Abstract
The ataxias are a group of disorders that manifest with balance, movement, speech and visual problems. They can arise due to dysfunction of the cerebellum, the vestibular system and/or the sensory neurons. Genetic defects are a common cause of chronic ataxia, particularly common are repeat expansions in this group of conditions. Co-occurrence of cerebellar ataxia with neuropathy and vestibular areflexia syndrome has been termed CANVAS. Although CANVAS is a rare syndrome, on discovery of biallelic expansions in the second intron of replication factor C subunit 1 (RFC1) gene, we and others have found the phenotype is broad and RFC1 expansions are a common cause of late-onset progressive ataxia.
We aim to provide a review and update on recent developments in CANVAS and populations, where the disorder has been reported. We have also optimised a protocol for RFC1 expansion screening which is described herein and expanded phenotype after analysing late-onset ataxia patients from around the world.
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Phenotype
Late-onset ataxia is a common neurological condition, where failure of systems controlling motor coordination occurs. This can lead to falls because of gait and stance ataxia and severe limitations in daily life. The disorder can be acquired, hereditary or non-hereditary; and up to 60% of familial and 19% of sporadic cases could have a genetic basis [1,2,3] and in most patients, it can present without an obvious familial background [4]. CANVAS is a common cause of late-onset progressive ataxia and the CANVAS patients suffer from ataxia, sensory neuronopathy or neuropathy as well as vestibular dysfunction [5]. Efforts have been made to piece together the syndromic clinical features of CANVAS with the genetic information to allow for more accurate clinical diagnosis. Recently, Cortese et al. reported the clinical features in the first 100 genetically confirmed RFC1 CANVAS cases [6]. The mean age of onset appears to be just over 50 years. Progressive unsteadiness was the most common complaint at disease onset and universally present during disease progression. A sensory neuropathy was identified as a common feature in all cases carrying biallelic AAGGG RFC1 expansions. There is often intrafamilial variability in age at onset and severity in clinical features but we have not seen extreme differences. The repeat sizing on Southern blot does not allow accurate expansion size comparison although as numbers of cases increase and our Southern blot method improves this may be possible in the future. Patients often reported symptoms including loss of feeling, neuropathic pain, ‘pins and needles’ (paraesthesia) and unpleasant sensation in response to touch (dysesthesia), pointing to a damage to peripheral nerves. Notably, in some patients the disease manifested as isolated sensory neuropathy. Cerebellar involvement was observed in two thirds of patients, showing nystagmus, dysmetric saccades and broken pursuits and leading, as the disease progresses, to dysarthria and dysphagia. A characteristic radiological pattern of cerebellar atrophy affecting the vermis and hemispheric crus I was identified and further confirmed on post-mortem brains [5]. Vestibular areflexia is also often present and probably its frequency is still underestimated. Patients may complain of oscillopsia and, when clinically tested, vestibulo-ocular reflex is often bilaterally impaired. Interestingly, over 60% of CANVAS patients experience dry cough (Fig. 1) whose cause remains unexplained. The cough is reported up to 30 years before neurological onset [6, 7], and it is hypothesised to be arising either as hypersensitivity syndrome due to a peripheral mechanism, where dysfunction of C fibres at level of upper way or oesophagus occurs; or due to cerebellar circuitry impairment [7]. Nerve conduction studies show non-length dependant sensory neuropathy in all the tested patients. Motor nerve conduction is preserved [8]. Visualisation of symptoms of 100 genetically confirmed CANVAS cases can be seen in Fig. 1 [6].
Moreover, Szmulewicz [9] and Cortese [6] both describe tests and assessments used for clinical diagnosis of patients. Briefly, nerve conduction studies are employed to check for sensory nerve involvement. Vestibular impairment should be tested by either of the following: bilaterally abnormal video head impulse test, bilaterally reduced caloric response or reduced vestibulo-ocular reflex gain tested using a rotatory chair. And finally, a range of tests should be employed in autonomic assessment, where parasympathetic and sympathetic functions should be checked. Abnormal blood pressure responses may be observed during change in posture and handgrip in sympathetic assessments. Parasympathetic function may be impaired which could be observed in heart rate variation during deep breathing or standing. Other autonomic nervous system dysfunctions may be present and can include affected micturition and defecation.
