Microbial deterioration of cultural heritage and works of art — tilting at windmills?
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Microorganisms (bacteria, archaea and fungi), in addition to lichens and insect pests, cause problems in the conservation of cultural heritage because of their biodeteriorative potential. This holds true for all types of historic artefacts, and even for art made of modern materials, in public buildings, museums and private art collections. The variety of biodeterioration phenomena observed on materials of cultural heritage is determined by several factors, such as the chemical composition and nature of the material itself, the climate and exposure of the object, in addition to the manner and frequency of surface cleaning and housekeeping in museums. This study offers a review of a variety of well-known biodeterioration phenomena observed on different materials, such as stone and building materials, objects exhibited in museums and libraries, as well as human remains and burial-related materials. The decontamination of infected artefacts, exhibition rooms and depots incurs high expenditure for museums. Nevertheless, the question has to be raised: whether the process of biodeterioration of cultural heritage can or should be stopped under all circumstances, or whether we have to accept it as a natural and an implicit consecution of its creation. This study also highlights critically the pros and cons of biocide treatments and gives some prominent examples of successful and unsuccessful conservation treatments. Furthermore, an outlook on the future research needs and developments in this highly interesting field is given.
KeywordsBiodeterioration phenomena Microbial communities Biocides Conservation
Biodeterioration can be defined as “any undesirable change in a material brought about by the vital activities of organisms” (Allsopp 2011). Bacteria, archaea, fungi and lichens as well as insect pests are constantly causing problems in the conservation of cultural heritage because of their biodeteriorative potential. This holds true for all types of historic artefacts and even for art made of modern materials (e.g., polymers; Sabev et al. 2006) in public museums and in private art collections. Fungi, bacteria and lichens are also found on mural paintings in churches, caves and catacombs, and even as biodeteriogens of architectural surfaces and stone monuments in outdoor environments (Ettenauer et al. 2010; Piñar and Sterflinger 2009; Saarela et al. 2004; Steiger et al. 2011; Sterflinger 2000; Urzì 2004). The oldest and most precious objects suffering from serious fungal invasions are rock art caves, such as the caves of Lascaux in France (Bastian and Alabouvette 2009).
Although the history of biodeterioration of houses and art is long and cases of red and green “leprosies” in houses have been described in the Bible (e.g., Leviticus Chap. 14, v. 36), its importance has been neglected for a long time, during which chemical and physical processes were believed to be the dominant factors of material decay. In recent decades, however, the dogma has changed and it is now generally agreed that fungi and bacteria not only cause serious aesthetical destruction of paintings, costumes, ceramics, mummies, books and manuscripts, they inhabit and penetrate into the materials, resulting in material loss, due to acid corrosion, enzymatic degradation and mechanical attack.
Decontamination of infected artefacts, exhibition rooms and depots results in high expenditure for museums (Allsopp et al. 2004; Cappitelli et al. 2009; Koestler et al. 2003; Mesquita et al. 2009; Nittérus 2000a; Pangallo et al. 2009; Sterflinger 2010). Allsopp (2011) stated that the annual world loss of non-food materials due to fungal attack is US$40 billion. However, the cultural and historical value of many paintings, books and manuscripts is inestimable and thus, cannot be expressed merely in terms of money. Nevertheless, the question has to be raised: whether the process of biodeterioration of cultural heritage can or should be stopped under any circumstances, or whether we have to accept it as a natural and implicit consecution of its creation.
Microorganisms associated with biodeterioration phenomena observed on materials of cultural heritage
The biodeterioration phenomena observed on materials of cultural heritage are determined by several factors: (1) the chemical composition and nature of the material itself, (2) the climate and exposure of the object, (3) the manner and frequency of surface cleaning and housekeeping in museums. Some well-known examples are detailed below.
