Abstract
We review the categorical approach to the BPS sector of a 4d \(\mathcal {N}=2\) QFT, clarifying many tricky issues and presenting a few novel results. To a given \(\mathcal {N}=2\) QFT one associates several triangulated categories: they describe various kinds of BPS objects from different physical viewpoints (e.g. IR versus UV). These diverse categories are related by a web of exact functors expressing physical relations between the various objects/pictures. A basic theme of this review is the emphasis on the full web of categories, rather than on what we can learn from a single description. A second general theme is viewing the cluster category as a sort of ‘categorification’ of ’t Hooft’s theory of quantum phases for a 4d non-Abelian gauge theory. The S-duality group is best described as the auto-equivalences of the full web of categories. This viewpoint leads to a combinatorial algorithm to search for S-dualities of the given \(\mathcal {N}=2\) theory. If the ranks of the gauge and flavor groups are not too big, the algorithm may be effectively run on a laptop. This viewpoint also leads to a clearer view of 3d mirror symmetry. For class \(\mathcal {S}\) theories, all the relevant triangulated categories may also be constructed in terms of geometric objects on the Gaiotto curve, and we present the dictionary between triangulated categories and the WKB approach of GMN. We also review how the VEV’s of UV line operators are related to cluster characters.
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Notes
Although we do not make explicitly such a claim in this particular paper, we do expect that supersymmetric quantum field theories have an associated triangulated category because most (possibly all) supersymmetric quantum systems may be geometrically engineered from string/F-/M-theory. In this case, all BPS objects arise from BPS branes in the string/F-/M-theory geometry. These branes are classified by triangulated categories such as derived categories of coherent sheaves or the derived Fukaya category. This property is inherited by the BPS objects of the engineered QFT after decoupling gravity. Moreover all “reasonable” operations we may perform on the QFT (such as gauging, decoupling, RG-flow, etc.) will preserve the “triangulated category” property, even if they change the details of the categories involved. We are not aware of any exception to this “rule”. “Morally” we like to think of the categorification of the BPS sector as the ultimate version of Seiberg’s principle of the power of holomorphicity; holomorphic structures lead to triangulated categories (the derived category of analytic coherent sheaves) but triangulated categories are more general and flexible than holomorphic structures. However, in the present paper we do not make any strong statement in this regard and confine ourselves to the special case of \(\mathcal {N} = 2\) QFT with the BPS-quiver property, where the the required triangulated categories may be constructed explicitly.
The index a take values in some index set I.
References to previous work are provided in the appropriate sections of the paper.
See Sect. 2 for precise definitions. Informally, a triangulated category is k-CY iff it behaves as the derived category of coherent sheaves, \(D^b\,\mathsf {coh}\,\mathcal {M}_k\), on a Calabi–Yau k-fold \(\mathcal {M}_k\).
This is slightly imprecise. Properly speaking, the line operators correspond to the generic objects on the irreducible components of the moduli spaces of isoclasses of objects of \(\mathcal {C}(\Gamma )\).
By “gauge group” we actually mean the quotient group of the full gauge group that acts effectively on the UV degrees of freedom. See Sect. 3.2.1 for more details.
The subtleties in the definition are immaterial when the QFT is UV superconformal (as contrasted to asymptotically-free) and all chiral operators have integral dimensions.
In facts, the cluster Grothendieck group \(K_0(\mathcal {C}(\Gamma ))\) should contain even more detailed informations on the flavor. For instance, in SU(2) gauge theory with \(N_f\) flavors the states of even magnetic charge are in tensor representations of the flavor \(SO(2N_f)\) while states of odd magnetic charge are in spinorial representation of \(\mathrm {Spin}(2N_f)\); \(K_0(\mathcal {C}(\Gamma ))\) should know the correlation between the parity of the magnetic charge and \(SO(2N_f)\) vs. \(\mathrm {Spin}(2N_f)\) flavor symmetries (and it does).
For the precise definition of \(\mathrm {Auteq}\,D^b\Gamma \), see Sect. 5. \(\mathrm {Aut}(Q)\) is the group of automorphisms of the quiver Q modulo the subgroup which fixes all nodes.
In all our physical applications k will be the (algebraically closed) field of complex numbers \(\mathbb {C}\).
Let \(\mathcal {A}\) be an abelian category and write \(Ch^*(\mathcal {A})\) for its category of chain complexes.
In terms of the corresponding SQM system, the process of replacing the pair (Q, W) by its reduced part \((Q_\text {red.},W_\text {red.})\) corresponds to integrate away the massive Higgs bifundamentals.
