Abstract
This paper deals with some boundary value problems generated by \((2n + 1)\) th order differential equation with transmission conditions. After showing that these problems generate self-adjoint operators and the eigenvalues of the problems are real, we introduce the continuous dependence and differentiable dependence of eigenvalues on parameters: coefficient functions and weight function, boundary conditions, transmission conditions, as well as the endpoints and transmission points. In addition, we obtain the differential expressions of all given parameters respectively.
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1 Introduction
The dependence of eigenvalues play an important role in the theory of differential operators, it provides theoretical support for the numerical calculation of eigenvalues [1,2,3]. As early as 1987, Poeschel and Trubowitz in [4] considered the \(\lambda = \lambda_{n} (q)\) as a function of potential function \(q\), and showed that \(\lambda\) is Frechet differentiable of \(q\) by using the asymptotic form of the solutions for \(|\lambda | \to \infty\). Then Dauge and Helffer in [5] investigated the Neumann eigenvalues \(\lambda = \lambda_{n} (q)\) with respect to the domain, and proved that the eigenvalues of the regular Sturm–Liouville problems with the Neumann boundary conditions are differentiable functions of the right endpoint. On this basis, Kong and Zettl in [6] studied these problems by using more simple methods, and proved that the eigenvalues of Sturm–Liouville problems not only continuously but also differentiably depend on the end points. In the same year, they investigated these problems more systematically in [7], and showed that the eigenvalues of Sturm–Liouville problems not only differentiably depend on the end points, but also differentiably depend on all the given parameters: boundary conditions, coefficient and weight functions. They also obtained the differential expressions of the given parameters by using the similar methods in [6]. For a special class of regular boundary value problems studied by Naimark [8] and Weidmann [9], Kong and Zettl in [10] showed that the eigenvalues differentiably depend on the problem data and obtained the differential expressions. Their results extended theorems in [7] from the second-order case to the general even order case.
It is well known that boundary value transmission problems have important applications in physics and engineering, such as heat conduction and mass transfer, string vibration problems with nodes located internally [11], etc., and their physical applications connected with these problems are also found in literature [12,13,14]. In recent years, more and more researchers are interested in the study of problems with interior discontinuities, in particular, the dependence of eigenvalues of even order boundary value transmission problems, and some meaningful results have been obtained [15,16,17,18,19,20,21,22,23,24,25,26,27]. To deal with interior discontinuities, some conditions are imposed on the discontinuous points, which are often called transmission conditions (see [15, 17, 22, 23, 25,26,27, 31]) or interface conditions (see [21, 24]). Among them, Zhang and Wang [21] investigated the dependence of eigenvalues of Strum-Liouville problems with interface conditions for second order case and gave the differential expressions of eigenvalues with respect to the given parameters. Li et al. in [22] generalized the results of [21] in fourth order case in 2017. In the same year, Li et al. further generalized these results to the general even order differential operators in [23]. Although the general theory and methods for such even order boundary value problems have been highly developed, little is known about the odd order case, especially in the general odd order case.
In 1975, Walker in [28] investigated a vector–matrix formulation for formally symmetric ordinary differential equations. By defining the quasi-derivative \(y^{[k]}\) and corresponding matrices, they showed that the differential expression
has a first-order vector–matrix formulation as show below:
Here \(M[ \cdot ]\) is a formally symmetric ordinary differential expression of order \(m\)(\(m\) can be even or odd),\(I\) is an interval of the real line,\(\lambda\) is a complex number and \(w\) is a weight function.\(A,B\) and \(J\) are \(m \times m\) matrices.
However, according to the different symmetric expressions in which \(m\) is even or odd, the definitions of the quasi-derivatives are different, and the corresponding matrices are also different. For \(m = 2n + 1\), the formally symmetric ordinary differential expressions can be expressed as show below:
and corresponding quasi-derivatives are defined as follows:
On this basis, Hinton in [29] studied the deficiency indices of odd order differential operators. By using the form of symmetric differential Eq. (1), they got the Lagrange identity for odd order as follows:
where \(L[y] = w^{ - 1} M[y]\). These results provided an important foundation for us to further study the self-adjointness and boundary value problems of odd order differential operators.