CANVAS shares common clinical features with other ataxias such as Friedreich Ataxia (FA) and Spinocerebellar ataxias (SCAs) and with Multiple System Atrophy (MSA) (Table 1). Therefore, clinical diagnosis of CANVAS may be difficult and genetic investigations should follow.
Repeat expansions in RFC1
CANVAS phenotype is especially complex, as is its underlying genetic cause. A healthy individual carries a nucleotide sequence of AAAAG in their second intronic region in the RFC1 gene (hg19 chr4:39,350,045–39,350,103). The pentanucleotide is generally repeated 11 times; however, in affected individuals, the sequence is changed to AAGGG and the number of repeats becomes expanded from less than several hundred to more than 2000 times. The mutant repeat expansion is only pathogenic when present on both alleles. The disease can be either sporadic or occur in siblings. Notably, few families with cousins affected, suggesting a pseudo-dominant inheritance, were also reported; those individuals were biallelic for expanded AAGGG with one of the alleles coming from another branch of the family. The pathogenic AAGGG allele are fully penetrant, while so far, carriers of one AAGGG expanded allele are all unaffected [8]. Furthermore, biallelic (AAGGG)exp appears to be CANVAS specific: no mutant configurations were found in two separate cohorts of patients, in a cohort of 336 multiple system atrophy mainly Caucasian patients from various brain banks and 102 Chinese Han MSA patients [10, 11].
Expansions of non-pathogenic repeat units including AAAAG, AAAGG, AAGAG and AGAGG were also observed [8, 12]. Thus far, the biallelic mutant AAGGG expansion is the only conformation shown to cause disease. Indeed, Cortese reported healthy individuals with conformations such as (AAAAG)exp/(AAGGG)exp, (AAAGG)exp/(AAGGG)exp and (AAAAG)exp/(AAAGG)exp.
Populations
The first cohort originating from 11 families with a CANVAS diagnosis studied by Cortese et al. consisted of 29 individuals of whom 23 were affected and six unaffected [8]. Additional cohort of 150 sporadic cases with late onset ataxia were screened and 22% of them were found to have the expanded AAGGG present and if only the individuals with sensory neuronopathy and/or bilateral vestibular areflexia were considered, the percentage would have been higher. The patients were of European ancestry [8]. Another cohort studied by Cortese included 363 Caucasian individuals with late-onset ataxia of whom 105 patients were identified to carry the biallelic (AAGGG)exp [6].
In a bioinformatics-based approach to screening the repeat expansions, a cohort of 35 individuals with clinically diagnosed CANVAS was recruited. Of those, 30 were found to carry the mutant biallelic repeat expansion and most of the individuals were of European ancestry and a few were of different ethnic backgrounds [13].
There are currently not many studies on non-European cohorts. However, Akcimen et al. screened a cohort of Brazilian and Canadian patients with ataxia [12]. Out of total of 177 patients, they identified only one Brazilian family with two affected siblings that have the biallelic mutant expansion and one Canadian case. Interestingly, they report novel pentanucleotide sequences—AAGAG and AGAGG; however, the Repeat-primed polymerase chain reaction (RP-PCR) plot for AAGAG does not show a typical saw tooth pattern but they further explain that Sanger sequencing was needed for its identification.
A few CANVAS cases were identified in Japan [14,15,16], of which one was genetically confirmed by long read sequencing and it has the same haplotype around RFC1 as most European cases [16].
Fan and colleagues screened a cohort of late-onset ataxia patients found in the Chinese Han population [11]. They established that the frequency of heterozygous AAGGG repeat expansion alleles in their ataxia cohort was similar to their multiple system atrophy cohort: 2.75% and 2.45%, respectively; however, no biallelic cases were found. Wu and colleagues described 26 CANVAS patients in New Zealand, all of them were of European ancestry with four patients also having New Zealand Maori and two patients having Polynesian ancestries [17].
