Abstract
A symmetry of a Hamiltonian system is a symplectic or anti-symplectic involution which leaves the Hamiltonian invariant. For the planar and spatial Hill lunar problem, four resp. eight linear symmetries are well-known. Algebraically, the planar ones form a Klein four-group \({\mathbb {Z}}_2 \times {\mathbb {Z}}_2\) and the spatial ones form the group \({\mathbb {Z}}_2 \times {\mathbb {Z}}_2 \times {\mathbb {Z}}_2\). We prove that there are no other linear symmetries. Remarkably, in Hill’s system the spatial linear symmetries determine already the planar linear symmetries.
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1 Introduction and result
Hill’s lunar problem is a limit case of the restricted three-body problem. In the restricted three-body problem, one considers two massive primaries and a massless object which does not influence the two masses and is attracted by them according to Newton’s law of gravitation. In Hill’s original set-up from 1877 [7], the primaries are the sun and the earth, and the massless body is the moon. The goal is to understand the dynamics of the moon. In Hill’s system, the mass of the sun is infinitely much heavier than the mass of the earth, while the moon gets very close to the earth. Therefore, one shifts the earth to the origin and zooms in a region around the earth by pushing the huge sun off to infinity (see Figure 1).
There are two versions of Hill’s lunar problem, the planar and the spatial one. The Hamiltonian describing the motion of the moon in the planar problem is
and in the spatial problem,
where each phase space is endowed with the canonical symplectic form \(\omega = \sum dq_i \wedge dp_i\). For the derivation of the Hamiltonians, we refer to [4, pp. 77–78] for the planar problem, and to [2, pp. 3–4] for the spatial problem.
A symmetry \(\rho \) is, by definition, a symplectic or anti-symplectic involution of the phase space which leaves the Hamiltonian invariant, i.e.,
Symmetries of Hill’s lunar problem play an important role since a natural class of periodic orbits are those that are invariant with respect to such involutions. In fact, linear symmetries are used traditionally for finding and studying invariant orbits; analytically by Birkhoff’s “shooting method” [3] (1915) as well as numerically by Hill [7] in 1877, by Hénon [5, 6], and by Michalodimitrakis [9].
Planar linear symmetries. The planar Hamiltonian (1) is invariant under the double-symmetry given by the two commuting linear anti-symplectic involutions
Their product \(\rho _1 \circ \rho _2 = \rho _2 \circ \rho _1 = -\text {id}\) is symplectic. Geometrically, in the configuration space, the Hamiltonian \(H_p\) is invariant under the reflections about the \(q_1\)- and \(q_2\)-axes, i.e., it is not possible to say whether we are going to the sun or away from it. The symplectic involutions ±id correspond to a rotation by 0 and \(\pi \), respectively. Algebraically, \(\rho _1, \rho _2\), and ±id form a Klein four-group, i.e.,
For the planar problem, these symmetries are already all linear symmetries.
Theorem A
\( \{ \rho :T^* {\mathbb {R}}^2 \rightarrow T^* {\mathbb {R}}^2 \text { linear} \mid H_p \circ \rho = H_p,\ \rho ^2 = \textrm{id}, \text {and } \rho ^* \omega = \pm \omega \} = \Sigma _2. \)
Spatial linear symmetries. The spatial Hamiltonian (2) is invariant under the symplectic involution
which arises from the reflection at the ecliptic \(\{q_3=0\}\). Moreover, the planar problem can be viewed as the restriction of this system to the fixed point set
Other linear symplectic symmetries are \( -\sigma \) and \(\pm \text {id}\), where \(-\sigma \) corresponds to a rotation around the \(q_3\)-axis by \(\pi \). Its fixed point set is \( \text {Fix}(-\sigma ) = \{ ( 0,0,q_3,0,0,p_3 ) \}\), thus the \(q_3\)-axis is invariant under \(-\sigma \). Four anti-symplectic symmetries are listed in Table 1.
Notice that all the maps \(\sigma \), \(\rho _1\), \(\rho _2\), \(\overline{\rho _1}\), and \(\overline{\rho _2}\) leave \(\text {Fix}(\sigma )\) invariant. Therefore, the two maps
are exactly \(\rho _1\) and \(\rho _2\) from the planar problem. Furthermore, these eight linear symmetries form a group, which we denote by \(\Sigma _3\). The group structure is given by Table 2.
