Abstract
We extend two characterizations of admissible operators with respect to \(\textrm{L}^p\) to more general Orlicz spaces. The equivalent conditions are given by the property that an associated operator generates a strongly continuous semigroup and in terms of a resolvent estimate.
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1 Introduction
In this note we study operators C related to linear observation systems
where A generates a \(C_0\)-semigroup \((T(t))_{t \ge 0}\) on a Banach space X, the state space, and \(x_0 \in X\) is the initial state. The operator C is the output operator (or “observation operator”) mapping the domain of A (equipped with the graph norm) continuously into some Banach space Y, the output space. Since the (mild) solution x in (1) is given by the semigroup applied to the initial state, \(x(\cdot )=T(\cdot )x_0\), the output is formally given by
Admissibility with respect to \(\textrm{L}^p\) (or \(\textrm{L}^p\)-admissibility) means that the mapping \(x_0 \mapsto T(\cdot )x_0\), initially defined only on D(A), has a continuous extension from X to \(\textrm{L}^p(0,\tau ;Y)\). Here we distinguish between finite-time admissibility (or just admissibility), that is if \(\tau <\infty \) and infinite-time admissibility, that is if \(\tau =\infty \). In the literature admissibility with respect to various spaces of output functions, different than \(\textrm{L}^p\), has been considered, see e.g. [9, 13, 29]. In this introduction we focus on infinite-time admissibility, noting that all mentioned results can be formulated analogously for finite-time admissibility. Indeed, the infinite-time case is more interesting and the finite-time case can be derived by the infinite-time case since \(\textrm{L}^p\)-admissibility is invariant under scaling of the semigroup and hence under shifting of the generator. The notion of admissibility is strongly related to the more general concept of well-posed linear systems being of central interest in system theory, see e.g. [26] for \(\textrm{L}^2\).
In this article we study two characterizations of this notion with respect to Orlicz spaces \(\textrm{L}_\Phi \) and \(\textrm{E}_\Phi \): an estimate on the resolvent of the Laplace transformed trajectory of the output \(y=CT(\cdot )\) and an equivalence in terms of generation of a strongly continuous semigroup. These results extend earlier results for the special case of \(L^p\)-admissibility due to Callier–Grabowski [7], Engel [5], as well as Le Merdy [21] and Haak [10].
Main result 1
(c.f. Theorem 3.2) Let \(C:D(A) \rightarrow Y\) be a bounded operator with respect to the graph norm of A. Then C is infinite-time \(\textrm{E}_\Phi \)-admissible if and only if the block operator matrix
with domain
generates a \(C_0\)-semigroup on \(X \times \textrm{E}_\Phi (0,\infty ;Y)\), where \(Lx {:}{=}\mathbb {1}_{\vert _{[0,\infty )}} Cx\) for \(x \in D(A)\).
Here \(\textrm{W}^1\textrm{E}_\Phi (0,\infty ;Y)\) denotes the (standard) Orlicz-Sobolev space consisting of those functions in \(\textrm{E}_\Phi (0,\infty ;Y)\) whose weak derivative exists and lies again in \(\textrm{E}_\Phi (0,\infty ;Y)\), see e.g. [1, Ch. 8].
A second characterization of \(\textrm{L}^p\)-admissibility due to Le Merdy (\(p=2\)) and Haak \((p \ge 1)\) relates to a conjecture originally formulated by Weiss in [28] (for \(p=2\) and, equivalently, for the dual problem of control operators). The p-Weiss conjecture states that infinite-time \(\textrm{L}^p\)-admissibility of C is equivalent to the so-called infinite-time p-Weiss condition for C, i.e.
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a property which is easily seen to follow from \(\textrm{L}^p\)-admissibility by Hölder inequality. The question thus is whether the p-Weiss condition is sufficient for \(\textrm{L}^p\)-admissibility of C. Whereas the answer is negative in the general Banach space setting [28] (and \(p=2\)), the problem has received much attention since then, with both positive results, as well as counterexamples. We mention here some of them and refer to [10] and [15] for detailed overviews. In [16, 17] it is shown, that the 2-Weiss conjecture does not hold in arbitrary Hilbert spaces without further assumptions on the semigroup and the operators C. For Hilbert spaces the \(p=2\)-case is known to hold true for exponentially stable, left-invertible semigroups, [28], as well as in the case of contraction semigroups and finite-dimensional output spaces, [14]. For infinite-dimensional output spaces, the statement may fail even for semigroups of isometries [17]. Le Merdy showed in [21] that the 2-Weiss conjecture holds true in the Hilbert space situation under the assumption of an analytic contractive semigroup. Moreover, he showed for Banach spaces and a bounded analytic semigroup that the 2-Weiss conjecture holds if and only if the operator defined via the holomorphic functional calculus is infinite-time \(\textrm{L}^2\)-admissible. Haak [10] extended Le Merdy’s results to more general \(p\ge 1\) as follows: If A generates a bounded analytic semigroup and A has dense range, then the p-Weiss conjecture holds if and only if
is infinite-time \(\textrm{L}^p\)-admissible. He used generalized square function estimates for the operator A which are equivalent to
being infinite-time \(\textrm{L}^p\)-admissible.
We continue these developments in the context of Orlicz spaces for a certain class of Young functions, which is called class \(\mathcal {P}\). Our second main result reads:
Main result 2
(c.f. Theorem 4.12) Suppose A generates a bounded analytic semigroup, the Young function \(\Phi \) is of class \(\mathcal {P}\) and either
-
A is a multiplication operator with \(\sigma (-A) \subseteq [0,\infty )\) or
-
\(\Phi ^{-1}\) is holomorphic on some sector containing the spectrum of \(-A\) and there exist constants \(m_0,m_1>0\) such that for z in this sector it holds that
$$\begin{aligned} m_0 \Phi ^{-1}(|z |) \le |\Phi ^{-1}(z) |\le m_1 \Phi ^{-1}(|z |). \end{aligned}$$
Then, for a bounded operator \(C:D(A) \rightarrow Y\) the following are equivalent
-
(i)
\(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible,
-
(ii)
It holds that
$$\begin{aligned} C \text { is infinite-time } \textrm{L}_\Phi \text {-admissible} \Leftrightarrow \sup _{{{\,\mathrm{\textrm{Re}}\,}}z >0} {\widetilde{\Phi }}^{-1}({{\,\mathrm{\textrm{Re}}\,}}z) ~ \Vert C(z-A)^{-1} \Vert < \infty . \end{aligned}$$
Here, \({\widetilde{\Phi }}\) denotes the to \(\Phi \) complementary Young function, see Sect. 2.
This paper is structured as follows. In Sect. 2 we recall the for us necessary definitions and facts on Young functions \(\Phi \) and Orlicz spaces \(\textrm{L}_\Phi \) and \(\textrm{E}_\Phi \). Furthermore, we introduce a subclass \(\mathcal {P}\) of Young functions with polynomial behavior at 0 and \(\infty \) which play a role when dealing with the functional calculus in the context of the Weiss conjecture. We shift more technical results on Orlicz spaces to the Appendix, where the reader can also find results on the dual space of vector valued Orlicz spaces, the shift semigroup on Orlicz spaces and a generalization of Minkowski’s integral inequality to Orlicz spaces used in the ensuing sections. In Sect. 3 we formalize Orlicz admissibility for observation operators and prove Main result 1, which is an adoption of the \(\textrm{L}^p\) case by our previous investigations on the shift semigroup in Orlicz spaces. Sect. 4 is devoted to the extension of the Weiss conjecture for Orlicz spaces and the proof of Main result 2. Furthermore, we give a sufficient condition for infinite-time \(\textrm{L}_\Phi \)-admissibility of \(\Phi ^{-1}(-A)\) in case of a semigroup on \(\ell ^r\), \(1 \le r < \infty \) generated by a multiplication operator. In Sect. 5 we discuss the duality concept of Orlicz admissible control and observation operators which allows to transfer all results on Orlicz admissibility to control operators.
In the following X and Y are Banach spaces and A is the generator of a \(C_0\)-semigroup \((T(t))_{t\ge 0}\) with growth bound \(\omega (A)\). The domain of A equipped with the graph norm is denoted by D(A). The spectrum of A is \(\sigma (A)\) and its resolvent is R(z, A) for z in the resolvent set \(\rho (A)\). The set of all bounded operators from D(A) to Y is given by \(\mathcal {L}(D(A),Y)\). As usually, \(I=I_X\) denotes the identity operator on the space X.
2 Orlicz spaces
We recall Young functions and Orlicz spaces. For details see [1, 19, 20].
