Abstract
Carrier mobility is one of the most important parameters for semiconducting materials and their use in optoelectronic devices. Here we report a systematic first principles analysis of the acoustic phonon scattering mechanism that limits the mobility of CH3NH3PbI3 (MAPbI3) perovskites. Due to the unique hybrid organic-inorganic structure, the mechanical, electronic and transport properties are dominated by the same factor, i.e. the weak interatomic bond and the easy rotation of methylammonium (MA) molecules under strain. Both factors make MAPbI3 soft. Rotation of MA molecule induces a transverse shift between Pb and I atoms, resulting in a very low deformation potential and a strong piezoelectricity in MAPbI3. Hence the carrier mobility of pristine MAPbI3 is limited by the piezoelectric scattering, which is consistent to the form of its temperature dependence. Our calculations suggest that in the pristine limit, a high mobility of about several thousand cm2 V−1 S−1 is expected for MAPbI3.
Similar content being viewed by others
Introduction
Hybrid organic-inorganic perovskites (HOIPs) have been known for a long time, but there has been a recent explosion of interest in these materials due to their exceptional performance as the active material in a solar cell. Within five years, the power conversion efficiency (PCE) of HOIPs solar cell has increased from 3.8% to 22.1%1,2,3,4,5. The excellent performance mainly originates from the hybrid organic-inorganic structure which possesses favorable characteristics such as high electrical mobility, band gap tunability, excellent optical absorption and low fabrication cost6. Listed among the several favourable properties amenable to optoelectronic devices, the excellent transport properties of HOIPs are partly responsible for the large PCEs, which combined with their long carrier lifetimes, governs the large diffusion lengths characteristic of these materials7,8. Charge carrier mobilities in high quality polycrystalline films are consistently found in the 10–60 cm2 V−1 S−1 range, determined by time-resolved THz spectroscopy (TRTS)9,10,11, time-resolved microwave12 and Hall measurements13,14. For large single crystal samples, Stoumpos et al. reported15 that MASnI3 possesses a mobility exceeding 2000 cm2 V−1 s−1; and more recently using ultra-broadband TRTS Cooke et al. measured a pure Drude response and a remarkably high transient mobility of 500–800 cm2 V−1 s−1 on picosecond time scales for methylammonium (MA) lead iodide (CH3NH3PbI3 or MAPbI3) materials16. These and some other reported mobilities of HOIPs are tabulated in Table S1 in the supplementary material. We note that these reported high mobilities are comparable to that of traditional semiconductors, e.g. GaN and AlN17.
The most intensively investigated HOIPs to date is MAPbI3, however the intrinsic limitations of electrical transport in this material are still under experimental and theoretical investigation. For most semiconductors, various scattering mechanisms between charge carriers and phonons or impurities limit their transport properties. For example, from the broadening of the photoluminescence linewidth of MAPbI3, a polar optical phonon limited carrier mobility was proposed14,18,19,20. However, since MAPbI3 is a light-sensitive material, several effects including photostriction21, degradation due to above-band-gap illumination22,23, band structure variation caused by spin-orbital coupling (SOC)24 etc., influence the measured photoluminescence lineshape. It is also difficult to separate competing contributions from acoustic phonons and optical phonons. For MAPbI3, several experiments reported11,14,25,26,27 a temperature dependence of the carrier mobility to be μ ∝ T−1.5, which could not be easily explained if the scattering mechanism is due solely to the polar optical phonon. On the other hand, such a temperature dependence suggested a scattering mechanism due to deformation potentials, i.e. one of the acoustic phonon scattering mechanisms, because a T−1.5 factor does appear in the mobility formula28,29,30,31,32. Nevertheless, in the same mobility formula, the carrier effective mass m* may also be temperature dependent, for instance m* ∝ T0.4 in lead chalcogenides33,34. Therefore if this temperature dependence were also true for MAPbI3, the mobility governed by deformation potential would become , which is markedly different from the reported experimental data11,14,25,26,27 of μ ∝ T−1.5. Most importantly, in fact some smaller exponents were also observed experimentally11, μ ∝ [T−1.2, T−1.4]. Therefore it appears that the deformation potential scattering mechanism alone cannot explain the experimentally observed temperature dependence of MAPbI3 mobility. In fact, the mobility measured in optically pumped samples may be affected by electron-hole scattering to alter the temperature dependence11,25,26,35. With these and other complications, so far no clear consensus has emerged concerning the dominating scattering mechanism that limits the carrier mobility of pristine MAPbI3.
Interestingly and known experimentally, MAPbI3 with tetragonal symmetry (I4/mcm) is ferroelectric and piezoelectric, and a light-enhanced piezoelectricity has been observed36,37,38. Theoretically, Frost et al. predicted a large polarization value of 38 μC/cm2 for MAPbI3 materials39. The piezoelectric scattering - a type of the acoustic phonon scattering, is also suggested to play a dominant role for mobilities of certain semiconductors such as GaN with large, built-in internal electric fields40,41. An important and interesting question therefore arises: what is the role of piezoelectric scattering in hybrid organic-inorganic perovskites MAPbI3? It is the purpose of this work to investigate this issue theoretically.