This group is generated by \(\{ \rho _1,\rho _2,\sigma \}\), and
By considering the four symplectic involutions \(\pm \text {id}\), \(\pm \sigma \), we see that, like in the planar case, a Klein four-group arises, namely as a sub-group of \(\Sigma _3\). It is generated by \(\{\pm \sigma \}\), and we denote it by \(\Sigma _3^{\omega } \cong {{\mathbb {Z}}}_2 \times {{\mathbb {Z}}}_2\). Hence
In the spatial problem, \(\Sigma _3\) provides already all linear symmetries.
Theorem B
\( \{ \rho :T^* {\mathbb {R}}^3 \rightarrow T^* {\mathbb {R}}^3 \text { linear} \mid H \circ \rho = H,\ \rho ^2 = \textrm{id }, \text {and } \rho ^* \omega = \pm \omega \} = \Sigma _3. \)
The results of this paper are motivated by our work [1], in which we related Hill’s variational orbit from 1878 [8] to the Babylonian lunar periods by using Floquet multipliers and Conley–Zehnder indices. Therein the linear symmetries of Hill’s system and the invariance of Hill’s orbit were significant.
2 Proof of Theorems A and B
First we show that Theorem Bimplies Theorem A, meaning that the spatial linear symmetries determine already the planar linear symmetries. This phenomenon is a remarkable property of Hill’s lunar system.
Proof of Theorem A
Consider the projection map given by the restriction to \(\text {Fix}(\sigma )\),
If \(\rho \in \Sigma _3\) is symplectic or anti-symplectic, then \(\rho |_{\text {Fix}(\sigma )}\) is a linear symplectic or anti-symplectic involution on \(\text {Fix}(\sigma )\) as well, respectively. Moreover, \(\rho |_{\text {Fix}(\sigma )}\) leaves the planar Hamiltonian \(H_p\) (1) invariant. Therefore the map \(\pi \) is well-defined.
While the map \(\pi \) is not injective (since \(\pi (\rho _1) = \pi (\overline{\rho _1})\)), it is surjective. To see this, let \(\rho \in \Sigma _2\). If \(\rho \) is symplectic, then a symplectic extension is given by \(q_3 \mapsto q_3\) and \(p_3 \mapsto p_3\). If \(\rho \) is anti-symplectic, then an anti-symplectic extension is given by \(q_3 \mapsto -q_3\) and \(p_3 \mapsto p_3\). Theorem A thus follows from Theorem B.
\(\square \)
In order to prove Theorem B, we first recall some basic prerequisites from linear symplectic geometry. Consider the standard symplectic vector space \(({\mathbb {R}}^{2n},\omega _0)\) with
where
with respect to the splitting \({\mathbb {R}}^{2n} = {\mathbb {R}}^n \times {\mathbb {R}}^n\). Note that \(J^2 = -I_{2n}\) and \(J^T=J^{-1}=-J\). A linear isomorphism \(\Psi \) of \(({\mathbb {R}}^{2n},\omega _0)\) is called symplectic if \( \omega _0 (\Psi v, \Psi w) = \omega _0 (v,w) \text { for all }v,w \in {\mathbb {R}}^{2n},\) which is equivalent to \(\Psi ^T J \Psi = J\). The set of symplectic matrices in \({\mathbb {R}}^{2n}\) is denoted by
It is easy to show that if \(\Psi ,\Phi \in \text {Sp}(n)\), then \(\Psi \Phi , \Psi ^{-1}\), \(\Psi ^T \in \text {Sp}(n)\) and also \(J \in \text {Sp}(n)\). In particular, \(\text {Sp}(n)\) is a group under matrix multiplication. Moreover, a \(2n \times 2n\) matrix, which is written as
with respect to the splitting \({\mathbb {R}}^{2n} = {\mathbb {R}}^n \times {\mathbb {R}}^n\), is symplectic if and only if
Its inverse is given by
We denote the set of anti-symplectic matrices in \({\mathbb {R}}^{2n}\) by
which is not a group since for \(\Psi ,\Phi \in \text {Sp}^-(n)\), the multiplication \(\Psi \Phi \) is symplectic. Nevertheless \(\Psi ^{-1},\Psi ^T \in \text {Sp}^-(n)\) and \(-J \in \text {Sp}^-(n)\). A \(2n \times 2n\) matrix given in the block form (4) is anti-symplectic if and only if
The inverse matrix is given by
Proof of Theorem B
Let \(\rho \) be a linear symmetry. We prove the theorem in three steps where the first one is obvious.