Definition 2.1
A strictly increasing continuous and convex function \(\Phi :(0,\infty ) \rightarrow (0,\infty )\) is called Young function if
Such a \(\Phi \) is invertible and extends continuously to \([0,\infty )\) by \(\Phi (0)=0\).
Definition 2.2
Let \(\Phi \) be a Young function. Then, the function \({\widetilde{\Phi }}\) defined by
is called the to \(\Phi \) complementary Young function and \(\Phi \) and \({\widetilde{\Phi }}\) are called complementary to each other.
Indeed, \({\widetilde{\Phi }}\) defines a Young function and \(\Phi (t)=\sup _{s \ge 0} (st - {\widetilde{\Phi }}(s))\). For complementary Young functions \(\Phi \) and \({\widetilde{\Phi }}\) it holds that (see [1])
Let \((\Omega ,\mathcal {F},\mu )\) be a measure space and Y be a Banach space. Whenever \(\Omega \) is an interval in \(\mathbb {R}\), \((\mathcal {F},\mu )\) refers to the Borel \(\sigma \)-algebra and the Lebesgue measure.
Definition 2.3
Let \(\Phi \) be a Young function. The Orlicz space \(\textrm{L}_\Phi (\Omega ;Y)\) is given by
where we identify functions which coincide almost everywhere. Further, we define the so-called Luxemburg norm for \(f\in \textrm{L}_\Phi (\Omega ,Y)\) by
We define a subspace of \(\textrm{L}_\Phi (\Omega ;Y)\) by
We may write \(\textrm{L}_\Phi \) and \(\textrm{E}_\Phi \) if \(\Omega \) and Y are clear from the context.
On \(\textrm{L}_\Phi (\Omega ;Y)\) we can define the Orlicz norm by
where the second equality can be verified by considering \({\tilde{g}}=g {{\,\mathrm{\textrm{sgn}}\,}}(\langle f, g \rangle _{Y,Y'})\).
Since \(\Vert g \Vert _{\textrm{L}_{{\widetilde{\Phi }}}(\Omega ;Y')} \le 1\) if and only if \(\int _\Omega {\widetilde{\Phi }}(\Vert g \Vert _{Y'}) \, \textrm{d}\mu \le 1\), the Orlicz norm can be defined independent of the Luxemburg norm. Both norms are equivalent, as for \(f \in \textrm{L}_\Phi (\Omega ;Y)\) it holds that
Indeed, the inequality is well-known for the scalar valued case, see e.g. [20]. It is less obvious for vector valued Orlicz spaces as the fact that \(|||f |||_{\textrm{L}_\Phi (\Omega ;Y)} = |||\, \Vert f \Vert _Y \, |||_{\textrm{L}_\Phi (\Omega ;\mathbb {R})}\) is non-trivial. Both proofs can be found in the Appendix. Finally, \(\textrm{L}_\Phi (\Omega ;Y)\) and \(\textrm{E}_\Phi (\Omega ;Y)\) equipped with these norms are complete.
An important property of Young functions is the so-called \(\Delta _2\)-condition.
Definition 2.4
A Young function \(\Phi \) satisfies the \(\Delta _2\)-condition near infinity (\(\Phi \in \Delta _2^\infty \)) if there exist constants \(K,t_0 \ge 0\) such that
We say that \(\Phi \) satisfies the \(\Delta _2\)-condition globally (\(\Phi \in \Delta _2^{\text {\tiny global}}\)) if (7) holds with \(t_0=0\).
It is known that \(E_\Phi (\Omega ;Y) = \textrm{L}_\Phi (\Omega ;Y)\) if and only if \(\Phi \) satisfies the \(\Delta _2\)-condition globally if \(\mu (\Omega )=\infty \) or near infinity if \(\mu (\Omega )<\infty \). Similar as for \(\textrm{L}^p\) spaces the generalized Hölder inequality
holds for all \(f \in \textrm{L}_\Phi (\Omega ;Y_1)\), \(g \in \textrm{L}_{{\widetilde{\Phi }}}(\Omega ;Y_2)\) and Banach spaces \(Y_1,Y_2\),
The Young function \(\Phi (t)=t^p\) with \(1<p<\infty \) satisfies the \(\Delta _2\)-condition globally. It leads to the Orlicz space \(\textrm{L}_\Phi =\textrm{E}_\Phi =\textrm{L}^p\) and the Luxemburg norm is just the standard norm on \(\textrm{L}^p\). Further, the to \(\Phi \) complementary Young function is (up to constants) given by \({\widetilde{\Phi }}(s)=s^{p'}\) with \(\frac{1}{p} + \frac{1}{p'}=1\) and hence \(\textrm{L}_{{\widetilde{\Phi }}}=\textrm{E}_{{\widetilde{\Phi }}}=\textrm{L}^{p'}\). Thus, Orlicz spaces and the concept of complementary Young functions generalize \(\textrm{L}^p\) spaces and Hölder conjugates in a natural way. Furthermore, the Orlicz norm can be interpreted as dual norm to the Luxemburg norm, similar to \(\textrm{L}^p, \textrm{L}^{p'}\).
We close the section by introducing a subclass of Young functions which play a role in Sect. 4 in the context of the holomorphic functional calculus.
Definition 2.5
We say that a function \(\Phi :(0,\infty ) \rightarrow (0,\infty )\) is of class \(\mathcal {P}\) (\(\Phi \in \mathcal {P}\)) if \(\Phi \) is invertible and
![](http://media.springernature.com/lw323/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ9_HTML.png)
for \(t>0\), where \(\rho :(0,\infty ) \rightarrow (0,\infty )\) is a continuous concave function such that
Remark 2.6
-
1.
By Lemma A.1, functions of class \(\mathcal {P}\) are Young functions.
-
2.
In [18] the authors state the following result on the representation of \(\Phi \) and \({\widetilde{\Phi }}\), see [18, Lem. 3.2]: If \(\Phi \in \mathcal {P}\) is characterized by (9), then
$$\begin{aligned} \Phi (t) = t^q h(t^{p-q}) \end{aligned}$$(11)and
$$\begin{aligned} {\widetilde{\Phi }}(t) = t^{p'} k(t^{q'-p'}) \end{aligned}$$(12)where \(p'\) and \(q'\) are the Hölder conjugates to p and q and \(h,k:(0,\infty )\rightarrow (0,\infty )\) are continuous quasi-concave functions such that \(h(t)>0\) for \(t>0\) and \(h(st) \le \max (1,s) \rho (t)\) for all \(s,t>0\) (for k the same). The functions h and k are defined by (11) and (12).
-
3.
From (9), (11) and (12) we derive
(13)for \(s,t>0\) and with the transformations \(u=\max (s^q,s^{p})\), \(v=\Phi (t)\) and \(u=s^{p'} \max (s^{p'},s^{q'})\), \(v={\widetilde{\Phi }}(t)\)
(14)In particular we infer by (13) that \(\Phi ,{\widetilde{\Phi }} \in \Delta _2^{\text {\tiny global}}\).
Example 2.7
-
(i)
If \(\rho ,\mu : (0,\infty ) \rightarrow (0,\infty )\) are continuous concave functions satisfying (10), then so are \(a \rho + b \mu \) and \(\rho \circ \mu \) for \(a,b \ge 0\). To see that \(\rho \circ \mu \) satisfies (10), note that \(\rho \) is increasing by (10). The latter can be seen by writing \({\tilde{t}} \in (0,t]\) as \({\tilde{t}}=st\) with \(s \in (0,1]\) and using (10).
-
(ii)
The trivial examples \(\rho _r(t)= t^r\) for some \(r \in [0,1]\) lead to the Young functions \(\Phi (t)=t^\alpha \) with \(\alpha \in [p,q]\) (depending on r) when \(\Phi ^{-1}\) is given by (9) with \(1< p< q<\infty \). If \(r=0\), then \(\alpha =p\) and if \(r=1\), then \(\alpha =q\). Indeed, \(\alpha \) is given by \(\frac{1}{\alpha } = \frac{r}{q} + \frac{1-r}{p} \in [\frac{1}{q},\frac{1}{p}]\).
For \(r=0\) and \(r=1\) the corresponding functions \(\rho _0(t)=1\) and \(\rho _1(t)=t\) can be seen as the extreme cases for \(\rho \) when talking about the slope of increasing concave functions.
-
(iii)
The following example can be found in [18]. Let \(\Phi ^{-1}\) be given by (9) with \(\rho (t)=\min (1,t)\), \(t \ge 0\) and any choice of \(1<p<q<\infty \). Then \(\Phi \) is given by (11) with \(h(t)=\max (1,t)\), \(t \ge 0\). It is obvious that \(\Phi \) is of class \(\mathcal {P}\).