We focus on elucidating the role of piezoelectric scattering to the carrier mobility of MAPbI3, using first principles techniques. The mechanical, electronic and transport properties of this material are found to be related and heavily influenced by the weak interatomic bonds and the easy rotation of MA molecules under strain. The acoustic phonons do not manifest deformation potential scattering, but bring about a strong polarized electric field which gives piezoelectric scattering as the dominant mobility limiting scattering mechanism in pristine MAPbI3. We also explain the observed temperature dependence of mobility through the piezoelectric scattering mechanism.
Results
Geometric structure of tetragonal MAPbI3
As illustrated in Fig. 1, the tetragonal MAPbI3 is constituted by networks of corner-sharing PbI6 octahedra, with organic MA molecules fitting into small cuboctahedral holes. MA molecules provide two important roles to MAPbI3: maintaining charge neutrality and stabilizing the perovskite structure42,43. Since the MA molecule is dipolar, the crystal structure and thus the electronic structure of MAPbI3 is extremely sensitive to the orientation of the MA molecule. We have investigated many MAPbI3 configurations with MA molecules arranged in different patterns (shown in Fig. S1 in supplementary materials) using density functional theory (DFT) total energy method43,44,45, and find that the most energetically stable structure is one where all the MA molecules are oriented along the [110] direction but arranged perpendicular to each other, as shown in Fig. 1. Because the bonding interactions at two radicals of MA molecules are different, obvious tilting of PbI6 octahedrons and out-of-plane rotations of MA molecules appear. We therefore use this configuration as the standard model structure of tetragonal MAPbI3 in the rest of this work unless explicitly specified.
Electronic structure of tetragonal MAPbI3
Band structures and band gaps of MAPbI3 calculated by various strategies with DFT are shown in Fig. S2 and Table S2 in supplementary materials, respectively. The band gap calculated by DFT with the generalized gradient approximation (GGA) is 1.552 eV. The inclusion of HSE functional and/or spin-orbit coupling (SOC) interaction provides corresponding gap corrections, and the result agrees well with the experimental value46. Another key parameter with respect to transport is the effective mass of carriers (m*) that can be obtained by parabolic band fitting around the Γ point in the Brillouin zone47,48. The effective carrier mass tensors obtained by various approaches are listed in Table S2 in supplementary materials. The inclusion of SOC reduces m* significantly, especially for electrons, decreases from the DFT-GGA value of ~0.900 me to the DFT-SOC value of ~0.160 me, where me is the bare electron mass. This is reasonable because SOC impacts only on heavy elements. The introduction of SOC in the calculation therefore strongly influences the dispersion near the conduction band minimum (CBM) of MAPbI3, which is governed by the Pb-6p orbitals49,50. Nevertheless, compared with DFT/DFT-SOC functionals, the more advanced HSE/HSE-SOC approaches do not introduce a sizeable change to the effective mass of both electrons and holes. Hereafter in the discussions below, we use the effective mass obtained from DFT-SOC since these values are close to the obtained experimental values51.
A knowledge of the carrier effective mass is necessary to estimate the charge carrier mobility, however more information is required. Next, we investigate how carriers interact with the host material when they traverse the lattice. In general, the intrinsic mobility is limited by a variety of scattering mechanisms, including impurity scattering, boundary scattering, phonon scattering, etc. Previous work has suggested impurity scattering plays less of a role in limiting the observed MAPbI3 mobility6,11,44,45,52. The experimentally observed temperature dependence of the mobility was predominantly attributed to acoustic phonon scattering17 which is composed of deformation potential scattering and piezoelectric scattering. In the following we investigate these scattering mechanisms individually.
Deformation potential scattering
The acoustic phonons induce lattice vibration which results in the periodic shift of band edges. These potential shifts act as a source of carrier scattering, called deformation potential scattering. By Eq. 1 in the Method Section below, we calculate the mobility μdp of tetragonal MAPbI3 due to the deformation potential scattering mechanism where the temperature is set at 300 K. The results are listed in Table 1 where the mobility for electrons , and for holes
. As tetragonal MAPbI3 is not an isotropic material, we calculate mobilities projected into three lattice axis using Eq. 2 in the Method Section and list them in Table 1. We find that the calculated μdp of MAPbI3 is extremely large, much larger than the highest experimental value of 800 cm2 V−1 s−1. This is caused by two factors: the small carrier effective mass m* and the low deformation potential Ξ of the material. Particularly, a low deformation potential means the scattering of acoustic phonons with carriers is rather weak, resulting in a relatively large mobility. We conclude that such a very weak deformation potential is likely not the limiting factor to the observed carrier mobilities of MAPbI3.
Piezoelectric scattering
Acoustic phonon scattering is usually described by the deformation potential which, as we showed above, does not appear to provide the limiting scattering mechanism for the mobility of MAPbI3. However for certain semiconductors, namely for non-centrosymmetric crystals, the elastic strain can create macroscopic electric fields that induce a coupling between acoustic waves and free carriers, known as piezoelectric scattering. In semiconductors with high piezoelectric coefficient such as GaN, ZnO etc., piezoelectric scattering actually dominates over the deformation potential scattering40,41. The tetragonal MAPbI3 belongs to the space group I4/mcm and has a strong piezoelectric response38,39,53. Normally the piezoelectric strain coefficient dzz of MAPbI3 is ~5–6 pm/V, but the light-enhanced piezoelectric coefficient dramatically increases up to 25 pm/V36,37. Therefore the contribution of piezoelectric scattering to carrier mobility in MAPbI3 cannot be ignored.
