Abstract
The way archaeobotanists name and quantify seed fragments is a determinant step not only in the interpretation of a given macrobotanical assemblage, but also in the degree of comparability across different sites. However, seed terminology and quantification have yet not been standardised among scholars but rely on the various geographical and laboratory traditions, as well as specific research needs and circumstances. This has created two major biases: first, the main focus has been put on plants of economic importance, specially Near Eastern and European cereals (barley, wheat, rye and oats); and second, while there has been notable discussion about quantification methods such as ubiquities, densities, proportions, or more complex multivariate statistics, there is often little explicit discussion of the actual first counting stage (i.e. how one goes from things under a microscope to things in raw data or how the Minimum Number of Individuals -MNI- is calculated). In the case of South Asian archaeobotany, the economic role of other cereal species (e.g. millets, rice) and non-cereal crops (e.g. pulses, oilseeds), as well as the usually high fragmentation state in which macrobotanical remains are found, lead us to reflect on the need to establish a more accurate and comparable quantification methodology in the region. We believe that applying this to all seed fragments will also be an important tool to better understand the role of wild taxa (e.g. fruits) in ancient diets and improve the potential contribution of weeds to disentangle past agricultural systems. In this paper, we propose a new work-in-progress terminology and counting method which, far from concluded, is intended to be a starting point for future fruitful debate and development.
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Introduction
Archaeology is always working backwards from a fragmentary record to try to piece together what the original whole picture of the past looked like (Schiffer 1983). Quantification, the act of figuring out how much of something existed, is a critical element of this process. Within this there are counting methods (the summing up of raw numbers of things) and descriptive aspects of how to describe the different elements present and equate them back to the sum of the whole that originally existed. This is all worked through taphonomic and preservational processes of fragmentation, with the aim of breaching the gap between the original living and final archaeological assemblages.
Archaeobotanical quantification in particular is subject to numerous preservational and taphonomic changes that can result in alteration from whole botanical objects to fragmentary seeds/diaspores, and much work has been conducted on the impacts of conditions of preservation (e.g. carbonisation) in the process of differential seed survival, alteration and destruction (Boardman and Jones 1990; Smith and Jones 1990; Mangafa et al. 2001; Jupe 2003; Margaritis and Jones 2006; García-Granero 2015). However, when it comes to how we figure out the number of things present in a sample and how to quantify this in ways that are comparable descriptively or statistically (be this simple MNIs, ubiquities, densities, proportions, or more complex multivariate methods) there is often little explicit discussion of how one goes from things under a microscope to things in raw data or a summarized table. The ultimate goal of quantification in archaeobotany is to have a robust idea of quantity that won’t radically change or affect the statistics and subsequent interpretations if an additional sample is added into the work.
Discussion of sampling strategies has been scrutinized for many years (see van der Veen 1984; Lennstrom and Hastorf 1992, 1995; d’Alpoim Guedes and Spengler 2014; Diehl 2017; Banning 2021), as has work on morphometrics such as discussions on the changes in seed size under charring conditions or under domestication (Boardman and Jones 1990; Smith and Jones 1990; Mangafa et al. 2001; Jupe 2003; Colledge 2004; Willcox 2004; Margaritis and Jones 2006; Maass and Usongo 2007; Purugganan and Fuller 2011; García-Granero 2015), but rarely has seed quantification (describing the ‘bits’ present and how to count them) and quantification terminology been subjected to scrutiny. In the few cases it has been explored, it tends to focus on ‘staple’ cereals, predominantly from the Near East or Americas (e.g. Boardman and Jones 1990; Adams et al. 1999; Bennetzen et al. 2001; Willcox 2004; Jacomet 2006; Antolín and Buxó 2011).
In this paper we argue that differences in how we name parts of seeds and other botanical elements has a critical impact on our counting methods as part of the overall quantification methodology. Differences between regions and within regions can hamper the comparability of data. This occurs even if data are fully reported in raw form as the decisions made on what to count as half, part or whole could affect the formation of a final ‘number’ used later in quantification. Terminological variance, method of counting and analysis application are explored in this paper to consider what the potential miscommunication(s) across datasets might be and how this could impact replicability and comparability. We look specifically to South Asia as a case study, and within this the Indus Civilization, as this is a region we are most familiar with and has a diversity of plants both domesticated and wild (Pokharia and Srivastava 2013; Bates 2019a), but argue that disparities in quantification methodologies are a problem globally. More explicit explanation in papers of the basic quantification methodology used is needed (including within our own work) and through comparing our own terms we (JB and CJA as the authors) suggest ways we can move forwards to make our own datasets explicitly comparable.
