Introduction

The rationale for a dual-mobility (DM) hip articulation is to reduce the risk of dislocation, which continues to be one of the leading causes of early revision in hip arthroplasty. The reported incidence of dislocation is between 0.2 and 3 % during the first year following the primary procedure, up to 7 % after 25 years and as high as 25 % after revision arthroplasty [1, 2]. The Swedish Hip Arthroplasty Register and the National UK Joint Register report dislocation as the first reason for revision within two years after implantation [3, 4]. The National Joint Replacement Registry of the Australian Orthopaedic Association lists dislocation following revision as the most common reason for a second revision hip replacement (31.1 %) [5]. It has been estimated that the cost of one or more reductions followed by revision surgery is 148 % of the cost of a primary total hip arthroplasty (THA) [6].

With DM bearings, concerns related to polyethylene (PE) wear apply as in conventional standard bearings. However, they are accentuated due to larger diameter articulations with multiple surfaces. Additionally, wear can be severe enough to cause a decrease in retention power of the poly liner, with consequent femoral-head. Such complication was widely reported with the first-generation of DM bearings [7, 8] but notably reduced—up to 0%—with newer-generation designs and adoption of smoother and thinner necks [912]. Moreover, the advent of highly cross-linked PE (HXLPE) seems to have improved this issue, as both in vitro tests [13, 14] and early clinical data have shown encouraging results in comparison with conventional PE [1517].

The use of DM bearings has recently increase in the United States, where a large manufacturer supplies 25 % of its bearings as DM. Whilst clinical studies highlight the efficacy of the design in reducing dislocation rates, wear has become a recent and controversial issue for DM bearings, and there is limited long-term follow-up data. In this study, we aimed to summarise the reported literature regarding in vivo and in vitro wear occurring on all surfaces involved in DM design, look for patterns to delineate a classification of sites of wear and identify areas for future research.

First, we summarise design types and evolution steps relevant to wear. Secondly, we describe the biomechanical function of DM bearings. Thirdly, we present our classification system designed to help describe wear of DM bearings. Lastly, we critique the methods used to assess PE wear.

Design types and evolution relevant to wear

DM design consists of a femoral head component captive and mobile within a PE liner, with coverage larger than a hemisphere, which in turn articulates with the acetabular shell. Therefore, there are two distinct articulations: a small articulation between the head and the PE liner, and a large articulation between the PE liner and the metal acetabular shell. Wear can occur at a minimum of three interfaces: two bearing (if metal liner between poly liner and metal shell is absent) and the taper junction (Fig. 1).

Fig. 1
figure 1

Magnified view of the dual-mobility (DM) design showing interfaces involved in biological processes: a taper junction between head and stem; b small articulation between head and poly insert; c articulation between poly insert and metal liner; d engagement between convex surface of metal liner and acetabular shell. (Metal liner is a US variation of the original French design aiming at enhancing cup fixation by the presence of screw holes)

Wear can occur between the neck and poly liner as well as between the neck and the shell: the large articulation takes over from the small only when the neck of the stem comes into contact with the inlay (Fig. 2) during movements when a large range of motion (ROM) is required—e.g. while climbing stairs [18]. The large PE liner captures a small-diameter head and functions as a large-diameter head, which increases the “jump distance” needed to dislocate the ball from the acetabulum. The two bearings are theoretically never moving at the same time.

Fig. 2
figure 2

Cross-sectional view of the modern dual-mobility (DM) design with the chamfered edge of the retentive polyethylene rim. a The configuration allows a greater range of motion (ROM) before impingement due to the relative motion of the polyethylene liner into the acetabular metal cup; b standard bearings in which the polyethylene insert is fixed into the cup

The DM concept, conceived and developed by Professor Gilles Bousquet and engineer Andre’ Rambert in the late 1970s with the aim of reducing wear and increasing mobility, incorporates the “low-friction” principle introduced by Charnely [19] and the McKnee-Farrar concept of large heads to enhance stability [20]. DM bearings have been extensively used in Europe as an alternative to constrained liners, together with large heads, to solve instability. However, the bearings were approved by the US Food and Drug Administration (FDA) as late as 2009. The designs currently available in Europe and the USA are reported in Table 1.