Table 2 summarizes the piezoelectric stress coefficients e15, e31 and e33 obtained by our first principles calculation, together with the elastic constant tensor adopted from experiments54. Putting these parameters into Eq. 3 in the Method Section, we obtain the piezoelectric scattering limited mobility μpe, as listed in Table 2. μpe for electrons and holes are found to be 11294 cm2 V−1 s−1 and 8368 cm2 V−1 s−1, respectively. The piezoelectric scattering limited mobility μpe shows two interesting characters. First, the hole mobility is smaller than that of the electron, due to the larger effective mass of the hole. Second, the mobility obtained from piezoelectric scattering is significantly lower than that obtained by the deformation potential scattering: for electron μpe < μdp dramatically by two orders of magnitude. We conclude that for carriers in MAPbI3, piezoelectric scattering dominates over the deformation potential scattering.
Discussions
It is quite surprising that piezoelectric scattering, rather than deformation potential scattering, is a stronger influence on the mobility of MAPbI3. Note that the piezoelectric scattering mechanism for the hybrid organohalide Pb-based material has not been considered previously, and some discussions are in order. In particular there are two issues to address: why the deformation potential scattering gives a very high mobility in MAPbI3, and why piezoelectric scattering plays a critical role. While the small effective mass already points to a large mobility, the form of the deformation potential arising from the unique geometric structure of MAPbI3 is key to this result and is discussed below.
All existing experimental and theoretical investigations have revealed the extremely soft nature of the HOIPs materials54,55,56. For example, MAPbI3 is known to have good ductility and its bulk modulus is only 10–20 GPa. The soft nature is attributed to two reasons: the weak bonding interaction and the easy rotation of the MA molecules under strain. For the optimized MAPbI3 structure obtained in our calculation, the Pb-I bond lengths, the C-I bond lengths and N-I bond lengths are found to be 3.14–3.22 Å, 3.84–4.00 Å, and 3.61–3.84 Å, respectively. These values are much longer than the bond lengths of traditional semiconductors such as Si, Ge and In2O3, etc.57. The longer bond length implies a relatively weak interatomic bonds58 and thus weak resistance to elastic deformation. Therefore a small elastic constant and a soft character of the MAPbI3 material are expected.
On the other hand, the influence on mechanical properties by rotations of the MA molecule is seldom considered, even though it is discussed in studies of other physical properties. The weak interatomic bonds between Pb-I and the hydrogen bonding between MA molecules and inorganic units, give rise to a very low rotational barrier for the MA molecules under external strain and/or intrinsic lattice disturbances. The calculated rotation angles of MA molecules are tabulated in Table S3 in supplementary materials, where θz, θy represent angles between the C-N bond direction and the xy-plane or xz-plane, respectively. Variations of θz and θy show that when the strain in the x-axis changes from tension to compression, the C-N bond direction (i.e., the direction of the MA molecule) tends to rotate toward the z-axis and y-axis, respectively. Furthermore, if the strain is along y-axis and z-axis, the MA molecules also rotate towards the xz- and xy-planes, respectively. These findings mean that if the MAPbI3 lattice is subjected to a strain along one specific direction, the MA molecules will rotate toward other two perpendicular directions, which releases resistance to the external strain. Therefore, for a given strain, with MA molecular rotation the MAPbI3 lattice changes more significantly than without the rotation, contributing further to a low elastic constant and soft nature of the material.
Coincidentally, the combination of weak interatomic bonds and rotations of the MA molecules in MAPbI3 are the exact reason why MAPbI3 possesses a rather low deformation potential. The conduction band minimum (CBM) of MAPbI3 is the anti-bonding state formed by the Pb-6p and I-5s orbitals, while the valence band maximum (VBM) is the anti-bonding states composed of the Pb-6s and I-5p orbitals, as illustrated in Fig. 2(a). Generally speaking, if the volumetric variation only leads to compression (dilation) of the bond length, both CBM and VBM of MAPbI3 would shift upward (downward), due to the enhanced (weakened) repulsion between the s and p orbitals, as plotted in Fig. 2(b). The deformation potential is inversely proportional to the energy difference between the two constituent atomic orbitals making up the anti-bonding states59. A higher deformation potential of the VBM than that of the CBM is obtained due to the relatively smaller energy difference between I-5p and Pb-6s compared to that of I-5s and Pb-6p.
(a) PDOS of MAPbI3 materials and the inset represents the schematic diagram for the coupling interaction near band edges. (b) Energy shifts of VBM and CBM caused by the external strain with the presence and absence of rotation of MA molecule, respectively. (c,d) Are PDOS of MAPbI3 without and with the distortion of PbI6 octahedra, respectively. Insets in (c,d) illustrate the standard PbI6 octahedron and tilting PbI6 octahedron, respectively.