This paper is not designed as a finalised quantification methodology or set of terminologies for use in Indus Civilization, South Asia or global studies, but instead is a demonstration of the discussions we have had, trying to reach a point where we (JB and CJA) could compare our own datasets. In talking about our own materials, we realized we were struggling to communicate, and throughout this paper, we outline how we tried to reach a point not necessarily of consensus but of comparability. It is far from perfect – instead this paper is part of an ongoing exploration of quantification standardization from a terminological point of view with a mind to considering the impact of terminology on methods of counting, data reproduction, comparability and archaeobotanical reconstruction. We hope to spark a conversation that can continue between us, and move beyond that to other archaeobotanists as well. It is work-in-progress deliberately designed as such to encourage debate.
Background
MNI is typically associated with zooarchaeology but is important also within archaeobotany, even if not explicitly stated. Figuring out the minimum number of individuals, standardizing the data to create a baseline for quantifying the fragmentation patterns and linking taphonomic changes to life assemblages is critical so that botanical objects are not over or under counted. However, MNI can be calculated in different ways depending on how a fragment is assigned/ categorized within the whole it was originally part of, with respect to taxonomic diagnostic elements, and decisions regarding what the ‘whole’ (seed, ear, but, fruit etc.) counts as. MNI (sometimes also termed minimum number of plant parts) is also important because it can allow us to explore depositional episodes and excavation methods – for example through the refitting of parts found in two sample bags or across two contexts. As such we must ask – how do we annotate a feature as identifiable, and then link this to the counting of individual botanical objects, both fragmentary and then within the final ‘individual’, the whole. When dealing with poorly preserved and/or very fragmented samples to answer specific questions requiring precise quantification, any variations or vagaries in how we count and label fragments may affect the whole interpretation of the assemblage (though it can be noted that in some instances such as highly fragmented or extremely large samples, specific research questions, or different non-charred preservation settings gross/approximate quantification though imprecise may allow for accurate interpretations also). This is the reason why it is crucial to not only design accurate quantification methods but also standardize them to make data comparable and replicable across sites and regions.
However, to date there is no single standard method of quantifying archaeobotanical remains. Instead, quantification methods should be designed and applied according to specific research needs and circumstances, as data recording is often a trade-off between the nature and state of the assemblage and limitations in time and resources. Hillman et al. (1996, p 206) building from Jones (1990) discussed how MNI of Near Eastern and European cereals (barley, wheat, rye and oats) should be built from focusing on the embryo end fragments and/or whole grains only. This method has had a long impact (a tradition passed down to many researchers) – and one of the authors (JB) has used a version of this in her research after being trained to use embryo/apex and whole grain presence for MNI construction. However as Antolín and Buxó (2011) note - how do we handle other fragmentary patterns such as when the grain is split in half longitudinally so only the ventral or dorsal side is visible (as they term it Longitudinal Dorsal [LD] versus Longitudinal Ventral [LV], respectively) or when it is split in half longitudinally across the groove so that both the dorsal and ventral sides are visible (Longitudinal Ventral-Dorsal, LVD)? And what if the grain is cut transversally so neither apex nor embryo are present (Transversal Medial [TM] as they term it)? MNI would be complex at this point and we rarely see this discussed in this level of nuance in papers/reports. Antolín and Buxó (2011) explicitly explore it for this very reason in relation to European/Near Eastern cereals, but how it can apply to non-European and non-Near Eastern cereals (maize, rice, the numerous millets and pseudo-cereals), is open to debate. At the same time, CJA has come across other cereal fragment patterns which are not contemplated in Antolín and Buxó (2011), such as when the embryo end fragment (sensu Hillman et al. 1996 and Jones 1990) is split in half or further split so that only the dorsal side of half an embryo is visible. Azorín and Antolín (2014) have also shown the importance of quantification difference when applied to hazelnuts, demonstrating that different ways of counting radically alter the interpretations possible – this implies that other non-grass foods can be affected by the choices made at the basic counting stages. In another paper wild gathered fruits including acorn, wild grape, hazelnut, mastic, strawberry tree and swamp sawgrass sedge were also explored with regard to quantification-difference impacts on interpretation (Antolín and Jacomet 2015, see especially Table 3 therein), but it is notable again the focus was on species deemed economically important, even if wild gathered, and how to standardise across to other taxa is still up for debate.
With the exception of the hazelnuts and the wild gathered fruits in Azorín and Antolín (2014) and Antolín and Jacomet (2015), discussion has been mainly focused on cereal caryopsis (Hillman et al. 1996; Antolín and Buxó 2011) and, to a lesser degree, other domesticated or economically ‘important’ crops (see Fuller 2000; Bates 2016 for pulses), leaving other taxa almost totally aside. Although there is an increasing recognition of weed ecology as a tool to better understand agricultural systems and practices (Wolff et al. 2022) and references therein), to the knowledge of the authors no publications have raised debate on how wild seeds are being and/or should be quantified. This links to their perceived ‘economic value’ and also to a sense of ease at identifying the ‘whole’ – a single seed of grain is seen as easier to identify than figuring out the relationship between seeds and nutlets, achenes and embryos for example.
