Abstract
Introduction
Ankylosing spondylitis is chronic progressive disease, which decrease functions of musculoskeletal system including chest area. Those changes influences respiratory mechanics, worsen conditions of proper ventilation of lungs.
Objectives
Rating of functional and respiratory parameters and dependence between them at patients with ankylosing spondylitis.
Materials & methods
The study included 45 patients with diagnosed ankylosing spondylitis. Chest and upper limbs mobility, resting spinal curvature alignment were assessed, and respiratory parameters were measured in a plethysmographic chamber JAGGER MasterScreen Body.
Results
Ankylosing spondylitis patients had lower respiratory parameters especially sReff, and FRC. Restriction of chest and upper limbs mobility was also demonstrated. Forward head extension was observed based on the occipital wall test. Correlations between functional parameters and correlations between functional and respiratory parameters were shown, in particular MIP, MEP, sReff, Rtot, TLC, ERV.
Conclusions
The study confirmed a decrease in functional and respiratory parameters in the examined patients with ankylosing spondylitis compared to the applicable standards. A significant relationship was found between functional parameters in the upper body and respiratory parameters, which worsen with increasing thoracic dysfunction. The obtained results indicate the directions of therapy that should be taken into account to improve respiratory parameters and reduce respiratory dysfunction in these patients. Chest-focused physiotherapy appears to be an important element in improving function in patients with ankylosing spondylitis.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
Introduction
Ankylosing spondylitis (AS) is a progressive autoimmune disease that significantly and gradually impairs a patient’s functional capacity. As a result of the ongoing inflammatory process, the spine stiffens and its curvature changes, which affects the patient’s posture. The sacrum becomes vertically aligned, and there is a shallowing of the lumbar lordosis, thoracic hyperkyphosis, and head protraction due to the kyphotic alignment of the cervical spine [1, 2]. Patients with ankylosing spondylitis experience abnormal breathing patterns, which in turn adversely affects the results of respiratory tests [3]. Due to changes in the curvature of the spine, the entire chest and trunk work under new and inferior conditions [4, 5]. Some muscles shorten and others weaken, with the consequence that most respiratory muscles work abnormally [6, 7]. As a result of the stiffening of the spine and intertransverse joints, there is reduced mobility and flexibility of the entire chest, especially the ribs [8]. Dysfunction of the shoulder girdle is also frequently observed, which is associated with abnormal thoracic alignment and dysfunction of the trunk muscles [9,10,11].
The study aimed to evaluate functional and respiratory parameters in patients with ankylosing spondylitis, and to determine the relationships between selected functional and respiratory parameters in these patients.
Patients and methods
Forty-five patients participated in the study. Patients aged 18–75 years diagnosed with AS who agreed to participate in the study were enrolled. The exclusion criteria encompassed respiratory and cardiovascular diseases, cardiac surgery, damage to the musculoskeletal system in the upper limbs (bone fractures, sprains and dislocations of joints), chest (broken ribs, sternum, clavicle), and/or other chronic diseases of the skeletal-articular system limiting mobility of the joints in the upper limbs. Due to the fact that each patient had mobility limitations in the examined areas, it was not possible to assess whether they resulted from the primary disease or injury/surgery. Therefore, post-trauma/surgery patients were excluded from the study. In each patient, chest expansion was measured at the level of the fourth intercostal space and at the level of the shaft of the tenth thoracic vertebra using a centimeter tape. In addition, the angular alignment of the curvature of the spine was measured using a Baseline 12-1056 inclinometer and the mobility of the shoulder joint was assessed using a goniometer.
A plethysmographic study was also performed in a JAGGER MasterScreen Body plethysmographic chamber. The study evaluated the following parameters sReff (effective specific airway resistance), Rtot (total specific airway resistance), FRC (functional residual capacity), ERV (expiratory reserve volume), RV (residual volume), TLC (total lung capacity), Rv%TLC, VC (vital capacity), MIP (maximum inspiratory pressure), and MEP (maximum expiratory pressure). Since respiratory values are individually matched to patients according to their gender, height, weight, and age to standardize values, data were expressed as a percentage of values achieved to normative values. The research project was approved by the Bioethics Committee at NIGRiR, No. KBT-1/06/2019. Each participant gave written consent to participate in the study. Also, each participant was provided with information about the study, as well as the right to withdraw from the study at any time.
