Abstract
There is a growing appreciation of the wide range of sleep–wake disturbances that occur frequently in Parkinson’s disease. These are known to be associated with a range of motor and non-motor symptoms and significantly impact not only on the quality of life of the patient, but also on their bed partner. The underlying causes for fragmented sleep and daytime somnolence are no doubt multifactorial but there is clear evidence for circadian disruption in Parkinson’s disease. This appears to be occurring not only as a result of the neuropathological changes that occur across a distributed neural network, but even down to the cellular level. Such observations indicate that circadian changes may in fact be a driver of neurodegeneration, as well as a cause for some of the sleep–wake symptoms observed in Parkinson’s disease. Thus, efforts are now required to evaluate approaches including the prescription of precision medicine to modulate photoreceptor activation ratios that reflect daylight inputs to the circadian pacemaker, the use of small molecules to target clock genes, the manipulation of orexin pathways that could help restore the circadian system, to offer novel symptomatic and novel disease modifying strategies.
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Introduction
Therapeutic approaches in the field of Parkinson’s disease (PD) are in a significant state of flux, which is a good thing!
After discovering the positive effect of levodopa in the 1960’s, there was a steady expansion across treatment classes targeting the dopaminergic system in PD (e.g., dopamine agonists, MAOI-B, COMT-I). This was followed by the increased recognition of motor fluctuations and the evolution of surgical approaches utilising deep brain stimulation techniques to manage them. All of these advances were focused (by necessity) on the dominant motor features of the disease with little attention being directed towards the increasingly problematic plethora of non-motor symptoms that are now recognised as very much a part of PD. However, to paraphrase the Nobel Laureate, ‘times, they are a-changin’’. Indeed, much of the recent expenditure seen in clinical trials has been shifting towards the much welcome framework of disease modification. Whilst not yet showing any significant evidence of success, it is early days for these fledgling efforts. As such, it is probably an opportune time to widen the lens before disappearing down a ‘monoclonal’ rabbit-hole, which if anything like the experiences seen in the field of Alzheimer’s, may leave us feel as though we are tumbling helplessly like Alice, before we reach the Wonderland.
The list of potential neuroprotective targets in PD would seem to be myriad including oxidative stress, mitochondrial dysfunction, calcium homeostasis, ferroptosis and neuroinflammation [1] but one area deserving of greater attention would appear to be circadian dysfunction. Whilst there has been an increasing recognition about the potential role of the glymphatic system in the overnight clearance of amyloid in Alzheimer’s Dementia [2], little consideration has been given to the circadian processes occurring at the level of the cell.
Another area that has been largely overlooked to date is the concept of chronotherapy where the administration of medications should be timed to an individual’s circadian rhythm. This approach could also be used to achieve a better pharmacokinetic profile, improve efficacy and/or reduce toxicity related to drug metabolism. Thus, further research into the field of chronopharmacology is urgently required to explore how the body’s internal clock affects drug metabolism, efficacy and safety in PD [3].
It is increasingly understood that many neurodegenerative conditions have tight correlations with circadian dysfunction sleep disorders, most prominently in PD [4, 5]. Indeed, evidence suggests that sleep disruption is a central aspect of neurodegenerative disorder prodromes [6,7,8]. Circadian and sleep disruptions have significant adverse consequences on both motor and non-motor symptoms in PD, in addition to impacting on their caregivers [9, 10]. These effects are also known to carry increased cardiovascular risks in PD [11].
Complex neural connections integrate the circadian signal with the sleep homeostat, which is known to balance wake-promoting (Ascending Arousal System) and sleep-promoting (hypothalamic ventrolateral preoptic area (VLPO)) regions, as well as the ultradian system, which controls the transition between Rapid Eye Movement (REM) and Non-REM sleep stages throughout the night. Importantly, in PD neuropathological changes have been described across a number of critical brain regions in these systems that could account for sleep–wake disruption (for review see, [12]). Furthermore, there is an increasing body of evidence that suggests that a dysregulation in circadian oscillations at the cellular level may be a pathway to the accumulation of toxic waste or protein aggregation, which might in turn play a major role in neurodegeneration (for review see, [13]).