The impact of a focus on ‘economic value’ can be seen where researchers have tried to tackle describing non-cereals. Very little explicit discussion of the quantification methodology is seen across papers and instead regarding fruits (for example), a vast range of terms are often used to represent the parts seen (Table 1): “stone”, “endocarp fragment”, “spine” (Tengberg 1999); “seed”, “drupe fragment”, “achene”, “stone fragment”, “pip” (Decaix et al. 2019) or “stone”, “stone with skin”, “stone with pericarp”, “stone skin”, “endocarp” (Dabrowski et al. 2018) to name but a few. This can often make it unclear what the actual counting criteria are for each of these categories. Even in crops that have a perceived ‘high economic value’ like pulses the same situation is reflected: terms are sometimes specified regarding whether there is a “seed” or a “spine” (Tengberg 1999), an “entire seed”, a “cotyledon” (Pokharia et al. 2017b; Dabrowski et al. 2018), a “fg. [fragment] cotyledon” (Dabrowski et al. 2018), but how these are comparable is not clear due to such a diverse choice of descriptors. It logically follows that with complex morphology seen in the vast number of wild taxa exploited at sites, wild plants are commonly oversimplified as just “seed” or “caryopsis”, with few publications distinguishing “endocarp fragment” (Tengberg 1999), “nutlet” (Dabrowski et al. 2018) or “nut” (Pokharia et al. 2017a).
Traditions of terminology – that which is taught to us during our training and passed down during ‘learning lineages’, or more pervasively expected within labs or regions – feeds into this. We repeat what we learn, pass this on to the next generation and often this becomes unquestioned wisdom. If we focus on pulses to provide a concrete example of the impact of the disparities in terminology on counting and quantification, we can see serious implications for South Asian archaeology. As pulses are formed of 2 cotyledons Fuller (2000) proposed a method by which entire seeds equal MNI = 1. Each cotyledon then became labelled as ‘0.5’, as they were half of the whole. Should the researcher find 2 of the 0.5 fragments this equalled an MNI of 1 whole seed. At the same time finding only 1 of the 0.5 fragments also equalled 1 seed as it shows that at least 1 seed was present at the site (there is the minimum that 1 individual was present). Fragments however became challenging under this terminology. Sticking to the numerical naming, Fuller (2000) went on to name fragments as ‘0.25’. The implications of this are that 4 of the 0.25 fragments will add up to 1 whole. However, these are fragments, with little indication of size, diagnostic features or fragmentation pattern or process. 0.25 is therefore a term of convenience, and not reflective of the actual sum to a whole seed, but it carries with it implications for MNI that without this inside knowledge could have serious consequences for comparability and reuse of the dataset.
This is critical for South Asian archaeobotany, for which Fuller’s (2000) method has become a commonly used tradition (see Bates 2016 as an example). Macrobotanical remains in South Asia are commonly found fragmented (Fuller 2000; cited in Bates 2016), which makes quantification particularly challenging in the area. While this counting method was originally designed for Fabaceae, it has been implemented in other taxa for convenience, (e.g. jujube, sedges), which is one of the reasons why we consider it necessary to establish a more systematic quantification method for South Asian Archaeobotany. When combined with the diversity of terminology seen in above few examples, we believe there is still space for discussion regarding how fragments are both named and counted, since the impact of this complexity may have serious consequences on the final MNI, leading to incomparable datasets, especially in fragmentary assemblages. We can expand this to note that there are numerous ways of reporting the raw and final summarized datasets: for example, Tengberg (1999) records the total number of seeds at Miri Qalat, Makran (Pakistan), whereas Desse et al. (2008) present the results for Shahi-Tumb, Balochistan (Pakistan) as number of remains per taxon. In India, García-Granero (2015) refers to “macrobotanical remains” from Vaharvo Timbo, Loteswar, Datrana IV and Shikarpur, while Pokharia et al. (2017a, b) present “absolute counts”. There needs to be more discussion then within South Asian archaeology about the way we count, describe, and then present our data, in order that we can understand each other and reuse or compare our data.
This suggests three major variables influencing terminologies of quantification: a focus on ‘economically valuable’ staples (mainly cereal) and lack of discussion of other plants, traditions leading to diverse and uncritically used methodological lineages, and terms/methods created for specific needs that do not translate to other datasets. As a result, it can make our datasets difficult nigh impossible to compare both globally but even within regions, as JB and CJA have found.