-
(iv)
Let \(\Phi ^{-1}\) be given by (9) with \(\rho (t)=\log (1+t)\), \(t \ge 0\) and any choice of \(1<p<q<\infty \). Then, \(\Phi \) is of class \(\mathcal {P}\), \(\Phi ^{-1}\) has a holomorphic extension to any sector \(S_\delta {:}{=} \{ z \in \mathbb {C}{\setminus } \{0\} \mid |\arg z |< \delta \} \) (taking the principal branch of the complex logarithm) and for \(\delta \le \frac{\pi }{3}\) then there exist constants \(m_0,m_1>0\) such that
$$\begin{aligned} m_0 \Phi ^{-1}(|z |) \le |\Phi ^{-1}(z) |\le m_1 \Phi ^{-1}(|z |) \end{aligned}$$for \(z \in S_\delta \). The technical details of this fact are shifted to the Appendix.
3 Characterizing Orlicz admissibility by semigroups
We recall the definition of admissibility already indicated in the introduction.
Definition 3.1
An operator \(C \in \mathcal {L}(D(A),Y)\) is called \(\textrm{L}_\Phi \)-admissible for A (or equivalently for \((T(t))_{t \ge 0}\)) if for some (and hence for all) \(\tau >0\) there exists a minimal constant \(c_\tau >0\) such that
If, additionally, \(c_\infty {:}{=} \sup _{\tau \ge 0}c_\tau < \infty \), then C is called infinite-time \(\textrm{L}_\Phi \)-admissible for A. If there is no ambiguity, we will simply say that “C is (infinite-time) \(\textrm{L}_\Phi \)-admissible” without referring to the semigroup. Analogously, we define (infinite-time) \(\textrm{E}_\Phi \)-admissibility.
It is not hard to show that \(\textrm{L}_\Phi \)-admissibility is invariant under scaling of the semigroup, i.e. C is \(\textrm{L}_\Phi \)-admissible for \((T(t))_{t \ge 0}\) if and only if C is \(\textrm{L}_\Phi \)-admissible for the rescaled semigroup \((\textrm{e}^{-\varepsilon t}T(t))_{t \ge 0}\) for any \(\varepsilon \in \mathbb {R}\). Also note that if the semigroup is exponentially stable, then finite-time and infinite-time \(\textrm{L}_\Phi \)-admissibility are equivalent. Moreover, C is infinite-time \(\textrm{L}_\Phi \)-admissible if and only if (15) holds for \(\tau = \infty \) and a constant \(c_\infty <\infty \). The same holds for \(\textrm{E}_\Phi \)-admissibility.
The main result of this section is a generalization of a result by Callier–Grabowski [7], see also Engel [5] for a shorter proof, from \(\textrm{L}^p\) to \(\textrm{E}_\Phi \).
Theorem 3.2
The operator \(C \in \mathcal {L}(D(A),Y)\) is (infinite-time) \(\textrm{E}_\Phi \)-admissible if and only if for some (and hence for all) \(\tau >0\) (\(\tau =\infty \) in the infinite-time case) the block operator matrix
with domain
generates a \(C_0\)-semigroup on \(X \times \textrm{E}_\Phi (0,\tau ;Y)\), where \(Lx {:}{=}\mathbb {1}_{\vert _{[0,\tau ]}} Cx\) for \(x \in D(A)\).
The proof of Theorem 3.2 follows Engel’s approach, relying on the following consequence from [6], and the fact that \(-\frac{\, \textrm{d}}{\, \textrm{d}r}\) with domain \(\{ f \in \textrm{W}^1\textrm{E}_\Phi (0,\tau ;Y) \mid f(0)=0 \}\) generates the right shift semigroup on \(\textrm{E}_\Phi (0,\tau ;Y)\), see Proposition A.5.
Lemma 3.3
If X and F are Banach spaces, \(A:D(A) \subseteq X \rightarrow X\) and \(D:D(D) \subseteq F \rightarrow F\) are closed and densely defined operators such that \((\omega ,\infty ) \subseteq \rho (A) \cap \rho (D)\) for some \(\omega \in \mathbb {R}\) and if \(L \in \mathcal {L}(D(A),F)\), then the following are equivalent
-
(a)
The block operator matrix
$$\begin{aligned} \mathcal {A} = \begin{pmatrix} A &{} 0 \\ 0 &{} D \\ \end{pmatrix} \begin{pmatrix} I &{} 0 \\ L &{} I \\ \end{pmatrix} \end{aligned}$$with domain
$$\begin{aligned} D(\mathcal {A}) = \left\{ \begin{pmatrix} x \\ f \\ \end{pmatrix} \in D(A) \times F \, \Bigg \vert \, Lx + f \in D(D) \right\} \end{aligned}$$generates a \(C_0\)-semigroup on \(X \times F\),
-
(b)
A generates a \(C_0\)-semigroup \((T(t))_{t \ge 0 }\) on X, D generates a \(C_0\)-semigroup \((S(t))_{t \ge 0}\) on F and for some (and hence for all) \(t_0>0\) it holds that \(\sup _{t \in [0,t_0] } \Vert R(t) \Vert _{\mathcal {L}(X,F)}< \infty \), where R(t) is the bounded extension of the operator
$$\begin{aligned} R(t)x= D \int _0^t S(t-s) L T(s)x \, \textrm{d}s, \quad x \in D(A^2). \end{aligned}$$
If one of the equivalent conditions is satisfied, the semigroup generated by \(\mathcal {A}\) is given by
Proof of Theorem 3.2
Lemma 3.3 for \(D=-\frac{\, \textrm{d}}{\, \textrm{d}r}\) with domain \(\{ f \in \textrm{W}^1\textrm{E}_\Phi (0,\tau ;Y) \mid f(0)=0 \}\) and \(F=\textrm{E}_\Phi (0,\tau ;Y)\) yields that \(\mathcal {A}\) given by (16) and (17) generates a \(C_0\)-semigroup on \(X \times \textrm{E}_\Phi (0,\tau ;X)\) if and only if \(\sup _{t \in [0,\tau ]} \Vert R(t) \Vert < \infty \). Since D generates the right shift semigroup \((S(t))_{t \ge 0}\) on \(\textrm{E}_\Phi (0,\tau ;Y)\) we conclude that R(t) is given by
for \(x \in D(A^2)\) and \(r \in [0,\tau ]\). Thus, \(\mathcal {A}\) generates a \(C_0\)-semigroup on \(X \times \textrm{E}_\Phi (0,\tau ;Y)\) (with \(\tau =\infty )\) if and only if C is (infinite-time) \(\textrm{E}_\Phi \)-admissible. \(\square \)
4 On the Weiss conjecture for Orlicz spaces
We start by introducing some notation and assumptions in order to generalize Haak’s result on the p-Weiss conjecture as stated in the introduction, see also [10], to Orlicz spaces \(\textrm{L}_\Phi \).
We denote by \(\mathbb {C}_\alpha \), \(\alpha \in \mathbb {R}\), and \(S_\delta \), \(\delta \in (0,\frac{\pi }{2})\), the open right half-plane with abcissa \(\alpha \) and the open sector with opening angle \(2\delta \), i.e.
For \(\delta =0\) we write \(S_0=(0,\infty )\).
We recall that A is the generator of a bounded analytic semigroup if \(-A\) is densely defined and sectorial of type \(\omega \) for some \(\omega \in [0,\frac{\pi }{2})\). The latter means that \(\sigma (-A) \subset \overline{S_\omega }\) and for every \(\delta \in (\omega ,\pi )\) there is a constant \(M_\delta >0\) such that
For more about sectorial operators, the holomorphic functional calculus and the connection to bounded analytic semigroups we refer to [11] and [4]. Whenever we are dealing with the generator A of a bounded analytic semigroup \(\omega _A\) is referred to as the angle of sectoriality of \(-A\), that is the infimum of all \(\omega \) such that \(-A\) is sectorial of type \(\omega \). Besides the holomorphic functional calculus, the functional calculus for multiplication operators (see [12, Ch. 2]) will be of interest.
The assumption of having a bounded analytic semigroup is necessary for Haak’s result in the sense that if is \(\textrm{L}^p\)-admissible and the semigroup is bounded then it is already bounded analytic, [2, Prop. 2.7].
When passing from \(\textrm{L}^p\) to \(\textrm{L}_\Phi \) we have to substitute both the p-Weiss condition (4) and the operator in terms of the Young function \(\Phi \) or its complementary Young function \({\widetilde{\Phi }}\). While the former is rather straight-forward, the latter is more delicate. First we generalize the p-Weiss condition (4).