In recent years, Uğurlu in [30] considered a class of formally symmetric boundary value problems generated by the third-order differential equations studied by Walker in [28]. After showing that these problems generate self-adjoint operators, the dependence of eigenvalues on the data for these problems was studied and the derivatives of the eigenvalues with respect to some elements of data were introduced. Then they generalized these results to differential operators with transmission conditions in [31]. In spired by [30], Li et al. in [32] had studied the self-adjoint of a class of third-order differential operators with an eigenparameter contained in the boundary conditions. At the same year, Bai et al. investigated the dependence of eigenvalues for these problems in [33]. Other studies on third-order differential operators were found in literature [34,35,36].
However, up to now, we have not found any study on the dependence of eigenvalues of general odd order boundary value problems with transmission conditions. To further develop the odd order differential operators theory, in this paper, we study the symmetric operators generated by a class of \((2n + 1)\) th order differential equations with transmission conditions. Combining the quasi-derivatives and the matrices defined in [28] and using the methods in [7], we prove the self-adjointness of the operators, on this basis, we further introduce the continuous dependence of eigenvalues on the problems. In addition, we show the differential properties of the eigenvalues on the given parameters, not only including the boundary conditions and transmission conditions, coefficient functions and weight function, two endpoints,but also including the interior discontinuities points. In particular, we also gave the details of the proof of the differentiability of eigenvalues with respect to the weight function.
The rest of this investigation is arranged as follows. In Sect. 2, some notations and preliminaries are gave. In Sect. 3, we construct an operator \(T\) associated with the problems (3–5), and prove that \(T\) is a self-adjoint operator. Then we introduce the continuity results of eigenvalues and eigenfunctions in Sect. 4. In Sect. 5, we obtain differential expressions of the eigenvalues with respect to the given parameters.
2 Notations and Preliminaries
Consider the \((2n + 1)\) th order symmetric differential equations which were studied in [28]
Consider the boundary conditions
and transmission conditions
where \(q_{0}^{ - 1} (x)\), \(q_{1} (x), \cdots ,q_{n} (x)\), \(p_{0} (x), \cdots ,p_{n} (x)\), \(w(x) \in L_{loc} (J^{\prime},{\mathbf{R}})\), \(w(x) > 0\) a.e. on \(J^{\prime}\), \(\lambda \in {\mathbf{C}}\) is the spectral parameter, \(Y(x) = (y^{[0]} (x),y^{[1]} (x), \cdots ,y^{[2n]} (x))^{T}\). \(Y(c \pm ) = \mathop {\lim }\limits_{x \to c \pm } Y(x)\). Here \(y^{[0]} (x),y^{[1]} (x), \cdots ,y^{{[2n]}} (x)\) are call quasi-derivatives of \(y\) as defined in Eq. (2). \(A\) and \(B\) are \((2n + 1) \times (2n + 1)\) complex matrices, \(C\) is \((2n + 1) \times (2n + 1)\) real matrix, they can be ordered to satisfy
where \(Q_{2n + 1} = \left( {q_{kj} } \right)\) are \((2n + 1) \times (2n + 1)\) matrices defining as follows (see [28]):
Clearly, we have \(Q_{2n + 1}^{*} = - Q_{2n + 1}\), \(Q_{2n + 1}^{ - 1} = - Q_{2n + 1}\).
Let \(H_{w} = L_{{w_{1} }}^{2} [a,c) \oplus L_{{w_{2} }}^{2} (c,b]\) be the weighted Hilbert space with the inner product
\(< f,g > = \int_{\,a}^{\,c} {f_{1} (x)\overline{{g_{1} }} (x)} w_{1} (x)dx + \rho \int_{\,c}^{\,b} {f_{2} (x)\overline{{g_{2} }} (x)} w_{2} (x)dx\), where\(f(x) = \left\{ \begin{gathered} f_{1} (x),x \in [a,c) \hfill \\ f_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.,\,g(x) = \left\{ \begin{gathered} g_{1} (x),x \in [a,c) \hfill \\ g_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.,\,w(x) = \left\{ \begin{gathered} w_{1} (x),x \in [a,c) \hfill \\ w_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.,\).