The frequency of the (AAGGG)exp allele differs between populations worldwide. The majority of the reported CANVAS cases are European and indeed an ancestral haplotype has been identified and it is estimated to have emerged more than 25,000 years ago, likely in Europe [13]. In a cohort of European descent, the allelic distribution for (AAGGG)exp was concluded to be 0.7% and conversely, the wild type, non-expanded AAAAG allele frequency equals 75.5% [8]. In a Canadian cohort of 163 control individuals, the frequency of expanded AAGGG was 4% and non-expanded AAAAG, 84.6% [12]. In 490 healthy Chinese Han individuals, the frequency of (AAGGG)exp was found to be 2.24% and for (AAAAG)11, 70.82% [11].
Based on allele frequency the estimated disease prevalence at birth ranges from 1:10,000 to 1:650 individuals [6]. Wu et al. estimated the disease prevalence in Auckland, New Zealand to be nearly 1:100,000 [17].
It appears that the AAGGG mutant expansion is a common cause of late onset-ataxia and it is underdiagnosed or misdiagnosed due to a range and variety of symptoms as well as relatively recent characterisation of the disorder [5, 18, 19] and identification of the underlying genetic defect [8]. The incidence of (AAGGG)exp alleles is at its highest (92%) in cases with typical CANVAS symptoms, this decreases; however, when only cerebellar ataxia with sensory neuropathy are characterised [6]. It is, therefore, of great importance that more individuals from different backgrounds are screened for possible RFC1 pentanucleotide expansions to better characterise the disorder and aid clinical diagnosis as well as estimation of the global prevalence of (AAGGG)exp.
Investigation methods for pentanucleotide expansions
RP-PCR and flanking PCR are performed as previously described by Cortese et al. on genomic DNA [8]. Flanking PCR is employed to amplify the intronic RFC1 region and an affected individual will not show an amplified product on an agarose gel as opposed to non- affected individuals, where at least one PCR product corresponding to non-expanded AAAAG or intermediately expanded AAAAG, AAAGG or AAGGG can be amplified.
In patients, RP-PCR shows a typical saw-tooth decremental pattern (Fig. 2a) for AAGGG, but not AAAAG or AAAGG. Absence of amplified flanking PCR product together with saw-tooth decremental pattern on RP-PCR are highly predictive of biallelic RFC1 expansion. It is important that flanking PCR and RP-PCR are used alongside and interpreted with caution. In rare instances, we observed no flanking PCR product in controls and negative RP-PCR for mutant expansions; however, positive RP-PCR for non-pathogenic expansions were found. Moreover, it is possible that flanking PCR will show no amplifiable product but positive RP-PCR for one allele with expanded AAGGG and one allele with expanded AAAGG for a non-affected individual.
Where cases likely positive for the biallelic AAGGG expansion in RFC1 are found, provided sufficient DNA is present, Southern blotting should be used for further confirmation of PCR results. Southern blotting is the current gold standard in measuring repeat expansions [20]. The screening process for pentanucleotide expansions is shown in Fig. 3.
We have optimised the Southern blot protocol for RFC1 screening (Fig. 2b). Briefly, the changes from the original protocol, which produced good images in a lot of cases, include an overnight transfer of DNA to a positively charged nylon membrane as opposed to a transfer lasting 4 h which in a few cases resulted in an incomplete DNA transfer to the membrane (not shown). After transfer, pre-hybridisation was extended to 5 h from the original 3 h and the temperature was increased to 49 °C from 46 °C. The increase of temperature was also implemented for the overnight hybridisation step. While five micrograms of good quality genomic DNA are still needed, bands are generally better visible and more blots are successful. Moreover, shorter exposure time for visualising the bands on fluorescent detection film can be used which leads to less background and higher quality image overall, we find that 10 min exposure produces clearest image. Biallelic expansions in affected individuals are seen as two bands between 7 and 15 kb, or one thicker band if the expansions on both alleles are the same or similar size. Unaffected individuals who carry the mutation can either have one band in normal, wild type, range of 5 kb and one band in expanded range of 7–15 kb, or two expanded alleles—one in the non-pathogenic range of up to around 6.5 kb and one in the pathogenic range. Although Southern blotting is greatly important in repeat expansion screening, it has its limitations. Often, there might not be DNA available to perform the blotting as relatively large quantity (5 µl or more) of good quality (260/280 ratio of 1.8–2 and 260/230 ratio of 2–2.2) DNA should be used. It is a time-consuming and labour intensive technique that requires a specific laboratory set-up and might fail at various stages; however, with our protocol optimisation, we observe good quality images.