Definition 4.1
An operator \(C \in \mathcal {L}(D(A),Y)\) is said to satisfy the \(\Phi \)-Weiss condition, for a Young function \(\Phi \), if
for some \(\alpha >0\), where \({\widetilde{\Phi }}\) is the complementary Young function of \(\Phi \). We say that C satisfies the infinite-time \(\Phi \) -Weiss condition if (18) holds for \(\alpha =0\).
Remark 4.2
If \({\widetilde{\Phi }} \in \Delta _2^{\text {\tiny global}}\) then we can replace \((\Vert \textrm{e}^{- {{\,\mathrm{\textrm{Re}}\,}}z \cdot } \Vert _{\textrm{L}_{{\widetilde{\Phi }}}(0,\infty })^{-1}\) by \({\widetilde{\Phi }}^{-1}({{\,\mathrm{\textrm{Re}}\,}}z)\), see Lemma A.2. Recall that if \(\Phi \in \mathcal {P}\) then \({\widetilde{\Phi }} \in \Delta _2^{\text {\tiny global}}\). It is obvious that the definitions of the \(\Phi \)-Weiss condition and the p-Weiss condition (4) are consistent in the sense that they are the same if we consider \(\Phi (t)=t^p\) for \(1<p<\infty \).
Similar to \(\textrm{L}^p\) spaces it is easy to prove that (infinite-time) \(\textrm{L}_\Phi \)-admissibility of \(C \in \mathcal {L}(D(A),Y)\) implies the (infinite-time) \(\Phi \)-Weiss condition.
Lemma 4.3
If \(C \in \mathcal {L}(D(A),Y)\) is (infinite-time) \(\textrm{L}_\Phi \)-admissible, then the (infinite-time) \(\Phi \)-Weiss condition holds.
Proof
If C is infinite-time \(\textrm{L}_\Phi \)-admissible. Using the generalized Hölder inequality (8) we get for all \(x \in D(A)\) that
holds, where \(c_\infty \) denotes the admissibility constant from Definition 3.1. If C is \(\textrm{L}_\Phi \)-admissible for \((T(t))_{t \ge 0}\), then C is infinite-time \(\textrm{L}_\Phi \)-admissible for the exponentially stable semigroup generated by \(A-\alpha \), where \(\alpha >\omega (A)\) and \(\alpha >0\). Hence, the proof can be deduced from the infinite-time case. \(\square \)
If \(\textrm{L}_\Phi =\textrm{L}^p\), Haak’s result tells us that the converse of Lemma 4.3 holds if and only if is (infinite-time) \(\textrm{L}^p\)-admissible, hence formally \(\Phi ^{-1}(-A)\) seems to be a suitable operator to characterize general \(\textrm{L}_\Phi \)-admissibility. However, we have to make sure that this operator is indeed well-defined in \(\mathcal {L}(D(A),X)\). Therefore, we make the following assumption on \(\Phi \).
Assumption 1
Assume that \(\Phi ^{-1}\) extends to a holomorphic function on some sector \(S_\delta \) for \(\delta \in (\omega _A,\frac{\pi }{2})\) and that there exist constants \(m_0,m_1>0\) such that
We continue with a sequence of technical statements on the operator \(\Phi ^{-1}(-A)\) and the \(\Phi \)-Weiss condition. Our approach is based on the ideas from [2], which seem to be slightly more elementary than the more natural proof of Haak’s result using square function estimates. It seems to be a non-trivial challenge to generalize such square function estimates to the Orlicz space setting.
Recall that a multiplication operator is an operator \(M_a:\textrm{L}^p(\Omega )\rightarrow \textrm{L}^p(\Omega )\) for some semi-finite measure space \((\Omega ,\mathcal {F},\mu )\), \(1 \le p \le \infty \) and \(a:\Omega \rightarrow \mathbb {C}\) measurable, given by
Lemma 4.4
Suppose that A generates a bounded analytic semigroup. If either
-
(i)
A is a multiplication operator with \(\sigma (-A)\subseteq [0,\infty )\) or
-
(ii)
Assumption 1 holds and additionally \(\Phi \in \mathcal {P}\)
then \(\Phi ^{-1}(-A)\) is well-defined via the functional calculus for multiplication operators and holomorphic functional calculus, respectively, and \(\Phi ^{-1}(-A) \in \mathcal {L}(D(A),X)\).
Proof
For technical details on the functional calculus for multiplication operators and holomorphic functional calculus we will use in this proof, we refer to [12, Ch. 2] and [11, Ch. 2]. Let
It suffices to prove that \(f(-A)\) is bounded, where \(f(-A)\) is defined via the measurable functional calculus if we consider (i) and via the holomorphic functional calculus if we consider (ii). Indeed, we obtain from the properties of the functional calculi that
in the sense of inclusion of the respective graphs of the operators. If \(f(-A)\) is bounded the operator on the left-hand side lies in \(\mathcal {L}(D(A),X)\) and so does \(\Phi ^{-1}(-A)\). We distinguish between the two possible assumptions:
-
(i)
Since f is a bounded function on \([0,\infty )\) we derive from the functional calculus for multiplication operators that \(f(-A)\) is bounded.
-
(ii)
To prove that \(f(-A)\) is a bounded operator, it suffices to prove that there exist \(c,\alpha >0\) such that
$$\begin{aligned} \left|f(z) \right|\le c \min (|z |^\alpha , |z |^{-\alpha } ) \quad \text { for all } z \in S_\delta , \end{aligned}$$(19)By Assumption 1, \(\Phi ^{-1}\) is holomorphic on some sector \(S_\delta \) and \(|\Phi ^{-1}(z)|\le m_{1}\Phi ^{-1}(|z|)\) for \(z\in S_{\delta }\). Since \(\Phi \in \mathcal {P}\), we infer by (13) that, for \(|z |\le 1\),
and, by (14) and (5), that, for \(|z |\ge 1\),
\(\square \)
Recall Example 2.7 of Young functions of class \(\mathcal {P}\). While Example (iii) is only useful when A is a multiplication operator, Examples (ii) and (iv) yield Young functions \(\Phi \) which satisfy Assumption 1. Example (i) tells us how to construct further examples of class \(\mathcal {P}\), e.g. \(\rho (t)=t^{r} + \log (t)\), \(r \in [0,1]\), yields \(\Phi \in \mathcal {P}\) via (9) for any choice of \(1<p<q<\infty \). However, in general it is not clear whether this construction leads to functions satisfying Assumption 1 again.
Lemma 4.5
Suppose that A generates a bounded analytic semigroup. If either
-
A is a multiplication operator with \(\sigma (-A)\subseteq [0,\infty )\) or
-
Assumption 1 holds and \(\Phi \in \mathcal {P}\),
then we have that
Proof
Let \(t>0\) and \(f(s) {:}{=}\Phi ^{-1}(s) \textrm{e}^{-st}\). If A is a multiplication operator, then \(f(-A)=\Phi ^{-1}(-A) T(t)\) holds and \(\Vert f(-A) \Vert \le \sup _{s\ge 0} f(s)\). First, note that \(s \mapsto s \textrm{e}^{-st}\) attains its maximum at \(s=\frac{1}{t}\) and \(s \mapsto \frac{\Phi ^{-1}(s)}{s}\) is decreasing, since \(\Phi ^{-1}\) is concave. Hence, for \(s \ge \frac{1}{t}\) we conclude that
and \(\sup _{s \ge 0} f(s)= \sup _{s \in [0,\frac{1}{t}]} f(s)\). Monotonicity of \(\Phi ^{-1}\) yields that \(\sup _{s \in [0,\frac{1}{t}]} \Phi ^{-1}(s) = \Phi ^{-1}(\tfrac{1}{t})\). For \(s \in [0,\frac{1}{t}]\) it follows that
Thus, there exists \(c \in [e^{-1},1]\) with \(\sup _{s \ge 0}f(s)= c ~\Phi ^{-1}(\tfrac{1}{t})\) and the assertion follows.
Let Assumption 1 hold and let \(\Phi \) be in \(\mathcal {P}\). Let \(\omega , \delta , m_1\) be as in Assumption 1, choose \(\delta ' \in (\omega ,\delta )\) and take \(\Gamma =\partial S_{\delta '}\) orientated positively. Then,
![](http://media.springernature.com/lw495/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ99_HTML.png)
where we used (13) in the last step and \(|\textrm{d} z |\) denotes the total variation of the measure \(\, \textrm{d}z\). Since the last integral converges, the proof is complete. \(\square \)
Remark 4.6
We want to point out that \(\Phi \in \mathcal {P}\) is only needed to guarantee \(\Phi ^{-1}(-A) \in \mathcal {L}(D(A),X)\) and to deal with the singularity of the integrand at 0. If we consider the integral over \((\varepsilon ,\infty )\) with \(\varepsilon \in (0,1]\) we derive the estimate
since \(s \mapsto \frac{\Phi ^{-1}(\frac{s}{t})}{s}\) is decreasing and \(\Phi ^{-1}\) is increasing.