Besides the change of bond length, lattice strain changes the inorganic PbI networks to adapt to the rotation of the MA molecules. We use the I-Pb-I angle to illustrate the distortion of PbI6 octahedra, where α, β, γ in Fig. 1(a) represent the in-plane tilting angles, and δ in Fig. 1(b) denotes the out-of-plane tilting angle. Data in Table S3 in supplementary materials show that with the increase of strain (from compression to tension), all angles α, β, γ and δ decrease, indicating the distortion of PbI6 octahedron is reinforced. It also means that the relative transverse shift between Pb and I atoms inside the PbI6 octahedron is enlarged. In ref. 60, Kim et al. demonstrated that the relative transverse displacement between Pb and I atoms raises the band edge levels, because the coupling between Pb-6p and I-5p changes from non-bonding states to anti-bonding states. Figure 2(c,d) illustrate the projected density of states (PDOS) of MAPbI3 before and after the transverse atomic displacement. We can clearly find that after the atomic shift, both intensities of I-5p states in CBM and Pb-6p states in VBM increase, indicating that the anti-bonding interactions are strengthened for both CBM and VBM. Hence, as aforementioned, the increase of strain (volumetric expansion) leads to an increase of Pb-I bond length as well as a transverse shift between Pb and I atoms. The former factor shifts both CBM and VBM downward, while the latter raises them. In some sense, these two conflicting factors “cancel” as far as the variation of CBM and VBM is concerned, namely their deformation potentials take small values.
To further examine effects induced by distortion of PbI6 octahedron and transverse shift between Pb and I atoms, we adopt another approach where we only change the Pb-I bond length while preventing the MA molecules from rotating and the transverse shift between Pb and I atoms to change. The calculated deformation potentials of MAPbI3 by this approach are also illustrated in Fig. 2(b) which are around 8 eV and 10 eV for CBM and VBM, respectively. The deformation potentials without the atomic transverse shift are much larger than the value with atomic shift, revealing that the relatively transverse shift between Pb and I atoms is one of the key reasons to reduce the deformation potential in MAPbI3. Nevertheless, we should note that in comparison with other materials such as GaN and PbS, the deformation potentials of MAPbI3 calculated without atomic shift still take lower values even though they are 8.0–10.0 eV33, arising from the weak interatomic bonding interaction. We conclude that the combined effect of the weak bonding interaction and the atomic transverse shift inside PbI6 octahedra, produces a low deformation potential. As a result, the deformation potential scattering mechanism plays only a minor role to the carrier mobility of MAPbI3.
As discussed above, MAPbI3 exhibits pronounced piezoelectricity, due to a weak bonding interaction and rotation of the MA molecules. The MA molecule has a permanent dipole due to the imbalance of charge distribution between the methyl radical and the ammonia radical, and the piezoelectric effect of MAPbI3 has been attributed to the dipole variation36. Note that the role of the MA molecule includes not only its own dipole, but also the transverse shift between the Pb and I atoms. The latter enhances the separation between the positive charge center (i.e., Pb atom) and the negative charge center (i.e., I atom) inside the PbI6 octahedra. This provides another contribution to the piezoelectric response of MAPbI3. Our calculated Born effective charges of Pb, I, C and N atoms are 4.693 e, −2.624 e, 0.314 e, and −0.620 e, respectively. The latter two values produce a dipole on the MA molecule roughly equals ~2.250 Debye. When the strain upon z-axis changes from −0.030 to +0.030, the average change of separations between the Pb and I atoms is nearly 0.04 Å, hence the distortion of PbI6 octahedron gives a change of polarization of about 1.246 μC/cm2. The detailed piezoelectric stress coefficients are given in Table 2. The piezoelectric response in MAPbI3 means that a polarization field can be induced by lattice strain: the strain can be applied externally or induced internally by acoustic phonons. Carriers then interact with the polarization field and are scattered during the transport process. The strong piezoelectricity of MAPbI3 gives rise to pronounced piezoelectric scattering, thus a much lower carrier mobility than that produced by the deformation potential scattering.
The temperature dependence of mobility can be used as an indicator for elucidating the scattering mechanism. For the mobility of MAPbI3, several experimental studies reported11,25,26,27 a temperature dependence of μ ∝ T−1.2 − T−1.6. La-o-vorakiat et al.19 reported that the carrier relaxation time follows a power law of τ ∝ T−0.42. If the effective mass m* were temperature independent, the deformation potential scattering would indeed give μ ∝ T−1.5 through Eq. 1 - in the range of the reported experimental temperature power of 1.2–1.6. However, for many semiconductors, the nonparabolicity effect in the band edge and thermal expansion in the material cause m* to vary significantly with temperature. For instance, m* ∝ T0.4 has been well-known for Si, PbSe and PbS34,61,62. Hence for these materials, the mobility governed by deformation potential scattering is μ ∝ 1/[(m*)2.5 T1.5]∝T−2.5 (see Eq. 1), in excellent consistency with the experimentally measured power law of μ ∝ T−2.20 for Si63; μ ∝ T−2.55 for PbSe33,34; and for PbS. Therefore, if MAPbI3 were to have a temperature dependence of its effective mass, the deformation potential scattering would not necessarily yield a power law of
.
Next, let’s consider piezoelectric scattering where the temperature dependence of the mobility is given by Eq. 3, i.e. . For MAPbI3, though there is still no experimentally reported temperature dependence of m*, we may employ
- known for lead dihalides17 which have similar mechanical properties as MAPbI3, and this gives a power law of
. This exponent is rather close to the experimental reported
power law11. In addition, the carrier relaxation time deduced from piezoelectric scattering follows
, consistent with the experimentally observed19
. We conclude that the experimentally observed temperature dependence of the mobility of MAPbI3 appears to be most consistent with the piezoelectric scattering.
