Abstract
Open cracks and cavities play important roles in fluid transport. Underground water penetration induces microcrack activity, which can lead to rock failure and earthquakes. Fluids in cracks can affect earthquake generation mechanisms through physical and physicochemical effects. Methods for characterizing the crack shape and water saturation of underground rock are needed for many scientific and industrial applications. The ability to estimate the status of cracks by using readily observable data such as elastic-wave velocities would be beneficial. We have demonstrated a laboratory method for estimating the crack status inside a cylindrical rock sample based on a vertically cracked transversely isotropic solid model by using measured P- and S-wave velocities and porosity derived from strain data. During injection of water to induce failure of a stressed rock sample, the crack aspect ratio changed from 1/400 to 1/160 and the degree of water saturation increased from 0 to 0.6. This laboratory-derived method can be applied to well-planned observations in field experiments. The in situ monitoring of cracks in rock is useful for industrial and scientific applications such as the sequestration of carbon dioxide and other waste, induced seismicity, and measuring the regional stress field.
Similar content being viewed by others
Availability of data and material
The data underlying this article are available in the article and in its online supplementary material.
Code availability
Not applicable.
References
Anderson, D. L., Minster, B., & Cole, D. (1974). The effect of oriented cracks on seismic velocities. Journal of Geophysical Research, 79(26), 4011–4015. https://doi.org/10.1029/JB079i026p04011
Avseth, P., Mukerji, T., & Mavko, G. (2005). Quantitative seismic interpretation. Cambridge University Press.
Baines, S. J., & Worden, R. H. (Eds.). (2004). Geological storage of carbon dioxide, special publications, 233. Geological Society.
Benson, P. M., Vinciguerra, S., Meredith, P. G., & Young, R. P. (2008). Laboratory simulation of volcano seismicity. Science, 322, 249–252. https://doi.org/10.1126/science.1161927
Brace, W., Paulding, B., & Scholz, C. (1966). Dilatancy in the fracture of crystalline rocks. Journal of Geophysical Research, 71, 16. https://doi.org/10.1029/JZ071i016p03939
Budiansky, B., & O’Connell, R. J. (1976). Elastic moduli of a cracked solid. International Journal of Solids and Structures, 12, 81–97. https://doi.org/10.1016/0020-7683(76)90044-5
Burlini, L., Di Toro, G., & Meredith, P. (2009). Seismic tremor in subduction zones: Rock physics evidence. Geophysical Research Letters, 36, L08305. https://doi.org/10.1029/2009GL037735
Caine, J. S., Evans, J. P., & Forster, C. B. (1996). Fault zone architecture and permeability structure. Geology, 24, 1025–1028. https://doi.org/10.1130/0091-7613(1996)024%3c1025:FZAAPS%3e2.3.CO;2
Crampin, S. (1978). Seismic wave propagation through a cracked solid: Polarization as a possible dilatancy diagnostic. Geophysical Journal International, 53, 467–496. https://doi.org/10.1111/j.1365-246X.1978.tb03754.x
Crampin, S. (1984). Effective anisotropic elastic constants for wave propagation through cracked solids. Geophysical Journal International, 76, 135–145. https://doi.org/10.1111/j.1365-246X.1984.tb05029.x
David, C., Dautriat, J., Sarout, J., DellePiane, C., Menéndez, B., Macault, R., & Bertauld, D. (2015). Mechanical instability induced by water weakening in laboratory fluid injection tests. Journal of Geophysical Research Solid Earth, 120, 4171–4188. https://doi.org/10.1002/2015JB011894
Ellsworth, W. L. (2013). Injection-induced earthquakes. Science, 341, 1225942. https://doi.org/10.1126/science.1225942
Eyre, T. S., Eaton, D. W., Garagash, D. I., Zecevic, M., Venieri, M., Weir, R., & Lawton, D. C. (2019). The role of aseismic slip in hydraulic fracturing-induced seismicity. Science Advances, 5(8), eaav7172. https://doi.org/10.1126/sciadv.aav7172
Eyre, T. S., Zecevic, M., Salvage, R. O., & Eaton, D. W. (2020). A long-lived swarm of hydraulic fracturing-induced seismicity provides evidence for aseismic slip. Bulletin of the Seismological Society of America, 110, 2205–2215. https://doi.org/10.1785/0120200107
Fehler, M. C. (1989). Stress control of seismicity patterns observed during hydraulic fracturing experiments at the Fenton Hill hot dry rock geothermal energy site, New Mexico. International Journal of Rock Mechanics and Mining Sciences and Geomechanics Abstracts, 26, 211–219. https://doi.org/10.1016/0148-9062(89)91971-2
Fossen, H. (2010). Structural geology. Cambridge University Press.
