Abstract
The aim of this paper is to obtain optimal estimates for the first Robin eigenvalue of the anisotropic p-Laplace operator, namely:
where \(p\in ]1,+\infty [,\) \(\Omega \) is a bounded, convex domain in \({\mathbb {R}}^{N},\) \(\nu _{\Omega }\) is its Euclidean outward normal, \(\beta \) is a real number, and F is a sufficiently smooth norm on \({\mathbb {R}}^{N}.\) We show an upper bound for \(\lambda _{F}(\beta ,\Omega )\) in terms of the first eigenvalue of a one-dimensional nonlinear problem, which depends on \(\beta \) and on the volume and the anisotropic perimeter of \(\Omega ,\) in the spirit of the classical estimates of Pólya (J Indian Math Soc (NS) 24:413–419, 1961) for the Euclidean Dirichlet Laplacian. We will also provide a lower bound for the torsional rigidity
when \(\beta >0.\) The obtained results are new also in the case of the classical Euclidean Laplacian.
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1 Introduction
The purpose of this work is to provide optimal upper bounds for the first Robin eigenvalue of a Finsler p-Laplacian operator with Robin boundary conditions, as well as lower bounds for the corresponding torsional rigidity in convex domains. This will be achieved by formulating these quantities in terms of a one-dimensional eigenvalue problem. The results presented here are novel, even in the well-established context of the Euclidean Robin–Laplacian operator. To be more specific, let us first define
where \(p\in ]1,+\infty [,\) \(\Omega \) is a bounded Lipschitz domain in \({\mathbb {R}}^{N},\) \(\nu _{\Omega }\) is its Euclidean outward normal, \(\beta \) is a real number, \(F : {\mathbb {R}}^N \rightarrow [0, +\infty [,\) \(N\ge 2,\) is a convex, even, 1-homogeneous, and \(C^{2}({\mathbb {R}}^N{\setminus } \{0\})\) function such that \([F^{2}]_{\xi \xi }\) is positive definite in \({\mathbb {R}}^{N}{\setminus }\{0\}\) (we refer the reader to Section 2 for all the definitions, here and below used, related to the Finsler metric F). When \(\beta =0,\) \(\lambda _F(\beta ,\Omega )=0\) corresponds to the first (trivial) Neumann eigenvalue, while, when \(\beta \) goes to \(+\infty ,\) it reduces to the first Dirichlet eigenvalue \(\lambda _{F}^{D}(\Omega ).\) Let us observe that, by using \(\psi =1\) and \(\psi =u_{D},\) the first Dirichlet eigenfunction, in (1.1), it holds that
where \(P_{F}(\Omega )\) is the anisotropic perimeter of \(\Omega \) and \(|\Omega |\) is its Lebesgue measure. We get in particular that \(\lambda _{F}(\beta ,\Omega )\rightarrow -\infty \) as \(\beta \rightarrow -\infty .\)
If \(u\in W^{1,p}(\Omega )\) is a minimizer of (1.1), then it satisfies
where
In the simplest case where \(F(\xi )={\mathcal {E}}(\xi ):=\sqrt{\sum _{i}|\xi _{i}|^{2}}\) is the Euclidean norm, then \({\mathcal {Q}}_{p}=\Delta _{p}u={{\,\textrm{div}\,}}(|\nabla u|^{p-2}\nabla u)\) is the standard p-Laplacian.
In the Dirichlet–Laplacian case, a sharp estimate of the first eigenvalue in terms of perimeter and volume can be given. Indeed,
where \(\Omega \) is a bounded convex open set of \({\mathbb {R}}^N\) and \(|\Omega |\) and \(P_{F}(\Omega )\) denote respectively the Lebesgue measure and the anisotropic perimeter of \(\Omega ,\) and
The estimate is optimal, being achieved asymptotically when the convex domain \(\Omega \) goes to an infinite N-dimensional slab \(]-a,a[\times {\mathbb {R}}^{N-1}\) (up to a suitable rotation).