Lemma 4.7
Suppose that A generates a bounded analytic semigroup. If either
-
A is a multiplication operator with \(\sigma (-A)\subseteq [0,\infty )\) or
-
Assumption 1 holds and \(\Phi \in \mathcal {P}\)
and if \(\Phi ^{-1}(-A)\) is \(\textrm{L}_\Phi \)-admissible, then for every \(\tau >0\) there exists \(c_{\tau }>0\) such that
holds for all \(x \in D(A)\).
If \(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible, then (20) holds for \(\tau =\infty \) and \(c_\infty <\infty \).
Proof
Define \(f:[0,\infty ) \rightarrow [0,\infty )\) by for \(s>0\) and \(f(0)=0\). Similar to Lemma 4.5 we show that \(t \Phi ^{-1}(\tfrac{1}{t}) f(-A)\) is uniformly bounded in \(t> 0\).
First, suppose that A is a multiplication operator. Note that f attains its maximum in \([0,\frac{2}{t}]\), since
![](http://media.springernature.com/lw216/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ100_HTML.png)
holds for \(s \ge \frac{2}{t}\). The function \(s \mapsto \frac{s}{\Phi ^{-1}(s)}\) is increasing. Hence, for \(s \in [0,\frac{2}{t}]\) we obtain that \(f(s) \le \frac{2}{t\Phi ^{-1}(\frac{2}{t})} \le \frac{2}{t\Phi ^{-1}(\frac{1}{t})} \), where we used the monotonicity of \(\Phi ^{-1}\) in the last inequality. This shows that
and hence the claimed uniform boundedness follows.
Second, consider Assumption 1 and \(\Phi \in \mathcal {P}\). Let \(\delta \) and \(m_0\) be given as in Assumption 1. Choose \(\delta ' \in (\omega _A,\delta )\) and let \(\Gamma =\partial S_{\delta '}\) be orientated positively. Then,
![](http://media.springernature.com/lw429/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ101_HTML.png)
by (14). Since the last integral converges, \(t \Phi ^{-1}(\tfrac{1}{t}) f(-A)\) is uniformly bounded in t.
Next, we use the following identity for \(x\in D(A)\),
While the first part is uniformly bounded, we can apply the admissibility estimate from Definition 3.1 to the second part to obtain the desired estimate.
Note that we can decompose the operator in the above way by the properties of the functional calculus. Indeed, \(f(-A)\) is bounded and \({{\,\mathrm{\textrm{ran}}\,}}T(\tfrac{t}{2}) \subseteq D(A) \subseteq D(\Phi ^{-1}(-A))\) for all \(t >0\), where the first inclusion is a known fact for analytic semigroups. \(\square \)
Corollary 4.8
Suppose that A generates a bounded analytic semigroup. If either
-
A is a multiplication operator with \(\sigma (-A)\subseteq [0,\infty )\) or
-
Assumption 1 holds and \(\Phi \in \mathcal {P}\)
and if \(\Phi ^{-1}(-A)\) is \(\textrm{L}_\Phi \)-admissible and \(C \in \mathcal {L}(D(A),Y)\) satisfies
for some \(\beta \ge 0\), then for every \(\tau >0\) there exist constants \(c_{\tau }, K_{\tau }>0\) such that
holds for all \(x \in D(A)\).
If \(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible, then (21) holds for \(\tau =\infty \) and \(c_\infty <\infty \).
Proof
For \(x \in D(A)\) we write
![](http://media.springernature.com/lw581/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ102_HTML.png)
Since is uniformly bounded by the assumptions and the concavity of \(\Phi ^{-1}\), which yields \(\Phi ^{-1}(\tfrac{2}{t}) \le 2 \Phi ^{-1}(\tfrac{1}{t})\), it suffices to estimate
. It follows from Lemma 4.7 that
![](http://media.springernature.com/lw537/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ103_HTML.png)
for some \(c_{\tau }\) which is uniformly bounded in \(\tau \) if \(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible. Since the semigroup is bounded and \(t \mapsto t \Phi ^{-1}(\tfrac{1}{t})\) is bounded on \([0,\tau ]\) there exists a constant \({\widetilde{K}}_\tau >0\) such that
![](http://media.springernature.com/lw216/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ104_HTML.png)
A straight-forward estimate of the Orlicz norm completes the proof. \(\square \)
We briefly introduce the weak Orlicz space \(\textrm{L}_{\Phi ,\infty } = \textrm{L}_{\Phi ,\infty }(0,\infty ;Y)\) which consists of all measurable functions \(f:[0,\infty ) \rightarrow Y\) (modulo functions that are zero almost everywhere) such that
where \(f^*\) denotes the decreasing rearrangement of f,
with the abbreviation \([g>s] {:}{=} \{ \omega \in [0,\infty ) \mid g(\omega )>s\}\) for any function g on \([0,\infty )\). As usually, we just write \(\textrm{L}_{\Phi ,\infty }(0,\infty )\) if \(Y=\mathbb {C}\). The reader is referred to [22, 23] for more on weak Orlicz spaces and Orlicz-Lorentz spaces.
Theorem 4.9
If A generates a bounded analytic semigroup \((T(t))_{t \ge 0}\) and if \(\Phi \in \mathcal {P}\), then the following statements are equivalent for \(C \in \mathcal {L}(D(A),Y)\)
-
(i)
The infinite-time \(\Phi \)-Weiss condition holds, i.e. (18) holds with \(\alpha =0\),
-
(ii)
\(\sup _{t>0} ( \Phi ^{-1}(\tfrac{1}{t}) )^{-1} ~ \Vert CT(t) x \Vert \le M \Vert x \Vert \) for some \(M>0\) and all \(x \in X\),
-
(iii)
C is infinite-time \(\textrm{L}_{\Phi ,\infty }\)-admissible.
Theorem 4.9 generalizes [8, Thm. 2.3] and [2, Lem 2.3]. In [8] the above theorem was proved for \(\Phi (t)=t^2\) and our proof of “(ii) \(\Rightarrow \) (iii) \(\Rightarrow \) (i)” is based on this source. In [2] the equivalence of (i) and (ii) was shown for \(\Phi (t) = t^p\) and our proof of (i) \(\Rightarrow \) (ii) relies on the ideas of [2].
Proof of Theorem 4.9
To prove (i) \(\Rightarrow \) (ii) let \(\delta <\frac{\pi }{2}\) be larger than \(\omega \), the type of sectoriality of A and choose \(M>0\) such that \(\Vert \lambda R(\lambda ,A )\Vert \le M\) on \(S_\delta \). We assume \(\Gamma = \partial S_{\delta '}\) to be orientated positively for \(\delta ' \in (\omega ,\delta )\). For \(z \in \Gamma \) the resolvent equation yields
Then, for any \(t>0\) and \(x \in X\), we estimate
where \(M'>0\) is a suitable constant according to our assumptions. For \(z \in \Gamma \) we can write \({{\,\mathrm{\textrm{Re}}\,}}z =|z |\cos (\delta ')\) and hence,
![](http://media.springernature.com/lw428/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ105_HTML.png)
where we applied (14) and (5). Since the integral is finite, we are done.
Next, we prove (ii) \(\Rightarrow \) (iii). Let M be given as in (ii). For \(x \in X\) we have that \(\lambda ([ \Vert CT(\cdot )x \Vert >s]) \le \lambda ([\Phi ^{-1}(\tfrac{1}{\cdot }) M \Vert x \Vert ])= (\Phi (\frac{s}{M \Vert x \Vert }))^{-1}\) and hence
This shows that C is infinite-time \(\textrm{L}_{\Phi ,\infty }\)-admissible.
To complete the proof we show (iii) \(\Rightarrow \) (i). For \(z \in \mathbb {C}_0\) be given. The function \(g:[0,\infty ) \rightarrow [0,\infty )\), \(g(t) = \textrm{e}^{-{{\,\mathrm{\textrm{Re}}\,}}z t}\) is decreasing and hence \(g=g^*\). Let \(x \in X\) and set \(f(t)=CT(t)x\). The Hardy–Littlewood inequality yields for every \(z \in \mathbb {C}_0\) that
![](http://media.springernature.com/lw437/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ106_HTML.png)
for some \(K>0\), where we applied (5) and (14). By assumption, \(\Vert f \Vert _{\textrm{L}_{\Phi ,\infty }} \le c_\infty \Vert x \Vert \) with admissibility constant \(c_\infty < \infty \). Hence, (i) follows and the proof is complete. \(\square \)
As a direct consequence of a rescaling argument for the semigroup we can formulate the finite-time version of Theorem 4.9.