What follows then is the result of discussions between the authors on their own counting methods and quantification methodologies. Building from the background above it is likely there is no single quantification methodology that can be created to satisfactorily be applied across all taxa, sites or regions, so instead what we hope to show is how we have worked through our different descriptive terms, how this affects the way in which these terms carry assumptions that affect the way other people view them and the final ‘raw number’ and MNIs reported, and the implications this might have that we did not necessarily mean to give. We are not exhaustively reporting all taxa or suggesting our solutions be adopted, simply that the underlying reasoning behind a term be reported in supplementary materials, or reported in a raw data table or as a text explaining the raw data table to show what the categories means, perhaps in the supplementary materials or in the methods’ sections of papers. What follows then is a few examples of the debates and outcomes of our conversations, some of our new terms that have been adopted in light of this. We aim simply to open up a discussion with the broader archaeobotanical community both within the South Asian realm and beyond as it has possible impacts for cross-regional comparisons. The tables (Tables 2, 3, 4, 5 and 6) are not exhaustive, comprehensive nor finalised. Instead, we lay them out here to spark further debates and to extend our conversations to the community.
Taxon-by-taxon discussions of quantification
The first aspect that we determined to be needed was a way to standardize the format of terms we used. Rather than thinking about the ‘type’ of plant we are looking at (cereal/pulse/fruit or ‘economically valued’/’weed’ for example), we started with the idea that we are handling botanical objects and the shared value is their botanical nature. As such, we turned to botanical terminologies to start describing things.
Across the different taxa there are some common shared aspects that can be noted when describing the various elements that we find in assemblages.
Firstly – is the plant part we are looking at whole or fragmented, and does that fragment have any useful features for quantifying it? This creates our first part of the descriptor:
1. Entire/Feature Fragment/Non-feature Fragment.
We have simplified these into ENT/FF/NFF for ease of writing.
Secondly – what tissue are we looking at, and does a combination of tissues in one ‘bit’ change the MNI when comparing it to something of the same taxon?
This creates the second part of the descriptor:
2. Caryopsis / Cotyledon / Exocarp / Endocarp / Mesocarp / etc. (and all possible combinations)
Again, we have simplified the terms, for example Ex for exocarp, En for endocarp and so on.
Thirdly – (applying only to fragments with feature) - what part are we looking at as this affects the MNI.
3. Apex / Embryo / Base / Dorsal / Ventral / Transversal / Longitudinal / etc. (and all possible combinations)
Terms are simplified e.g. Ap for Apex.
Fourth – What features are present as the MNI is affected if these are present in limited/specific numbers. There may be overlap between features and parts (e.g. Hilum could be listed as a part or feature, but we have chosen it as feature as the part would be the embryo end; equally one could list embryo twice – embryo end and embryo visible).
4. Hilum / Plumule / Radicle.
Plumule simplified to Pl for example.
In practice, this might look like the examples in Fig. 1:
In order to utilise the system, good understanding of botanical terms is needed. We include a few of the terms we have used to label botanical remains in our discussions in the ESM Table S1. This is by no means exhaustive, and indeed we have tried to minimize the number of terms in order to keep things simple and user friendly.
We also have some terms for position:
– Longitudinal (L) – split lengthwise down the object.
– Transversal (Tr) – split across the width of the object.
Within this we define position using some of the botanical features (e.g. longitudinal ventral to dorsal – a split lengthwise down a caryopsis showing ventral and dorsal elements on the halves created by the split; compared with longitudinal ventral – a split lengthwise down the caryopsis leaving only the ventral side visible).
When handling Seed coat (Sc) or Endosperm (En) surface patterns descriptions are necessary, as this can be diagnostic even for Non-Feature Fragments (NFF). For this, we recommend and will be using this in our identification descriptions, and potentially in our quantification where relevant for research questions. For Other (e.g. dung and food) we are referring to specific papers in which people have handled these materials (e.g. Kubiak-Martens et al. 2015; González Carretero et al. 2017; Arranz-Otaegui et al. 2018; Dunseth et al. 2019; Fuks and Dunseth 2021; Bates et al. 2022).
What follows is how we have applied these rules to specific examples of the materials and taphonomic patterns seen in our materials, how this affects our own descriptions, and subsequently how this might affect our quantification. We refer to ourselves by our initials (JB and CJA) rather than to specific sites as it is the discussions that are relevant rather than individual datasets.
Cereals
It was noted straight away that two very different sets of terms were being used for cereals within the work of the authors, perhaps in part due to sub-regional variations in the taxa and preservational patterns found. While both have large numbers of small millets, JB has rice present and a few (though rare) finds of wheat/barley, poorly preserved in general and usually whole or split in simple ways, while CJA has no rice, and wheat and barley often well preserved and in a diversity of splits (outlines below). This has resulted in a generally simpler set of descriptions in JBs work than CJA. This is also in part due to research traditions. JB works with a tradition building out of Fuller (2000), Jones (1990) and the UCL/Cambridge labs, learning from practiced traditions that have likely simplified down the years for application to a wide range of materials from across the world. CJA however works in a lab predominantly dealing with microbotanical remains (UPF) and has relied on terms borrowed from papers and created her own system for macrobotanical remains from Pakistan. These combined factors have led to JB favouring a set of terms that almost follows that for pulses outlined above (sensu Fuller 2000) and cereal terms from Hillman et al. (1996) and Jones (1990) and has tried to simplify these two approaches to make them useful across a diversity of crops found in the Indus, while CJA adopted and modified Antolín and Buxó (2011) though this became challenging on occasion with millets.