We set maximal operators as follows:
\(L_{\max } y = Ly\), \(y \in D_{\max }\), \(x \in J = [a,c) \cup (c,b]\), with the domain
\(D_{\max } = \{ y \in L_{w}^{2} (J)|y^{[0]} , \cdots ,y^{[2n]} \in AC_{loc} (J),Ly \in L_{w}^{2} (J)\}.\)
Here \(AC_{loc} (J)\) denotes the set of complex valued functions which are absolutely continuous on all compact subintervals of \(J\).
For \(y,z \in D_{\max }\), integration by parts yields the Lagrange identity as show below:
where
Here \(Z\,(x) = \,\left( {z(x),z^{[1]} (x), \ldots ,z^{[2n]} (x)} \right)^{T}\) and \(Z^{*} (x)\) denotes the complex conjugate transpose of \(Z(x)\).
By the definition of quasi-derivatives, we can transfer the Eq. (3) to the following first-order system
where \(W = \left( {w_{{{\text{ij}}}} } \right)\) is \((2n + 1) \times (2n + 1)\) matrix which is given by \(w_{2n + 1,1} = - w\) and \(w_{i,j} = 0\) for \((i,j) \ne (2n + 1,1)\), \(D = \left( {d_{ij} } \right)\) is \((2n + 1) \times (2n + 1)\) matrix as defined in [28] when \(m = 2n + 1\).
3 Operator Theoretic Formulation and Self-Adjointness
According to the above analysis, we shall construct the operators related with boundary value problems (3–5). Consider the operator \(T\) defined by
\(Ty = Ly,y \in D(T),\)with the domain
Then we have the following Lemma.
Lemma 3.1
\(D(T)\) is dense in \(H_{w}\).
Proof
Let \(C_{0}^{\infty } (J)\) be all the following functions:
\(\gamma (x) = \left\{ \begin{gathered} \gamma_{1} (x),x \in [a,c) \hfill \\ \gamma_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.\), where \(\gamma_{1} (x) \in C_{0}^{\infty } [a,c)\),\(\gamma_{2} (x) \in C_{0}^{\infty } (c,b].\)
Let \(f(x) \in H_{w}\) where \(f(x) = \left\{ \begin{gathered} f_{1} (x),x \in [a,c) \hfill \\ f_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.\), since \(C_{0}^{\infty } (J) \subset D(T)\) and \(C_{0}^{\infty } [a,c)\) is dense in \(L_{w}^{2} [a,c)\), hence for any \(\varepsilon > 0\), there exists \(g_{1} (x) \in C_{0}^{\infty } [a,c)\) satisfying
and there exists \(g_{2} (x) \in C_{0}^{\infty } (c,b]\) satisfying
Let \(g(x) = \left\{ \begin{gathered} g_{1} (x),x \in [a,c) \hfill \\ g_{2} (x),x \in (c,b] \hfill \\ \end{gathered} \right.\), then we have \(\int_{a}^{c} {{\kern 1pt} {\kern 1pt} |f_{1} } - g_{1} |^{2} dx + \rho \int_{c}^{b} {\,|f_{2} } - g_{2} |^{2} dx < \varepsilon\).
Therefore \(C_{0}^{\infty } (J)\) is dense in \(H_{w}\), so \(D(T)\) is dense in \(H_{w}\).
Lemma 3.2
The operator \(T\) is symmetric.
Proof
For any \(y,z \in D(T)\), from (7–9), we get that
from conditions (4–6), we have
According to (11–13), we have \(< Ly,z > - < y,Lz > = 0\). This completes the proof.
Theorem 3.1
The operator T is self-adjoint in \(H_{w}\).
Proof
Since \(T\) is symmetric, it suffices to prove that for any \(y \in D(T)\), \(z \in D(T^{*} )\), \(u \in H_{w}\) satisfying
\(< Ly,z > = < y,u >\), then \(z \in D(T)\) and \(Lz = u\), i.e.
(i) \(z^{[j]} (x) \in AC(J),j = 0,1, \cdots ,2n,Lz \in H_{w}\);
(ii) \(u(x) = Lz\);
(iii) \(AZ(a) + BZ(b) = 0\) and \(Z(c - ) = CZ(c + )\).