Statistical analysis
Statistical analysis was performed using STATISTICA 10.0 PL software. Values were presented as means and standard deviations. The distribution of the variables assessed by the Shapiro-Wilk test showed a non-Gaussian distribution. The non-parametric Wilcoxon test was used to assess statistical significance. Correlations between parameters were analyzed using Spearman’s rank correlation coefficient. A p-value less than 0.05 was considered statistically significant.
Results
Forty-five patients diagnosed with ankylosing spondylitis according to the New York criteria were included in the study [12]. There were 31 men and 14 women in the study group, the average age of the subjects was 46.4 ± 12.9 (median- 43, min- 19, max- 73) years, and the average disease duration was 14.4 ± 11.6 (median- 10.5, min- 0.5, max- 48) years. The results of the study showed that in patients with ankylosing spondylitis, the values of respiratory parameters (MIP, MEP, sReff, sRtot, FRCpl, ERV, RV, TLC, VC) were reduced compared to normative values for healthy subjects (Table 1). The largest difference was observed in the FRC and sReff parameters. The patients were also characterized by limited shoulder joint mobility, limited chest expansion and head protrusion in the occiput-wall test, as shown in Table 2. The relationship between functional parameters and characteristics including age, disease duration and spinal angulation was also assessed (Table 3). Many correlations were demonstrated between functional parameters (age, disease duration, spine position, spine mobility, upper limb mobility) both among, and between respiratory parameters. The tests showed the progressive nature of the disease and the deteriorating posture of the patients due to the correlation between patient age, duration of the disease and the OWD test and the position of the cervical spine (Table 3). The positioning of the lumbar spine showed a relationship only with the thoracic spine. The thoracic spine influenced the upper limbs and the OWD test. The cervical spine had the greatest impact on OWD. When it comes to the influence of functional parameters on respiratory parameters, they are numerous (Table 4), however, the greatest influence seems to be on the TLC parameter due to the largest number of correlations to functional parameters. The VC parameter was also characterized by a large number of correlations. As for the functional parameters, the resting position of the thoracic spine exhibits the highest number of correlations with respiratory parameters.
Discussion
In the research context, a debate is developing about the relationship between spinal alignment and respiratory parameters. Numerous studies have focused on analyzing the influence of spinal alignment on respiratory function. While reports suggest that the two body spheres are interrelated, there is also much controversy and differences in interpreting study results. Studies on how spinal alignment affects respiratory parameters shed light on the complex relationship between thoracic biomechanics and respiratory function. In patients with ankylosing spondylitis, lower respiratory parameters were observed compared to healthy subjects. In terms of parameters (TLC, RAW, VC, PFT, FVC, MIP, MEP) [13,14,15]. Similar results were observed in our study. Patients with ankylosing spondylitis are characterized by reduced inspiratory and expiratory muscle strength [3]. Disturbed breathing patterns, decreased respiratory parameters, and reduced muscle strength significantly affect their respiratory capacity [16]. Osteoarticular dysfunctions leading to abnormal body alignment contribute to abnormal breathing patterns, as well as impaired respiratory function. Our study showed correlations between these two phenomena. Restriction of upper limb mobility, expansion of the thorax, and large distance of the occiput from the wall were observed. The study found correlations between the patient’s age and the head-to-wall distance in the occiput to-wall test. This result confirms the progressive nature of the disease, as well as its significant impact on patient posture. Similar results were also observed in the study by Maksymowych et al. [17]. However, no correlation was observed between chest expansion and patient age. A study by the Wirth group also found a correlation between thoracic expansion and head protraction [16]. Resting head position correlates strongly with the occipital-wall test in patients with ankylosing spondylitis. This test depends on the duration of the disease, as well as the age of the patient. Our study showed no statistically significant correlation between patient age and upper limb mobility. Maksymowych et al. [17] also confirm the results obtained. A statistically significant negative correlation was observed between upper limb mobility and disease duration, indicating a progressive, disabling course of the disease [17]. There is a correlation between