To create comparability, CJA and JB came up with a list of terms and descriptions (Table 2), and settled on new ways to describe things that both could understand and agree on. We have been testing if these work especially for rice and millets and are still refining them. It should be noted that these do not account for possible refitting and where this might occur, we are noting that as well in the lab-book/counting sheet (e.g. if a FF-C-A refits perfectly with a FF-C-E it could potentially be counted as ENT-C). Similarly, we would always count things in glumes/chaff separately from dehusked things, even when fragmented to reduce the chance of double-counting.
To put this into practice, below are some examples of the terms applied to samples in Fig. 2.
Fabaceae (pulses)
Fabaceae proved surprising easy, perhaps because it has more ‘logical’ (descriptively) breakage points than monocots like cereals. As dicots, legumes lean towards a split down the two cotyledons, and where this does not occur we found describing to one another the other fragmentation points seen in our assemblages proved surprising easy (Table 3). It was noted by both CJA and JB that more refinement of the fragments was needed in our descriptions going forward and issues like referring to ‘0.25’ (JB) and ‘half’/’frag’ (CJA) will need to be checked in past works to think about the implications of our narratives.
The removal of numerical phrases like 1.0, 0.5/half and 0.25 make assumptions on the number of fragments needed to make up a single whole seed. Underlying some of these implicitly though not necessarily intentionally were notions that if you added up enough fragments of these categories you could reach a single entire seed. Similarly, there was a need to nuance the indeterminate/fragment category to take into account that we might be able to improve our MNIs and better incorporate some of the identifying features we see even on fragmentary remains. This has been done with the cereals which to all intents and purposes are similar to the feature fragments with plumule elements or hilum elements seen in pulses but often just listed as “fragment” without refinement.
Fruit/nut drupes
The diversity of fruits and nutlets within South Asian archaeology, indeed in the Indus alone (Bates 2019b, 2020), means that we did not have time to talk through the different permutations of taxa taphonomy, let alone have the wordspace to work through all possible examples here. Instead we refined ourselves to debating what is perhaps the most ubiquitous taxon within South Asian archaeology, Ziziphus sp.
We have kept this table (Table 4) simple to focus on fruit/nut ‘objects’ found at sites, which could include endocarps alone or those with meso- and exocarp, because as we note below this can be complicated by preservation methods at sites, but at its essence there are a few simple basic descriptions we can set in place for fruit/nut drupes.
While this is a relatively simple table, this can be refined much further depending on the research questions and preservation of the material. Stepping outside the Indus but staying in South Asia, recent work by JB (Morrison et al. 2022) has resulted in identifying several variations in fruit preservation and fragmentation that necessitated complex description, and the discussions between CJA and JB have helped immensely with this. For example, JB has Ziziphus nutlets that are without any skin or flesh, with flesh, and with flesh and skin.
Using the new terminologies JB is able to identify a wide range of Ziziphus sp. elements at her site:
To describe the ‘stone’ only parts – ENT-En, FF-En-L, FF-En-Tr, NFF-En.
To describe the ‘stone’ with ‘flesh’ – ENT-EnM, FF-EnM-L, FF-EnM-Tr, NFF-EnM.
To describe the ‘stone’ with ‘flesh’ and ‘skin’ (full pericarp) – ENT-P, FF-P-L, FF-P-Tr, NFF-P, FF-P-Ch.
All of these are present in her samples. This splitting however can also be reduced back down later to simple MNI of ENT, FF-L, FF-Tr, NFF and FF-other for ease of basic MNI quantification and make it comparable with the data collected from earlier work in north India within the Indus which has been converted to the new terminology – we see the remains are ENT-En, FF-EN-L, FF-En-Tr, NFF-En.
By thinking through the different questions asked of the material and the nature of the taphonomy, and applying this at the beginning to the very identification and counting, JB is able to ask of it different questions and interrogate it in different ways throughout the quantification methodology. New questions are arising (Fig. 3) – why is there such diversity in JB’s Southern Indian Neolithic-Iron Age Ziziphus sp. preservation yet only endocarps at Indus sites? How are Ziziphus sp. being prepared and consumed and/or reaching fire to be preserved in this fashion with the entire pericarp still present at the South Indian sites? This nuanced terminology could potentially help with understanding the functionality of the seeds or use behaviour. Margaritis and Jones (2006) studied grape processing and through ethnobotanical evidence showed distinct taphonomic changes due to processing. By noting specific categories of seed in the initial quantification, e.g. ENT-P as opposed to ENT-SEn or ENT-SEnM, we might be able to think about the changes Margaritis and Jones (2006) observed: are the exocarps missing leaving only the endocarp or endocarp and mesocarp present? This could indicate a specific processing of grapes and thus a specific behaviour depending on the exact parts still present.