Corollary 4.10
If A generates a bounded analytic semigroup and if \(\Phi \in \mathcal {P}\), then the following statements are equivalent for \(C \in \mathcal {L}(D(A),Y)\)
-
(i)
The \(\Phi \)-Weiss condition (18) holds for some \(\alpha >\omega (A)\),
-
(ii)
\(\sup _{t>0} ( \Phi ^{-1}(\tfrac{1}{t}) )^{-1} ~ \Vert C(\textrm{e}^{-\beta t}T(t)) x \Vert \le M \Vert x \Vert \) for some \(\beta >\omega (A)\), \(M>0\) and all \(x \in X\).
-
(iii)
C is \(\textrm{L}_{\Phi ,\infty }\)-admissible.
In (i) and (ii) the parameters \(\alpha \) and \(\beta \) can be chosen the same if they are non-negative.
The approach to the proof of the result from [2] uses the boundedness of the integral operator L, defined for \(\tau >0\) by
on \(\textrm{L}^p(0,\tau ;Y)\) with operator norm bounded by p, see [2, Prop. 2.2]. As a direct consequence of the interpolation result from [18, Thm. 5.1] we have the following lemma.
Lemma 4.11
If \(\Phi \in \mathcal {P}\) and L is given by (22) for some \(\tau >0\) then L is a bounded operator on \(\textrm{L}_\Phi (0,\tau ;Y)\) with operator norm independent of \(\tau >0\).
We put everything together to get our main theorem:
Theorem 4.12
Suppose that A generates a bounded analytic semigroup. If \(\Phi \in \mathcal {P}\) and either A is a multiplication operator with \(\sigma (-A)\subseteq [0,\infty )\) or Assumption 1 holds. Then the following are equivalent
-
(i)
\(\Phi ^{-1}(-A)\) is (infinite-time) \(\textrm{L}_\Phi \)-admissible,
-
(ii)
it holds that
$$\begin{aligned} C \text { is (infinite-time) } \textrm{L}_\Phi \text {-admissible} \Leftrightarrow \left\{ \begin{aligned}&C \text { satisfies the (infinite-time) } \\&\quad \Phi \text {-Weiss condition } ((18)) \end{aligned}\right. \end{aligned}$$
Proof
Since A generates a bounded semigroup we have that \(\omega (A) \le 0\).
First, assume (ii). From Lemma 4.5 and Theorem 4.9 we deduce the infinite-time \(\Phi \)-Weiss condition (and hence the finite-time \(\Phi \)-Weiss condition) holds for \(C=\Phi ^{-1}(-A)\). Thus, \(\Phi ^{-1}(-A)\) is (infinite-time) \(\textrm{L}_\Phi \)-admissible by (ii).
Second, assume (i). If C is (infinite-time) \(\textrm{L}_\Phi \)-admissible, then the (infinite-time) \(\Phi \)-Weiss property (18) follows. This was Lemma 4.3.
It is left to prove that the (infinite-time) \(\Phi \)-Weiss property for C implies (infinite-time) \(\textrm{L}_\Phi \)-admissibility of C. First consider the finite-time case. Let
for some \(\alpha > \omega (A)\). Corollary 4.10 implies for \(\beta >\max (\alpha ,0)\) that
and Corollary 4.8 implies that \(f(t)=t C(\textrm{e}^{-\beta t}T(t)) (A-\beta )x\) lies in \(\textrm{L}_\Phi (0,\tau ;Y)\) for every \(\tau \in (0,\infty )\). For \(x \in D(A)\) and \(t \in (0,\tau )\) we have that
where L is the integral operator given by (22), which is bounded on \(\textrm{L}_\Phi (0,\tau ;Y)\) by Lemma 4.11 since \(\Phi \in \mathcal {P}\). We obtain that
where \(c_{\tau }\) and \(K_{\tau }\) are the constants from Corollary 4.8 and \(\Vert L \Vert \) denotes the operator norm of L on \(\textrm{L}_\Phi (0,\tau ;Y)\). This shows that C is \(\textrm{L}_\Phi \)-admissible. The infinite-time case is even simpler. Assume that the infinite-time \(\Phi \)-Weiss condition holds. Theorem 4.9 implies that
and as before
Since \(\Vert L \Vert \) and \(c_{\tau }\) are uniformly bounded in \(\tau >0\) (c.f. Corollary 4.8) we obtain that C is infinite-time \(\textrm{L}_\Phi \)-admissible. \(\square \)
On \(X=\ell ^r\), \(r \in [1,\infty )\), there is a sufficient condition on \(\Phi \) for infinite-time \(\textrm{L}_\Phi \)-admissibility of \(\Phi ^{-1}(-A)\) when dealing with a multiplication operator A given by
where \((e_n)_{n \in \mathbb {N}}\) is the standard basis on \(\ell ^r\) and \((\lambda _n)_n\) is assumed to be a sequence of non-positive numbers, i.e. \(\lambda _n \le 0\) for all \(n \in \mathbb {N}\).
The domain of A is given by
and it is well-known that A is the generator of a bounded analytic semigroup \((T(t))_{t\ge 0}\) given by
Clearly, for any Young function \(\Phi \) the functional calculus for multiplication operators yields that \(\Phi ^{-1}(-A)\) is given by
Proposition 4.13
Consider the operator A on \(\ell ^r\) given by (23). If are Young functions, then \(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible.
Proof
Similar to the \(\textrm{L}^p\) case we obtain for \(x=(x_n)_n \in D(A)\) that
![](http://media.springernature.com/lw483/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ107_HTML.png)
holds, where we applied the generalized Minkowski inequality (Proposition A.8) and Lemma A.2. This proves that \(\Phi ^{-1}(-A)\) is infinite-time \(\textrm{L}_\Phi \)-admissible. \(\square \)
Remark 4.14
We would like to point out that the theory developed in this section is also applicable to selfadjoint operators A on Hilbert spaces. Indeed, by the spectral theorem (see [11, Thm. D.5.1]) A is unitary equivalent to a multiplication operator and admissibility of C for A is preserved under unitary transformations of C and A.
5 Duality of control and observation operators
The previous results on Orlicz admissibility for observation operators can easily be transfered to control operators via duality. We extend known duality results for \(\textrm{L}^p\), see e.g. [27], to Orlicz spaces.
Let X, U, Y be Banach spaces such that A is the generator of a \(C_0\)-semigroup \((T(t))_{t \ge 0}\) on X and the dual semigroup \((T'(t))_{t \ge 0}\) is also strongly continuous. This is in particular the case if X is reflexive. By \(X_1\) we denote D(A) equipped with the graph norm of A and \(X_{-1}\) is the completion of X with respect to the norm defined by
for some \(\beta \in \rho (A)\). Different choices of \(\beta \in \rho (A)\) leads to equivalent norms on \(X_{-1}\). The \(C_0\)-semigroup \((T(t))_{t \ge 0}\) has a unique extension to a \(C_0\) semigroup \((T_{-1}(t))_{t \ge 0}\) on \(X_{-1}\) whose generator is an extension of A. The same construction can be done for \(A'\) which leads to spaces \(X_1^d\) and \(X_{-1}^d\). We have continuous and dense embeddings
and dual pairings
which are nothing else as the standard dual pairing on \(X'\) and X if \(y_1 \in X'\) and \(x_2 \in X\), see e.g. [25]. The spaces \(X_{-1}\) and \(X_{-1}^d\) are the dual spaces of \(X_1^d\) and \(X_1\) with respect to the pivot spaces X and \(X'\) respectively ( [27, Ch. 6]). This concept gives rise to dual operators for \(B \in \mathcal {L}(U,X_{-1})\) and \(C \in \mathcal {L}(X_1,Y)\) in the following sense \(B' \in \mathcal {L}(X_1^d,U')\) and \(C' \in \mathcal {L}(Y',X_{-1}^d)\). Thus a control operator \(B \in \mathcal {L}(U,X_{-1})\) of the control system
can be viewed as a observation operator of the dual observation system in the sense of (1) in \(X'\) with \(A'\) instead of A. In the same manner \(C'\) can be seen as a control operator of a system in \(X'\).