The completion is taken with respect to the I-adic topology, where I is the ideal of the path algebra generated by all arrows of the quiver.
See [72] for more details.
More generally, we say that a triangulated category is \(\ell \)-CY (for \(\ell \in \mathbb {N}\)) iff we have the bifunctorial isomorphism \(D\mathrm {Hom}(X,Y)\cong \mathrm {Hom}(Y,X[\ell ])\).
In the triangulated category \(\mathcal {T}\), a set of objects \(S_i \in \mathcal {T}\) is a generating set if all objects of \(\mathcal {T}\) can be obtained from the generating set via an iterated cone construction.
If (Q, W) is Jacobi-finite (as in our applications), \(\mathsf {nil}\,J(Q, W)\equiv \mathsf {mod}\, J(Q, W)\).
Here and below, given a (collection of) object(s) \(\mathcal {O}\) of a linear category \(\mathfrak {L}\), by \(\mathsf {add}\,\mathcal {O}\) we mean the additive closure of\(\mathcal {O}\)in\(\mathfrak {L}\), that is, the full subcategory over the direct summands of finite direct sums of copies of \(\mathcal {O}\).
Its objects are those M’s with \(\mathrm {Hom}(S_k, M) = 0\). It is a full subcategory of \(\mathcal {A}\).
See Definition 2.18.
See Definition 2.18.
See Definition 2.18.
In our conventions, \(p_i=1\) means the empty matter system, while \(p_i=2\) is a free quark doublet.
For a review of the category of coherent sheaves on weighted projective lines and corresponding cluster categories from a physicist prospective, see [32].
In general, the conserved quantum numbers take value in the numeric Grothendieck group \(K_0(\mathfrak {T})_\text {num}\). For the categories we consider in this paper, the Grothendieck group is a finitely generated Abelian group and the two groups coincide.
Note that this image is invariant under quiver mutation.
\(\mathcal {F}(p)\) is linear, Hom-finite, and 2-CY. However, it is not necessarily a generalized cluster category since it may or may not have a tilting object. The prime examples of such a category without a tilting object are the cluster tubes, see [15, 16]. Sometimes the term ‘cluster categories’ is extended also to such categories.
If \([X]\in K_0(\mathcal {A})\) is the class of \(X\in \mathcal {A}\), we write simply Z(X) for Z([X]).
See below Definition 2.23 of semistability of objects in an abelian category.
The half-BPS lines are also parametrized by an angle \(\vartheta \) which specifies which susy subalgebra leaves them invariant. We suppress \(\vartheta \) from the notation.
As always, \(\varvec{\mu }\) denotes the group of roots of unity. The name ‘Weil pairing’ is due to its analogy with the Weil pairing in the torsion group of a polarized Abelian variety which arises in exactly the same way.
For the corresponding discussion in 2d, see [22].
When the UV fixed point SCFT is non degenerated, the operator \(\mathbb {M}\) is semisimple, and its conjugacy class is encoded in its spectrum, that is, the spectrum of dimensions of chiral operators \(\Delta \mod 1\).
In Eq. (33) we use the notations of [23]: the product is over the BPS stable states of charge \(\lambda \in \Lambda \) and spin \(s_\lambda \) taken in the clockwise order in their phase \(\arg Z_u(\lambda )\); \(\psi (z;q)=\prod _{n\ge 0}(1-q^{n+1/2}z)^{-1}\) is the quantum dilogarithm, and the \(X_\lambda \) are quantum torus operators, i.e. they satisfy the algebra \(X_\lambda X_{\lambda ^\prime }=q^{\langle \lambda ,\lambda ^\prime \rangle /2} X_{\lambda +\lambda ^\prime }\) with \(\langle -,-\rangle \) the Dirac pairing.
As contrasted with ‘antiparticles’ whose charges belong to \(-\Lambda _+\).
From now on the ground field k is taken to be \(\mathbb {C}\).
\(\mathbb {H}\) denotes the upper half-plane \(\mathbb {H}{:}{=}\{z\in \mathbb {C}\,|\,\mathrm {Im}\,z>0\}\).
Since the shift by [1] acts on the BPS states as PCT, it is quite natural to identify the BPS states associated to stable objects differing by even shifts.
Of course, \(\mathsf {A}^\vee \cong \mathsf {A}\); however it is natural to distinguish the group and its dual.
For the relation of this fact with the Y-systems, see [30].
However we often write simply \(\mathbb {X}\) instead of \(\mathbb {X}(p_1,\dots ,p_s)\) leaving the weights implicit.
Or, more generally, to several Argyres–Douglas systems of type D.