Table 1 Types of dual-mobility bearings (DM) in use in USA and Europe

The first dual-articulation acetabular cup system (Novae Tripod, Serf, Decines, France) consisted of a cementless stainless steel acetabular shell with a porous plasma-sprayed alumina coating, fixation of which relied on two Morse taper pegs impacted into the ischium and pubis, respectively, and one 4.5-mm screw inserted into the ilium at 45° to the sagittal plane. The PE liner was 5/8 of a sphere and retained a 22.2-mm head, with the three components sharing the same centre [21]. The original cup was modified in the late 1990s by changing the shape of the metal component from cylindrical/spherical to hemispherical [22], subhemispherical and anatomical to improve the ROM. Double-layer coating of hydroxyapatite and titanium plasma spray has been added to facilitate osseointegration on the outer surface [23]. The PE insert has been modified by adding a retentive chamber, and the femoral neck has become thinner and smoother to reduce liner impingement and the risk of wear and dislocation [24]. The evolution of design and materials used in these prostheses has led to a gain in their popularity worldwide.

Biomechanical function of DM bearings

As the PE liner expands the head diameter and articulates with the metal shell, it recreates a large-diameter femoral head, increasing the head–neck ratio. Large femoral heads not only increase the jump distance, defined as the distance the head must travel to leave the acetabulum (amounts to 50 % of the head diameter in hemispherical cups; less in subhemispherical cups) [25], thus reported to be a valid option to reduce the risk of dislocation [26] and ROM before impingement [27]. ROM at the natural hip joint during normal daily activities has been reported to be wide: flexion/extension can reach up to 124°, abduction/adduction up to 28° and internal/external rotation up to 33°. DM cups can add an extra 30.5° in flexion, 15.4° in abduction and 22.4° in external rotation in comparison with conventional implants [28]. Head diameter in isolation is only a portion of the entire mechanism of hip dislocation. Implant position, patient anatomy and soft tissue tension are also important, as use of large heads is only insufficient when a high cup abduction angle is present and even less so when there is an increased offset of the femoral head as it in turn reduces the jump distance [29]. Large femoral heads, increased modularity and a wide ROM are all variables known to possibly enhance wear at the interfaces.

Wear and its clinical relevance in DM design

Despite the availability of sophisticated methodologies to test new implants, analysis of retrieved components provides important insights into their in vivo performance [30]. Although there have been reports of wear at the surfaces involved in modular THAs, there is little data regarding such investigation in DM hips (Table 2).

Table 2 Retrieval studies investigating surface wear on dual-mobility (DM) component surfaces in comparison with standard bearings. There is no data regarding taper junction and interface acetabular cup/metal liner due to its recent introduction

Wear modes possible for DM cups are comparable with those described for standard cups; however, as the poly moves within the acetabular shell, a second poly surface is a possible source of debris. Concerns arise regarding increased frictional torque resulting in excessive wear, osteolysis and loosening for DM cups. A classification for modes of wear has been devised by McKellop [47] and includes:

  1. Mode 1:

    Occurs between two bearing surfaces contacting each other and moving under load. This mode leads to wear but is necessary for the implant to function.

  2. Mode 2:

    Occurs between a bearing and a nonbearing surface, e.g. when the head is dragged across the rim of the shell during dislocation. May involve severe implant wear and rapid failure.

  3. Mode 3:

    Occurs when abrasive third-body particles are interposed between bearing surfaces. This mode may increase the wear rate in comparison with Mode 1.

  4. Mode 4:

    Occurs between two nonbearing surfaces moving against each other under load condition, e.g. neck socket/neck poly liner impingement (Fig. 2). Debris generated may be sufficient to generate local osteolytic reactions or metallosis.

In addition, damage can occur at the taper junction due to mechanical wear mechanisms and/or precipitation of joint fluids [47].

In terms of surface damage, several types have been identified for PE—from pitting to abrasion, delamination, polishing, burnishing, scratching, gouging. However, high surface-damage score does not always link with a great amount of wear. In fact, in quantifying poly wear, the challenge is to distinguish between material lost and plastic deformation, a problem drastically minimised when considering metals and ceramics.

Impingement (or wear Mode 4) of the neck (or taper) with the liner can lead to accelerated wear and is influenced by prosthetic design, component position, biomechanical factors and patient variables. Evidence linking impingement to dislocation and accelerated wear comes from implant retrieval studies. For instance, specific patterns of wear have been described on retrieved DM components failed due to impingement. One such pattern is the presence of a notch on the stem due to the metal neck rubbing on the metal back [12] or the symmetrically placed wear pattern on the neck, indicating impingement with the retentive rim [22, 41]. Another characteristic feature is the asymmetric wear pattern seen on the poly insert due to its varus tilting [42] or the eccentric/concentric wear configuration at the poly inner surface [34, 41], suggesting greater movement at the head–poly articulation.