Assume that for any \(z \in C_{0}^{\infty } \subset D(T^{*} )\) satisfying \(< Ly,z > = < y,u >\), using the classical differential operator theory (see[37]), we have (i) hold. Since \(T\) is symmetric, we have \(< Ly,z > = < y,Lz >\), thus (ii) also hold. Next, we need to prove that (iii) holds.
According to the above analysis, for all \(y \in D(T)\),\(< Ly,z > = < y,u > = < y,Lz >\), we have
from (7)-(9), we have
combining (14) and (15), we get that
Using Naimark Patching Lemma (see [8]), there exists \(y_{1} ,y_{2} , \cdots ,y_{2n + 1} \in D(T)\) such that. \(y_{i} (c + ) = y_{i}^{[1]} (c + ) = \cdots = y_{i}^{[2n]} (c + ) = 0\),\(i = 1, \cdots ,2n + 1\), then we have \(W\,(y,\overline{z} ;c + ) = 0\).
For \(y_{1} ,y_{2} , \ldots ,y_{2n + 1} \in D(T)\) and satisfying \(Y_{i} (c - ) = CY_{i} (c + )\)(\(i = 1, \ldots ,2n + 1\)), because the matrix \(C\) is a nonsingular matrix, So \(Y_{{_{i} }} (c - ) = 0\), therefore we have \(W(y,\overline{z} ;c - ) = 0\), from (16), we can get that \(W(y,\overline{z} ;a) = \rho W(y,\overline{z} ;b)\).
Let
then we get that \(Z^{*} (a)Q_{2n + 1} F(a) = \rho Z^{*} (b)Q_{2n + 1} F(b).\)
Let
then we have \(Z^{*} (a)A^{*} = - Z^{*} (b)B^{*}\), thus one obtains \(AZ(a) + BZ(b) = 0\).
Further, it follows from (17) that
Since \(y_{1} ,y_{2} , \ldots ,y_{2n + 1} \in D(T)\), therefore \(AY_{i} (a) + BY_{i} (b) = 0\)(\(i = 1, \ldots ,2n + 1\)), thus one obtains
Combining (18) and (19), we have \(\rho AQ_{2n + 1} A^{*} = BQ_{2n + 1} B^{*}\), thus, the matrices \(A\) and \(B\) determined by (17) satisfy the assumptions of the problems (3–5).
Similarly, there exist \(y_{1} ,y_{2} , \ldots ,y_{2n + 1} \in D(T)\) such that \(y_{i} (a) = y_{i}^{[1]} (a) = \cdots = y_{i}^{[2n]} (a) = 0\),\(i = 1, \cdots ,2n + 1\), then we have \(W(y,\overline{z} ;a) = 0\). For \(y_{1} ,y_{2} , \ldots ,y_{2n + 1} \in D(T)\) and satisfying \(AY_{i} (a) + BY_{i} (b) = 0\) (\(i = 1, \ldots ,2n + 1\)), and because the matrices \(A\) and \(B\) are nonsingular matrices, thus \(Y_{i} (b) = 0\), therefore one gets \(W(y,\overline{z} ;b) = 0\), then by (16), we can obtain
Similarly, Let
where \(F(c - ) = \mathop {\lim }\limits_{{x \to c^{ - } }} F(x)\), \(F(c + ) = \mathop {\lim }\limits_{{x \to c^{ + } }} F(x)\).
From (20) and (21), we have \(Z^{*} (c - )Q_{2n + 1} F(c - ) = \rho Z^{*} (c + )Q_{2n + 1} F(c + )\).
Let
where \(I\) is the identity matrix of order \((2n + 1)\), then we have
so we get that \(Z(c - ) = CZ(c + )\).
In addition, from (22), one obtains
Because \(y_{1} ,y_{2} , \ldots ,y_{2n + 1} \in D(T)\), therefore \(Y_{i} (c - ) = CY_{i} (c + )\)(\(i = 1, \ldots ,2n + 1\)), so we have
Combining (23) and (24), we can get that \(\rho Q_{2n + 1} = C^{*} Q_{2n + 1} C\), therefore, the matrix \(C\) determined by (22) satisfies the assumptions of the problems (3–5).
