Abstract
We are concerned with the focusing \(L^2\)-critical nonlinear Schrödinger equations in \({{\mathbb {R}}}^d\) for dimensions \(d=1,2\). The uniqueness is proved for a large energy class of multi-bubble blow-up solutions, which converge to a sum of K pseudo-conformal blow-up solutions particularly with the low rate \((T-t)^{0+}\), as \(t\rightarrow T\), \(1\leqq K<{\infty }\). Moreover, we also prove the uniqueness in the energy class of multi-solitons which converge to a sum of K solitary waves with convergence rate \((1/t)^{2+}\), as \(t\rightarrow {\infty }\). The uniqueness class is further enlarged to contain the multi-solitons with even lower convergence rate \((1/t)^{\frac{1}{2}+}\) in the pseudo-conformal space. Our proof is mainly based on several upgrading procedures of the convergence of remainder in the geometrical decomposition, in which the key ingredients are several monotone functionals constructed particularly in the multi-bubble case.
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Acknowledgements
D. Cao is supported by NNSF of China Grant 11831009, Y. Su is supported by NSFC (No. 11601482) , D. Zhang is supported by NSFC (No. 12271352) and Shanghai Rising-Star Program 21QA1404500.
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Appendix
Appendix
In this appendix we collect the tools used in the previous sections and the proof of modulation equations in Proposition 2.5.
Lemma 6.1
([9, Theorem 1.3.7]) Let \(d\geqq 1\) and \(2\leqq p< \infty \). Then, there exists \(C>0\) such that
In particular, for any \(1<p<{\infty }\),
Lemma 6.2
(Decoupling estimates [59, Lemma 3.1]) For every \(1\leqq k\leqq K\), set
where \(g \in C_b^2({{\mathbb {R}}}^d)\) decays exponentially fast at infinity
with \(C,\delta >0\), \({{\mathcal {P}}}_k:=({\lambda }_k,\alpha _k,\beta _k,\gamma _k,\theta _k) \in C([T^*,T); {\mathbb {X}})\) satisfies that for \(T^*\) close to T
and \(|\beta _k|+|{\gamma }_k|\leqq 1\),
where C is sufficiently large but independent of T. Then, there exist \(C, \delta >0\) such that for any \(1\leqq k\not =l\leqq K\), \(m\in {\mathbb {N}}\), for any multi-index \(\nu \) with \(|\nu |\leqq 2\) and for any \(T^*\) close to T,
Moreover, for any \(h\in L^1\) or \(L^2\), \(1\leqq k\not = l\leqq K\), \(m,n\in {\mathbb {N}}\), multi-index \(\nu \) with \(|\nu |\leqq 2\) and \(T^*\) close to T,
Coercivity of linearized operators. We recall the linearized operators from [56, 58, 59, 62]. Let Q denote the ground state that solves the elliptic equation (1.1). It is known that Q is smooth and decays at infinity exponentially fast, i.e., there exist \(C, \delta >0\) such that for any multi-index \(|\nu |\leqq 3\),
Define the linearized operator \(L=(L_+,L_-)\) around the ground state by
which has the generalized null space spanned by \(\{Q, xQ, |x|^2 Q, \nabla Q, \Lambda Q, \rho \}\). Here, the operator \(\Lambda := \frac{d}{2}I_d + x\cdot \nabla \), and \(\rho \) is the unique radial solution to the equation
One has the exponential decay of \(\rho \) (see, e.g., [34, 48])
where \(C,\delta >0\), and the algebraic identities (see, e.g., [62, (B.1), (B.10), (B.15)])
For any complex valued \(H^1\) function \(f = f_1 + i f_2\) in terms of the real and imaginary parts, set
The scalar product along the unstable directions in the null space is defined by
The localized coercivity of linearized operators is stated in Lemma 6.3 below.
