Zusammenfassung
Die Prävalenz der obstruktiven Schlafapnoe (OSA) wird in den westlichen Industrieländern als sehr hoch angenommen. Für die Behandlung des OSA gibt es konservative und operative Therapien. Die Pathophysiologie ist dennoch weitestgehend ungeklärt und lässt sich nicht allein durch anatomische Auffälligkeiten erklären. So konnte in den letzten Jahren eine Reihe nichtanatomischer Faktoren identifiziert werden, die die Entstehung einer OSA begünstigen. Hierunter fallen die respiratorische Erregungsschwelle (Arousals), der respiratorische Atemantrieb („loop gain“) sowie die Kontrolle und Funktion der oberen muskulären Atemwegsdilatatoren. Das Verständnis für die einzelnen pathophysiologischen Prozesse kann in der Zukunft hilfreich sein, um individuelle Therapieansätze für Patienten zu entwickeln.
Abstract
The prevalence of obstructive sleep apnea (OSA) is considered to be very high in western industrialized countries. There are conservative and surgical forms of treatment for OSA; however, the pathophysiology is largely unexplained and cannot be explained by anatomical abnormalities alone. In recent years, a number of non-anatomical factors have been found that favor the development of OSA. These include the respiratory excitation threshold (arousals), the respiratory drive (loop gain), as well as the control and function of the muscular upper airway dilators. The understanding of the individual pathophysiological processes may be helpful in the future to develop individual treatment approaches for patients.
Literatur
Peppard PE, Young T, Barnet JH, Palta M, Hagen EW, Hla KM (2013) Increased prevalence of sleep-disordered breathing in adults. Am J Epidemiol 177:1006–1014
Heinzer R, Vat S, Marques-Vidal P et al (2015) Prevalence of sleep-disordered breathing in the general population: the HypnoLaus study. Lancet Respir Med 3:310–318
Sullivan CE, Issa FG, Berthon-Jones M, Eves L (1981) Reversal of obstructive sleep apnoea by continuous positive airway pressure applied through the nares. Lancet 1:862–865
Gulati A, Ali M, Davies M, Quinnell T, Smith I (2017) A prospective observational study to evaluate the effect of social and personality factors on continuous positive airway pressure (CPAP) compliance in obstructive sleep apnoea syndrome. Bmc Pulm Med 17:56
Heiser C, Hofauer B (2016) Hypoglossal nerve stimulation in patients with CPAP failure : evolution of an alternative treatment for patients with obstructive sleep apnea. HNO. https://doi.org/10.1007/s00106-016-0247-2
Heiser C, Maurer JT, Hofauer B, Sommer JU, Seitz A, Steffen A (2017) Outcomes of upper airway stimulation for obstructive sleep apnea in a Multicenter German Postmarket study. Otolaryngol Head Neck Surg 156:378–384
Heiser C, Steffen A, Boon M et al (2019) Post-approval upper airway stimulation predictors of treatment effectiveness in the ADHERE registry. Eur Respir J 53. https://doi.org/10.1183/13993003.01405-2018
Eckert DJ (2018) Phenotypic approaches to obstructive sleep apnoea—new pathways for targeted therapy. Sleep Med Rev 37:45–59
Eckert DJ, White DP, Jordan AS, Malhotra A, Wellman A (2013) Defining phenotypic causes of obstructive sleep apnea. Identification of novel therapeutic targets. Am J Respir Crit Care Med 188:996–1004
Schwab RJ, Pasirstein M, Pierson R et al (2003) Identification of upper airway anatomic risk factors for obstructive sleep apnea with volumetric magnetic resonance imaging. Am J Respir Crit Care Med 168:522–530
Younes M, Ostrowski M, Thompson W, Leslie C, Shewchuk W (2001) Chemical control stability in patients with obstructive sleep apnea. Am J Respir Crit Care Med 163:1181–1190
Wellman A, Jordan AS, Malhotra A et al (2004) Ventilatory control and airway anatomy in obstructive sleep apnea. Am J Respir Crit Care Med 170:1225–1232