Therefore, (iii) hold. This complets the proof.
By the self-adjointness of the operator \(T\), we have the following Corollary.
Corollary 3.1
The eigenvalues of \(T\) are real, and they are finite or countably infinite without finite accumulation point.
4 Continuity of Eigenvalues and Eigenfunctions
In this section, we introduce the continuity of eigenvalues and eigenfunctions.
Suppose that \(\varphi_{1} (x,\lambda ), \cdots ,\varphi_{2n + 1} (x,\lambda )\) are the solutions of Eq. (3) on the interval \([a,c)\) and satisfy the initial conditions
where \(C_{{\varphi_{i} }} (a,\lambda ) = \left( {\begin{array}{*{20}c} {\varphi_{{_{i} }}(a,\lambda )} & {\varphi_{{_{i} }}^{[1]} (a,\lambda )} & \cdots & {\varphi_{{_{i} }}^{[2n]} (a,\lambda )} \\ \end{array} } \right)^{T}\)\((i = 1,2, \ldots ,2n + 1)\), \(I\) is the identity matrix of order \(2n + 1\).
Clearly, the above solutions are linearly independent.
Let \(\tau_{1} (x,\lambda ), \cdots ,\tau_{2n + 1} (x,\lambda )\) be the solutions of Eq. (3) on the interval \((c,b]\) and satisfy the initial conditions \((C_{{\varphi_{1} }} , \ldots ,C_{{\varphi_{2n + 1} }} )\,(c - ,\lambda ) = C\,(C_{{\tau_{1} }} , \ldots ,C_{{\tau_{2n + 1} }} )\,(c + ,\lambda )\).
According to the properties of dependence of the solutions on the parameters, the Wronskians
\(W_{1} (\lambda ) = W(\varphi_{1} (x,\lambda ), \ldots ,\varphi_{2n + 1} (x,\lambda ))\) and \(W_{2} (\lambda ) = W(\tau_{1} (x,\lambda ), \ldots ,\tau_{2n + 1} (x,\lambda ))\) are independent of the variable \(x\) and are entire functions of parameter \(\lambda\), short calculation yields that \(W_{2} (\lambda ) = \frac{1}{{\rho^{{\frac{2n + 1}{2}}} }}W_{1} (\lambda )\), this implies that \(\tau_{1} (x,\lambda ), \ldots ,\tau_{2n + 1} (x,\lambda )\) are linearly independent on the interval \((c,b]\).
Lemma 4.1
Let \(u(x) = \left\{ \begin{gathered} u_{1} (x),\;x \in [a,c) \hfill \\ u_{2} (x),\;x \in (c,b] \hfill \\ \end{gathered} \right.\) be an arbitrary solution of Eq. (3) and can be expressed as follows \(u(x) = \left\{ \begin{gathered} c_{1} \varphi_{1} (x) + \cdots + c_{2n + 1} \varphi_{2n + 1} (x),\;x \in [a,c) \hfill \\ d_{1} \tau_{1} (x) + \cdots + d_{2n + 1} \tau_{2n + 1} (x),\;x \in (c,b] \hfill \\ \end{gathered} \right.,\,c_{1} , \ldots ,c_{2n + 1} ,d_{1} , \ldots ,d_{2n + 1} \in {\mathbf{C}},\) assume that \(u(x)\) satisfy the transmission conditions (5), then we have \(c_{1} = d_{1} , \ldots ,c_{2n + 1} = d_{2n + 1}\).
Proof
The proof can be given similarly as in [17] Lemma 5.3.1, thus is omitted here.
Let
and
where \(\Phi_{1} (c,\lambda )\) and \(\Phi_{2} (c,\lambda )\) are defined by left and right limits.
Let \(\Phi (x,\lambda ) = \left\{ \begin{gathered} \Phi_{1} (x,\lambda ),\;x \in [a,c) \hfill \\ \Phi_{2} (x,\lambda ),\;x \in (c,b] \hfill \\ \end{gathered} \right.\) and \(\Phi (c - ,\lambda ) = \Phi_{1} (c,\lambda )\), \(\Phi (c + ,\lambda ) = \Phi_{2} (c,\lambda )\).