Oil/vegetal/fibre
This category of seeds is arbitrary (Bates 2019b) – it does not define things taxonomically but instead socially. However, it is often cited in texts in relation to plants used for non-staple food, or non-food (e.g. fibre crops) purposes. This creates a disparate group that, like fruits, we cannot hope to discuss in its entirety, but instead in our discussions we decided to use this as an opportunity to think about whether there were terms we could pull from other categories that might make description easier.
For example, Brassicaceae often breaks into simple halves akin to those seen in pulses, so ENT, L, Tr, and FF/NFF can be useful here. Others like Sesamum sp. or the Cucurbitaceae family though dicots rarely split along their cotyledons, but their structure means that we can compare them with cereals in terms of descriptive elements. While seeds can be described as ENT (entire), Feature Fragment Apex (FF-A), Feature Fragment Radicle (FF-R), Longitudinal (where it splits from radicle to apex end), Transverse (splitting against any natural feature or shape) and Non-Feature Fragment (NFF), we might further start refining the fragments with similar terms from the cereals if we need to making Feature Fragment-Longitudinal-Apex (FF-L-A) if needed (for example) (Fig. 4).
Wild
We have chosen to create a category here of ‘wild’ taxa rather than calling it ‘weeds’ to avoid the trap of predetermining the analysis of any work (Bates 2019b; Wolff et al. 2022). Many of the things we might include here are already covered by discussions above – wild grasses for example, Lamiaceae that can be handled similarly to the Cucurbitaceae/Sesamum sp. discussions. There are many however, that will be more complex and we have chosen two examples from our discussions that posed particular challenges to our thinking: Polygonaceae and Chenopodiaceae. In particular we have focused on Rumex sp. (Table 5) and Chenopodium sp. (Table 6) as these provide complex shapes and features to work with, and are therefore examples of the many discussions we have had.
Rumex sp.
This was chosen as it is an achene – a simple dry fruit with a single seed that nearly fills the pericarp but does not adhere to it. This means Rumex sp. does not have a seed coat per se, but a pericarp (for simplicity of term we are sticking with seed coat), and the internal ‘embryo plug’ is in fact the actual seed. It also has specific morphological challenges as well – the achene is broadly ovate with an acute (not accuminated) apex, it is trigonous with rounded margins/ridges (Table 5).
At CJAs sites ironically the better preservation means that she has more elements to look at and describe than JB. JBs poor preservation meant that she only had a few rare whole achenes preserved or seed elements and what might charitably be called seed coat fragments, and as such did not feel the need to develop a terminology around this when originally analysing the material. However as more sites are analysed this is likely to change so we have decided that a shared language around them is better, and refining it so that it can be applied to more than just Rumex sp. (to Cyperaceae more broadly for example or beyond to other taxa) would be useful.
However, quantification can get complex with this kind of counting and description. For example, if an analyst has 1 ENT-S and 1 FF-Sc-A is this an MNI of 1 or 2? We would argue it is an MNI of only 1 as you cannot tell if the seed and seed coat apex came from the same or different achenes.
One could become granular with this – CJA for example sub divides the FF-Sc-L-BA category further into those with ridge and those without (Fig. 5), similar to the dorsal/ventral divisions in the cereal, to account for further impacts of fragmentation on the MNI.
Chenopodium sp.
Chenopodium was chosen because the lenticular shape means that we have different ‘faces’ and angles to handle in fragmentation. Like Rumex sp. it is an achene with seed coat/perianth and internal seed. However, the seed coat/perianth is thin and often does not survive and the harder seed inside appears like a curled shape. Some of the descriptions can be borrowed from pulses given the lenticular shape of the seed coat/perianth that encourages it to split ‘logically’ around the margin/ridge, while others have to take into account the internal structuring similar to that from Polygonaceae with the internal seed inside the seed coat, though reflecting the curled nature of the internal seed.
This refinement of our notes aims to help us think further about our materials and not just result in lumping things together. For example, when confronted with NFF-Sc (Non-Feature Fragment Seed coat), how far can we go with its identification? Are we confident putting it into the Chenopodium or Rumex genera, or should we be moving things to family level, or even to just “seed coat”? How many features do we feel we need to identify things, and what further work do we feel we need to do (SEM for example of seed coat pattern) to move things from NFF to FF? And equally, how confident are we to define seed coats, perianths/testas, pericarps (and within this exocarps, mesocarps and endocarps)?