Biodeterioration of stone and building materials
Microorganisms contribute significantly to the overall deterioration phenomena observed on stone and other building materials, such as concrete, mortar, slurries and paint coatings, glass and metals used in architecture (Piñar and Sterflinger 2009). On building stone exposed to the environment, fungi may be the most important biodeteriorative organisms because they are extremely erosive (Scheerer et al. 2009; Sterflinger 2000). Depending on the physical properties of the material, fungi may penetrate inside the stone. The phenomenon of bio-pitting — the formation of pits in sizes ranging up to 2 cm in diameter and depth in stone — is caused mainly by black fungi. Bio-pitting occurs predominantly on marble and limestone, but it has also been observed on antique glass (Piñar et al. 2013a).There are two major morphological and ecological groups of stone-inhabiting and stone-dwelling fungi. These have adapted to different environmental conditions. In moderate or humid climates, the fungal communities on rock are dominated by hyphomycetes (mold) that form mycelia (hyphal networks) in the porous space of the stones (Sterflinger 2000; Rosling et al. 2009). Since the settlement of spores from the air is the first step for fungal colonization, the species diversity of stone fungi is rather similar to the diversity of common airborne spores. Alternaria, Cladosporium, Epicoccum, Aureobasidium and Phoma are the most important species (Sterflinger and Prillinger 2001). In arid and semi-arid environments, such as those found in the Mediterranean area, the climatic conditions are too extreme for most hyphomycetes, therefore the communities shift towards the so-called black yeasts and microcolonial fungi. Black fungi belonging to the genera Hortaea, Sarcinomyces, Coniosporium, Capnobotryella, Exophiala, Knufia and Trimmatostroma form small black colonies on and inside the stone and often occur in close association with lichens (Sterflinger 2005). Due to the thick walls they develop, fungi also resist chemical attack and, therefore, resist biocides and other anti-microbial treatments. Black fungi dwell deep inside granite, calcareous limestone and marble, which they erode by both chemical and mechanical attack. They are the main culprits for the phenomenon of bio-pitting. Due to the strong melanization of the cell walls, stones colonized by these fungi exhibit black spots or may be completely covered by a black layer. In addition to outdoor environments, black fungi are also found on rock surfaces of caves and catacombs (Saarela et al. 2004) especially where the naturally high humidity has been actively decreased in order to suppress algal growth on precious wall paintings.
The role of chemoheterotrophic bacteria in the weathering of rock probably depends largely on the environmental conditions: while bacteria might evolve in humid environments and form biofilms within the porous space of building stone, in arid and semi arid environments their occurrence might be limited. However, chemoheterotrophs are not only contributing to the weathering of rock. This group of microorganisms has been shown to have some impact on the consolidation of rock and plaster because they enhance calcium carbonate precipitation by passive and active processes. Strains of Bacillus cereus and Myxococcus xanthus have been used to actively bio-induce calcite precipitation to reinforce monumental stone (Castanier et al. 1999; Ettenauer et al. 2011; Fernandes 2006; Jimenez-Lopez et al. 2007; Piñar et al. 2010; Rodriguez-Navarro et al. 2003; Tiano et al. 1999).
Members of the Actinobacteria phylum inhabit stone more effectively than most of the single-celled bacteria. This fact can be attributed to their filamentous growth and also to their effective utilization of various nitrogen and carbon sources (Saarela et al. 2004). Heterotrophic bacteria include a variety of genera such as Alcaligenes, Arthrobacter, Bacillus, Paenibacillus, Flavobacterium, Pseudomonas, Micrococcus, Staphylococcus, Nocardia, Mycobacterium, Streptomyces and Sarcina, which are the species most frequently isolated from wall paintings (Bassi et al. 1986; Ciferri 1999; Heyrman et al. 1999; Palla et al. 2002; Pangallo et al. 2012; Suihko et al. 2007) but also in caves and catacombs (De Leo et al. 2012). In some cases, especially when organic layers — e.g., saccharose, starch or cellulose — have been applied for the fixation of a wall painting, common indoor fungi like Cladosporium or Alternaria may also inhabit wall paintings and plaster (Fig. 3a, b).
Biodeterioration in museums and libraries
In museums and collections, as well as in libraries, fungi play the most important role in biodeterioration. Infections are mostly airborne — with significant seasonal variations — and high numbers of spores can accumulate in dust layers (Kaarakainen et al. 2009). Poor ventilation and non-homogeneous surface temperature can produce water condensation points and local micro-climates with higher water availability than in the rest of an indoor environment. These circumstances are favourable to some fungal species; as a result, these are able to proliferate in places where the overall environmental conditions would otherwise appear to be hostile to microbial life. Typical fungal infections in libraries, colonizing documents made of paper, are caused by species of slow-growing Ascomycetes as well as mitosporic xerophilic fungi (fungi that thrive in materials with a low water activity, i.e., a w = 0.70–0.85) of the genera Aspergillus, Paecilomyces, Chrysosporium, Penicillium and Cladosporium (Pinzari and Montanari 2011). Nevertheless, it is worth noting on special cases of mono-specific infections inside compactus shelving, which have been attributed mainly to fungal species belonging to the Eurotium genera, such as Eurotium halophilicum (Montanari et al. 2012).