In the planar, Euclidean, Laplacian case (\(N=p=2\) and \(F={\mathcal {E}}\)), this is a classical result obtained by Pólya in [11]. Then it was generalized, in any dimension, for any \(p\in ]1,+\infty [\) and for any sufficiently smooth norm F in [4]. Since \(\lambda _{F}(\beta ,\Omega )\le \lambda _F^{D}(\Omega ),\) the estimate (1.3) is true also in the case of the first Robin eigenvalue, but it is no longer optimal. The main contribution of this paper lies in demonstrating that it is possible to refine the Pólya estimate when switching from Dirichlet to Robin boundary conditions.
Theorem 1.1
Let \(\Omega \) be a bounded, convex, open set of \({\mathbb {R}}^N.\) Then,
where
with \(s_{0}=\frac{|\Omega |}{P_{F}(\Omega )}.\) The estimate is optimal, being achieved asymptotically when \(\Omega \) goes to a suitable slab.
Remark 1.2
We draw attention to the fact that this result is new even for the Euclidean norm and for the case of \(p=2.\)
Remark 1.3
The minimum \(\mu _{1}\) is the first eigenvalue of the nonlinear one-dimensional problem
This value can be written in terms of the generalized trigonometric functions (when \(\beta >0\)) or generalized hyperbolic functions (when \(\beta <0\)) (see Section 3). In particular:
-
if \(\beta >0,\) it holds that (see Theorem 3.1 and Remark 3.2 below)
$$\begin{aligned} \mu _{1}(\beta ,s_{0}) < (p-1) \left( \frac{\pi _p}{2} \right) ^p \frac{P_F(\Omega )^p}{|\Omega |^p} \end{aligned}$$and
$$\begin{aligned} \lim _{\beta \rightarrow +\infty }\mu _{1}(\beta ,s_{0})=(p-1) \left( \frac{\pi _p}{2} \right) ^p \frac{P_F(\Omega )^p}{|\Omega |^p}. \end{aligned}$$ -
If \(\beta <0,\) it is well-known that (see, for example, [5,6,7])
$$\begin{aligned} \lambda _{F}(\beta ,\Omega )\le -(p-1)|\beta |^{p'}. \end{aligned}$$(1.7)Also in this case the estimate in (1.5) is sharper. Indeed, the analogous one-dimensional inequality \(\mu _{1}(\beta ,s_{0})\le -(p-1)|\beta |^{p'}\) (see Theorem 3.1 below) and (1.5) give (1.7).
-
It holds that (see Remark 3.3)
$$\begin{aligned} \lim _{\beta \rightarrow 0}\frac{\mu _{1}(\beta ,s_{0})}{\beta }=\frac{1}{s_{0}}=\frac{P_{F}(\Omega )}{|\Omega |}. \end{aligned}$$Since \(\lambda _{F}(\beta ,\Omega )= \frac{P_{F}(\Omega )}{|\Omega |}\beta +o(\beta )\) as \(\beta \rightarrow 0\) (see [2, 6] in the Euclidean Laplacian and p-Laplacian case), the estimate (1.5) is optimal up to the first order as \(\beta \rightarrow 0.\)
Remark 1.4
In the case \(p=2\) (hence in the Laplacian case if F is the Euclidean norm), we get a fine estimate for \(\mu _{1}\) by using the expression of \(\mu _{1}\) and a Becker–Stark inequality [3]. So we have the following:
Corollary 1.5
Suppose that \(p=2,\) and that the hypotheses of Theorem 1.1 are satisfied, with \(\beta >0.\) Then
We observe that other kinds of optimal lower bounds, obtained in terms of different geometrical quantities related to \(\Omega \) (as the inradius), can be found, for example, in [9, 12, 13] (in the Euclidean case) and in [5].