Eckert DJ, Malhotra A, Wellman A, White DP (2014) Trazodone increases the respiratory arousal threshold in patients with obstructive sleep apnea and a low arousal threshold. Sleep 37:811–819
Eckert DJ, Younes MK (1985) Arousal from sleep: implications for obstructive sleep apnea pathogenesis and treatment. J Appl Physiol 116:302–313
Younes M, Ostrowski M, Atkar R, Laprairie J, Siemens A, Hanly P (1985) Mechanisms of breathing instability in patients with obstructive sleep apnea. J Appl Physiol 103:1929–1941
Neelapu BC, Kharbanda OP, Sardana HK et al (2017) Craniofacial and upper airway morphology in adult obstructive sleep apnea patients: a systematic review and meta-analysis of cephalometric studies. Sleep Med Rev 31:79–90
Kim AM, Keenan BT, Jackson N et al (2014) Tongue fat and its relationship to obstructive sleep apnea. Sleep 37:1639–1648
Degache F, Sforza E, Dauphinot V et al (2013) Relation of central fat mass to obstructive sleep apnea in the elderly. Sleep 36:501–507
Stadler DL, McEvoy RD, Sprecher KE et al (2009) Abdominal compression increases upper airway collapsibility during sleep in obese male obstructive sleep apnea patients. Sleep 32:1579–1587
Chi L, Comyn FL, Mitra N et al (2011) Identification of craniofacial risk factors for obstructive sleep apnoea using three-dimensional MRI. Eur Respir J 38:348–358
Schorr F, Kayamori F, Hirata RP et al (2016) Different craniofacial characteristics predict upper airway collapsibility in Japanese-Brazilian and white men. Chest 149:737–746
Genta PR, Eckert DJ, Gregorio MG et al (1985) Critical closing pressure during midazolam-induced sleep. J Appl Physiol 111:1315–1322
Brown EC, Cheng S, McKenzie DK, Butler JE, Gandevia SC, Bilston LE (2015) Tongue stiffness is lower in patients with obstructive sleep apnea during wakefulness compared with matched control subjects. Sleep 38:537–544
Stoohs RA, Knaack L, Blum HC, Janicki J, Hohenhorst W (2008) Differences in clinical features of upper airway resistance syndrome, primary snoring, and obstructive sleep apnea/hypopnea syndrome. Sleep Med 9:121–128
Stoohs R, Janicki J, Hohenhorst W (2007) Obstructive sleep apnea syndrome and upper airway resistance syndrome. Gender-related differences. HNO 55:792–797
Ong JS, Touyz G, Tanner S, Hillman DR, Eastwood PR, Walsh JH (2011) Variability of human upper airway collapsibility during sleep and the influence of body posture and sleep stage. J Sleep Res 20:533–537
Kirkness JP, Madronio M, Stavrinou R, Wheatley JR, Amis TC (1985) Relationship between surface tension of upper airway lining liquid and upper airway collapsibility during sleep in obstructive sleep apnea hypopnea syndrome. J Appl Physiol 95:1761–1766
White LH, Bradley TD (2013) Role of nocturnal rostral fluid shift in the pathogenesis of obstructive and central sleep apnoea. J Physiol 591:1179–1193
Gleadhill IC, Schwartz AR, Schubert N, Wise RA, Permutt S, Smith PL (1991) Upper airway collapsibility in snorers and in patients with obstructive hypopnea and apnea. Am Rev Respir Dis 143:1300–1303
Sforza E, Petiau C, Weiss T, Thibault A, Krieger J (1999) Pharyngeal critical pressure in patients with obstructive sleep apnea syndrome. Clinical implications. Am J Respir Crit Care Med 159:149–157
Saboisky JP, Butler JE, Fogel RB et al (2006) Tonic and phasic respiratory drives to human genioglossus motoneurons during breathing. J Neurophysiol 95:2213–2221
Carberry JC, Jordan AS, White DP, Wellman A, Eckert DJ (2016) Upper airway collapsibility (Pcrit) and pharyngeal dilator muscle activity are sleep stage dependent. Sleep 39:511–521
Nicholas CL, Jordan AS, Heckel L et al (2012) Discharge patterns of human tensor palatini motor units during sleep onset. Sleep 35:699–707
Basner RC, Ringler J, Schwartzstein RM, Weinberger SE, Weiss JW (1991) Phasic electromyographic activity of the genioglossus increases in normals during slow-wave sleep. Respir Physiol 83:189–200