Regardless of the limitations, we recommend that Southern blotting is used further to flanking PCR and RP-PCR in CANVAS screening.
Long-read sequencing can also be successfully employed to detect pathological repeat expansions as shown by Nakamura et al. [16]. Briefly, they obtained long reads from the patient and normal control DNA using PromethION sequencer (Oxford Nanopore Technologies, Oxford Science Park, UK). Then, they enriched the repeat regions with Cas9-mediated system and sequenced them using a MiniION nanopore sequencer. Human reference genome (hg38) was used to align the reads and tandem-genotypes v1.1.0 was used to conduce tandem repeat genotyping and multi-dataset prioritisation. Finally, RFC1 repeat reads containing ± 50-bp flanking regions were aligned to generate a consensus repeat sequence.
The disease-causing mechanism
Currently, the mechanisms causing CANVAS are unknown, and this is, therefore, an ongoing area of research. The recent discovery of the recessive AAGGG repeat expansion in the RFC1 gene and has been identified as a frequent cause of this late-onset disease. This mutated expansion was compared to an expanded form of the reference sequence, AAAAG. Unlike the pathogenic AAGGGexp, individuals with either one or two copies of AAAAGexp do not exhibit symptoms. The AAAAGexp is considerably smaller than AAGGGexp, which indicates that both nucleotide change and expansion size have an impact on the pathogenic mechanism [8].
As the pathogenic repeat expansion is inherited in a recessive manner, it would be suspected that the mechanism of the disease would be a loss of function [21]. However, preliminary investigations mostly in non-affected tissues did not show a clear reduced expression of canonical RFC1 transcript or protein [8]. However, this does not exclude other effects that this repeat expansion may have, for example altering the organisation of chromatin or effect on other transcripts or isoforms or tissue specific consequences. These uncertainties about the underlying mechanism may be more complex than previously hypothesised and further research is needed to elucidate the pathogenic events in CANVAS patients.
Conclusions
Homozygous AAGGG expansions in RFC1 gene appear to be a common cause of late onset ataxia. Efforts are being made to better characterise the phenotype of CANVAS disorder to aid clinical diagnosis. Most common complaints in patients with CANVAS include progressive unsteadiness at disease onset and during progression, sensory neuropathy and vestibular areflexia. In addition, cerebellar involvement leading to dysarthria and dysphagia may be observed. Patients may complain of oscillopsia and over 60% may experience unexplained dry cough. A variety of laboratory tests needs to be employed in parallel to find likely positive cases and those tests are cumbersome and relay on large quantities of genomic DNA. We improved Southern blotting which is a good technique for confirming the expansions; however, it has a variety of limitations and long read sequencing or other techniques could be sought out. The disease mechanisms are still elusive and further studies are needed to understand the pathogenicity of the mutant pentanucleotides.
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Acknowledgements
We would like to thank the participants and their families for their vital help with this work. We would like to thank the MSA Trust, The Medical Research Council, Ataxia UK, The Wellcome Trust, Fondazione CARIPLO and the Rosetrees Trust for funding support. We are also grateful to the NIHR UCLH Biomedical Research Centre for support. A.C. thanks Medical Research Council, (MR/T001712/1), Fondazione CARIPLO (2019-1836) for Grant support.
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Dominik, N., Galassi Deforie, V., Cortese, A. et al. CANVAS: a late onset ataxia due to biallelic intronic AAGGG expansions. J Neurol 268, 1119–1126 (2021). https://doi.org/10.1007/s00415-020-10183-0
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DOI: https://doi.org/10.1007/s00415-020-10183-0