Note that the calculated mobility value as limited by the piezoelectric scattering for MAPbI3 is still about a factor of ten higher than the so far reported experimental values. This difference can be due to several reasons. First, a light-enhanced piezoelectricity of MAPbI3 was reported experimentally36 where a rapid increase of piezoelectric coefficient under illumination was detected, and this effect could increase the square of piezoelectric stress constant in Eq. 3 by a few times so that the mobility is reduced. Second, in real materials there can be scattering by grain boundaries (GB) to reduce the observed mobility12,27. GB scattering is very complicated but has been well studied in the semiconductor literature64. If the carriers are trapped by GBs, one expects an exponential temperature dependence of transport due to the activation energy. On the other hand, carriers can also quantum tunnel through the GBs64 which is a process independent of temperature, and GB tunneling will clearly reduce the measured mobility. In this scenario, the temperature dependence of the mobility would be that of the next dominant scattering mechanism, which our results suggest to be the piezoelectric scattering. Indeed, it has been reported experimentally that GB scattering plays an important role in MAPbI3 films12,27. Therefore, the calculated piezoelectric scattering limited carrier mobility of about 8000–10000 cm2 V−1 s−1 can be taken as the upper limit for pristine bulk MAPbI3.
Summary
We have carried out systematic first principles calculations to determine the possible microscopic acoustic phonon scattering mechanism that limits the carrier mobility of perovskites MAPbI3. Our calculations reveal a very close relationship between mechanical, electronic and transport properties of these materials. The soft nature of MAPbI3 originates from the weak Pb-I bond/MA-I bond and the easy rotation of MA molecules, indicating that the structural fluctuations and dynamical disorder could emerge easily in MAPbI3. The weak Pb-I bond and the rotation of MA molecule also produce a transverse shift between Pb and I atoms inside PbI6 octahedron under lattice strain, which in turn raises the anti-bonding states near the band edge and reduces the deformation potential of MAPbI3 to a very low level.
On the other hand, the rotation of MA molecule changes its dipole. The transverse shift between Pb and I atoms separates the positive and negative charge centers. Both factors give rise to the strong piezoelectricity of MAPbI3. Therefore, our calculations suggest that the main effect of acoustic phonons in MAPbI3 is to generate a strong piezoelectric scattering. By considering the temperature dependence of the effective mass, we argue that the temperature dependence of mobility - as limited by the piezoelectric scattering, is , which is close to the reported experimental power law of T−1.2 to T−1.6. The calculated piezoelectric scattering limited mobility of about 8000–10000 cm2 V−1 s−1 can be taken as an upper limit of this important transport parameter, and the high value makes MAPbI3 a very promising material for solar cell applications. Finally, we note that the complexity of hybrid organic-inorganic structure of MAPbI3 as well as other perovskite matrerials may well lead to coexistence of various scattering mechanisms. In general, the dominant scattering mechanism that limits carrier mobility may be revealed by the calculated mobility value combined with other information such as its temperature dependence, as reported here.
Methods
DFT calculations
First principle calculations were performed via density functional theory (DFT) using the Vienna Ab initio Simulation Package (VASP)65. The exchange-correlation is treated at the generalized gradient approximation (GGA) level with the PBE method, as well as at the hybrid functional level with the HSE method66. In particular, HSE method gives the correct band gap. Projector augmented wave method is used to expand the electronic wave functions. The cutoff kinetic energy is set to 400 eV. A 3 × 3 × 3 Monkhorst-Pack k-mesh is used to integrate the first Brillouin zone. To optimize the supercell for tetragonal MAPbI3, internal positions of atoms and lattice parameters are relaxed until the residual force and total energy difference between the self-consistent steps are less than 0.01 eV/Å and 10−6 eV, respectively. When calculating the deformation potential under strain, only internal positions of atoms are relaxed. In our calculations, all structures are optimized with optb88-vdW functional49 to account for the van der Waals forces. Because there are heavy elements in the supercell, spin-orbit coupling effects are taken into account during the calculation of electronic properties49.
Deformation potential scattering
The mobility limited by deformation potential scattering is calculated by the following equation28,29,33:
![](http://media.springernature.com/lw245/springer-static/image/art%3A10.1038%2Fsrep41860/MediaObjects/41598_2017_Article_BFsrep41860_Equ1_HTML.gif)
where is the conductivity effective mass and
is the density of states effective mass, B is the bulk modulus
, kB is the Boltzmann constant, ħ is the reduced Plank’s constant, e the elementary charge and T the temperature.
is the deformation potential coefficient that describes the change in energy of the band edge under elastic deformation,
. The mobility projected on three axis is calculated by67:
![](http://media.springernature.com/lw266/springer-static/image/art%3A10.1038%2Fsrep41860/MediaObjects/41598_2017_Article_BFsrep41860_Equ2_HTML.gif)
where β = x, y, z. Cβ is the elastic modulus along direction β, and is derived from , here E and E0 are total energies of systems under strain and equilibrium, respectively. V0 is the lattice volume at equilibrium.
represents the deformation potential coefficient along the transport path, where ΔEβ is the energy variation of band edges owing to the compression and dilatation along the direction β, l0 is the equilibrium lattice constant in the transport direction β and Δl is the variation of l0.
Piezoelectric scattering
The piezoelectric scattering gives the mobility via the following expression40,41,53,68:
![](http://media.springernature.com/lw375/springer-static/image/art%3A10.1038%2Fsrep41860/MediaObjects/41598_2017_Article_BFsrep41860_Equ3_HTML.gif)
where is the static dielectric constant,
and
are spherical averages of the square of piezoelectric stress constants for longitudinal and transverse waves, respectively. Cl and Ct are the spherical elastic constant for the longitudinal and transverse waves, respectively. The summation is taken over all modes (longitudinal and transverse waves) for acoustic phonons.