Lemma 6.3
(Localized coercivity [59, Corollary 3.4]) Let \(\phi \) be a positive smooth radial function on \({\mathbb {R}}^d\), such that \(\phi (x) = 1\) for \(|x|\leqq 1\), \(\phi (x) = e^{-|x|}\) for \(|x|\geqq 2\), \(0<\phi \leqq 1\), and \(\left| \frac{\nabla \phi }{\phi }\right| \leqq C\) for some \(C>0\). Set \(\phi _A(x) :=\phi \left( \frac{x}{A}\right) \), \(A>0\). Then, for A large enough we have
where \(C_1, C_2>0\), and \(f_1, f_2\) are the real and imaginary parts of f, respectively.
Below we prove Proposition 2.5. For this purpose, we set \(f(z):= |z|^{\frac{4}{d}} z\), \(d=1,2\), and
Then, we have the expansion
We also get from equation (NLS) and (2.1) that (see [59, (4.11)])
Here, \(H_1, H_2\) and \(H_3\) contain the interactions between different blow-up profiles
Moreover, we get from equation (NLS) and (2.2) that (see [59, (4.14)])
where \(Q_k\) is given by (2.15), \(1\leqq k\leqq K\). The following identity also holds (see [59, (4.28)])
Proof of Proposition 2.5
The proof is similar to that of [59, Proposition 4.3], it mainly relies on the almost orthogonality in Lemma 2.4 and the decoupling Lemma 6.2.
Taking the inner product of (6.20) with \(\Lambda _k {U_{k}}\) and then taking the real part we get
For the R.H.S. of equation (6.26), we claim that
To this end, we have from [59, (4.19), (4.20)] that the first two terms on the R.H.S. of (6.26) are bounded by
where \(C,\delta >0\). Moreover, by Lemma 6.2,
Using (6.18) we also have that
Using Lemma 6.2 again we see that the first inner product above only contributes \(e^{-\frac{\delta }{T-t}}\Vert R\Vert _{L^2}^2\), while the second one can be bounded by
where the renormalized remainder \({\varepsilon }_k\) is given by (2.57) and we also used (6.2) in the last step.
Thus, combining estimates (6.28–6.31) and using (2.9) we obtain (6.27), as claimed.
Regarding the L.H.S. of (6.26), using the almost orthogonality (2.51), equation (6.24) and (6.25) we have that (see [59, (4.26), (4.27), (4.31)])
and
Moreover, by (6.17) and the change of variables,
Thus, combining (6.32–6.35) altogether and rearranging the terms according to the orders of renormalized variable \({\varepsilon }_k\) we get that
For the linear part on the R.H.S. above, using the linearized operators \(L_{\pm }\) in (6.9) we have (see [59, (4.37)])
Hence, we obtain that
which, along with (2.8) and (6.27), yields (2.56).
Moreover, we can also bound the quadratic terms of \({\varepsilon }_k\) in (6.38) by
This, along with (6.41), yields that
Thus, combining (6.27) and (6.43) together we obtain that, for every \(1\leqq k\leqq K\),
which, along with (2.54) and (2.61), yields that
Similar arguments apply also to the remaining four modulation equations. Actually, taking the inner products of equation (6.20) with \(i(x-{\alpha }_k) U_k\), \(i|x-{\alpha }_k|^2 {U_k}\), \(\nabla {U_k}\), \(\varrho _{k}\), respectively, then taking the real parts and using analogous arguments as above, we obtain
Therefore, using (2.6) and (2.7) we may take t close to T such that \(P(t)+ \Vert R(t)\Vert _{L^2} + e^{-\frac{\delta }{T-t}}\) is sufficiently small to obtain (2.53). The proof of Proposition 2.5 is complete. \(\square \)
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Cao, D., Su, Y. & Zhang, D. On Uniqueness of Multi-bubble Blow-Up Solutions and Multi-solitons to \(L^2\)-Critical Nonlinear Schrödinger Equations. Arch Rational Mech Anal 247, 4 (2023). https://doi.org/10.1007/s00205-022-01832-x
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DOI: https://doi.org/10.1007/s00205-022-01832-x