Chaff
Chaff is not something we dived too far into in our discussions – this is a current lacuna in our debates. For the time being we are going to use terminology in Jacomet (2006) for cereals, Fuller and Harvey (2006) for pulses, and continue discussing as we go. We recognise this is a serious gap – however we are also faced with regional disparities. Jacomet for example is highly detailed on Near Eastern and European cereals, but less so on millets, rice and maize chaff. We are making up for this with Thompson (1996) and Reddy (1997, 2003) that look at rice and millets but these focus more on domestication changes or crop processing than refined diagnostic features. Fuller and Harvey (2006) discusses the processing of pulses but less so on the structure of pulse crop processing waste elements. JB is also dealing with sesame non-seed elements along with non-seed elements of Ziziphus sp., and cf. Citrus sp. peels and more work to refine these in terms of identification is required even before counting terminology is needed. These discussions will continue and be the subject of further work as they develop.
Other
This is, we realize, a very unsatisfactory name for a group of materials. However, there are things we find in samples that need to be discussed that do not neatly fit into the ‘seed’ or ‘chaff’ groups.
Seed coat fragments are common (Fig. 6). Without specific diagnostic features to define them to taxa, for the time being we are suggesting NFF-Sc (Non-Feature Fragment Seed coat) is a suitable grouping, with perhaps descriptors if needed such as Thick Wall, Thin Wall, Rounded, Flat, and surface decoration information to perhaps refine them or group them further. FF (Feature-Fragments) can be refined to what feature is present and this should help them be determined at least to Family if not further. Seed coat quantification should be possible with feature fragments but not non feature fragments. The same rules apply to loose fruit skins and fruit flesh, and we could stretch this to things like thorns for example, adding in rules on attachment and apex ends as further descriptors to refine the MNI.
Indeterminate items (JB used to term these IBF [indeterminate botanical fragments] and distinguish these from VCF [vesicular cerealia fragments], a distinction she no longer feels comfortable with) could potentially be named NFF-IDT (Non-Feature Fragment - Indeterminate), allowing them to be distinguished from the category of ‘unknown’ (UN). These would be things that we might be able to identify later but right now, the analyst does not recognise. The same naming (and thus quantification) conventions would be applied – FF-UN versus ENT-UN (Feature Fragment-Unknown or Entire-Unknown). Further description could then follow for each subgroup.
More complex items might include dung, pellets, plaster and food, all categories that JB and CJA have invariably used and encountered in papers. Having discussed this as a temporary measure we are using DUNG to refer to faecal matter of unrefined shape while PELLET is faecal matter with a specific edge-defined shape (Fig. 7). In addition DUNG has layered grass in it, while PELLET is more complex in composition and requires breaking open to see the contents (see also Valamoti and Charles 2005).
Food in the archaeobotanical context has been well defined by Valamoti (2002); Valamoti and Charles (2005); González Carretero et al. (2017); Arranz-Otaegui et al. (2018); Heiss et al. (2020); Bates et al. (2022) as amorphous, heterogeneous charred objects including plant particles, cell forms and tissue fragments, with pore spaces and other signs of transformation (Valamoti 2002; Valamoti and Charles 2005; Kubiak-Martens et al. 2015; González Carretero et al. 2017; Arranz-Otaegui et al. 2018; Heiss et al. 2020; Bates et al. 2022). Work is ongoing in several research groups to create identification methods and criteria.
Plaster/building materials are something that JB is going to work more on to identify, and for now a new category is created NSM (Non-Seed Mass). This new category is made because sometimes it is not easy to distinguish dung, plaster (which can contain dung), food and building/bedding materials without a lot more work. NSM therefore signifies materials that are not seeds/chaff/thorns etc. and instead are made of multiple botanical elements and not clearly categorizable as DUNG/PELLET/FOOD.
Discussion
This paper provides only the barest bones of our thoughts and discussions on quantification for macrobotanical remains, but we feel it is a start for future fruitful debate and development. Quantification is critical for a robust interpretative framework; we see in depth discussions around standardization of quantification methodologies in other subfields of archaeology like phytolith analysis (e.g. Piperno 1988, 2006; Madella 1997; Lentfer and Boyd 1998; Pearsall 1988; Barboni et al. 1999; Albert and Weiner 2001; Strömberg 2009; Zurro 2018), yet within macrobotanical studies it has seemingly lagged behind. This is likely due to the three major aspects highlighted earlier: the focus on ‘economics’ only, lab traditions, and a regionalisation/dataset myopia.