the angular position of the thoracic spine and the mobility of the upper extremities [18,19,20,21]. The angular position of the cervical spine also affects the mobility of the upper limb [22]. Similar results were shown in the present study. The occiput-wall test also depends on the shape of the chest and its alignment [23]. Functionally, the spine constitutes a single unit. The alignment of the articular surfaces of the segments with respect to each other forces the alignment of the adjacent segments so that the alignment of the lumbar spine affects the alignment of the thoracic spine [24]. This relationship is inversely proportional to a decrease in lumbar lordosis and contributes to a deepening of thoracic kyphosis [25]. In both the literature [25] and our study, no correlation was observed between thoracic and lumbar spine alignment and the cervical spine. However, other studies [26, 27] have observed such a relationship. A correlation was found between chest stiffness, chest expansion and measurements of respiratory parameters, including respiratory muscle strength [3]. The lumbar spine has also been shown to correlate with respiratory parameters, which may suggest an important role of the diaphragm in these patients [28]. Not only the lumbar spine but also chest expansion, cervical spine mobility and chest mobility have been shown to correlate with respiratory parameters [29]. However, no such relationships were observed in our study. Berdal et al. [4] described correlations between spinal mobility and respiratory parameters. The authors also observed a correlation between the occiput-wall test and lung function [4]. A negative correlation was noted between disease duration and TLC, VC parameters [13, 17]. This relationship was not observed in our study. TLC, VC parameters correlated with thoracic expansion [13]. A similar relationship was observed in our study, TLC (r = 0.55 vs. r = 0.55), VC (r = 0.58 vs. r = 0.51). Also, respiratory muscle strength (MIP, MEP) correlates with chest expansion [2]. Our study confirmed this relationship, but only at the Th10 level. A study by Culham et al. found a negative correlation between thoracic shape and thoracic expansion and TLC and VC parameters in women with osteoporosis [30]. These patients also showed reduced chest expansion, as well as changes in spinal curvature, which may speak to postural change and its respiratory correlates, as in patients with ankylosing spondylitis. Our research confirms this association in patients with ankylosing spondylitis. In contrast, studies on older women did not confirm these results [31]. Instead, they showed a correlation between lumbar spine alignment and respiratory parameters, which our study did not identify. This study also found a correlation between patient age and the ERV parameter, and between the sReff and Rtot coefficients with upper limb mobility and thoracic spine alignment. Based on imaging studies, Sadura-Sieklucka et al. [32] showed how rehabilitation in the chest area had a positive impact on the improvement of its functioning, which resulted in improved respiratory parameters. Szewczyk et al. [33] showed that rehabilitation aimed at improving motor functions had a positive effect on respiratory parameters in patients with AS.
Conclusion
The study showed that AS patients had reduced functional and respiratory parameters. The results reveal a range of mutual correlations. The study findings suggest that at least some of the respiratory problems in AS patients are correlated with dysfunctions of the musculoskeletal system in the thoracic region (the largest number of correlations were found there). These results open a new path for physiotherapy in these patients, which should be strongly concentrated on these body areas. In addition to breathing and aerobic exercises, it may be beneficial to provide this group of patients with stretching exercises that improve the range of motion and posture, and with manual therapy.
Limitations of the study
The study included only 45 participants. The group was estimated based on the literature, but it was not calculated with statistical power what group is required for certain results. The study group was not large, but it nevertheless showed a certain pattern of dysfunction among the patients. The research should be expanded to include a larger number of participants. The study group could be narrowed to be more uniform in terms of age and disease duration, while excluding the aspect of loss of range of motion related to the aging process. The study did not take into account the physical activity of the patients, which made some of them more upright (as demonstrated in the maximum plethysmography values), while some patients were less physically active. Due to the inability to perform blood tests in the ward, the current severity of the disease in patients was not taken into account, which may affect the range of motion of the upper limb and chest.