It is clear, for any \(x \in J\), \(\Phi (x,\lambda )\) is an entire function of \(\lambda\).
Lemma 4.2
A complex number \(\lambda\) is an eigenvalue of the operator \(T\) if and only if
\(\Delta \,(\lambda ) = \det \,(A + B\Phi (b,\lambda )) = 0\).
Proof
Let \(\lambda\) be an eigenvalue of the operator \(T\) and \(u(x,\lambda )\) be the corresponding eigenfunction.
By Lemma 4.1, \(u(x,\lambda )\) can be expressed by
where at least one of coefficients \(c_{i} (i = 1, \cdots ,2n + 1)\) is not zero.
Substituting \(u\,(x,\lambda )\) into boundary conditions (4), one obtains that
\(A\,(C_{{\varphi_{1} }} , \ldots ,C_{{\varphi_{2n + 1} }} )\,(a,\lambda )\,(c_{1} , \ldots ,c_{2n + 1} )^{T} + B\,(C_{{\tau_{1} }} , \ldots ,C_{{\tau_{2n + 1} }} )\,(b,\lambda )\,(c_{1} , \ldots ,c_{2n + 1} )^{T} = 0.\)
By (25–27), one gets that
since \(c_{1} , \cdots ,c_{2n + 1}\) are not all zero, so we have \(\det (A + B\Phi (b,\lambda )) = 0\).
Conversely, if \(\det \,(A + B\Phi \,(b,\lambda )) = 0\), then the homogeneous system of the linear Eq. (28) for the constants \(c_{1} , \ldots ,c_{2n + 1}\) has non-zero solution \((c^{\prime}_{1} , \ldots ,c^{\prime}_{2n + 1} )^{T}\).
Let
then \(u(x,\lambda )\) is the non-trivial solution of equation \(Mu = \lambda u\) satisfying conditions (4) and (5), therefore, \(\lambda\) is an eigenvalue of \(T\).
In the following, we want to show that a small change of the problem results in only a small change in the eigenvalues and eigenfunctions. To this we introduce the Banach space.
Define
and
where \(\tilde{p}_{0} = \left\{ \begin{gathered} p_{0} \;,\;x \in J \hfill \\ 0{\kern 1pt} ,\;\quad x \in J^{\prime}\backslash J \hfill \\ \end{gathered} \right.\), and \(\tilde{p}_{1} , \cdots ,\tilde{p}_{n} ,\tilde{w}\) have similar definitions.
Consider the Banach space with the norm
where \(M_{2n + 1} ({\mathbf{C}})\) denotes the set of \((2n + 1) \times (2n + 1)\) matrices with complex entries.
It is clear that \(\Omega\) is not a subset of \(X\), but \(\Omega_{1}\) is. And with \(\Omega_{1}\) as a subset of \(X\) to inherit the norm from \(X\) and convergence in \(\Omega\) that is determined by the norm (29). Then based on the space \(X\), the set \(\Omega\) and Lemma 4.2, we introduce the following theorems.
Theorem 4.1
Let \(\omega_{0} = (a_{0} ,b_{0} ,c_{0} - ,c_{0} + ,A_{0} ,B_{0} ,C_{0} ,w_{0} ,p_{00} , \cdots ,p_{n0} ) \in \Omega\) . Assume that \(\lambda_{0} = \lambda (\omega_{0} )\) is an eigenvalue of the operator \(T\) determined by \(\omega_{0}\) . Then \(\lambda = \lambda (\omega )\) is continuous at \(\omega_{0}\) . That is, given any \(\varepsilon > 0\) , there exists \(\delta > 0\) , such that \(||\omega - \omega_{0} || < \delta\) for any \(\omega \in \Omega\) , then \(|\lambda (\omega ) - \lambda (\omega_{0} )| < \varepsilon\) .
