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Clitic auxiliaries and incorporation

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Abstract

This paper discusses the two alternating syntactic patterns of Polish past and conditional sentences from a Slavic perspective. We argue that what are often referred to in Polish as past tense verbs, for examplewidzialeś ‘you saw’, are in fact combinations of a past participle and a perfect auxiliary, e.g.,widział ‘seen’ andś ‘you have’. These combinations are the result of syntactic Incorporation in the sense of Baker (1988). When not combined with the participle, the auxiliary can appear almost anywhere to the left of the participle within the same clause. We argue, however, that it always occupies the same syntactic position, only to undergo PF-cliticization. The auxiliary combines with a variety of elements because phrasal frontings such asWh-movement and Scrambling allow a variety of categories to immediately precede the I-node occupied by the auxiliary. The proposal that the auxiliary appears in the I-node alone or incorporates the participle explains why certain items can host a clitic auxiliary while others cannot. A second auxiliary that incorporates a participle is the conditional auxiliary, as inwidział + byś ‘you would see’. However, the conditional auxiliary is not a clitic and hence, unlike the perfect auxiliary, can appear in initial position. We argue that Polish is unique among West and South Slavic languages in having Incorporation. Bulgarian sentences likečel sŭm ‘I have read’ and counterparts in Czech, Serbo-Croatian, and Slovak appear similar to Polish examples involving Incorporation. However, they are the product of Long Head Movement, i.e., the movement of the participle directly to the C-position across the auxiliary. We argue that Polish sentences involving Incorporation differ in syntactic properties from Long Head Movement constructions in the other languages.

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Research for this article has been partly supported by the European Science Foundation under the Eurotyp Project, and by Grants 410-88-0101 and 410-91-0178 from the Social Sciences and Humanities Research Council of Canada to the second author. Preliminary versions were presented to the joint meeting of the Clitics and the Complementation groups of the Eurotyp Project in Vienna in October 1991, and to the Linguistic Association of Great Britain in Brighton in April 1992. We thank Ewa Jaworska and Jacek Witkoś for help with the Polish data, Riny Huybregts and Henk van Riemsdijk for helpful comments, Danijela Kudra and Ljiljana Progovac for discussion of the Serbo-Croatian data, three anonymous reviewers for insightful criticism, and Frederick Newmeyer for very useful editorial advice. Usual disclaimers apply.

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Borsley, R.D., Rivero, M.L. Clitic auxiliaries and incorporation. Nat Lang Linguist Theory 12, 373–422 (1994). https://doi.org/10.1007/BF00992741

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