Definition 5.1
The control operator \(B \in \mathcal {L}(U,X_{-1})\) is called \(\textrm{L}_\Phi \)-admissible (for A or \((T(t))_{t \ge 0}\)) if for some (and hence for all) \(t > 0\) there exists a minimal constant \(b_\tau > 0\) such that
If, additionally, \(b_\infty {:}{=}\sup _{\tau \ge 0} b_\tau < \infty \), then B is called infinite-time \(\textrm{L}_\Phi \)-admissible.
We give the following duality result, which extends Weiss’ result for \(\textrm{L}^p\) [27].
Theorem 5.2
-
1.
The observation operator \(C \in \mathcal {L}(X_1,Y)\) is (infinite-time) \(\textrm{L}_\Phi \)-admissible if and only if \(C' \in \mathcal {L}(Y',X_{-1}^d)\) is a (infinite-time) \(\textrm{L}_{{\widetilde{\Phi }}}\)-admissible control operator. Moreover, the admissibility constants coincide.
-
2.
If the control operator \(B \in \mathcal {L}(U,X_{-1})\) is (infinite-time) \(\textrm{L}_\Phi \)-admissible then \(B' \in \mathcal {L}(X_1^d,U')\) is a (infinite-time) \(\textrm{L}_{{\widetilde{\Phi }}}\)-admissible observation operator. Moreover, denoting the admissibility constants of B and \(B'\) by \(b_\tau \) and \(c_\tau \), we have that \(c_\tau \le b_\tau \). Equivalence holds if U is reflexive, in this case the admissibility constants coincide.
Proof
By Proposition A.3 the proof is analogous to the one of [27, Thm. 6.3]. \(\square \)
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Acknowledgements
This work has been supported by the German Research Foundation (DFG) via the joint grant JA 735/18-1 / SCHW 2022/2-1. The first author would like to thank Bernhard Haak, University of Bordeaux, for valuable discussions on square function estimates during his six-month stay at the University of Bordeaux.
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Appendix A Further results on Orlicz spaces
Appendix A Further results on Orlicz spaces
We give some technical results on Orlicz spaces, some of which we could not locate in the literature, and hence may be of interest in their own right. This includes Proposition A.4, Proposition A.5, Proposition A.6 and Proposition A.8. The functions \(\Phi \) and \({\widetilde{\Phi }}\) will always be complementary Young functions and \((\Omega ,\mathcal {F},\mu )\) will denote a measure space.
We start off with a technical result on the class \(\mathcal {P}\), c.f. Sect 2 and the Orlicz norm of parameter depending exponential functions which is of interest when working with the Laplace transform representation of the resolvent of an operator.
Lemma A.1
Let \(f:(0,\infty ) \rightarrow (0,\infty )\) be given by
![](http://media.springernature.com/lw304/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ108_HTML.png)
for \(t>0\), where \(\rho :(0,\infty ) \rightarrow (0,\infty )\) is a continuous concave function such that \(\rho (st) \le \max (1,s) \rho (t)\) for all \(s,t>0\). Then f is strictly increasing and hence invertible on \((0,\infty )\). Its inverse \(f^{-1}\) is a Young function.
Proof
From \(\rho (st)\le \max (1,s) \rho (t)\) we deduce that \(\rho \) is increasing. The concavity of \(\rho \) implies that \(s \mapsto \frac{\rho (s)}{s}\) is decreasing on \((0,\infty )\) and since \(\frac{1}{q} - \frac{1}{p}<0\), is increasing for every \(t>0\). For \(s \in (0,1)\)
![](http://media.springernature.com/lw248/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ109_HTML.png)
and for \(s \in [1,\infty )\)
![](http://media.springernature.com/lw250/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ110_HTML.png)
These inequalities and the properties of \(\rho \) imply
![](http://media.springernature.com/lw329/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ24_HTML.png)
for \(s,t>0\). We conclude that f is strictly increasing on \((0,\infty )\) and \(f((0,\infty ) ) = (0,\infty )\). Hence, f possesses an inverse \(f^{-1}:(0,\infty ) \rightarrow (0,\infty )\), which is again continuous and strictly increasing. For the convexity of \(f^{-1}\) we refer to [18]. It follows from (A1) for \(t=1\) that \(\frac{f(s)}{s} \rightarrow \infty \) as \(s \rightarrow 0\) and \(\frac{f(s)}{s} \rightarrow 0\) as \(s \rightarrow \infty \) holds, hence \(f^{-1}\) is a Young function. \(\square \)
Lemma A.2
It holds for every \(s>0\) that
and if \({\widetilde{\Phi }} \in \Delta _2^{\text {\tiny global}}\), then there exists a constant \(c>0\) such that
Proof
The convexity of \({\widetilde{\Phi }}\) yields for \(k \ge \left( {\widetilde{\Phi }}^{-1}(s) \right) ^{-1}\)
and hence, \(\Vert \textrm{e}^{-s \cdot } \Vert _{\textrm{L}_{{\widetilde{\Phi }}}(0,\infty )} \le \left( {\widetilde{\Phi }}^{-1}(s) \right) ^{-1}\). For the second part assume \({\widetilde{\Phi }} \in \Delta _2^{\text {\tiny global}}\), i.e. there is \(K>1\) such that \({\widetilde{\Phi }}(e x) \le K {\widetilde{\Phi }}(x)\) for all \(x>0\). By monotonicity
follows for all \(r>0\) and taking \(x=e^{-r} {\widetilde{\Phi }}^{-1}(s)\) leads to
Let \(c=\min \{1, \frac{1}{K\log (K)}\} \in (0,1]\). Convexity of \({\widetilde{\Phi }}\) yields
By the definition of the Luxemburg norm, we infer that
which completes the proof. \(\square \)
Proof of Example 2.7 (iv)
Let \(\rho (t) = \log (1+t)\). It is well known that \(\rho \) is concave and that it holomorphic on any sector \(S_\delta \). We first check that \(\rho (st) \le \max (1,s) \rho (t)\) for \(s,t>0\) holds. For \(s \le 1\) the monotonicity of \(\rho \) implies \(\rho (st) \le \rho (t)\). For \(s > 1\), \(\rho (st) \le s\rho (t)\) is equivalent to \(\log (1+st) \le \log ( (1+t)^s)\). The letter holds by Bernoulli’s inequality. Hence, \(\Phi \) is of class \(\mathcal {P}\).
For the last part, it suffices to prove \(|\rho (z) |\sim \rho (|z |)\) on \(S_\delta \) for \(\delta \le \frac{\pi }{3}\) or equivalently \(2 \cos (\delta )\ge 1\). Let \(z=r\textrm{e}^{\textrm{i}\theta } \in S_\delta \), i.e. \(r>0\) and \(\theta \in (-\delta ,\delta )\). Note that \(1+z \in S_\delta \) and \(|1+z |^2 = 1 + 2 \cos (\theta ) r + r^2\) holds. We infer that
We proved \(\frac{1}{4} \rho (|z |) \le |\rho (z )|\). Similar, we estimate
Thus, to derive \(|\rho (z ) |\le m \rho (|z |) \) for some positive constant m independent of z we can show that
is bounded in \(z \in S_\delta \). Since \(\arg (1+z)\) is continuous in \( z \in \overline{S_\delta } {\setminus } \{0\}\) the boundedness follows on compact subsets of \(\overline{S_\delta } \setminus \{0\}\). Moreover, \(|\arg (1+z)|\le \frac{\pi }{3}\) implies the boundedness for large values of \(|z |\). It is left to show that \(\frac{|\arg (1+z)|}{\log (1+r)}\) is bounded for small values of \(|z |\). To this end we use \(|1+z |\sin (\arg (1+ z)) = {{\,\mathrm{\textrm{Im}}\,}}(1 + z)={{\,\mathrm{\textrm{Im}}\,}}(z) = |z |\sin (\arg (z))\) on \(S_\delta \) and that \(|\frac{\omega }{\sin (\omega )}|\le K\) for some \(K>0\) and \(\omega \in (-\delta ,\delta )\). With this at hand, we estimate for \(z=r \textrm{e}^{\textrm{i}\theta }\),
for some \({\widetilde{K}}>0\) and small values of \(r= |z |\). \(\square \)
We continue with some more general results on Orlicz spaces and the standard norms on them.