References
Braun J, Sieper J (2007) Ankylosing spondylitis. Lancet 369(9570):1379–1390. https://doi.org/10.1016/S0140-6736(07)60635-7
Heuft-Dorenbosch L, Vosse D, Landewé R, Spoorenberg A, Dougados M, Mielants H, van der Tempel H, van der Linden S, van der Heijde D (2004) Measurement of spinal mobility in ankylosing spondylitis: comparison of occiput-to-wall and tragus-to-wall distance. J Rheumatol 31(9):1779–1784
Sahin G, Calikoğlu M, Ozge C, Incel N, Biçer A, Ulşubaş B, Güler H (2004) Respiratory muscle strength but not BASFI score relates to diminished chest expansion in ankylosing spondylitis. Clin Rheumatol 23(3):199–202. https://doi.org/10.1007/s10067-003-0850-y
Berdal G, Halvorsen S, van der Heijde D, Mowe M, Dagfinrud H (2012) Restrictive pulmonary function is more prevalent in patients with ankylosing spondylitis than in matched population controls and is associated with impaired spinal mobility: a comparative study. Arthritis Res Ther 14(1):R19. https://doi.org/10.1186/ar3699
Wang CM, Hong WH, Ho HH, Chen JY, Tsai YL, Pei YC (2019) Features of trunk muscle weakness in patients with ankylosing spondylitis: a cross-sectional study. Biomed J 42(2):124–130. https://doi.org/10.1016/j.bj.2019.01.001
Kim SY, Kim NS, Jung JH, Jo MR (2013) Effect of Forward Head posture on respiratory function in young adults. J Korean Soc Phys Ther 25(5):311–315
Han J, Park S, Kim Y, Choi Y, Lyu H (2016) Effects of forward head posture on forced vital capacity and respiratory muscles activity. J Phys Ther Sci 28(1):128–131. https://doi.org/10.1589/jpts.28.128
Özbaş Günay M, Bal S, Bayram KB, Harman E, Dalgıç EE, Koçyiğit H, Gürgan A (2012) The effect of breathing and posture exercise on the clinical, functional status and disease related quality of life in patients with ankylosing spondylitis. Med Sci 1(2):103–117. https://doi.org/10.5455/medscience.2012.01.103-117
Will R, Kennedy G, Elswood J, Edmunds L, Wachjudi R, Evison G, Calin A (2000) Ankylosing spondylitis and the shoulder: commonly involved but infrequently disabling. J Rheumatol 27(1):177–182
Emery RJ, Ho EK, Leong JC (1991) The shoulder girdle in ankylosing spondylitis. J Bone Joint Surg Am 73(10):1526–1531
Heneghan NR, Webb K, Mahoney T, Rushton A (2019) Thoracic spine mobility, an essential link in upper limb kinetic chains in athletes: a systematic review. Transl Sports MedTranslational Sports Med 2(6):301–315. https://doi.org/10.1002/tsm2.109
Carrera GF, Foley WD, Kozin F, Ryan L, Lawson TL (1981) CT of sacroiliitis. AJR Am J Roentgenol 136(1):41–46. https://doi.org/10.2214/ajr.136.1.41
Feltelius N, Hedenström H, Hillerdal G, Hällgren R (1986) Pulmonary involvement in ankylosing spondylitis. Ann Rheum Dis 45(9):736–740. https://doi.org/10.1136/ard.45.9.736
Barreiro TJ, Perillo I (2004) An approach to interpreting spirometry. Am Fam Physician 69(5):1107–1114
Kapreli E, Vourazanis E, Strimpakos N (2008) Neck pain causes respiratory dysfunction. Med Hypotheses 70(5):1009–1013. https://doi.org/10.1016/j.mehy.2007.07.050
Romagnoli I, Gigliotti F, Galarducci A, Lanini B, Bianchi R, Cammelli D, Scano G (2004) Chest wall kinematics and respiratory muscle action in ankylosing spondylitis patients. Eur Respir J 24(3):453–460. https://doi.org/10.1183/09031936.04.00123903
Maksymowych WP, Gooch KL, Wong RL, Kupper H, van der Heijde D (2010) Impact of age, sex, physical function, health-related quality of life, and treatment with adalimumab on work status and work productivity of patients with ankylosing spondylitis. J Rheumatol 37(2):385–392. https://doi.org/10.3899/jrheum.090242
Barrett E, O’Keeffe M, O’Sullivan K, Lewis J, McCreesh K (2016) Is thoracic spine posture associated with shoulder pain, range of motion and function? A systematic review. Man Ther 26:38–46. https://doi.org/10.1016/j.math.2016.07.008
Crosbie J, Kilbreath SL, Hollmann L, York S (2008) Scapulohumeral rhythm and associated spinal motion. Clin Biomech (Bristol Avon) 23(2):184–192. https://doi.org/10.1016/j.clinbiomech.2007.09.012
Mete O, Oskay D, Tufan A (2017) The relationships between thoracic region involvement and functions of upper extremity, scapular kinematics in patients with ankylosing spondylitis: pilot study. Annual European Congress of Rheumatology, Madrid, İspanya, 14–17 Haziran 2017. https://doi.org/10.1136/annrheumdis-2017-eular.5869
