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Robust vanishing of all Lyapunov exponents for iterated function systems

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Abstract

Given any compact connected manifold \(M\), we describe \(C^2\)-open sets of iterated functions systems (IFS’s) admitting fully-supported ergodic measures whose Lyapunov exponents along \(M\) are all zero. Moreover, these measures are approximated by measures supported on periodic orbits. We also describe \(C^1\)-open sets of IFS’s admitting ergodic measures of positive entropy whose Lyapunov exponents along \(M\) are all zero. The proofs involve the construction of non-hyperbolic measures for the induced IFS’s on the flag manifold.

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Notes

  1. A more sophisticated relation of this kind was obtained by Johnson et al. [14].

  2. Lemma 10.2 below gives a practical criterion for positive minimality of an IFS.

  3. All the measures we consider will be defined over the corresponding Borel \(\sigma \)-algebra.

  4. The continuous-time version of Proposition 3.7 is sometimes called the Liao spectrum theorem; see e.g. [9].

  5. Of course, we can also prove this fact directly by showing that when the metric is changed the integrand in (3.3) [or (3.4)] is replaced by a cohomologous one.

  6. This metric is obviously right-invariant. Actually, it is also left-invariant. Indeed, a calculation shows that \(\langle X, Y \rangle = - {{\mathrm{tr}}}XY/2\) for \(X, Y\in \mathfrak so (d)\), which is invariant under the adjoint action of the group, and therefore can be uniquely extended to a bi-invariant Riemannian metric. Another remark: this inner product is the Killing form divided by \(-2(d-2)\) (if \(d>2\)).

  7. Those familiar with the QR algorithm will recognize this equation; see Remark 8.3.

  8. Similar results are obtained in [22]; see Lemma 4.

  9. We thank Carlos Tomei for telling us about the QR algorithm.

  10. This field of horizontal subspaces is actually an Ehresmann connection on the principal bundle \({\check{\mathcal{F }}}M\).

  11. As we mentioned in Remark 3.5, Oseledets [19] reduced the proof of his theorem to the triangular case.

  12. Here we use that \(N\) is a connected Riemannian manifold (and not only a metric space).

  13. Using this, it is easy to establish the existence of \(C^1\)-robustly positively minimal finitely generated IFS’s on any compact connected manifold. More interestingly, Homburg [13] shows that two generators suffice.

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Acknowledgments

We are grateful to the referee for some corrections.

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Correspondence to Jairo Bochi.

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The authors received support from CNPq, FAPERJ, PRONEX (Brazil), Balzan–Palis Project, Brazil–France Cooperation Program in Mathematics, and ANR (France).

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Bochi, J., Bonatti, C. & Díaz, L.J. Robust vanishing of all Lyapunov exponents for iterated function systems. Math. Z. 276, 469–503 (2014). https://doi.org/10.1007/s00209-013-1209-y

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