A specific failure mode with DM cups is called intraprosthetic dislocation (IPD) and is defined as the excessive wear at the head–liner interface that leads to separation of the head from the liner. Changes made to cup design, use of HXLPE for the liner and use of thinner and smoother trunnions seem to have led to better results. Loosening still constitutes a concern when it comes to young patients, as wear is a function of time and use; this applies in general to all types of PE cups, explaining the trend towards hard bearings [3]. Thus, longer follow-ups for this type of patient are needed. Figure 3 shows retrieved components of a modern DM design.

Fig. 3
figure 3

Overview of retrieved components of a modern dual-mobility (DM) cup design. The acetabular cup can be a monobloc with porous-coated surface for osseointegration or b modular with screw holes and thus requiring c a metal liner. d The large mobile polyethylene liner e expands the effective head diameter, which in turn articulates within the liner following movements of the stem; f head–stem joint is a Morse taper

Signs of PE liner wear have been reported as radiographic abnormalities; e.g. the characteristic eccentric position of the neck with respect to the head. However, this is visible after IPD has occurred and is a diagnostic indicator for surgical intervention [22, 48, 49]. When conventional dislocation occurs—in other words, when the poly liner dislodges the shell—radiographs may reveal a circular radiolucent area above the shell [50]. Although a radiostereometric method was conceived by Pineau et al. [51] to measure femoral head migration inside the cup, to our knowledge, it has not been applied to measure in vivo wear. Moreover, indirect sign of poly wear is granulomatous osteolysis [52, 53], which is correlated with age and activity level. Vielpeau at al. [12] reported a high (5.7 %) incidence of femoral and acetabular loosening in their cohort of the original cementless DM socket, and the rate was significantly higher in young and active patients. Combes at al. [54] found a correlation between the incidence of IPD and young age, enforcing the hypothesis of a link between poly wear and dislocation.

Intraprosthetic dislocation as result of PE wear

Despite the advantages in terms of restored movements and improved stability associated with the use of a large-diameter femoral head, the DM design is often associated with increased risk of impingement, as head coverage by the poly liner is larger when compared with standard bearings. IPD results in head dislodgement from the PE liner and requires surgical treatment.

Three types of IPD dislocations have been described by Philippot et al. [7] and, more recently, by Fabry [55], having in common the finding of wear and deformation of the retentive rim of the intermediate components. Type 1 was described as pure IPD without arthrofibrosis and without cup loosening, type 2 was secondary to blocking of the liner and type 3 was associated with a cup loosening, with mean onset times being 11, eight and nineyears after THA, respectively. IPD is related to DM design, and different possible reasons have been linked to it. Firstly, the relative position of the head and liner can be either concentric or eccentric: Concentricity can cause the intermediate component to tilt into varus [56, 57]. In the eccentric configuration, the centre of rotation of the poly liner has a definite offset to the centre of the head, which avoids tilting into varus by realignment under loading. As the poly liner has an offset to the centre of the head, eccentricity can be lateral [22] or medial [55], with the latter showing better results. Fabry et al. [58] tested concentric and eccentric configurations with the aid of an industrial robot to simulate physiological load conditions in a lubricated environment. Results showed that in the concentric system, even after a short period of loading, the poly insert was tilted into a varus position and was independent of the direction of the applied force but was influenced by stem movements; the eccentric design showed self-realignment into an antivarus position under different loadings. As there are no reference landmarks on the poly, its tilting cannot be identified on plain radiographs and over time. Continuous impingement with the neck can cause an irreversible degree of uneven wear, decreasing the retentive power of the liner and ultimately leading to IPD. Moreover, contact between the neck and shell as well as head and shell can lead to metallosis with soft tissue damage [59].

Another important design feature is the shape of the acetabular cup: hemispherical in the first-generation design, subhemispherical latter. In 2001, anterior overhang was reduced, and press-fit was enhanced with the addition of hydroxyapatite on the outer surface. Shallow cups in combination with eccentric configuration have been suggested to increase ROM whilst decreasing the risk of impingement and thus loss of integrity of the retentive poly [55, 58]. Moreover, insufficient clearance between acetabular shell and poly liner has been associated with intra-articular fibrosis, resulting in the blockage of outer articulation [7].