Step 1. The Hamiltonian (2) is the sum of
where \(H_2\) is homogeneous of degree 2 and \(H_{-1}\) is homogeneous of degree \(-1\). Hence \(H_2 \circ \rho = H_2\) and \(H_{-1} \circ \rho = H_{-1}.\)
Step 2. The matrix form of \(\rho \) with respect to the splitting \({\mathbb {R}}^6 = {\mathbb {R}}^3 \times {\mathbb {R}}^3\) and to the coordinates \((q_1,q_2,q_3,p_1,p_2,p_3)\) is
To see that, we write \(\rho \) in matrix form
with respect to the coordinates \((q_1,q_2,q_3,p_1,p_2,p_3)\), where \(A,B,C,D \in \text {Mat}(3,{\mathbb {R}}).\) The \(\rho \)-invariance of \(H_{-1}\) yields
For fixed p, we take q with |q| very small and find \(Bp=0\). Hence
Next, the \(\rho \)-invariance of \(H_2\) yields for \(q=0\),
whence also \(D \in O(3).\) Since \(\rho \) is an involution, we obtain
and with \(AA^T = DD^T = I_3\), we obtain
If \(\rho \) is symplectic, then (7) and the linear symplectic relations (5) imply
With \( A^2=I_3 \), we have
and therefore
Since det\((A)=\pm 1\), the matrix C is skew-symmetric and this proves the first assertion of the second step.
If \(\rho \) is anti-symplectic, then by (7) and the linear anti-symplectic conditions (6), we obtain
hence
and
Therefore the matrix C is symmetric and the second assertion follows.
Step 3. In both cases, the matrix C is the zero matrix and
In both cases, A is of the form
Since \(A^2 = I_3\) and \(A \in O(3)\), we have
and
If \(\rho \) is symplectic, then \(\rho (q,p)\) is of the form
The equation \(AC=-CA\) yields
and therefore
In view of the \(\rho \)-invariance of \(H_2\), we compare
with \(H_2\big ( \rho (q,p) \big )\), which is
By the coefficients of \(p_i q_i\) for \(i=1,2,3\), we immediately have that the diagonal entries of AC in (9) are all zero. To see that the other entries of AC are also all zero, we set equal the coefficients of \(p_1q_2\) with \(p_2q_1\), of \(p_1q_3\) with \(p_3q_1\), of \(p_2q_3\) with \(p_3q_2\), and use (10), which imply
Hence \(AC=0\) and thus \(C=0\). By the coefficients of \(p_1q_2\) and \(p_2q_1\),
which means that \(a \ne 0\) and \(b \ne 0\). In view of \(A^2 = I_3\) in (8), the two equations \(ad+bd+ef=0\) and \(ae+df+ce=0\) together with the coefficients of \(q_1q_2\) and \(q_1q_3\) imply \(ad=ae=0\). Since \(a \ne 0\), we obtain
Furthermore, by the coefficient of \(p_1q_3\), we have \(af=de=0\), hence \(f=0\). Together with the coefficients from the second until the fourth lines, we obtain
which correspond to \(\pm \sigma \) and \(\pm ~id\).
If \(\rho \) is anti-symplectic, then \(\rho (q,p)\) is of the form
The equation \(AC=CA\) yields that
equals
Therefore
Now \(H_2\big ( \rho (q,p) \big )\) is
In a similar way to the symplectic case, we find that \(C=0\). In view of \(A^2 = I_3\) in (8), the three equations \(ad+bd+ef=0\), \(ae+df+ce=0\), and \(de + bf + cf=0\) together with the coefficients of \(q_1q_2\), \(q_1q_3\), \(q_2q_3\) imply \(ad=ae=de=0\). Since the coefficients of \(p_1q_3\) and \(p_3q_1\) yield \(de=af\), we have
Suppose that \(a = 0\), then in view of the coefficients of \(q_1^2\), we see that \(d^2 + e^2 = -2\) which is a contradiction. Hence
By the first four lines, we obtain
which correspond to \(\rho _1,\rho _2,\overline{\rho _1}\), and \(\overline{\rho _2}\). \(\square \)
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Acknowledgements
The author would like to thank his supervisor Felix Schlenk for reading the text and valuable inputs. He is also grateful to Urs Frauenfelder for helpful discussions. This work is supported by the SNF under Grant no. 200021-181980/2.
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Aydin, C. The linear symmetries of Hill’s lunar problem. Arch. Math. 120, 321–330 (2023). https://doi.org/10.1007/s00013-022-01822-1
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DOI: https://doi.org/10.1007/s00013-022-01822-1