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One country, two “urban” systems: focusing on bimodality in China’s city-size distribution

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Abstract

In this study, we demonstrate the existence of bimodality in China’s city-size distribution and develop an urban-growth forecast model that incorporates this bimodality. Main data for our analysis are \(0.{25}^{\circ }\times 0.{25}^{\circ }\) population density grids for the past 32 years, created from China’s official census data and county-level statistics. Our results show that the mixture of two Gaussian distributions outperforms unimodal distributions in explaining China’s historic urban-growth patterns, suggesting that the conventional unitary urban-hierarchy assumption lacks ground in China’s context. We also find that the higher-density mixture component increasingly dominates the entire distribution, and this gradual transition toward a unimodal city-size distribution is partly related to increased domestic population mobility.

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Source Created by authors from Chan (2013), Liang et al. (2014), and NBSC (various years)

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Notes

  1. As of 2014, the urban land area of each city was as follows (NBSC 2015): Shanghai (866 \(\hbox {km}^{2})\), Beijing (1386 \(\hbox {km}^{2})\), Guangzhou (1035 \(\hbox {km}^{2})\), Chongqing (1231 \(\hbox {km}^{2})\), Chengdu (604 \(\hbox {km}^{2})\), Tianjin (738 \(\hbox {km}^{2})\), Shenzhen (890 \(\hbox {km}^{2})\), Harbin (401 \(\hbox {km}^{2})\), Wuhan (553 \(\hbox {km}^{2})\), and Suzhou (447 \(\hbox {km}^{2})\).

  2. A caveat in applying this standard method for data conversion is potential measurement errors, arising from an underlying assumption—geographically even distribution of population within a given census tract. In general, such errors are not serious if the grid resolution is not exceedingly high, compared to that of the census tract (high-to-low resolution conversion). However, data quality can be questionable in the opposite case (low-to-high resolution conversion).

  3. Rank Instability Index (RII) is defined as follows (Nam and Reilly 2013).

    $$\begin{aligned} \hbox {RII} (\%) = \frac{1}{N}\sum \limits _{i=1}^N {\frac{\left| {R_i^t -R_i^0 } \right| }{R_i^0 }} \times 100 \end{aligned}$$

    where and N mean the size rank of cell i in year t and the total number of grid cells analyzed, respectively.

  4. Even in this case, multimodality in China’s city-size distribution does not disappear, although its degree declines. AIC and BIC still favor a mixture model even when the distribution is drawn from conventional population data constructed for prefecture and county boundaries. The LR test results also demonstrate that the mixture model significantly improves the goodness of fit, against the normal CDF.

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Acknowledgements

We acknowledge that this study is supported by the Urban China Initiative and the University of Hong Kong (Seed Funding Programme for Basic Research: 201409159018). We are also thankful to Tiancheng Cai, Xiaomin Qian, and Brandon Hung for their excellent research assistance.

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Correspondence to Kyung-Min Nam.

Appendix

Appendix

1.1 Grid conversion of conventional population data

A brief summary of the method for converting census data into population grids is as follows. First, we compute population density for each census tract from the available census data. Then we assign the population density to overlapped grids. If there is a grid where multiple census tracts intersect, then we assign the area-weighted average density to the grid cell. For example, the population density for grid cell \(i (d_i)\), displayed in Fig. 8, is (\(d_\mathrm{A} w_\mathrm{A} +d_\mathrm{B} w_\mathrm{B} +d_\mathrm{C} w_\mathrm{C})\). As the land area of grid cell i (\(l_i)\) is already known from the SEDAC dataset, the population size for the same grid cell (\(p_i)\) can easily be computed by multiplying \(d_i \) and \(l_i \), if \(p_i \), instead of \(d_i \), is used to estimate China’s city-size distribution.

Fig. 8
figure 8

Overlay of census data with the \(0.25{^{\circ }}\times 0.25{^{\circ }}\) grid layer, Beijing and its vicinity

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Li, X., Nam, KM. One country, two “urban” systems: focusing on bimodality in China’s city-size distribution. Ann Reg Sci 59, 427–452 (2017). https://doi.org/10.1007/s00168-017-0838-1

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