Notice that \(\deg \mathcal {K}=0\) does not mean that \(\mathcal {K}\) is trivial but only that it is a torsion sheaf in the sense that \(\mathcal {K}^m\cong \mathcal {O}\) for some integer m.
Indeed, for \(N_f\le 3\), the triangulated category \(D^b\mathsf {coh}\,\mathbb {X}\) admits \(\mathsf {mod}\,\mathbb {C}\hat{\mathfrak {g}}\) as the core of a \(\varvec{t}\)-structure (here \(\hat{\mathfrak {g}}\) is an acyclic affine quiver in the mutation class of the model [24]; see also Example 5.2.
In the paper there are two levels of discussion of these issues: ‘abstract’ and ‘concrete’. The abstract definition of the category \(\mathfrak {Per}\,\Gamma \), valid for all \(\mathcal {N} = 2\) QFT which admit a quiver with potential, is rather implicit and its physical interpretation is hard to pinpoint in all details from that abstract characterization. At this very abstract level we limit to present a general picture and to state some natural expectations. The discussion at the concrete level exploits the fact that there are classes of \(\mathcal {N} = 2\) theories, such as class \(\mathcal {S}\), where an explicit (and convenient) realization of the category \(\mathfrak {Per}\,\Gamma \) is known; the explicit form may be used to check the general expectations and also to refine them (in fact, our proposed interpretation arises as a straightforward generalization of what is true in the class \(\mathcal {S}\) case, which is well known in the literature (see e.g. [56]) and reviewed in Sect. 7.7 of the paper in full detail. At the abstract level, the very definition of the cluster category through the ‘exact sequence’ of triangulated categories
$$\begin{aligned} D^b\Gamma \rightarrow \mathfrak {Per}\,\Gamma \rightarrow C(\Gamma ) \end{aligned}$$which says that \(\mathfrak {Per}\,\Gamma \) is the extension of the category describing BPS UV lines \(C(\Gamma )\) and the one describing BPS particles \(D^b\Gamma \) strongly suggests that \(\mathfrak {Per}\,\Gamma \)—if it has any physical meaning—should describe BPS configurations with combine lines and particles, or more precisely, lines in the IR in a specific vacuum which gets polarized by the line which is then screened by particles. The precise meaning of this “moral” statement becomes clear when we have a concrete model of the category \(\mathfrak {Per}\,\Gamma \) as in class \(\mathcal {S}\). This concrete instance (discussed in all detail) clarifies the picture and motivates the general claim. We stress that the generic phrase of the kind “the such and such BPS objects are described by the such and such triangular category” does not mean that the triangulated category yields by itself a full description of the BPS objects: this is very rarely the case. Typically a full description requires extra data besides the category, and in particular a stability condition on the category. The need of endowing \(\mathfrak {Per}\,\Gamma \) with the datum of a stability condition is obvious from the explicit example of class \(\mathcal {S}\); however, to the best of our knowledge a general notion of stability suitable for categories of the form \(\mathfrak {Per}\,\Gamma \) is not worked out in the math literature; on this level we limit ourselves to stating a few basic properties we expect such a stability condition should enjoy on the base of the class \(\mathcal {S}\) example.
We point out here that we do not require a Lagrangian description: of course, when a Lagrangian is available, the abstract definition of the S-duality group leads to a finite extension of the standard S-duality group by some irrelevant finite groups. Although we do not need a Lagrangian, the BPS quiver property is necessary to build up all the categories needed.
The simplest example of such a negligible equivalence is the case of pure SU(2) whose quiver is the Kronecker quiver, \(\mathsf {Kr}= \bullet \rightrightarrows \bullet \). The stable representations associated to the W boson are the simples in the homogeneous tube which form a \(\mathbb {P}^1\) family (i.e. \(M_\text {W boson}\equiv \mathbb {P}^1\)) since the W boson belongs to a vector superfield. Then a negligible auto-equivalence is just a projective automorphism of \(\mathbb {P}^1\).
We first recall that the Auslander–Reiten quiver of a cluster-tilted algebra always has a unique component containing local slices, which coincides with the whole Auslander–Reiten quiver whenever the cluster-tilted algebra is representation-finite. This component is called the transjective component and an indecomposable module lying in it is called a transjective module.
Physically this is obvious. Mathematically, consider e.g. the shift shift \(\theta \rightarrow \theta -4\pi +N_f\pi \) in SU(2) with \(N_f\) flavors. It corresponds to the auto-equivalence \(\mathcal {A}\mapsto \mathcal {A}[1]\), which acts trivially on the 1-periodic subcategory.