Currently, no pharmacological (e.g., Melatonin) or non-pharmacological (e.g., Light Therapy) strategies have been widely adopted to reduce the sleep disturbances in PD [14]. Furthermore, little has been done to relieve symptoms or explore any role for disease modification by targeting circadian biology. Thus, whilst appearing to be overly parsimonious, there is a clear rationale for targeting sleep and chronobiology as a novel treatment strategy for PD.
The circadian network
The suprachiasmatic nucleus (SCN) serves as the major circadian pacemaker and is located in the anterior hypothalamus above the optic chiasm. It consists of a pair of nuclei with ~ 10,000 neurons each that have an endogenous rhythm with a period length of about 24 h in humans [15]. The neurons of the SCN are not photosensitive and photoperiodic information of light/dark stimuli is relayed to them by retinal photoreceptors via the retinohypothalamic tract. Originally, the rods and three cone photoreceptor types located within the outer layers of the neuroretina were thought to be the only cells responsible for transmitting light information to regulate circadian rhythms. However, the textbooks are now being rewritten following the discovery of a third, inner retinal photoreceptor class, the melanopsin containing intrinsically photosensitive Retinal Ganglion Cells (ipRGCs) [16] or in short, melanopsin cells. These melanopsin cells are major contributors to non-image forming circadian processes as well as having a role in human vision [17, 18]. Melanopsin cells project via the retinohypothalamic tract to multiple brain regions including those regulating circadian rhythms, such as sleep promoting regions (via the SCN and the ventrolateral preoptic nucleus, VLPO) [19], mood (via the lateral habenulae) [20] and visual functions (via the lateral geniculate nucleus) including brightness detection and contrast vision [21, 22] (for review see [23]). In addition, melanopsin cells also form the afferent pathway of the pupillary light reflex through their projections to the olivary pretectal nucleus (OPN) that connects with the Edinger Westphal nucleus [24]. As such, the pupillary light reflex and in particular, the post-illumination pupillary light response (PIPR), which is the sustained pupil constriction after light offset, is completely driven by melanopsin [25].
The SCN signals temporal information to the pineal gland, resulting in the daytime inhibition and nighttime release of pineal melatonin [26]. Melatonin, “the hormone of darkness” has a soporific and chronobiotic function, and as the “hand” of the central clock conveys the time signals to the rest of the body, for example to initiate sleep [27]. Sleep propensity occurs approximately 2 h after melatonin secretion [28]. The relative timing of bodily processes, including that of melanopsin cell responses can be phase related to melatonin rhythm. Melanopsin function gradually decreases prior to melatonin onset and reaches a minimum after melatonin onset [29, 30]. This relationship between melanopsin and melatonin is independent of exogenous circadian cues. Hence, melanopsin cells can be considered the “crown” of the movement that sets the central clock (SCN) to the external environment to control its “hand” (melatonin).
The role of CLOCK genes
Biological clocks are comprised of an input, a molecular timekeeping mechanism (oscillator), and physiological outputs. Input refers to cues that provide temporal information to the oscillator known as Zeitgeber (German for “time givers”) [31], such as light. Other clock inputs can comprise food intake, body temperature and exercise. The molecular core oscillator consists of interlocked transcriptional/translational feedback loops (TTFL) that are autonomous and self-regulating.
Figure 1 illustrates a simplified schematic of the mammalian TTFL. Briefly, in the central TTFL, the basic helix–loop–helix transcription factors ARNTL, also known as BMAL1 brain and muscle Arnt-like protein-1 (BMAL1) and circadian locomotor output cycles kaput (CLOCK), dimerize and bind to E-boxes on promoters of Cryptochrome [(Cry)1/2] and Per (Per1–3) genes [32]. PER and CRY proteins dimerize in the cytoplasm before translocating into the nucleus, where they bind to and inhibit E-box transactivation by BMAL1-CLOCK, thus suppressing their own gene expression. This molecular oscillation is self-sustained and oscillates with a remarkably precise period of ∼24 h [33]. The rhythmic clock proteins in turn control output genes that affect physiological, metabolic, and behavioral rhythms [34,35,36], hence the coupling of physiological processes (outputs) to upstream circadian oscillators.