The second aim of the paper is also to provide a lower bound to the anisotropic p-torsional rigidity with Robin boundary conditions \((\beta >0),\) namely the value \(\tau _{F}(\beta ,\Omega )\) such that
or, equivalently
where \(u_p\in W^{1,p}(\Omega )\) is the unique solution of
Let us remark that, by choosing \(\psi =1,\) or \(\psi =u_{\Omega }\) the Dirichlet torsion function, it holds that
where \(\tau _{F}^{D}(\Omega )\) is the torsional rigidity with Dirichlet boundary conditions. The obtained lower bound for \(\tau _{p}\) is the following.
Theorem 1.6
Let \(1<p<+\infty ,\) \(\beta >0,\) and \(\Omega \) be a bounded convex open set in \({\mathbb {R}}^{N}.\) Then,
When \(\beta =+\infty ,\) we recover the Pólya estimate contained in [11] for the Euclidean Laplacian and then in [4] for the general case.
The structure of the paper is the following. In Section 2, we recall some useful properties of the Finsler norm, as well as some basic definitions of the anisotropic perimeter and of convex analysis. Moreover, in Section 3, we recall the main properties of the one-dimensional nonlinear eigenvalue problem (1.6). Finally, in Section 4, we give the proof of the main results.
2 Notation and preliminaries
2.1 The Finsler norm
Let
be a convex, even, 1-homogeneous function, that is, a convex function such that
and such that
for some constants \(0<a\le b.\) Moreover, we suppose that \(F\in C^{2}({\mathbb {R}}^N{\setminus } \{0\}),\) and that
The hypothesis (2.3) on F ensures that the operator
is elliptic, namely there exists a positive constant \(\gamma \) such that
for some positive constant \(\gamma ,\) for any \(\eta \in {\mathbb {R}}^N{\setminus }\{0\}\), and for any \(\xi \in {\mathbb {R}}^N.\)
The polar function of F is
It holds that \(F^o\) is a convex function which satisfies properties (2.1) and (2.2) (with different constants). Furthermore,
From (2.4), it holds that
The set
is the Wulff shape centered at the origin. We put \(\kappa _N=|{\mathcal {W}}|,\) where \(|{\mathcal {W}}|\) denotes the Lebesgue measure of \({\mathcal {W}}.\) More generally, we denote by \({\mathcal {W}}_r(x_0)\) the set \(r{\mathcal {W}}+x_0,\) that is, the Wulff shape centered at \(x_0\) with measure \(\kappa _Nr^N,\) and \({\mathcal {W}}_r(0)={\mathcal {W}}_r.\)
The anisotropic distance of \(x\in {\overline{\Omega }}\) to the boundary of a bounded domain \(\Omega \) is the function
We stress that when \(F=|\cdot |,\) then \(d_F=d_{\mathcal {E}},\) the Euclidean distance function from the boundary.
It is not difficult to prove that \(d_{F}\) is a uniform Lipschitz function in \({\overline{\Omega }}\) and
Obviously, \(d_F\in W_{0}^{1,\infty }(\Omega ).\) Finally, the anisotropic inradius of \(\Omega \) is the quantity
that is, the radius of the largest Wulff shape \({\mathcal {W}}_{r}(x)\) contained in \(\Omega .\)
Let us finally recall the definition of the anisotropic perimeter of a set \(K\subset {\mathbb {R}}^N\) in \(\Omega \) (see also, for example, [1]):
The following coarea formula for the anisotropic perimeter
holds [1]; moreover
where \({\mathcal {H}}^{N-1}\) is the \((N-1)\)-dimensional Hausdorff measure in \({{\mathbb {R}}}^N,\) \(\partial ^*K\) is the reduced boundary of F, and \(\nu _F\) is the outer normal to F. As usual, we will denote by \(P_{F}(K)\) the perimeter in \({\mathbb {R}}^{N},\) that is, \(P_{F}(K,{\mathbb {R}}^{N}).\)
3 A one-dimensional p-Laplacian eigenvalue problem
Here we briefly summarize the definitions and some properties of the p-trigonometric functions. These functions are generalizations of the standard trigonometric functions, and they coincide with the standard trigonometric functions when \(p=2.\) We refer the reader, for example, to [8, 10].