Notice that there is no periodic sub-category associated to the quark sector; this is related to the absence of conserved flavor currents in this model.
In particular, \(\mathrm {coker}\,B=\varvec{Z}(G)^\vee \oplus \varvec{Z}(G)\) is the correct ’t Hooft group for pure SYM.
In facts, there is a systematic procedure, called gentling in ref. [31] which allow to reduce the general class \(\mathcal {S}[A_1]\) model to one having a gente Jacobian algebra.
When \(g=0\), the theory is defined only if \(b\ge 1\) or \(b=0\) and \(p\ge 3\); in case \(p=0\), \(b=1\) we require \(k\ge 4\); when \(g=1\) we need \(p+b\ge 1\). Except for the case \(p=0\), \(b=1\), corresponding to Argyres–Douglas of type A, m in Eq. (53) is \(\ge 0\). \(m=0\) only for Argyres–Douglas of type D [29].
Argyres–Douglas of type \(D_1\) is the empty theory and the one of type \(D_2\) a fundamental quark doublet.
This formula holds under the condition \(\dim \mathcal {M}_{g,p+b}=3g-3+p+b\ge 0\).
Here the asymptotically-free gauge couplings are counted as IR deformations.
As written, these equations hold even if the condition in footnote 59 is not satisfied. Notice that we count also the dimensions of the internal Coulomb branches of the matter Argyres–Douglas systems.
We call marked/decorated points in \(\Sigma \) the pre-images of marked/decorated points on C.
Compare Eqs. (6.26)–(6.28) in ref. [24].
These are the objects in the perfect derived category \(\mathfrak {Per}\,\Gamma \).
Traditionally, they are defined by composing a sequence of elementary operations on conformal blocks, each corresponding to a map between spaces of conformal blocks which may differ in the number or type of insertions. Roughly speaking, one inserts an identity operator into the original conformal block, splits into two conjugate chiral operators \(\phi _a\) and \(\bar{\phi }_a\), transports \(\phi _a\) along \(\gamma \) and then fuses the operators \(\phi _a\) and \(\bar{\phi }_a\) back to the identity channel.
A boundary arc is the part of a boundary component between two adjacent marked points.
This is slightly imprecise since, in presence of regular punctures W contains free parameters [80]. The statement in the text refers to the full family of allowed W’s.
A simple arc does not have self intersections.
A closed arc starts and ends in \(\Delta \).
The figure is taken from [89].
CA = closed arc, OA = open arc.
If \(B^\prime \) does not exist, then \(X(B^\prime )=1.\)
Recall that a module N is a submodule of M iff there exists an injective map \(N \rightarrow M\).
\(\mathrm {Gr}_e(FM){:}{=}\{N \subset FM\; |\; \dim N =e\}\), i.e. it is the space of subrepresentations of M with fixed dimension e.
The vertices are the \(T_i\) and the arrows \(j \rightarrow i\) correspond to \(\mathrm {Hom}_{\mathcal {C}}(T_i,T_j).\)
Id est \(Y_i=\prod _jx_j^{B_{ij}}.\)
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Acknowledgements
We would like to sincerely thank the anonymous referee for pointing out many mistakes and typos: his/her comments definitely improved the quality of our manuscript. We have benefit from discussions with Michele Del Zotto, Dirk Kussin, and Pierre-Guy Plamondon. SC thanks the Simons Center for Geometry and Physics, where this work was completed, for hospitality.
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Appendices
A Code for Cluster Characters
This is a short Mathematica code that computes the \(L_c\) polynomials of Sect. 8.2.1. Up to an overall normalization factor, the \(L_c\) polynomials are the cluster characters. The algorithm follows precisely the procedure described in Sect. 8.2.1.
B Code for Cluster Automorphisms
This short Mathematica script is useful to find generators and relations for the automorphisms of the cluster exchange graph. The formulas used to implement the mutations for the exchange matrix \(B_{ij}\) and the dimension vectors \(d_l\) (where l is an index that runs over the nodes) are the following:
The procedure of this script is explained in Sect. 6.
C Weyl Group of \(E_6\)
With this short Mathematica script, we explicitly construct the Weyl group of \(E_6\) over the basis of simple roots.
We directly checked that the longest elements has length 36, that the order of the Weyl group is
and the order of each element belongs to this set:
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Caorsi, M., Cecotti, S. Categorical Webs and S-Duality in 4d \({\mathcal {N}}\) = 2 QFT. Commun. Math. Phys. 368, 885–984 (2019). https://doi.org/10.1007/s00220-019-03461-0
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DOI: https://doi.org/10.1007/s00220-019-03461-0