Geremia, D., David, C., Descamps, F., Menéndez, B., Barnes, C., Vandycke, S., Dautriat, J., Esteban, L., & Sarout, J. (2021). Water-induced damage in microporous carbonate rock by low-pressure injection test. Rock Mechanics and Rock Engineering. https://doi.org/10.1007/s00603-021-02411-4
Hangx, S. J. T., Spiers, C. J., & Peach, C. J. (2010). Mechanical behavior of anhydrite caprock and implications for CO2 sealing capacity. Journal of Geophysical Research, 115, B07402. https://doi.org/10.1029/2009JB006954
Healy, J. H., Rubey, W. W., Griggs, D. T., & Raleigh, C. B. (1968). The Denver earthquakes. Science, 161, 1301–1310. https://doi.org/10.1126/science.161.3848.1301
Hudson, J. A. (1981). Wave speeds and attenuation of elastic waves in material containing cracks. Geophysical Journal International, 64, 133–150. https://doi.org/10.1111/j.1365-246X.1981.tb02662.x
Jost, M. L., Büßelberg, T., Jost, Ö., & Harjes, H.-P. (1998). Source parameters of injection-induced microearthquakes at 9 km depth at the KTB deep drilling site, Germany. Bulletin of the Seismological Society of America, 88, 815–832.
Kranz, R. L., Satoh, T., Nishizawa, O., Kusunose, K., Takahashi, M., Masuda, K., & Hirata, A. (1990). Laboratory study of fluid pressure diffusion in rock using acoustic emissions. Journal of Geophysical Research, 95(B13), 21593–21607. https://doi.org/10.1029/JB095iB13p21593
Lei, X., Masuda, K., Nishizawa, O., Jouniaux, L., Liu, L., Ma, W., Satoh, T., & Kusunose, K. (2004). Detailed analysis of acoustic emission activity during catastrophic fracture of faults in rock. Journal of Structural Geology, 26, 247–258. https://doi.org/10.1016/S0191-8141(03)00095-6
Lei, X., Yu, G., Ma, S., Wen, X., & Wang, Q. (2008). Earthquakes induced by water injection at ∼3 km depth within the Rongchang gas field, Chongqing, China. Journal of Geophysical Research, 113, B10310. https://doi.org/10.1029/2008JB005604
Lockner, D., & Byerlee, J. D. (1977). Hydrofracture in Weber sandstone at high confining pressure and differential stress. Journal of Geophysical Research, 82(14), 2018–2026. https://doi.org/10.1029/JB082i014p02018
Lockner, D. A., Byerlee, J. D., Kuksenko, V., Ponomarev, A., & Sidorin, A. (1991). Quasi-static fault growth and shear fracture energy in granite. Nature, 350, 39–42. https://doi.org/10.1038/350039a0
Masuda, K., Satoh, T., & Nishizawa, O. (2013). Ultrasonic transmission and acoustic emission monitoring of injection-induced fracture processes in rock samples. In: Proceedings of the 47th US rock mechanics/geomechanics symposium 23–26 June 2013, San Francisco, California, USA, ARMA13–295
Masuda, K. (2013). Source duration of stress and water-pressure induced seismicity derived from experimental analysis of P wave pulse width in granite. Geophysical Research Letters, 40, 3567–3571. https://doi.org/10.1002/grl.50691
Masuda, K., Arai, T., Fujimoto, K., Takahashi, M., & Shigematsu, N. (2012). Effect of water on weakening preceding rupture of laboratory-scale faults: Implications for long-term weakening of crustal faults. Geophysical Research Letters, 39, L01307. https://doi.org/10.1029/2011GL050493
Masuda, K., Nishizawa, O., Kusunose, K., & Satoh, T. (1993). Laboratory study of effects of in situ stress state and strength on fluid-induced seismicity. International Journal of Rock Mechanics and Mining Sciences and Geomechanics Abstracts, 30, 1–10. https://doi.org/10.1016/0148-9062(93)90171-9
Masuda, K., Nishizawa, O., Kusunose, K., Satoh, T., Takahashi, M., & Kranz, R. L. (1990). Positive feedback fracture process induced by nonuniform high-pressure water flow in dilatant granite. Journal of Geophysical Research, 95(B13), 21583–21592. https://doi.org/10.1029/JB095iB13p21583
Mavko, G., Mukerji, T., & Dvorkin, J. (2009). The rock physics handbook (2nd ed.). Cambridge University Press.