IPD incidence or retentive failure (RF) ranging from 1.9 to 5.2 % is reported with older-generation DM designs at a mean follow-up of four to 17 years [8, 21, 52, 53], with the older-generation design at a mean follow-up of four to 17 years and 0–2.4 % at seven years with the newer-generations design [12, 22, 54] (Table 3). Rates appear to be dependent not only on cup design but also neck design. Large-diameter heads reduce the head-to-neck ratio, increasing the risk of impingement and resulting in wear of the entire poly rim; lower RF rates were noted for the thinner Charnley neck versus the bigger PF or PRO neck. In addition, it is important to note that the Morse taper is fully engaged with the head to avoid rim fatigue [22, 55]. Recent articles have shown IPD for new DM designs in both short- and long-term series [41, 6264], leading to implant failure. Interestingly, in these cases, the necks used were and generally of a large diameter. Thus, attention should be paid in choosing the acetabular and femoral components.

Table 3 Intraprosthetic dislocation (IPD) rate at long-term follow-up (FU) in dual-mobility (DM) acetabular cups

Polyethylene wear assessment

There have been several attempts at measuring the volumetric wear from the inner and outer surfaces of PE components, as there is no standardised method of quantifying it either in or ex vivo. Qualitative assessment is biased by the difficulty in differentiating the worn and unworn areas as well as between genuine wear patterns and explantation of damage at the time of revision. Quantitative evaluation is also problematic in that comparison with a pristine component of the same size and shape is not always possible and due to the difficulty in distinguishing creep from wear. Moreover, fluid impregnation for gravimetric evaluation brings inaccuracy when assessing retrievals.

Radiographic analysis

Radiological evaluation examining head penetration into the poly insert by measuring the distance between the projected neck axis and the head centre is imprecise. The head is poorly visible and its position dictated by wear of both inner and outer poly liners, which is not detectable on X-ray films [65]. Dumbleton et al. [66] observed that osteolysis was relatively uncommon when linear wear rates were <0.1 mm/year. Lautridou et al. [61] applied this assessment method to 44 hips with follow-up of >15 years. Linear wear was at least 3 mm for 13 hips. Neri et al. [67] analysed 30 ultra-high-molecular-weight PE (UHMWPE) inserts with 15 years of implantation removed due to aseptic loosening. For each implant, the latest X-rays taken prior to implant removal were examined and compared with a surface scanner measurement method to estimate internal and external surfaces of the inserts. The authors found no significant correlation between linear head penetration into the cup and global wear of the insert (values not reported), concluding that 3D wear of the insert as well as its random position during radiographic assessment, may be a reason. The authors concluded that with 3D imaging techniques, shifting of the head centre should allow estimation of global wear on the insert; however, to date, there is no evidence of such a link. Radiographic techniques do not account for pre-existing clearance between components in DM design, which varies between manufacturers [68], and it cannot discern between wear and creep, thus creating limited accuracy.

Visual and 3-D surface analysis

Visual and 3D assessments on poly retrieved components estimate that wear on the retentive rim of poly liners due to impingement [20, 35] is challenging but seems to be related to IPD and loosening more so than articular surface wear [69]. D’Apuzzo et al. [34] found damage on both bearings, with the inner HXLPE surface showing higher concentric wear patterns and lower prevalence of remaining machining lines and higher occurrence of embedded metal particles compared with the outer surface. Adam et al. [32] analysed 40 UHMWPE cups removed after septic or mechanical failure. The mean interval between implantation and retrieval was eight years (range 3–15.5). Surface analysis was performed comparing changes in internal and external liner sphericity with data from pristine inserts. Internal concavity was measured using a 4-mm stylus, whilst external convexity was measured by lateral projection. Total annual volumetric wear was 54 ± 40 mm3/year (29 ± 28 mm3/year on the convex and 26 ± 23 mm3/year for the concave surface). Wear of the retentive chamber was found in 40 % of cases. Although most movement takes place at the small articulation, and although resulting wear rates for both articulations were similar, it may be that volumetric wear per cycle is greater in unconstrained articulation compared with articulation between head and liner. This may be due to a larger-diameter surface or because the measurement probe cannot reach the upper border of the inner poly, thus leaving behind data regarding the retentive rim. Similar wear values were estimated by Geringer et al. [33], who analyzed 12 UHMWPE components of the same hip design using a coordinate measurement machine (CMM) with a 1-mm probe. Annual wear was 36.7 ± 29.1 mm3/year for the convex side, 22.1 ± 39.2 mm3/year for the concave side and estimated total annual wear was 53.9 ± 50.30 mm3/year. Moreover, when arthrofibrosis was present, the second mobility was preferentially triggered, so that the convex side of the poly liner polished during movement. Significant wear-rate changes were not observed in cases of arthrofibrosis compared with those in whom it was absent. Leclercq et al. [11] assessed poly wear with 3D CT on one retrieved UHMWPE component nine years post-operatively. Linear wear was reported as 0.17 mm/year on the convex surface. In the 1996, Kobayashi et al. [70] reported for the first time the amount of wear created by the impingement. The surface was measured with a CMM and compared with that of an unworn cup of the same size. Volumetric wear related to the articulate surface was 2.3 mm3 and from the rim was 159.0 mm3. Their study involved a bipolar prosthesis, which differs from a DM type in the fact that in the latter, the poly liner is unconstrained; however, to our knowledge, this is the only attempt made at estimating wear rates from the retentive rim of the poly liner.