Proof
From Lemma 4.2, we know that for any \(\omega \in \Omega\), \(\lambda = \lambda (\omega )\) is an eigenvalue of the operator \(T\) if and only if \(\Delta \,(\lambda ,\omega ) = 0\). Note that \(\Delta (\omega ,\lambda )\) is an entire function of \(\lambda\) and is continuous in \(\omega\)(see [38]). Since the operator \(T\) is self-adjoint, we know that \(\lambda_{0} = \lambda (\omega_{0} )\) is an isolated eigenvalue, then \(\Delta (\lambda ,\omega_{0} )\) is not constant in \(\lambda\). Thus, there exists \(\rho_{0} > 0\) such that for \(\lambda \in S_{{\rho_{0} }} : = \left\{ {\lambda \in {\mathbf{C}}:|\lambda - \lambda_{0} | = \rho_{0} } \right\}\), we have \(\Delta (\lambda ,\omega_{0} ) \ne 0\). By the theorem on continuity of the roots of an equation as a function of parameters(see [39]), the proof for Theorem 4.1 is completed.
Remark 4.1
Theorem 4.1 implies that for any fixed eigenvalue \(\lambda_{0} = \lambda (\omega_{0} )\), there exists a continuous eigenvalue branch \(\lambda (\omega )\) satisfying \(\lambda_{0} = \lambda \,(\omega_{0} )\). However, this result does not mean that for each fixed \(n\), the \(nth\) eigenvalue \(\lambda_{n} (\omega )\) is always continuous in \(\omega\)(see [7]). Below we will consider that each eigenvalue \(\lambda (\omega )\) of (10) for \(\omega \in \Omega\) is embedded in a continuous branch.
Lemma 4.3
(see[30]) Let \(y\) be a solution of Eq. (3) and (10) satisfying the initial conditions.\(y^{[j]} (\varsigma ,\lambda ) = k_{j}\), \(\varsigma \in [a,b]\),\(k_{j} \in {\mathbf{C}}\),\(j = 0,1, \cdots ,2n\), then the solution \(y = ( \cdot ,\varsigma ,k_{0} , \cdots ,k_{2n} ,p_{0} , \ldots ,p_{2n} ,w)\) is continuous of all its variables.
Lemma 4.4
Let \(\omega_{0} = (a_{0} ,b_{0} ,c_{0} - ,c_{0} + ,A_{0} ,B_{0} ,C_{0} ,w_{0} ,p_{00} , \ldots ,p_{n0} ) \in \Omega\) . Let \(\lambda = \lambda (\omega )\) be an eigenvalue of the operator \(T\) . Assume the multiplicity of \(\lambda (\omega_{0} )\) is \(1\) , then there exists a neighborhood \(N\) of \(\omega_{0}\) belonging to \(\Omega\) such that the multiplicity of \(\lambda (\omega )\) is \(1\) for every \(\omega\) in \(N\) .
Proof
If \(\lambda (\omega_{0} )\) is simple, then \(\Delta^{\prime}(\lambda (\omega_{0} )) \ne 0\). Since \(\Delta (\lambda )\) is an entire function of \(\lambda\), then the conclusion follows from Theorem 4.1.
A normalized eigenfunction \(u\) of the operator \(T\) means an eigenfunction \(u\) satisfies
Theorem 4.2
Let the notation and hypotheses of Theorem 4.1 hold.
(i)Assume the eigenvalue \(\lambda (\omega )\) is simple for all \(\omega \in N\), and \(N \in \Omega\) is a neighborhood of \(\omega_{0}\). Let \(u_{1} \,( \cdot ,\omega_{0} )\) be any normalized eigenfunctions of \(\lambda (\omega_{0} )\). Then there exist normalized eigenfunctions \(u_{1} ( \cdot ,\omega )\) of \(\lambda (\omega )\), as \(\omega \to \omega_{0}\), we have \(u_{1} ( \cdot ,\omega ) \to u_{1} ( \cdot ,\omega_{0} )\),\(u_{1}^{{^{[j]} }} ( \cdot ,\omega ) \to u_{1}^{[j]} ( \cdot ,\omega_{0} )\), \(j = 1,2, \ldots ,2n\),uniformly on the interval \(J\).