Meglis, I. L., Greenfield, R. J., Engelder, T., & Graham, E. K. (1996). Pressure dependence of velocity and attenuation and its relationship to crack closure in crystalline rocks. Journal of Geophysical Research, 101(B8), 17523–17533. https://doi.org/10.1029/96JB00107
Moore, D. E., & Lockner, D. A. (1995). The role of microcracking in shear-fracture propagation in granite. Journal of Structural Geology, 17, 95–114. https://doi.org/10.1016/0191-8141(94)E0018-T
Nishizawa, O., & Masuda, K. (1991). Characterization of microcracks estimated from P-wave velocity change caused by high-pressure water flow in dilatant granite. Geophysical Exploration (butsuri-Tansa), 44, 255–265. In Japanese with English abstract.
Nishizawa, O. (2005). Seiemic wave velocities in rocks I: Modeling heterogeneous media and their elastic wave velocities. Journal of Geography, 114(6), 921–948. https://doi.org/10.5026/jgeography.114.6_921
O’Connell, R. J., & Budiansky, B. (1974). Seismic velocities in dry and saturated cracked solids. Journal of Geophysical Research, 79(35), 5412–5426. https://doi.org/10.1029/JB079i035p05412
Ohtake, M. (1987). Temporal change of Qp−1 in focal area of 1984 western Nagano, Japan, earthquake as derived from pulse width analysis. Journal of Geophysical Research, 92(B6), 4846–4852. https://doi.org/10.1029/JB092iB06p04846
Paterson, M. S., & Wong, T.-F. (2005). Experimental rock deformation—The brittle field (2nd ed.). Springer.
Prioul, R., Cornet, F. H., Dorbath, C., Dorbath, L., Ogena, M., & Ramos, E. (2000). An induced seismicity experiment across a creeping segment of the Philippine Fault. Journal of Geophysical Research, 105(B6), 13595–13612. https://doi.org/10.1029/2000JB900052
Raleigh, C. B., Healy, J. H., & Bredehoeft, J. D. (1976). An experiment in earthquake control at Rangely, Colorado. Science, 191, 1230–1237. https://doi.org/10.1126/science.191.4233.1230
Rutqvist, J., Birkholzer, J. T., & Tsang, C.-F. (2008). Coupled reservoir–geomechanical analysis of the potential for tensile and shear failure associated with CO2 injection in multilayered reservoir–caprock systems. International Journal of Rock Mechanics and Mining Sciences, 45, 132–143. https://doi.org/10.1016/j.ijrmms.2007.04.006
Scholz, C. H. (1968). Experimental study of the fracturing process in brittle rock. Journal of Geophysical Research, 73(4), 1447–1454. https://doi.org/10.1029/JB073i004p01447
Scholz, C. H. (2002). The mechanics of earthquakes and faulting (2nd ed.). Cambridge University Press.
Schön, J. H. (2011). Physical properties of rocks: A workbook, handbook of petroleum exploration and production, 8. Elsevier.