Several methods are used to asses wear in standard cups, ranging from stereophotogrammetric analysis (RSA) to metrology to 3D optical to 3D-CT. Conversely, the amount of data available on DM bearings is notably greater due to their longer time on the market and their massive worldwide use.

Simulation

To overcome or minimize wear, HXLPE liners have been introduced and registry data show the rapid increase in their use [35]. Wear rates of such implants appear to be lower than previously reported for standard PE liners [17]. The long-term survival rates of highly cross-linked PE have not been fully established; however, short-term studies show a 45–95 % reduction in wear at three to five years [71, 72]. Moreover, wear data on retrieved HXLPE cups are unavailable for DM prosthesis except for one based on qualitative assessment [34].

UHMWPE

The majority of simulation studies regarding PE wear in DM cups tested HXLPE. To our knowledge, only Saikko et al. [73] evaluated wear of UHMWPE inserts. The authors compared DM design with a typical modular design in a hip-joint simulator at 5 million cycles at both 45° and 60° cup abduction. Mean wear rates were comparable between the two designs, and increasing acetabular shell abduction did not result in a significant change in wear rate.

HXLPE

Loving et al. [13] measured wear of HXLPE inserts in a hip simulator under the aggressive conditions of immobilised liner, impingement and abrasion. Wear rates were smaller than those with single articulation for each testing condition. In another study, [14] the same authors examined the influence of cup inclination (50° and 65°) on wear behavior of the HXLPE bearing surface. The authors found that steep cup inclination had no influence on poly wear in DM cups, exhibiting even better results compared with standard metal-on-PE bearings. Netter et al. [74] monitored the wear behavior of DM prosthesis in the presence of microseparation and third-body particles. Microseparation increased wear rates; however, values were low and under the level reported to be of clinical relevance. No measurable increase in poly wear was linked with third-body-particle test conditions.

To date simulation studies have shown reasonable wear performance of HXLPE in DM component design; however, as with all simulation studies, they all have limitations and cannot reproduce the full kinematic conditions occurring in vivo.

Conclusions

Our critical review of the literature of DM bearings has created a rational classification for sites of wear, highlighted gaps in the literature concerning long-term in vivo wear performance for future research and helped summarise current evidence so that surgeons can better understand the risk/benefit balance of using evidence-based medicine.

The evolution of DM design and materials has led to an increased popularity worldwide. Reported results indicate their efficacy at reducing dislocation and a recommendation that they should be considered for patients with risk factors for complication such as neurological disease, hip abductor muscle destruction and revision surgery. As for standard cups, concerns over wear arise when considering young and active patients; with little published in the literature thus far, this is an important factor to be considered when selecting a bearing type for each patient.

Wear performance of such devices needs long-term follow-up for newer designs. Wear of first-generation designs was high and possibly related to design features and materials, often resulting in IPD [15, 39, 55]. Improved PE fabrication—besides the adoption of thinner and smoother trunnions, chamfered rims and eccentric centres of insert and shell rotation—have reduced this problem over the short [7, 8] and medium [34, 45, 46] terms. Recent articles describe early failure of new DM designs in both short- and long-term series [41, 6264]. Notably in these cases, necks used were and generally of a large diameter. Thus, the choice of acetabular and femoral components from different device manufacturers seems to play a role in outcome performance of cups. There is need for long-term clinical evidence and retrieval studies to better understand which patients will benefit most from this exciting technology.