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Valuations and henselization

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Abstract

We study the extension of valuations centered in a local domain to its henselization. We prove that a valuation \(\nu \) centered in a local domain R uniquely determines a minimal prime \(H(\nu )\) of the henselization \(R^h\) of R and an extension of \(\nu \) centered in \(R^h/H(\nu )\), which has the same value group as \(\nu \). Using the integrality and functoriality of henselization, this is equivalent to the fact that the henselization of a valuation ring is a valuation ring with the same value group, which is a fundamental result in the theory of valued fields. We present here a more constructive approach to this result and some consequences of this approach. Our method, which assumes neither that R is noetherian nor that it is integrally closed, is to reduce the problem to the extension of the valuation to a quotient of a standard étale local R-algebra and in that situation to draw valuative consequences from the observation that the Newton–Hensel algorithm for constructing roots of polynomials produces sequences that are, for any valuation centered in R, pseudo–convergent in the sense of Ostrowski. We then apply this method to the study of the approximation of elements of the henselization of a valued field by elements of the field and give a characterization of the henselian property of a local domain \((R,m_R)\) in terms of the limits of certain pseudo–convergent sequences of elements of \(m_R\) for a valuation centered in it. Another consequence of our work is to establish in full generality a bijective correspondence between the minimal primes of the henselization of a local domain R and the connected components of the Riemann–Zariski space of valuations centered in R.

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Notes

  1. In [18], Nagata calls them quasi-decompositional.

  2. In [14] they are called “polynomials satisfying the conditions of the implicit function theorem”.

  3. The set of convex subgroups of \(\Phi \) may not be well ordered; see [1, Exercise 3 to Chap.VI, § 4], where it appears that the set of those convex subgroups of a totally ordered abelian group that are principal can realize any totally ordered set. However, the smallest convex subgroup containing a subset of \(\Phi \) exists as the intersection of such convex subgroups.

  4. We are grateful to Laurent Moret–Bailly for communicating to us this elegant proof, which in particular makes the original assumption that the set T is well ordered superfluous.

  5. We are grateful to Laurent Moret–Bailly for this reference.

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Acknowledgements

We are grateful to Franz–Viktor Kuhlmann and Laurent Moret–Bailly for useful suggestions, and to the referee for his work and his useful suggestions.

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Correspondence to Bernard Teissier.

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Communicated by Vasudevan Srinivas.

To the memory of Jean-Pierre Lafon.

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Ana Belén de Felipe was supported by ERCEA Consolidator Grant 615655-NMST and also by the Basque Government through the BERC 2018-2021 program, and by Spanish Ministry of Economy and Competitiveness MINECO: BCAM Severo Ochoa excellence accreditation SEV-2017-0718 and MTM2016-80659-P. Part of this work was carried when she was a member of the Basque Center for Applied Mathematics - BCAM and the Institute of Mathematics of the University of Barcelona.

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de Felipe, A.B., Teissier, B. Valuations and henselization. Math. Ann. 377, 935–967 (2020). https://doi.org/10.1007/s00208-020-01970-1

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