Additional Information
How to cite this article: Lu, Y.-B. et al. Piezoelectric scattering limited mobility of hybrid organic-inorganic perovskites CH3NH3PbI3. Sci. Rep. 7, 41860; doi: 10.1038/srep41860 (2017).
Publisher's note: Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
References
Kojima, A., Teshima, K., Shirai, Y. & Miyasaka, T. Organometal halide perovskites as visible-light sensitizers for photovoltaic cells. Journal of the American Chemical Society 131, 6050–6051 (2009).
Stranks, S. D. & Snaith, H. J. Metal-halide perovskites for photovoltaic and light-emitting devices. Nature nanotechnology 10, 391–402 (2015).
Bach, U. Perovskite solar cells: Brighter pieces of the puzzle. Nature chemistry 7, 616–617 (2015).
Sessolo, M. & Bolink, H. J. Perovskite solar cells join the major league. Science 350, 917–917 (2015).
Green, M. A., Emery, K., Hishikawa, Y., Warta, W. & Dunlop, E. D. Solar cell efficiency tables (version 48). Progress in Photovoltaics: Research and Applications 24, 905–913 (2016).
Agiorgousis, M. L., Sun, Y.-Y., Zeng, H. & Zhang, S. Strong covalency-induced recombination centers in perovskite solar cell material CH3NH3PbI3. Journal of the American Chemical Society 136, 14570–14575 (2014).
Brenner, T. M., Egger, D. A., Kronik, L., Hodes, G. & Cahen, D. Hybrid organicinorganic perovskites: low-cost semiconductors with intriguing charge-transport properties. Nature Reviews Materials 1, 15007 (2016).
McMeekin, D. P. et al. A mixed-cation lead mixed-halide perovskite absorber for tandem solar cells. Science 351, 151–155 (2016).
Wehrenfennig, C., Eperon, G. E., Johnston, M. B., Snaith, H. J. & Herz, L. M. High charge carrier mobilities and lifetimes in organolead trihalide perovskites. Advanced materials 26, 1584–1589 (2014).
Ponseca, C. S. Jr. et al. Organometal halide perovskite solar cell materials rationalized: ultrafast charge generation, high and microsecond-long balanced mobilities, and slow recombination. Journal of the American Chemical Society 136, 5189–5192 (2014).
Karakus, M. et al. Phonon–electron scattering limits free charge mobility in methylammonium lead iodide perovskites. The journal of physical chemistry letters 6, 4991–4996 (2015).
Reid, O. G., Yang, M., Kopidakis, N., Zhu, K. & Rumbles, G. Grain-Size Limited Mobility in Methylammonium Lead Iodide Perovskite Thin-Films. ACS Energy Letters 1, 561–565 (2016).
Chen, Y. et al. Extended carrier lifetimes and diffusion in hybrid perovskites revealed by Hall effect and photoconductivity measurements. Nature Communications 7, 12253 (2016).
Filippetti, A., Mattoni, A., Caddeo, C., Saba, M. & Delugas, P. Low electron-polar optical phonon scattering as a fundamental aspect of carrier mobility in methylammonium lead halide CH3NH3PbI3 perovskites. Physical Chemistry Chemical Physics 18, 15352–15362 (2016).
Stoumpos, C. C., Malliakas, C. D. & Kanatzidis, M. G. Semiconducting tin and lead iodide perovskites with organic cations: phase transitions, high mobilities, and near-infrared photoluminescent properties. Inorganic chemistry 52, 9019–9038 (2013).
Valverde-Chávez, D. A. et al. Intrinsic femtosecond charge generation dynamics in single crystal CH3NH3PbI3. Energy & Environmental Science 8, 3700–3707 (2015).
Brenner, T. M. et al. Are Mobilities in Hybrid Organic–Inorganic Halide Perovskites Actually High? The journal of physical chemistry letters 6, 4754–4757 (2015).
Wright, A. D. et al. Electron-phonon coupling in hybrid lead halide perovskites. Nature Communications 7, 11755 (2016).
La-o vorakiat, C. et al. Phonon Mode Transformation Across the Orthohombic–Tetragonal Phase Transition in a Lead Iodide Perovskite CH3NH3PbI3: A Terahertz Time-Domain Spectroscopy Approach. The journal of physical chemistry letters 7, 1–6 (2016).
Menéndez-Proupin, E., Ros, C. L. B. & Wahnón, P. Nonhydrogenic exciton spectrum in perovskite CH3NH3PbI3. Physica status solidi (RRL)-Rapid Research Letters 9, 559–563 (2015).
Zhou, Y. et al. Giant photostriction in organic-inorganic lead halide perovskites. Nature communications 7, 11193 (2016).
Leguy, A. et al. Dynamic disorder, phonon lifetimes, and the assignment of modes to the vibrational spectra of methylammonium lead halide perovskites. arXiv preprint arXiv:1606.01841 (2016).
Ledinsky, M. et al. Raman spectroscopy of organic–inorganic halide perovskites. The journal of physical chemistry letters 6, 401–406 (2015).