A well-known phenomenon that some authors attribute to fungal activity on paper is the so-called “foxing”, consisting of small and isolated rusty red-brownish spots which are often not directly linked to structural degradation of the substratum (Gallo and Pasquariello 1989). Since the earliest studies, foxed spots have been controversially attributed to biological agents (fungi and bacteria) or to chemical factors (iron oxidation, organic and inorganic dust particles, etc.). Recent studies on the foxing problem, both via scanning electron microscopy, and by chemical and microbiological analysis, also led to inconclusive results (Arai 2000; Choi 2007), but recent research has agreed on the fungal nature of the phenomenon (Michaelsen et al. 2009, 2010; Rakotonirainy et al. 2007) and on the implication of bacteria in the deterioration of paper (De Paolis and Lippi 2008; Michaelsen et al. 2010).
A very different infection can occur in libraries and archives when water suddenly becomes available, such as in the case of flooding. In this case, molds associated with water damage consist of fungal species that need a high water activity. These molds can produce coloured stains (i.e., Chaetomium spp., Monoascus spp., and Epicoccum spp.), strong odours (i.e., Trichoderma spp.) and toxic compounds (i.e., Stachybotrys spp.).
The degradation of documents made of parchment — which is mainly composed of collagen — is a complex process, which involves the chemical oxidative deterioration of amino acid chains and hydrolytic cleavage of the peptide structure. Microorganisms can hydrolyze collagen fibres and other protein-based materials, but can also modify the inorganic components, or produce pigments and organic acids which discolour the parchment. Bacteria displaying proteolytic activities play a major role in the deterioration of ancient documents and books made of parchment. Species belonging to the genera Bacillus, Staphylococcus, Pseudomonas, Virgibacillus and Micromonospora have been isolated from deteriorated parchments (Kraková et al. 2012). In addition, some alkaliphilic bacteria (microbes that thrive in environments with a pH of 9 to 11) and several species of the Actinobacteria have been detected in connexion with a typical damage phenomenon, namely a parchment discoloration consisting of purple spots (Pinzari et al. 2012; Piñar et al. 2011; Strzelczyk and Karbowska-Berent 2000). Parchment also provides good conditions for the development of proteolytic fungi, among which numerous representatives of Ascomycetes such as Chaetomium and Gymnoascus, as well as mitosporic fungi in the genera Acremonium, Aspergillus, Aureobasidium, Epicoccum, Trichoderma, and Verticillium.
Biodeterioration of human remains and related buried or exhibited materials
Very special cases of biodeterioration occur whenever nutrient-rich materials are involved and the climate is non-controlled. This is the case for mummies and related materials, such as clothes, documents or stuffing materials buried or exhibited; conserved in churches and crypts (Jurado et al. 2010; Pangallo et al. 2013; Piombino-Mascali et al. 2011; Piñar et al. 2013b). A very impressive example of this kind of deterioration is represented by the mummies of the Capuchin Catacombs in Palermo, Italy. First observations revealed a heavy mold contamination on the surface of the mummies, but deep molecular analyses revealed complex microbial communities, consisting of bacteria, archaea, and fungi, colonizing the mummies and related materials. Sequences related to specialized microorganisms belonging to taxa well known for their cellulolytic and proteolytic activities were detected on cellulosic and keratin- and collagen-rich materials, respectively. Additionally, sequences related to the human skin microbiome and to some pathogenic bacteria (order Clostridiales) and fungi (genus Phialosimplex) were identified on the mummies. There are also other well-known examples which show the colonization of preserved bodies by opportunistic fungi, such as the case of the restoration of the body of Ramses II, performed in Paris in 1976–1977 (Mouchacca 1985) and the high fungal contamination of the air and dust of the Egyptian mummy chamber at the Baroda Museum in India (Arya et al. 2001). Additionally, saprophytic fungi and bacteria were isolated from a mummy from the collection of the Archaeological Museum in Zagreb, Croatia (Čavka et al. 2010). All these studies clearly demonstrate that specialized microorganisms are threatening the conservation of human remains and related materials, and that high concentrations of air-borne fungal spores may even pose a potential health risk for visitors (Piñar et al. 2013b).