Schubnel, A., Nishizawa, O., Masuda, K., Lei, X., Xue, Z., & Guégen, Y. (2003). Velocity measurements and crack density determination during wet triaxial experiments on Oshima and Toki granites. Pure and Applied Geophysics, 160, 869–887. https://doi.org/10.1007/PL00012570
Schultz, R., Wang, R., Gu, Y. J., Haug, K., & Atkinson, G. (2017). A seismological overview of the induced earthquakes in the Duvernay play near Fox Creek, Alberta. Journal of Geophysical Research Solid Earth, 122, 492–505. https://doi.org/10.1002/2016JB013570
Schultz, R., Skoumal, R. J., Brudzinski, M. R., Eaton, D., Baptie, B., & Ellsworth, W. (2020). Hydraulic fracturing-induced seismicity. Reviews of Geophysics. https://doi.org/10.1029/2019RG000695
Schultz, R., Atkinson, G., Eaton, D. W., Gu, Y. J., & Kao, H. (2018). Hydraulic fracturing volume is associated with induced earthquake productivity in the Duvernay play. Science, 359(6373), 304–308. https://doi.org/10.1126/science.aao0159
Soga, N., Mizutani, H., Spetzler, H., & Martin, R. J., III. (1978). The effect of dilatancy on velocity anisotropy in Westerly granite. Journal of Geophysical Research, 83(B9), 4451–4458. https://doi.org/10.1029/JB083iB09p04451
Stanchits, S., Mayr, S., Shapiro, S., & Dresen, G. (2011). Fracturing of porous rock induced by fluid injection. Tectonophysics, 503, 129–145. https://doi.org/10.1016/j.tecto.2010.09.022
Wang, Z., Lei, X., Ma, S., Wang, X., & Wan, Y. (2020). Induced earthquakes before and after cessation of long-term injections in Rongchang gas field. Geophysical Research Letters. https://doi.org/10.1029/2020GL089569
Wong, T.-F. (1982). Micromechanics of faulting in Westerly granite. International Journal of Rock Mechanics and Mining Sciences and Geomechanics Abstracts, 19, 49–64. https://doi.org/10.1016/0148-9062(82)91631-X
Zoback, M. D., & Harjes, H.-P. (1997). Injection-induced earthquakes and crustal stress at 9 km depth at the KTB deep drilling site, Germany. Journal of Geophysical Research, 102(B8), 18477–18491. https://doi.org/10.1029/96JB02814
Acknowledgements
T. Maruyama of the University of Tsukuba contributed to the experimental study. O. Nishizawa and X. Lei of the Geological Survey of Japan contributed to the data manipulation.
Funding
This work was supported by the general funding of the Geological Survey of Japan, AIST.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
Not applicable.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Electronic supplementary material
Below is the link to the electronic supplementary material.
Appendices
Appendix: Elastic Constants of Rock Material for the Case of Transversely Isotropic Symmetry along the x-3 Axis (z-Axis) with Randomly Distributed Vertical Cracks
Here we describe the method of calculation of elastic constants for the case in which plane normals of cracks are randomly distributed in directions perpendicular to the x-3 axis (z-axis). We also show that the ratio of the elastic constant of rock material that includes cracks to that of the matrix or the square of velocity ratio is expressed as (V/V0)2 = 1 − pi ε, where V and V0 are the elastic-wave velocities with and without cracks, respectively, and ε is the crack density parameter defined by
where \(\phi\) is the porosity and α = c/a is the aspect ratio of the crack (\(a=b\gg c\)). In addition, we derive the coefficients pi.
The focus of this study is on a transversely isotropic medium with the x-3 axis (z-axis) as the axis of symmetry and with a vertical crack distribution in which the plane normals of the cracks are randomly distributed in horizontal directions (directions parallel to the x-1,2 plane, x–y plane). The right-handed rectangular coordinate system is used in this study (Fig.
13a).
First, based on the method of Hudson (1981), we calculated \({C}_{ij}\) for a material that includes vertical cracks that are plane normal along the x-1 axis (x-axis) (Fig. 13b). Next, we took the rotational average of \({C}_{ij}\) around the x-3 axis (z-axis), resulting in \({\widehat{C}}_{ij}\), which were shown to be transversely isotropic with the x-3 axis (z-axis) by using a method similar to that of Nishizawa and Masuda (1991).
\({{\varvec{C}}}_{{\varvec{i}}{\varvec{j}}}^{0}\) Elastic Constants of the Isotropic Rock Matrix (Fig. 14a)
In this study, we use abbreviated 2-index Voigt notation to express elastic constants such as Cij instead of 4-index notation for the fourth-rank tensor cijkl. We assume that the matrix of rock without cracks or inclusions is isotropic with two independent constants:
The relationships between the elements \({C}_{ij}^{0}\) and Lame’s parameters λ and μ of isotropic linear elasticity are.
\({{\varvec{C}}}_{{\varvec{i}}{\varvec{j}}}\) Elastic Constants for Rock Material with Cracks that are Plane Normal Along the x-1 Axis (x-Axis) (Fig. 14b)
Hudson (1981) modeled fractured rock as an elastic solid with thin, penny-shaped ellipsoidal cracks or inclusions. The effective moduli \({C}_{ij}\) are given as.
where C0ij are the isotropic background moduli and C1ij are the first-order corrections. For the case in which the vertical cracks have crack normals along the x-1 axis (x-axis), the axis of symmetry of the material lies along the x-1 axis (x-axis), which has hexagonal symmetry with five independent constants as.