Circadian network disruptions in Parkinson’s disease
Given the widespread neuropathological changes associated with PD, systemic circadian network disruptions can occur in the absence of neuropathology within the SCN. For example, intrinsically photosensitive retinal ganglion cells (ipRGCs) become dysfunctional [37, 38] and degenerate [39] in PD. The presence of Lewy bodies and Lewy neurites in the pineal gland in some individuals with PD [40] may be potentially related to neuropathology. There is also a growing appreciation of the role played by a complex system of clock genes that regulate circadian rhythm at the cellular level (e.g., cell cycle check points and cell cycle progression [41]). Thus, there is a real need for studies on the structural and functional integrity of the circadian network and other sleep wake regulators that occurs with disease progression throughout the course of α-synuclein-specific neurodegeneration. Studies are emerging that suggest these mechanisms may also be impacted by neurodegeneration or could potentially even be driving it [13]. As such, there is growing interest in the use and development of animal models and human studies for investigating sleep and circadian function in health and disease [42].
Melanopsin dysfunction in PD
Normal structure and function of melanopsin cells, rods and cones, as well as regular melatonin secretion are required to promote the full effects of sleep [43, 44]. People with neurodegenerative and neuroretinal disease experience loss of melanopsin function [37, 45,46,47]. There have been several fundamental discoveries concerning the mechanism through which melanopsin photoreceptors affect circadian function and sleep in people with PD. For example, melanopsin function is impaired in people with PD and not related to any ophthalmological symptoms [38]. This functional deficit is reflected in histological examination of wholemount post-mortem retinae of eyes in PD patients that identified morphological changes to melanopsin cells [39]. The melanopsin cells are also reduced in their number and dendritic density with shorter ramifications and fewer synaptic contacts [39]. In addition, recent work has revealed that melanopsin dysfunction is correlated with reduced sleep quality and retinal thickness in PD [37]. In the same study, individuals with PD also demonstrated an abnormal dim light melatonin onset (DLMO) and an increased phase angle of entrainment compared to a healthy age-matched group [37]. Altogether, the evidence indicates that melanopsin deficits contribute to sleep and circadian disruption in PD and that they have a direct relationship with the secretion of melatonin [48].
Pineal melatonin dysregulation in PD
While sleep and circadian rhythms change with age, it is recognised that PD patients experience much more severe sleep–wake dysfunction than typical age-related disruptions [49, 50]. Since the timing of the sleep–wake cycle is defined by the circadian system it is an accessible measurement to assess circadian disruption. The determination of (salivary or plasma) dim light melatonin onset is the gold standard for determining circadian phase [51]. Previous studies evaluating the dim light onset of melatonin secretion in PD have shown mixed results depending on disease stage and medication use. Whilst some studies have reported that patients in the early stages of PD did not demonstrate a significant phase advance (early melatonin secretion) [52], others have seen this change in medicated patients [53, 54]. Likewise mixed results have been reported regarding melatonin secretion amplitude with one study reporting increased [54] and another decreased [55] melatonin concentration in PD.
Peripheral clock gene expression deficits in PD
The expression of clock genes within the circadian network has most frequently been investigated in animal models of dopaminergic nigrostriatal neuronal degeneration mimicking PD pathology [56]. For example, Hayashi et al. found that the expression of clock genes like BMAL1, PERs, and CRYs decreased in amplitude [57]. Interestingly, when investigating the potential effect of long-term treatment with levodopa on the circadian rhythm deregulation in the 6-hydroxydopamine PD mouse model, Li et al. reported that L-dopa treatment further downregulated BMAL1 expression in the SCN and the striatum [58].