To kill or not to kill? Antimicrobial treatments in restoration and conservation
For disinfection of recent and progressive microbiological damage, a limited range of physical and chemical methods are available (Allsopp et al. 2004). Chemical treatments include liquid biocides and fumigation with gases. The choice of an appropriate biocide is limited by the European Union’s Biocidal Products Directive (BPD) (http://ec.europa.eu/environment/biocides/index.htm). Although the number of chemical classes listed by Paulus (2004) includes a wide variety, such as alcohols, aldehydes, phenols, acids, acid esters, amides, carbamates, dibenzamidines, pyridines, azoles, heterocyclics, activated halogen compounds, surface active agents, organometallics and oxidizing agents, the number of products suitable for cultural heritage is comparatively limited because only a small number of agents have been tested with respect to their compatibility with historic materials, such as pigments, organic binders or paper, and only a very few studies exist on the long term effects of the biocides, such as possible colour changes or degradation products. Biocides frequently used in restoration are: (1) formaldehyde releasers (Sterflinger and Sert 2006; Pinar et al. 2009), (2) quaternary ammonium compounds with an optimal chain length of C14–C16 (Diaz-Herraiz et al. 2013), (3) isothiazolinone, a more recent biocide, which was documented to be not only effective but even preventive on paper objects (Polo et al. 2010) and 4) the most common disinfectant used in microbiology: ethanol can also have a good fungitoxic effect if the contact time is at least 2–3 min (Nittérus 2000b). A broad spectrum of chemical and non-chemical mass treatments has been utilized to kill microfungi attacking paper objects in an attempt to inhibit degradation (Magaudda 2004). Ethylene oxide (EtO) fumigation is banned in some countries because it is extremely toxic, but it still represents the most efficacious system for mass treatment of mouldy library materials. Gamma radiation is very effective against fungi and their spores. Since the dose for fungi must be in excess of 10–20 kGy (Nittérus 2000a), this method also affects many materials and its application is restricted. The application of gamma rays can result in cumulative depolymerisation of the underlying cellulose and in severe ageing characteristics (Adamo et al. 1998; Butterfield 1987).
Besides the compatibility with the materials of the treated artefacts, the most challenging aspect of biocide treatments is the fact that, in many cases, objects are infested by a mixed community of microorganisms with different levels of susceptibility towards the chemical compound applied. For microbiologists it is quite easy to understand that a biocide treatment might therefore exert a selective pressure on the microbial community and, in the worst case, the community may be turned into one that is less sensitive or even resistant to the biocides, and might become even more harmful to the object. Prominent and notorious examples are the so-called Cave of St. Paul in Ephesus (Turkey) and the wall paintings of Lascaux (France). In the Cave of St. Paul, a massive algal and cyanobacterial bloom covered the early Christian wall paintings. After several treatments with quaternary ammonium compounds, a more resistant community — which included melanized fungi — developed, causing severe aesthetical damage to the surfaces (Pillinger et al. 2008) (Fig. 4b). In the Lascaux Caves, a spectacular series of biocide treatments were carried out, starting in 1963, with the last being reported in 2009 (Martin-Sanchez et al. 2012). Here, antibiotics, such as penicillin, streptomycin and kanamycin — but also formol (10 % aqueous solution of formaldehyde), various products based on benzalkonium chloride and isothiazolinone — were applied. These successive treatments triggered the development of white fungal stains caused by Fusarium solani, the growth of resistant Pseudomonas fluorescens strains and finally, the growth of melanized fungal species, such as Ochroconis lascauxensis, O. anomala and Exophiala castellanii (Saiz-Jimenez et al. 2012).
In contrast to this, good results were achieved against a mono-specific infestation of Aspergillus glaucus inhabiting the painting and fixation layer of the 12th century wooden ceiling in Zillis (Switzerland). There, the individual wooden panels of the ceiling were successfully treated with the application of organotin (TBTO), a biocide that is efficient but which has been abandoned in Europe because of its high environmental toxicity. However, also in Zillis, the most important control factor was a system for climate control (Bläuer-Böhm et al. 1997; Böhm et al. 2001).
In the past — especially in the 1960s and 1970s — a number of highly toxic organochloride compounds like lindane or pentachlorophenole (PCB) were used for decontamination of wooden objects and textiles. Since these agents are chemically very stable, they might still persist in many of the objects treated and thus are a health risk for restorers that handle these objects today. Other past treatments might hamper or falsify biological, chemical or physical analysis. Fumigation with ethylenoxide, for example, interferes with biological analysis since it intercalates with DNA and RNA which cannot be recovered anymore (Michaelsen et al. 2013). The lack of documentation in the past complicates today’s restoration and conservation work. Today, documentation of objects and their restoration history is one of the most important responsibilities in conservation as a basis for our progeny.