The following correction terms are given by Schön (2011, Table 6.15) for the case in which the crack normals are aligned along the x-1 axis (x-axis), including the vertical cracks:
in which the correction terms \({C}_{ij}^{1}\) are negative; thus, the elastic properties decrease with fracturing. U1 and U3 depend on the crack conditions (Mavko et al., 2009; Schön, 2011).
For dry cracks,
For wet cracks, Hudson’s expressions for infinitely thin fluid-filled cracks are.
Therefore, for the dry case, \({C}_{ij}\) are.
For the wet case,
\({C}_{ij}\) has hexagonal symmetry with the x-1 axis (x-axis) expressed with five independent moduli.
\(C^{\prime}_{ij} (\varphi )\) Elastic Constants for Rock Material with Vertical Cracks that have an Angle \(\mathrm{\varphi }\) Between the Plane-Normal Direction and the x-1 Axis (x-Axis) (Fig. 14c)
When we rotate \({C}_{ij}\) around the x-3 axis (z-axis) by an angle of φ from the x-1 axis (x axis), \({C}_{ij}\) is a function of φ, as expressed by \(C^{\prime}_{ij} (\varphi )\).
Regarding coordinate transformations, the elastic compliances cijkl are, in general, fourth-rank tensors and hence transform according to.
where \({c}_{ijkl}^{^{\prime}}\) and \({c}_{pqrs}\) are the elastic compliances after and before the coordinate transformation, respectively. For rotation around the x-3 axis (z-axis), \({\beta }_{ij}\) is the following matrix element:
In this study, we use the abbreviated 2-index Voigt notation \({C}_{ij}\) instead of \({c}_{ijkl}^{^{\prime}}\) and \({c}_{ijkl}\). Although an elastic constant looks like a second-rank tensor (\({C}_{ij}\)) with this notation, it is indeed a fourth-rank tensor; when one performs a coordinate transformation, one must go back to the full notation and follow the transformation rules for a fourth-rank tensor. The usual tensor transformation law is no longer valid. However, the change of coordinates for \({C}_{ij}\) is more efficiently performed with the 6 × 6 Bond Transformation Matrices, M (Mavko et al., 2009). The advantage of the Bond method for transforming compliances is that it can be applied directly to the elastic constants given in 2-index notation, expressed as:
Then, we obtain \(C^{\prime}_{ij} (\varphi )\) as.
The following non-zero elements are zero in the next step, taking the rotational average:
\({\widehat{{\varvec{C}}}}_{{\varvec{i}}{\varvec{j}}}\) Elastic Constants for Rock Material with Transversely Isotropic Symmetry Along the x-3 Axis (z-Axis) and a Vertical Crack Distribution (Fig. 14d)
We took the rotational average of \({C}_{ij}\) around the x-3 axis (z-axis) to obtain \({\widehat{C}}_{ij}\) that showed transversely isotropic symmetry along the x-3 axis (z-axis) in the case of a random vertical crack distribution as follows:
which uses
\({\widehat{C}}_{ij}\) shows hexagonal symmetry or transversely isotropic symmetry with the x-3 axis (z-axis) in which there are five independent constants:
Wave Velocities that Propagate in the Horizontal Directions
In material with transversely isotropic symmetry, there are three modes of wave propagation, and their velocities are dependent on the angle θ between the axis of symmetry (in this case, the x-3 axis or z-axis) and the direction of the wave vector:
For θ = 90°, the relationship simplifies to \({A= \widehat{C}}_{33}- {\widehat{C}}_{44}\) and the wave velocity vectors that propagate perpendicular to the x-3 axis in horizontal directions (Fig. 13c) are
where VP, VSV, and VSH are the longitudinal-wave velocity, shear-wave velocity with vertical polarization, and shear-wave velocity with horizontal polarization, respectively.
We consider low-porosity aggregate and flat cracks, and have ignored the effect of porosity on the density of the composite (Anderson et al., 1974).
For the dry case, the matrix is assumed to be isotropic with λ = μ, which is appropriate for crack-free granite (Anderson et al., 1974):
where V with a subscript 0 are the velocities without cracks.
For the wet case,
The effect of cracks on velocity, in terms of the ratio of velocities with and without cracks, is proportional to the crack density parameter ε at small values of ε:
Rights and permissions
About this article
Cite this article
Masuda, K. Changes in Crack Shape and Saturation in Laboratory-Induced Seismicity by Water Infiltration in the Transversely Isotropic Case with Vertical Cracks. Pure Appl. Geophys. 178, 3829–3847 (2021). https://doi.org/10.1007/s00024-021-02866-0
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00024-021-02866-0