Further evidence of a relationship between PD and circadian rhythms can also be derived from the expression of clock genes in humans. For example, striking abnormalities have been found in PD patients regarding the core clock gene, BMAL1, including a significant lower expression in the 12-h night period compared to healthy controls, where its expression levels correlated with the severity of motor symptoms and sleep quality [59]. Other work has demonstrated a reduction in the time-dependent variation of BMAL1 expression [52], and an association between a BMAL1 variant and the tremor-dominant subtype of PD [60]. Furthermore, changes in the expression of the core clock genes, PERs and NR1D1 have also been reported in PD [52]. Therefore, dysregulation in clock genes may influence both pathophysiology and symptomatology and a greater understanding of these relationships might allow more targeted therapies in the future.
Rest-activity cycles in PD
Many studies have reported changes in actigraphy-based sleep–wake rhythms in individuals with PD (reviewed in [61]). These changes include parameters like an overall dampening in the amplitude of the sleep–wake rhythm and increased inter-daily variability in the timing of the rhythm onset/offset [62, 63]. However, because many other ‘indirect’ factors (e.g., medications, sleep disorders and autonomic dysfunction) can contribute to sleep–wake cycle disturbances [64], including the uncoupling of circadian and sleep regulation [54], determining the degree to which circadian disruption is responsible for dysregulating the rest-activity rhythms in PD remains a real challenge.
Core body temperature rhythm in PD
One of the first physiological variables subjected to long-term monitoring that allowed the determination of daily rhythmicity was body temperature [65]. Indeed, the rhythmicity of core body temperature is a convenient marker of the integrity of the circadian clock network and for studies on sleep. Since the circadian rhythm interacts with the concurrent processes of cellular metabolism, core body temperature can also be measured to gauge the interaction between homeostasis and circadian rhythmicity (for reviews see [66,67,68,69]).
Previous work has indicated that overall, the 24-h rhythm of core body temperature is preserved in PD [70]. However, evidence indicates that the mesor of core body temperature is lower in individuals with PD than in healthy controls [71] and is particularly prominent in individuals with PD and coexistent depression [72]. Furthermore, the association between changes in the thermoregulatory rhythms and REM Sleep Behaviour Disorder (RBD) has recently been reported [71]. This work has identified a negative correlation between the amplitude of the overnight core body temperature and the severity of RBD symptoms [71]. However, since these changes in core body temperature were not observed in individuals with PD who did not exhibit RBD, it was concluded that the alteration in core body temperature rhythm may more likely be associated with the local brainstem pathology underlying RBD [73]. Further investigations of core body temperature rhythms will be needed to establish if circadian dysregulation is a key physiological feature, especially at the prodromal stage of synucleinopathies such as that observed with isolated RBD.
Current circadian treatment strategies
Photoreceptor-directed chronotherapy
Supplemental Bright Light Therapy (BLT) is a safe and established treatment for seasonal depressive disorders and depression [74] and has gained interest as a therapeutic or “photoceutical” in PD through its effects on motor and non-motor symptoms including sleep and chronobiology disturbances (for review [3]). In particular, a positive effect on daytime sleepiness [75], as well as an improvement in motor function [76,77,78] have been reported but recent meta-analyses deemed these results as inconclusive warranting future randomised clinical trials [79, 80].
A major limitation of such BLT studies is that they used a variety of different fixed light spectra and intensities that are not intended to biologically effect a change in specific photoreceptor class inputs to the brain’s central circadian clock, which would be required for regular photoentrainment [81]. Indeed, such artificial lighting may even have negative health effects by delivering continuous exposure to lighting spectrums that are not specifically required, a situation akin to taking the wrong dosage of a medication. The functional and structural melanopsin changes in PD provide a strong rationale for specifically targeting the melanopsin photoreceptor using day light spectra designed to target their activity as a novel photoceutical to better manage the clinical symptoms [3, 82, 83].