The function \(\arccos _p:[0, 1]\rightarrow {\mathbb {R}}\) is defined as
If z(t) is the inverse function of \(\arccos _{p},\) which is defined on the interval \(\left[ 0,\frac{\pi _p}{2}\right] ,\) where
then, the p-cosine function \(\cos _p\) is the even function defined as the periodic extension of z(t):
and extended periodically to all of \({\mathbb {R}},\) with period \(2\pi _p;\) the extension is continuously differentiable on \({\mathbb {R}}.\) If \(p=2,\) then \(\cos _{p}x\) and \(\arccos _{p}x\) coincide with the standard trigonometric functions \(\cos x\) and \(\arccos x.\)
Let us now also recall the definitions of the generalized hyperbolic cosine and arccosine functions. The function \({{\,\textrm{arccosh}\,}}_{p}\) is defined as
Its inverse function will be denoted by \(\cosh _{p} :t\in [0,+\infty [\mapsto [1,+\infty [.\) This function is strictly increasing in \([0,+\infty [;\) it can be extended to all of \({\mathbb {R}}\) as \(\cosh _{p}(-t)=\cosh _{p}(t),\) \(t>0.\) If \(p=2,\) \(\cosh _{p}\) and \({{\,\textrm{arccosh}\,}}_{p}\) are the standard hyperbolic functions.
Now we consider the following eigenvalue problem in the unknown \(X=X(s)\):
where \(s_{0}\) is a given positive number.
The following result holds (see, for example, [5]).
Theorem 3.1
Let \(1<p<+\infty ,\) \(s_{0}>0,\) and \(\beta \in {\mathbb {R}}.\) Then there exists the smallest eigenvalue \(\mu \) of (3.1), which has the following variational characterization :
Moreover, the corresponding eigenfunctions are unique up to a multiplicative constant and have constant sign. The first eigenvalue \(\mu _{1}(\beta ,s_0)\) has the sign of \(\beta .\)
In the case \(\beta >0,\) the first eigenfunction is
the eigenvalue \(\mu _{1}(\beta ,s_0)\) is the first positive value that satisfies
and it holds that
If \(\beta <0,\) the first eigenfunction is
the eigenvalue \(\mu _{1}(\beta ,s_0)\) is the unique negative value that satisfies
and it holds that
Remark 3.2
The inequality in (3.3) can be easily seen using the variational characterization of \(\mu _{1}\):
(see, for example, [4] for the last equality). Actually, by definition, \(\mu _{1}(\beta ,s_{0})\) is increasing in \(\beta ;\) it holds that
The limit (3.5) can be obtained in the following way: let us take the sequence of positive minimizers \(X_{\beta }(s),\) given by (3.2), of \(\mu _{1}(\beta ,s_{0}),\) with \(X_{\beta }(0)=1.\) By (3.3), \(\mu _{1}(\beta ,s_{0})\) is bounded as \(\beta \rightarrow +\infty \) and hence, using the variational characterization of \(\mu _{1},\) it holds that \(X_{\beta }(s_{0})\rightarrow 0\) as \(\beta \rightarrow +\infty .\) Then
In conclusion, \(\left( \frac{\ell }{p-1}\right) ^\frac{1}{p}s_{0}=\frac{\pi _{p}}{2},\) which is the first positive zero of \(\cos _{p}(s),\) and that corresponds to (3.5).
Remark 3.3
If as before we denote, for any \(\beta \in {\mathbb {R}},\) the solution given in Theorem 3.1 by \(X_{\beta }(s),\) \(s\in [0,s_{0}],\) it holds that \(\mu (\beta ,s_{0})\rightarrow 0\) and \(X_{\beta }(s)\rightarrow 1\) uniformly as \(\beta \rightarrow 0.\)
Let us also observe that by choosing constant test functions,
with equality if and only if \(\beta =0.\) Actually
Indeed,
Dividing by \(\beta \) and passing to the limit, we have (3.6).