Proposition A.3
For \(f \in \textrm{L}_\Phi (\Omega ;Y)\) and \(g \in \textrm{L}_\Phi (\Omega ;Y')\) we have that
and
In particular, it holds that \(|||f |||_{\textrm{L}_\Phi (\Omega ;Y)} = |||\, \Vert f (\cdot ) \Vert _{Y} \, |||_{\textrm{L}_\Phi (\Omega )}\) and thus,
Proof
The last inequalities in a consequence of the scalar case if we have proved the rest. Hence we only have to proof equality of the supremum terms. Note that “\(\le \)” is clear. We have to prove the other estimate. First consider \(f \in \textrm{L}_\Phi (\Omega ;Y)\) and let \(\varepsilon \in (0,1)\). From [24, Lem. 3.4.21] with \(B(x,y)= \langle x,y \rangle _{Y,Y'}\) we deduce the existence of a function (Bochner-) measurable \(y: \Omega \rightarrow Y'\) with \(\Vert y(\cdot ) \Vert _{Y'} =1\) and
\(\mu \)-almost everywhere. Let \(h \in \textrm{L}_{{\widetilde{\Phi }}}(\Omega )\) with \(\Vert h \Vert _{\textrm{L}_{{\widetilde{\Phi }}}(\Omega )} \le 1\) and set \({\widetilde{h}}=y h\). It follows that
Thus, since \(\varepsilon \) and h was arbitrary the assertion for f follows. The proof for g follows similarly.
By the definition of the Orlicz norm we obtain \(|||f |||_{\textrm{L}_\Phi (\Omega ;Y)} = |||\, \Vert f (\cdot ) \Vert _{Y} \, |||_{\textrm{L}_\Phi (\Omega )}\) and thus, we deduce from the scalar valued case \(Y=\mathbb {R}\), see e.g. [20], that
\(\square \)
Proposition A.4
If \((\Omega ,\mathcal {F},\mu )\) is a finite measure space then the dual space of \(\textrm{E}_\Phi (\Omega ;Y)\) is (topologically) isomorphic to \(\textrm{L}_{{\widetilde{\Phi }}}(\Omega ;Y')\) if and only if \(Y'\) possesses the Radon-Nikodym property.
Proof
Proposition A.3 implies that the mapping \(v \mapsto (u \mapsto \int _\Omega \langle u, v \rangle _{Y,Y'} \, \textrm{d}\mu )\) from \(\textrm{L}_{{\widetilde{\Phi }}}(\Omega ;Y')\) to \((\textrm{E}_\Phi (\Omega ;Y))'\) is an isomorphism onto its range. The equivalence of surjectivity of this mapping to the Radon-Nikodym property of \(Y'\) can be proved analogously to the \(\textrm{L}^p\) case, see. e.g. [3, Ch. IV.1]. \(\square \)
Proposition A.5
The right shift semigroup \((S(t))_{t \ge 0}\) on \(\textrm{E}_\Phi (a,b;Y)\), \(- \infty \le a<b \le \infty \),
is strongly continuous. Its generator is given by \(D= - \frac{\, \textrm{d}}{\, \textrm{d}r}\) with domain \(\textrm{W}^1\textrm{E}_\Phi (a,b;Y)\) if \(a=-\infty \) and \(\{ f \in \textrm{W}^1\textrm{E}_\Phi (a,b;Y) \mid f(a)=0 \}\) if \(a>-\infty \), where \(W^1\textrm{E}_\Phi (a,b;Y)\) is the Orlicz-Sobolev spaces consisting of a weakly differentiable functions in \(\textrm{E}_\Phi (a,b;Y)\) whose weak derivative lies in \(\textrm{E}_\Phi (a,b;Y)\).
Proof
Since \(C_0([a,b];Y)\), the space of compactly supported continuous functions is dense in \(\textrm{E}_\Phi (a,b;Y)\), see e.g. [1, Thm. 8.21] (for \(Y=\mathbb {R}\)), the proof can be done analogously to \(\textrm{L}^p(a,b;\mathbb {R})\), see [4, Ch. 1, Example 5.4, Chap. 2, Sect. 2.10 & 2.11]. It is straight forward to lift these results to the vector valued case. \(\square \)
Note that \(f(a)=0\) in the domain of D makes sense since we have continuous embeddings \(\textrm{W}^1\textrm{E}_\Phi (a,b;Y) \hookrightarrow \textrm{W}^{1,1}(a,b;Y) \hookrightarrow C([a,b];Y)\).
Proposition A.6
The right shift semigroup \((S(t))_{t \ge 0}\) on \(\textrm{L}_\Phi (a,b;Y)\), \(- \infty< a<b < \infty \), is strongly continuous if and only if \(\Phi \in \Delta _2^{\infty }\). The generator is given as in Proposition A.5.
Proof
For simplicity consider \((a,b)=(0,1)\). If \(\Phi \in \Delta _2^{\infty }\) then \(\textrm{L}_\Phi (0,1;Y) = \textrm{E}_\Phi (0,1;Y)\) and the result follows from Proposition A.5
Suppose that \(\Phi \notin \Delta _2^{\infty }\). Without loss of generality we can assume \(Y=\mathbb {R}\). We will construct a function \(v \in \textrm{L}_\Phi (0,1)\) such that \(\Vert S(t) v - v \Vert _{\textrm{L}_\Phi (0,1)}\ge 1\). Since \(\Phi \notin \Delta _2^{\infty }\) there exists a sequence \((t_n)_{n \ge 1}\), \(t_n \ge n\) such that \(\Phi (2 t_n) \ge n \Phi (t_n)\) and \(\Phi (t_n) > 1\) for all \(n \ge 1\). Choose \(n_0 \in \mathbb {N}\) such that \(\sum _{n=n_0}^\infty \frac{1}{n^2} < 1\) and define a family of disjoint subintervals \((I_k)_{k \ge 1}\) of (0, 1) by
Let \(u= \sum _{k=1}^\infty t_k \mathbb {1}_{I_k}\). From
we obtain \(u \in \textrm{L}_\Phi (0,1)\). We also have that
Define \(v=4u\) and note that \((S(t)v)(\cdot )\) is a bounded function for every \(t>0\). The convexity of \(\Phi \) implies that
and hence that \(\int _0^1 \Phi (|(S(t)v)(r) - v(r) |) \, \textrm{d}r= \infty \). Thus, \(\Vert S(t) v - v \Vert _{\textrm{L}_\Phi (0,1)}\ge 1\) for every \(t>0\) which means that \((S(t))_{t \ge 0}\) is not strongly continuous. \(\square \)
Remark A.7
It is obvious that the implication “\(\Phi \in \Delta _2^{\text {\tiny global}}\) \(\Rightarrow \) the right shift semigroup is strongly continuous on \( \textrm{L}_\Phi (a,b;Y)\)” holds even if \(a=-\infty \) and \(b=\infty \) (since we still have \(\textrm{L}_\Phi = \textrm{E}_\Phi \)). The converse holds if \(b< \infty \) and \(t \mapsto \frac{\Phi (t)}{\Phi (2t)}\) is bounded in 0. This is due to the fact that \(\Phi \in \Delta _2^{\text {\tiny global}}\) if and only if \(\Phi \in \Delta _2^{\infty }\) and \(t \mapsto \frac{\Phi (t)}{\Phi (2t)}\) is bounded in 0 and the existence of the sequence \((t_n)_{n \ge 1}\) in the proof of Proposition A.6 relies on the assumption that \(\Phi \notin \Delta _2^{\infty }\).
Another known result for \(\textrm{L}^p\) spaces, which can be generalized to Orlicz spaces, is the Minkowski integral inequality. Although the proof is simple, the authors are not aware that such a result already exists for Orlicz spaces.
Proposition A.8
(generalized Minkowski inequality) Let \(\Phi \) be a Young function such that also defines a Young function, where \(r\ge 1\). Further let \((\Omega _i, \mathcal {F}_i, \mu _i)\), \(i=1,2\), be measure spaces and let \(f:\Omega _1 \times \Omega _2 \rightarrow [0,\infty )\) be measurable. Then it holds that
![](http://media.springernature.com/lw508/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ111_HTML.png)
The factor can be omitted if we take the equivalent Orlicz norm.
Proof
First we prove the statement for \(r=1\). Note that \(\Psi \) is trivially a Young function in this case. Using the equivalent Orlicz norm on \(\textrm{L}_\Phi \) we obtain that
where we applied the generalized Hölder inequality in the last step.
Now, let \(r \ge 1\) be given such that defines a Young function. We deduce from the definition of the Luxemburg norm
![](http://media.springernature.com/lw521/springer-static/image/art%3A10.1007%2Fs00233-023-10352-3/MediaObjects/233_2023_10352_Equ112_HTML.png)
where we applied the previous derived estimate for \(r=1\) and the Young function \(\Psi \). \(\square \)
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Hosfeld, R., Jacob, B. & Schwenninger, F. Characterization of Orlicz admissibility. Semigroup Forum 106, 633–661 (2023). https://doi.org/10.1007/s00233-023-10352-3
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DOI: https://doi.org/10.1007/s00233-023-10352-3