Kebaetse M, McClure P, Pratt NA (1999) Thoracic position effect on shoulder range of motion, strength, and three-dimensional scapular kinematics. Arch Phys Med Rehabil 80(8):945–950. https://doi.org/10.1016/s0003-9993(99)90088-6
Zawadka M, Kloc J, Fijewski A (2016) Resting scapular position and the mobility of the cervical spine in subjects practicing volleyball. Pol J Sports Med 32(3):165–172. https://doi.org/10.5604/1232406X.1224431
Vosse D, van der Heijde D, Landewé R, Geusens P, Mielants H, Dougados M, van der Linden S (2006) Determinants of hyperkyphosis in patients with ankylosing spondylitis. Ann Rheum Dis 65(6):770–774. https://doi.org/10.1136/ard.2005.044081
Jang JS, Lee SH, Min JH, Maeng DH (2009) Influence of lumbar lordosis restoration on thoracic curve and sagittal position in lumbar degenerative kyphosis patients. Spine (Phila Pa 1976) 34(3):280–284. https://doi.org/10.1097/BRS.0b013e318191e792
Lee SH, Son ES, Seo EM, Suk KS, Kim KT (2015) Factors determining cervical spine sagittal balance in asymptomatic adults: correlation with spinopelvic balance and thoracic inlet alignment. Spine J 15(4):705–712. https://doi.org/10.1016/j.spinee.2013.06.059
Hardacker JW, Shuford RF, Capicotto PN, Pryor PW (1997) Radiographic standing cervical segmental alignment in adult volunteers without neck symptoms. Spine (Phila Pa 1976) 22(13):1472–1480 discussion 1480. https://doi.org/10.1097/00007632-199707010-00009
Smith J, Lafage V, Klineberg E, Shaffrey C, Schwab F, Mundis G, Hart R, Bess R, Hostin S, Burton R, Gupta D, Deviren M, Ames V C (2011) Correction of sagittal malalignment with pedicle subtraction osteotomy results in reciprocal improvement of cervical lordosis. Spine J 11(10):S106–S107. https://doi.org/10.1016/j.spinee.2011.08.265
Cerrahoglu L, Unlu Z, Can M, Goktan C, Celik P (2002) Lumbar stiffness but not thoracic radiographic changes relate to alteration of lung function tests in ankylosing spondylitis. Clin Rheumatol 21(4):275–279. https://doi.org/10.1007/s100670200073
Wirth B, Amstalden M, Perk M, Boutellier U, Humphreys BK (2014) Respiratory dysfunction in patients with chronic neck pain - influence of thoracic spine and chest mobility. Man Ther 19(5):440–444. https://doi.org/10.1016/j.math.2014.04.011
Culham EG, Jimenez HA, King CE (1994) Thoracic kyphosis, rib mobility, and lung volumes in normal women and women with osteoporosis. Spine (Phila Pa 1976) 19(11):1250–1255. https://doi.org/10.1097/00007632-199405310-00010
Horie J, Murata S, Inoue Y, Nakamura S, Maeda Y, Matsumoto Y, Sannomiya T, Horikawa E (2009) A study of the influence of the pulmonary function on the angles of thoracic kyphosis and lumbar lordosis in community-dwelling elderly women. J Phys Ther Sci 21(2):169–172. https://doi.org/10.1589/jpts.21.169
Sadura-Sieklucka T, Szewczyk D, Liberacki P, Paśko S, Wojdasiewicz P, Targowski T (2023) The 4D BODY system as a new tool for chest mobility assessment in patients with ankylosing spondylitis. Rheumatology 61(5):353–359. https://doi.org/10.5114/reum/173022
Szewczyk D, Sadura-Sieklucka T, Tarnacka B, Targowski T (2023) Influence of Manual Therapy and stretching exercises on mobility status and pulmonary function tests among patients with Ankylosing Spondylitis. Med Rehabil 27(3):60–65. https://doi.org/10.5604/01.3001.0054.0124
Funding
No funding was received for this study.
Author information
Authors and Affiliations
Contributions
All authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by [Daniel Szewczyk], [Teresa Sadura- Sieklucka], [Beata Tarnacka] and [Beata Sokołowska]. The first draft of the manuscript was written by [Daniel Szewczyk] and all authors commented on previous versions of the manuscript. All authors read and approved the final manuscript.
Corresponding author
Ethics declarations
Conflict of interest
The authors declare no conflict of interest.
Additional information
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Szewczyk, D., Sadura-Sieklucka, T., Tarnacka, B. et al. Is there a connection between spine alignment, chest mobility, shoulder joint and respiratory parameters of patients with ankylosing spondylitis?. Rheumatol Int 44, 1481–1486 (2024). https://doi.org/10.1007/s00296-024-05642-0
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00296-024-05642-0