Eckert DJ, Malhotra A, Lo YL, White DP, Jordan AS (2009) The influence of obstructive sleep apnea and gender on genioglossus activity during rapid eye movement sleep. Chest 135:957–964
Sands SA, Eckert DJ, Jordan AS et al (2014) Enhanced upper-airway muscle responsiveness is a distinct feature of overweight/obese individuals without sleep apnea. Am J Respir Crit Care Med 190:930–937
Genta PR, Owens RL, Edwards BA et al (2014) Influence of pharyngeal muscle activity on inspiratory negative effort dependence in the human upper airway. Respir Physiol Neurobiol 201:55–59
Brown EC, Cheng S, McKenzie DK, Butler JE, Gandevia SC, Bilston LE (2013) Respiratory movement of upper airway tissue in obstructive sleep apnea. Sleep 36:1069–1076
Wellman A, Edwards BA, Sands SA et al (1985) A simplified method for determining phenotypic traits in patients with obstructive sleep apnea. J Appl Physiol 114:911–922
Dotan Y, Pillar G, Schwartz AR, Oliven A (1985) Asynchrony of lingual muscle recruitment during sleep in obstructive sleep apnea. J Appl Physiol 118:1516–1524
Saboisky JP, Butler JE, Gandevia SC, Eckert DJ (2012) Functional role of neural injury in obstructive sleep apnea. Front Neurol 3:95
Zaidi FN, Meadows P, Jacobowitz O, Davidson TM (2013) Tongue anatomy and physiology, the scientific basis for a novel targeted neurostimulation system designed for the treatment of obstructive sleep apnea. Neuromodulation 16:376–386 (discussion 86)
Eckert DJ, Malhotra A, Jordan AS (2009) Mechanisms of apnea. Prog Cardiovasc Dis 51:313–323
Treml M, Lacerda C, Kietzmann I, Randerath WJ (2017) Loop Gain bei Herzinsuffizienzpatienten mit Cheyne-Stokes-Atmung. Pneumologie 71:S1–S125
Phillipson EA, Arousal SCE (1978) the forgotten response to respiratory stimuli. Am Rev Respir Dis 118:807–809
Gleeson K, Zwillich CW, White DP (1990) The influence of increasing ventilatory effort on arousal from sleep. Am Rev Respir Dis 142:295–300
Younes M (2004) Role of arousals in the pathogenesis of obstructive sleep apnea. Am J Respir Crit Care Med 169:623–633
Gray EL, McKenzie DK, Eckert DJ (2017) Obstructive sleep apnea without obesity is common and difficult to treat: evidence for a distinct pathophysiological phenotype. J Clin Sleep Med 13:81–88
Dixon JB, Schachter LM, O’Brien PE et al (2012) Surgical vs conventional therapy for weight loss treatment of obstructive sleep apnea: a randomized controlled trial. JAMA 308:1142–1149
Carberry JC, Amatoury J, Eckert DJ (2018) Personalized management approach for OSA. Chest 153(3):744–755
Osman AM, Carter SG, Carberry JC, Eckert DJ (2018) Obstructive sleep apnea: current perspectives. Nat Sci Sleep 23(10):21–34
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Interessenkonflikt
C. Heiser ist als Berater für Inspire Medical Systems tätig. Er erhielt Reisekostenzuschüsse von Löwenstein Medical, Sutter Medizintechnik, Neuwirth Medical Products. Weiterhin ist er im Advisory Board von Galvani Bioelectronics. D. Eckert hat ein Forschungsstipendium von Bayer und Apnimed erhalten. Er verfügt über ein CRC-P-Stipendium (Cooperative Research Center). Weiterhin erhielt er finanzielle Unterstützung von der australischen Regierung und Industriepartner Oventus Medical.
Für diesen Beitrag wurden von den Autoren keine Studien an Menschen oder Tieren durchgeführt. Für die aufgeführten Studien gelten die jeweils dort angegebenen ethischen Richtlinien.
Additional information
Bei dieser Arbeit handelt es sich um eine modifizierte Übersetzung der Originalarbeit von D. Eckert aus dem Jahre 2018 [8]. Der Abdruck erfolgt mit freundlicher Genehmigung des Elsevier-Verlages.
Rights and permissions
About this article
Cite this article
Heiser, C., Eckert, D. Pathophysiologie der obstruktiven Schlafapnoe. HNO 67, 654–662 (2019). https://doi.org/10.1007/s00106-019-0720-9
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00106-019-0720-9