Such novel photoreceptor-directed lights can generate complex light spectra and illumination levels to match the change in the relative activity of all photoreceptors in the eye during the solar day through selectively and/or combined activation of melanopsin cells, rods and cones [83]. One recent study that has finished recruitment has specifically targeted the melanopsin deficits in PD with such biologically-directed light through a randomised, double-blind clinical trial (ACTRN12621000077864). This clinical trial has, for the first time, also addressed the individual patient’s light requirements based on their objectively measured melanopsin function and chronotype. This precision medicine approach is seen as an advance on the previous “one size fits all” adopted by light intervention studies performed to date. These are promising first steps towards targeted chronotherapy and the future may see tailored light spectrums prescribed for the therapeutic management of sleep and circadian dysfunction that address specific symptoms and potentially even disease modification.
Targeting melatonin dysregulation
The effects of supplemental melatonin on sleep behavior in PD have been tested in several studies with mixed results, potentially due to the varying dopaminergic treatment of study participants impacting on melatonin amplitude [54]. A recent meta-analysis and systematic review of 7 studies concluded that melatonin significantly improved objective (total sleep time as assessed with polysomnography) and subjective sleep quality (assessed with the Pittsburgh Sleep Quality Index questionnaire) [84]. However, supplemental melatonin is not effective in decreasing excessive daytime sleepiness and rapid eye movement sleep behaviour disorder (RBD), two commonly experienced sleep disturbances in PD [7, 84, 85]. An evidence-based review on the treatment of non-motor symptoms in PD concluded that although there is insufficient evidence for melatonin to be beneficial for treatment of insomnia, it is regarded as “possibly useful” [14].
Exercise- and fasting-directed chronotherapy approaches
Prescribed exercise is another circadian-based strategy that has been developed to restore circadian function. Whilst proof-of-concept studies were originally developed in rodent models [86, 87], they have since been translated into the PD population showing both improvements in objective and subjective sleep measurements [88,89,90].
Intermittent fasting (IF) has been shown to be protective against nigral dopaminergic neurons from MPTP-mediated dopaminergic neuronal injury in mice and neuronal excitotoxicity in rats and mice [91]. A 6-month study of caloric restriction in a primate PD model led to better locomotor activity with higher striatal dopamine levels relative to ad libitum-fed controls [92]. Similarly, Griffioen and colleagues showed that IF led to a decreased burden of alpha-synuclein in the brainstem that contributes to autonomic dysfunction commonly seen in PD [93].
The circadian clock intimately interacts with nutrient-sensing pathways, allowing feeding-fasting rhythms to enhance the robustness of the oscillation of circadian activator and repressor components that bind to the transcriptional regulatory regions of thousands of genes, which in turn generate rhythms in metabolism, cell division and repair, and growth [91, 94,95,96,97,98,99,100]. Accordingly, fasting-associated interventions may be targeting mitochondrial dysfunction and its downstream consequences rather than acting as a nutritional supplement, as it likely targets several physiological pathways. Thus fasting-associated interventions would appear feasible, effective, and inexpensive circadian-based treatments that are currently being tested in preclinical and clinical settings [94,95,96, 101, 102].
Potential circadian treatment strategies
Modulating the cellular clock
Small molecule drugs are chemically synthesised compounds with a molecular weight commonly below ~ 500 Da [103, 104]. Recent work has highlighted that novel “small molecules” can manipulate the circadian clock either directly by acting on the oscillator (e.g., binding to core clock proteins to modulate clock protein–protein interaction) or through key regulators (e.g., clock-associated cellular pathways involving ubiquitinases, kinases and phosphatases [105, 106]), via input pathways, or feedback mechanisms from output targets (e.g., pineal melatonin and adrenal glucocorticoids), see Fig. 1. Clock-modulating small molecules could directly manipulate the circadian system to improve clock-regulated output processes (e.g., cognition), alleviate disease symptoms and pathological decline [107,108,109,110,111]. Indeed, recent work has revealed that casein kinase 1 (CK1) ε/δ, a key regulator of the circadian oscillator, may be a suitable target for the therapeutic intervention against the cognitive decline in AD [112]. Whether this target is specific for AD or could apply to PD dementia requires further consideration.