Lee, J., Koteles, E. S. & Vassell, M. Luminescence linewidths of excitons in GaAs quantum wells below 150 K. Physical Review B 33, 5512–5516 (1986).
Milot, R. L., Eperon, G. E., Snaith, H. J., Johnston, M. B. & Herz, L. M. Temperature-Dependent Charge-Carrier Dynamics in CH3NH3PbI3 Perovskite Thin Films. Advanced Functional Materials 25, 6218–6227 (2015).
Savenije, T. J. et al. Thermally activated exciton dissociation and recombination control the carrier dynamics in organometal halide perovskite. The journal of physical chemistry letters 5, 2189–2194 (2014).
Oga, H., Saeki, A., Ogomi, Y., Hayase, S. & Seki, S. Improved understanding of the electronic and energetic landscapes of perovskite solar cells: high local charge carrier mobility, reduced recombination, and extremely shallow traps. Journal of the American Chemical Society 136, 13818–13825 (2014).
He, Y. & Galli, G. Perovskites for solar thermoelectric applications: A first principle study of CH3NH3AI3 (A = Pb and Sn). Chemistry of Materials 26, 5394–5400 (2014).
Chin, X. Y., Cortecchia, D., Yin, J., Bruno, A. & Soci, C. Lead iodide perovskite light-emitting field-effect transistor. Nature communications 6, 7383 (2015).
Motta, C., El-Mellouhi, F. & Sanvito, S. Charge carrier mobility in hybrid halide perovskites. Scientific reports 5, 12746 (2015).
Wang, Y., Zhang, Y., Zhang, P. & Zhang, W. High intrinsic carrier mobility and photon absorption in the perovskite CH3NH3PbI3. Physical Chemistry Chemical Physics 17, 11516–11520 (2015).
Zhao, T., Shi, W., Xi, J., Wang, D. & Shuai, Z. Intrinsic and Extrinsic Charge Transport in CH3NH3PbI3 Perovskites Predicted from First-Principles. Scientific reports 7, 19968 (2016).
Wang, H., Pei, Y., LaLonde, A. D. & Snyder, G. J. Weak electron–phonon coupling contributing to high thermoelectric performance in n-type PbSe. Proceedings of the National Academy of Sciences 109, 9705–9709 (2012).
Schlichting, U. & Gobrecht, K. The mobility of free carriers in PbSe crystals. Journal of Physics and Chemistry of Solids 34, 753–758 (1973).
Heo, S. W., Ko, Y. D., Kim, Y. S. & Moon, D. K. Enhanced performance in polymer light emitting diodes using an indium-zinc-tin oxide transparent anode by the controlling of oxygen partial pressure at room temperature. J. Mater. Chem. C 1, 7009–7019 (2013).
Coll, M. et al. Polarization switching and light-enhanced piezoelectricity in lead halide perovskites. The journal of physical chemistry letters 6, 1408–1413 (2015).
Liu, S., Zheng, F., Grinberg, I. & Rappe, A. M. Photoferroelectric and Photopiezoelectric Properties of Organometal Halide Perovskites. The journal of physical chemistry letters 7, 1460–1465 (2016).
Fan, Z. et al. Ferroelectricity of CH3NH3PbI3 perovskite. The journal of physical chemistry letters 6, 1155–1161 (2015).
Frost, J. M. et al. Atomistic origins of high-performance in hybrid halide perovskite solar cells. Nano letters 14, 2584–2590 (2014).
Kang, N. L. & Choi, S. D. Scattering effects of phonons in two polymorphic structures of gallium nitride. Journal of Applied Physics 106, 063717 (2009).
Vitanov, S., Nedjalkov, M. & Palankovski, V. A Monte Carlo model of piezoelectric scattering in GaN. In International Conference on Numerical Methods and Applications, 197–204 (Springer, 2006).
Borriello, I., Cantele, G. & Ninno, D. Ab initio investigation of hybrid organic-inorganic perovskites based on tin halides. Physical Review B 77, 235214 (2008).
Motta, C. et al. Revealing the role of organic cations in hybrid halide perovskite CH3NH3PbI3. Nature communications 6, 7026 (2015).
Du, M.-H. Efficient carrier transport in halide perovskites: theoretical perspectives. Journal of Materials Chemistry A 2, 9091–9098 (2014).
Yin, W.-J., Shi, T. & Yan, Y. Unique properties of halide perovskites as possible origins of the superior solar cell performance. Advanced Materials 26, 4653–4658 (2014).
Burschka, J. et al. Sequential deposition as a route to high-performance perovskite-sensitized solar cells. Nature 499, 316–319 (2013).
Lu, Y.-B. et al. Geometric, electronic and optical properties of zinc/tin codoped In2O3 modulated by the bixbyite/corundum phase transition. Journal of Physics D: Applied Physics 49, 065105 (2016).
Wang, Y. et al. Electronic structure of III–V zinc-blende semiconductors from first principles. Phys. Rev. B 87, 235203 (2013).
Menéndez-Proupin, E., Palacios, P., Wahnón, P. & Conesa, J. Self-consistent relativistic band structure of the CH3NH3PbI3 perovskite. Physical Review B 90, 045207 (2014).
Gao, W. et al. Quasiparticle band gap of organic-inorganic hybrid perovskites: Crystal structure, spin-orbit coupling, and self-energy effects. Physical Review B 93, 085202 (2016).