4 Proof of the main results
Proof of Theorem 1.1
Let \(g(t)=g(d_F(x)),\) where g is a nonnegative, increasing, sufficiently smooth function, where \(d_{F}(x)\) is the distance of \(x\in \Omega \) from \(\partial \Omega .\) Since \(F(\nabla d_F)=1,\) by the coarea formula, it holds that
where \(P(t)=P_F(\{x\in \Omega :d_F>t\}),\) and \(R_F(\Omega )=\sup _{x\in \Omega } d_{F}(x);\) similarly,
Using \(g(d_F(x))\) as test function in the Rayleigh quotient of (1.2), we have
Now, we perform the change of variable
where we have denoted \(A(t)=|\{x\in \Omega :d_F(x)>t\}|,\) and C is a positive constant which will be chosen later. Observe that \(A(0)=|\Omega |.\) Let h(s) be the function such that
We stress that h(s(t)) is decreasing. Then, substituting h in (4.1), it follows that
and then, by the monotonicity of P(t), we get
We want to minimize in h the quantity in the right-hand side of Equation (4.2). We set \(C=s_{0}=\frac{|\Omega |}{P_{F}(\Omega )}.\) This gives us the following expression:
where
and \({\mathcal {A}}\) is the class of positive decreasing functions \(h\in W^{1,p}(0,s_{0}).\) \(\square \)
The optimality of the inequality follows by using a similar argument as in [5, Proposition 5.1]. More precisely, what can be proved is the following.
Proposition 4.1
Let \(\Omega _\ell =]-\frac{a}{2},\frac{a}{2}[\times ]-\frac{\ell }{2},\frac{\ell }{2}[^{N-1}.\) Then, up to a suitable rotation of \(\Omega _{\ell },\) it holds that
where \(\mu _{\ell }\) is the first eigenvalue of (3.1) in \((0,s_{\ell }),\) with \(s_{\ell }=\frac{|\Omega _{\ell }|}{P_{F}(\Omega _{\ell })}.\)
Proof of Corollary 1.5
The one-dimensional eigenvalue in this case satisfies
where \(s_{0}=\frac{|\Omega |}{P_{F}(\Omega )}.\) Recalling the Becker–Stark [3] inequality
it holds that
Hence, rearranging and recalling Theorem 1.1, we get
\(\square \)
Proof of Theorem 1.6
We use the same notation and argument as in the proof of Theorem 1.1. For a test function \(g(t)=g(d_F(x)),\) with g nonnegative, increasing, sufficiently smooth function, we have that
The last equality follows by performing an integration by parts. Substituting
where c is a constant to be chosen later, it follows that
Maximizing in c, it holds that the optimal choice is \(c=\frac{|\Omega |^{\frac{1}{p-1}}}{\beta ^{\frac{1}{p-1}}P_{F}(\Omega )^{\frac{p}{p-1}}}\) and then
Now, let us observe that
Given that P(t) is decreasing, we explicitly state that the second equality in (4.7) follows by an integration by parts, observing that for
we have
In conclusion, by (4.7) and (4.6), we have
and this concludes the proof. \(\square \)
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Acknowledgements
This work has been partially supported by the PRIN PNRR 2022 “Linear and Nonlinear PDE’s: New directions and Applications”, by GNAMPA of INdAM, by the FRA Project (Compagnia di San Paolo and Università degli studi di Napoli Federico II) 000022–ALTRI_CDA_75_2021_FRA_PASSARELLI.
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Della Pietra, F. Pólya-type estimates for the first Robin eigenvalue of elliptic operators. Arch. Math. (2024). https://doi.org/10.1007/s00013-024-02012-x
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DOI: https://doi.org/10.1007/s00013-024-02012-x