Targeting clock outputs
An alternative strategy for normalising circadian disturbance would be to target the downstream outputs of the circadian clock (e.g., orexinergic neurons) [113]. The discovery of the neuropeptide orexin in 1998 [114, 115] has triggered enormous research efforts looking for druggable targets. Orexin is a key modulator of the sleep–wake cycle [116] and the orexin system also has projections to brain regions that have been implicated in arousal and cognition [117]. Studies conducted in PD have reported pathological changes in the lateral hypothalamus with a loss of orexin neurons and fluctuations in CSF orexin levels [118]. More recent work has also suggested the potential protective action and therapeutic applications of orexin receptor agonists in preclinical models of PD [119], as well as highlighting the possibility that orexin receptor antagonists may consolidate the abnormal sleep patterns observed in PD [120].
Both dual orexin receptor antagonists (DORAs) and selective orexin receptor antagonists (SORAs) have recently been developed for the short-term and long-term treatment of insomnia, aiming for fewer side effects than existing hypnotic drugs [121]. Since orexin neuron activation is under pronounced circadian control, it is possible that DORAs and SORAs may need to have specifically timed administration, based on circadian rhythms. Studies conducted on the assessment of sleep architecture in patients with insomnia, major depressive disorders, and obstructive sleep apnoea have shown that DORAs increase the total sleep time by promoting REM sleep, without affecting, or at the expense of decreasing, non-REM sleep [122]. Thus, such agents might potentially offer an approach for treating the broad spectrum of sleep disorders in PD and further specific trials are required in this patient population.
Conclusion
It is clear that modulating photoreceptor activation ratios that reflect daylight inputs to the SCN and the retinal pathologies found in PD may present opportunities to develop mechanism based light therapy protocols [3], such as using light spectra tailored for new photoceutical treatments to better manage the clinical symptoms in PD [83]. In line with the importance of the timing of drugs, it is likely that these targeted light therapy protocols would need to be adjusted to synchronise with melatonin action (to fall asleep and maintain sleep) and the timing of other medications.
Utilising chronotherapies and photoceuticals to restore normal cellular processes to improve the sequestration and elimination of misfolded proteins may also act to slow neurodegenerative disease progression. Indeed, there is a growing support that not only is circadian and sleep dysfunction a consequence of neurodegeneration, but may also play a causative role, predisposing to disease onset and exacerbating disease progression. In this scenario, circadian dysfunction and neurodegeneration would form a detrimental, self-perpetuating positive-feedback loop (reviewed in [4, 5, 123,124,125]). It is clear that the sleep–wake cycle and circadian facets of disease are of great importance when examining major neurodegenerative diseases and represent novel targets for treatment (for review see [3, 61, 126]). Thus, considering that many aspects of life from cellular functions to physiology and behaviour are circadian regulated, restoration or normalisation of this disruption in PD may offer a range of therapeutic targets for both symptomatic and disease modifying therapies.
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Open Access funding enabled and organized by CAUL and its Member Institutions. SJGL is supported by an NHMRC Leadership Fellowship (#1195830). OR is supported by the National Health and Medical Research Council of Australia (GNT1186943) and The Michael J. Fox Foundation (MJFF-000946) and Shake IT Up Australia. BF is supported by and The Michael J. Fox Foundation (MJFF-019123) and Shake IT Up Australia.
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Feigl, B., Lewis, S.J.G. & Rawashdeh, O. Targeting sleep and the circadian system as a novel treatment strategy for Parkinson’s disease. J Neurol 271, 1483–1491 (2024). https://doi.org/10.1007/s00415-023-12073-7
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DOI: https://doi.org/10.1007/s00415-023-12073-7