Treatments and monitoring
One of the major obstacles in treating contaminated art works with biocides and physical methods like Gamma radiation or heat was, and still is, the lack of appropriate monitoring methods. For the taxon analysis of microbial communities on art works, it is widely accepted that not all fungi, and only an extremely small fraction of archaea and bacteria, can be cultivated on laboratory media and that molecular methods based on DNA are necessary to evaluate the microbial diversity in a sample (Ettenauer et al. 2012; González and Saiz-Jimenez 2005; Laiz et al. 2003; Michaelsen et al. 2006; Piñar et al. 2001; Schabereiter-Gurtner et al. 2001). Curiously, viable cell counts are still the method of choice to prove microbial activity versus non-activity, if any test is carried out to monitor the effect of an antimicrobial treatment at all. Since the late 1980s, when it was generally agreed that microorganisms played a considerable role in the preservation of art objects and historical buildings, significant effort was applied to ascertaining the biodiversity in the component materials of works of art. This was an important basis for innovative and optimized preservation concepts. Today, it is absolutely necessary to complement these data by studying the physiological activity of the various microbes on and in materials (a) in order to get a deeper understanding of biodeterioration processes, (b) to be able to monitor the effect and success of antimicrobial treatments and (c) to develop alternative and non-toxic treatment methods, e.g., special climatization concepts in order to stop or to slow down the biodeteriorative action of the microorganisms. In the past, several attempts were made to quantify microbial activity based on chemical reactions: Sterflinger et al. (1994) developed a non destructive method, the “respiration bell-jar” to trap CO2, in order to monitor respiration on stone surfaces. Redox indicators such as triphenytetrazoliumchloride were used to confirm and evaluate microbial activity on decaying stones (Warscheid 1990). Recently, many companies have offered luminometers that detect and quantify ATP in swab samples and give an estimation of biological activity on surfaces like paper, paintings or other materials (Berthold and Tarkkanen 2013; Rakotonirainy and Arnold 2008). While these methods give a rough estimation of the microbial activity in general, analysing the expression of genes would give detailed information about the metabolic state and about the biodeterioration process and potential — as in, for example, following the activity of cellulolytic and keratinolytic enzymes on paper and parchment (Kraková et al. 2012). Although RT qPCR is a routine tool for scientific questions nowadays, it is still not used for routine monitoring of treatments, and studies on RNA in samples of cultural heritage are still rare (Martin Sanchez et al. 2013; Michaelsen et al. 2013; Portillo et al. 2008, 2009). This is because the costs for molecular analysis are still high in relation to the overall costs that are usually available for the restoration and conservation of an object. However, recent genomics and transcriptomics technology opens more possibilities to understanding the activity and function of whole microbial communities. Sequencing of meta-transcriptomes and metagenomes, with the aid of next-generation sequencing technology, could assist in understanding how historic materials are attacked by microbes, how microbes interact with those materials and with each other (e.g., in a biofilm), and in monitoring specifically the effect of biocide treatments on the viability, the function and possible community shifts. This would also help to overcome the so-called “viable but not cultivable” state in bacteria that can occur as a reaction to antibiotic and biocide treatments (Oliver 2009).
More emphasis must be focused on simple prevention measures such as the cleaning of dust layers and frequent observation of objects.
Biocide treatments must be applied with extreme caution and only after a stringent series of tests adapted to the requirements of a particular object. In restoration and conservation, exceptional rules are necessary for the application of efficient toxic substances, which may be not listed in the EU biocide directive.
More effort is necessary in the development of alternative decontamination methods, e.g., the gamma radiation (Magaudda 2004) modification of light (Albertano et al. 2005) and micro-climates (Camuffo 1998; Pinzari and Montanari 2011).
Monitoring methods must be optimized in order to be able to assess the effects of conservation treatments, climate change or biocide application. This could be done based on state of the art microbiological methods such as genome and transcriptome sequencing.
In the case where we cannot ensure that a freshly excavated object can be preserved and protected against biodeterioration, it should remain buried in soil or under layers of paint or plaster (e.g., for wall paintings) until better methods are available for preservation. A paradigm change is necessary in order to learn that not everything that is discovered must (or can) be exhibited and opened to the public.
G. Piñar is financed by the Austrian Science Fund (FWF) project “Elise-Richter V194-B20”. We further thank the VIBT EQ GmbH for supporting work on rock inhabiting fungi in the VIBT Extremophile Center. We thank the “Wien Museum” and the “Kunsthistorisches Museum Wien” for kind help and good cooperation.
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