Miyata, A. et al. Direct measurement of the exciton binding energy and effective masses for charge carriers in organic-inorganic tri-halide perovskites. Nature Physics 11, 582–587 (2015).
Yin, W.-J., Yang, J.-H., Kang, J., Yan, Y. & Wei, S.-H. Halide perovskite materials for solar cells: a theoretical review. Journal of Materials Chemistry A 3, 8926–8942 (2015).
Kim, Y.-J. et al. Piezoelectric properties of CH3NH3PbI3 perovskite thin films and their applications in piezoelectric generators. Journal of Materials Chemistry A 4, 756–763 (2016).
Feng, J. Mechanical properties of hybrid organic-inorganic CH3NH3BX3 (B = Sn, Pb; X = Br, I) perovskites for solar cell absorbers. APL Materials 2, 081801 (2014).
Zhou, Y., Game, O. S., Pang, S. & Padture, N. P. Microstructures of organometal trihalide perovskites for solar cells: Their evolution from solutions and characterization. The journal of physical chemistry letters 6, 4827–4839 (2015).
Sun, S., Fang, Y., Kieslich, G., White, T. J. & Cheetham, A. K. Mechanical properties of organic–inorganic halide perovskites, CH3 NH3PbX3 (X = I, Br and Cl), by nanoindentation. Journal of Materials Chemistry A 3, 18450–18455 (2015).
Lu, Y.-B. et al. How does the multiple constituent affect the carrier generation and charge transport in multicomponent TCOs of In–Zn–Sn oxide. Journal of Materials Chemistry C 3, 7727–7737 (2015).
Gong, K., Zhang, L., Ji, W. & Guo, H. Electrical contacts to monolayer black phosphorus: A first-principles investigation. Physical Review B 90, 125441 (2014).
Wei, S.-H. & Zunger, A. Predicted band-gap pressure coefficients of all diamond and zinc-blende semiconductors: Chemical trends. Physical Review B 60, 5404–5411 (1999).
Kim, J., Lee, S.-C., Lee, S.-H. & Hong, K.-H. Importance of orbital interactions in determining electronic band structures of organo-lead iodide. The Journal of Physical Chemistry C 119, 4627–4634 (2015).
Kh, A. N., Bankina, V., Poretskaya, L., Shelimova, L. & Skudnova, E. Semiconducting II–VI, IV–VI and V–VI Compounds. NY: Plenum Press 249, 14 (1969).
Riffe, D. M. Temperature dependence of silicon carrier effective masses with application to femtosecond reflectivity measurements. JOSA B 19, 1092–1100 (2002).
Lundstrom, M. Fundamentals of Carrier Transport, second edn. Cambridge Books Online (Cambridge University Press, 2000).
Seto, J. Y. The electrical properties of polycrystalline silicon films. Journal of Applied Physics 46, 5247–5254 (1975).
Kresse, G. & Furthmüller, J. Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set. Physical review B 54, 11169–11186 (1996).
Heyd, J., Scuseria, G. E. & Ernzerhof, M. Erratum: Hybrid functionals based on a screened Coulomb potential[J. Chem. Phys. 118, 8207 (2003)]. The Journal of Chemical Physics 124, 219906 (2006).
Qiao, J., Kong, X., Hu, Z.-X., Yang, F. & Ji, W. High-mobility transport anisotropy and linear dichroism in few-layer black phosphorus. Nature communications 5, 4475 (2014).
Hutson, A. Piezoelectric scattering and phonon drag in ZnO and CdS. Journal of Applied Physics 32, 2287–2292 (1961).
Acknowledgements
This work is supported by the Natural Science and Engineering Research Council (NSERC) of Canada (D.C. and H.G.), and the National Natural Science Foundation of China with Grant No. 11504202 (Y.-B.L.). We thank high performance computer center of McGill University, Calcul-Quebec and Compute Canada for the substantial computation allocation which made this work possible. Parts calculations in this work have been done on the Supercomputing Center, Shandong University, Weihai.
Author information
Authors and Affiliations
Contributions
Y.-B.L. carried out the research and formulated the research project with H.G. X.K. provided the strategy for calculating deformation potential scattering limited mobility. X.B.C. participated interpretations of data. Y.-B.L., G.H. and D.C. wrote the manuscript and all authors contributed to discussions of results.
Corresponding author
Ethics declarations
Competing interests
The authors declare no competing financial interests.
Supplementary information
Rights and permissions
This work is licensed under a Creative Commons Attribution 4.0 International License. The images or other third party material in this article are included in the article’s Creative Commons license, unless indicated otherwise in the credit line; if the material is not included under the Creative Commons license, users will need to obtain permission from the license holder to reproduce the material. To view a copy of this license, visit http://creativecommons.org/licenses/by/4.0/
About this article
Cite this article
Lu, YB., Kong, X., Chen, X. et al. Piezoelectric scattering limited mobility of hybrid organic-inorganic perovskites CH3NH3PbI3. Sci Rep 7, 41860 (2017). https://doi.org/10.1038/srep41860
Received:
Accepted:
Published:
DOI: https://doi.org/10.1038/srep41860
- Springer Nature Limited
This article is cited by
-
High performance solid-state thermoelectric energy conversion via inorganic metal halide perovskites under tailored mechanical deformation
Frontiers in Energy (2022)
-
Polar rotor scattering as atomic-level origin of low mobility and thermal conductivity of perovskite CH3NH3PbI3
Nature Communications (2017)