices, have been associated with openness and response to genetic testing for disease (Hughes et al. 2003; Lannin et al. 1998; Schwartz et al. 2000). Other belief systems such as temporal orientation and communalism have also been associated with likelihood to seek genetic testing for disease (Halbert et al. 2005; Hughes et al. 2003; Lukwago et al. 2003). In addition, experiences are shaped differently in different locations with different histories of race and class. For example, what it is to be black in Norman, OK—especially as that might relate to entangled histories with Native American tribes—may be quite different from what it is to be black in Harlem, NY or Washington, DC. The case of Cincinnati further demonstrates the complexity of the relationship between history/experience and attitudes. Future studies will benefit from increased sociological rigor and attention to the individual and collective beliefs, values, and experiences that potentially mediate the observed regional differences shown in the current study. Understanding the covariances and interactions among these socioenvironmental factors and the genetics that underlie health outcomes will facilitate the genetic counseling process associated with individual genetic testing as well as our ability to understand and improve individual and group health (Gravlee et al. 2009). As demonstrated by our study, further exploration of the attitudes toward health-related genetic testing versus ancestry testing is warranted.
Second, there is a need for additional general population studies of awareness and attitudes regarding genetic testing, particularly ancestry testing. Studies utilizing convenient samples, such as reported here, can be informative, but limit the generalizability of findings. The most useful study designs are likely to be those that enable us to also gather perspectives from persons with little or no interest in the testing under investigation.
Third, our results suggest that research findings from single sites should be interpreted with caution. Few studies have included samples from multiple regions across the US, a factor that may have contributed to the inconsistencies in previous findings. More regionally diverse samples are needed to fully explore the differences that geography makes in test takers’ awareness and attitudes including differences in ethnic and socioeconomic identity formation across space and time. Such studies could prove invaluable in informing decisions about the development of state-wide and perhaps national policies regarding genetic testing. Further, the current study is differentiated from other similar studies in that our survey included several open-ended items, which potentially gives the results added depth and breadth. Standardization of surveying methods for general social awareness and attitudes related to science and medicine will help increase our ability to collect and compare data nationally and internationally.
Attitudes towards genetic testing result from a complex contribution of beliefs and perspectives that are constantly in flux and ever changing (Condit 2001). These changing tides may be less due to polar ethnic influences than once thought. Rather, factors local to the individual such as regional history and culture may be more influential than social identity.