While we are not suggesting a globalized standard terminology or methodology for macrobotanical quantification (in comparison with phytolith analysis where the International Committee for Phytolith Taxonomy discusses this on a regular basis) due to the diversity in taxa, taphonomy and preservational pathways, we are suggesting that more open discussion on the decisions made regarding counting methodologies is needed. This will facilitate a better understanding of the published datasets, and thus more reproducibility in datasets, and further reuse of data in syntheses. We also push for more open access publishing in secure online storage/repository systems (see Lodwick 2019) in raw as well as MNI and other transformed format with a discussion of the quantification reasoning, so that such investigation and reuse can be done in rigorous format. It is critical to note that we recognise this terminology, as it stands, is highly complex and needs refining and simplifying. It also needs input from other researchers working in other regions and also on other preservation conditions (e.g. waterlogging where both depositional pathways are different but so too are fragmentation frequency). In addition, as part of Open Access efforts many researchers feed data into shared repositories (e.g. ArboDat in Europe) where such coding would not be accepted currently, and as such further debate is needed on how shared terminology and databases can develop together. This paper is, as we stress again, therefore only a starting point for discussion and meant to encourage reflection on the impact of quantification methodologies.
Quantification is not standardised and can’t ever be fully standardised as our research questions, materials and goals will differ significantly. Time and experience also play a role, and if we were to try to count every fragment to such a fine level we might see extreme differences between the new undergraduate learner and the highly experienced lab technician expert in what is counted to each level. As such this is not what we are suggesting here in this thought-piece, but instead to ask what impact we are having when we do count and the terms we are having, to get a debate going in the wider community, and to see whether we can even compare our own datasets.
To highlight that this is a work in progress and that people need to outline how they make their own discussions as they go, we provide some final examples of challenges we are facing in our work that are still to be resolved and that will need to be explained as such. Within cereals – if we are to have 2 FF-C-V-T (grains split along the ventral axis and transversally to show either the apex or embryo end unclear because this is the ventral side) and 1 FF-C-A (grains split transversally to show only the apex with both the ventral and dorsal side present) is this an MNI or 1 or 2 or 3? This has turned up in our samples, as shown throughout this paper.
And this can get even more complex, as we could have 200 FF-C-V (grains split along the ventral axis), 100 FF-C-D-L (grains split along the dorsal axis and longitudinally), 50 FF-C-D (grains split along the dorsal axis but not longitudinally), 20 FF-C-A (grains split transversally to show only the apex), 10 FF-C-E (grains split transversally to show only the apex), 300 NFF-C-Tr (NFF of the caryopsis split transversally) which would make a potentially complex MNI given the many permutations. The implications for our interpretations are not small – changing the MNI could subsequently change basic stats of densities and proportions as well as more complex statistics down the line, which could alter interpretations on the role of this plant in our assemblage and the way humans and plants interacted in the past.
Taphonomy is a critical factor in our data – this is well established in discussions around all aspects of archaeobotanical interpretation from crop processing models to foodways and much in between and beyond. And we are asking for more taphonomy interrogation in the formation of the data used in making these interpretations. We provide this last thought to round out our argument: how far should we split or lump our data? Is it all okay so long as it does not affect MNIs, or could it have implications for other interpretations down the line? Could there be hidden questions within the data behind the counting, like the presence of achenes split in specific ways linked to crop processing for example, or NFFs as having seed coat patterns that could refine the identifications, or economic crops breaking in ways linked to cooking or consumption that have not being incorporated into analysis?
We are not expecting people to adopt this system as that is not the goal of this paper, instead we are simply laying out our own discussions for the sake of our open data practices, to open up the debate we have been having between ourselves to the wider community and to show how we are striving for comparability across our own datasets. Beyond that though we hope that this does prompt discussion, with panels at conferences or workshops to discuss counting and quantification terminology, with the goal being to move towards greater reproducibility, comparability and comprehensive across assemblages. This is a beginning, and we welcome suggestions on where to take it next.
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Acknowledgements
The authors are grateful for the support of their universities and departments (Department of Archaeology and Art History, Seoul National University; Department of Humanities, Universitat Pompeu Fabra). They are also grateful for the thoughts and advice of people in their labs that this has been bounced off as an idea, and especially Matthew Conte, Marco Madella and Carla Lancelotti. The paper was written up and funded by JB’s project at SNU “Ashmounds: Southern Indian Neolithic monuments of memory (c. 3000–1200 BC)” and M Madella’s project at CASEs, UPF “ModAgrO” of which CJA is part. CASEs is a quality research group of the Catalan Government. This work was supported by the New Faculty Startup Fund from Seoul National University, the Palarq Foundation and the FI-2019 grant to hire research staff in training from the Catalan Government.
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Bates, J., Jiménez-Arteaga, C. Comparable quantification methodologies in archaeobotany – a work-in-progress and debate. Veget Hist Archaeobot 33, 671–686 (2024). https://doi.org/10.1007/s00334-023-00982-6
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DOI: https://doi.org/10.1007/s00334-023-00982-6