(ii) Assume the multiplicity of eigenvalue \(\lambda (\omega )\) is \(l\,(l = 2, \ldots ,2n + 1)\) for all \(\omega \in N\),and \(N \in \Omega\) is a neighborhood of \(\omega_{0}\). Let \(u_{k} ( \cdot ,\omega_{0} )\) be any normalized eigenfunctions of \(\lambda (\omega_{0} )\). Then there exist \(l\) linearly independent normalized eigenfunctions \(u_{k} ( \cdot ,\omega )\) of \(\lambda (\omega )\). As \(\omega \to \omega_{0}\), we have\(u_{k} ( \cdot ,\omega ) \to u_{k} ( \cdot ,\omega_{0} )\), \(u_{{_{k} }}^{[j]} ( \cdot ,\omega ) \to u_{k}^{[j]} ( \cdot ,\omega_{0} )\),\(k = 1, \ldots ,l,j = 1,2, \ldots ,2n\), uniformly on the interval \(J\).
Proof
The proof can be given similarly as in [23], with the aid of Theorem 4.1 and Lemma 4.3.
5 Differential Expressions of Eigenvalues on the Problems
In this section we introduce the derivatives of eigenvalues with respect to the given parameters.
Definition 5.1.
(see [10]) Let \(X\), \(Y\) be Banach space. A map \(\Gamma :X \to Y\) is Fréchet differentiable at a given point \(x \in X\), if a bounded linear operator \(d{\kern 1pt} \Gamma_{x} :X \to Y\) satisfies for \(h \in X\), \(|\Gamma (x + h) - \Gamma (x) - d\Gamma (h)| = o(h)\) as \(h \to 0\).
Lemma 5.1
(see [6]) Assume a real-valued function \(f \in L_{loc} (a,b)\), then
\(\mathop {\lim }\limits_{h \to 0} \frac{1}{h}\int_{x}^{x + h} {{\kern 1pt} f = f(x)}\) a.e. in \((a,b)\) .
Theorem 5.1
Let \(\omega = (a,b,c - ,c + ,A,B,C,w,p_{0} , \ldots ,p_{n} ) \in \Omega\), \(\lambda = \lambda (\omega )\) be an eigenvalue of operator \(T\) connected with \(\omega\), and let \(u = u( \cdot ,\omega )\) be the corresponding normalized eigenfunction of \(\lambda (\omega )\). Assume that \(\lambda (\omega )\) has constant geometric multiplicity in some neighborhood of \(\omega\) in \(\Omega\). Then \(\lambda\) is continuously differentiable with respect to all the parameters in \(\omega\). More precisely, we have the following.
-
(i)
Fix all the parameters of \(\omega\) except \(p_{n - k} (k = 0,1, \cdots ,n)\). Let \(\lambda = \lambda (p_{n - k} )\) and \(u = u( \cdot ,p_{n - k} )\), then \(\lambda\) is Fréchet differentiable at \(p_{n - k} (k = 0,1, \cdots ,n)\) and
$$d\lambda_{{p_{n - k} }} (h) = ( - 1)^{k} \,\left( {\int_{a}^{c} {h|u^{(n - k)} |^{2} } dx + \rho \int_{c}^{b} {h|u^{(n - k)} |^{2} } dx} \right),\,h \in L(J).$$ -
(ii)
Fix all the parameters of \(\omega\) except \(w\). Let \(\lambda = \lambda (w)\) and \(u = u( \cdot ,w)\), then \(\lambda\) is \(Frechet\) differentiable at \(w\) and
$$d\lambda_{w} (h) = - \lambda (\int_{a}^{c} h |u|^{2} dx + \rho \int_{c}^{b} h |u|^{2} dx),\,h \in L(J).$$ -
(iii)
Fix all the parameters of \(\omega\) except \(A\). For small \(K \in M_{2n + 1} ({\mathbf{C}})\) satisfying
\(\rho (A + K)Q_{2n + 1} (A + K)^{*} = BQ_{2n + 1} B^{*}\) in the neighborhood of \(A.\) Let \(\lambda = \lambda (A)\) and \(u = u( \cdot ,A)\) , then \(\lambda\) is Fréchet differentiable at \(A\) and
-
(iv)
Fix all the parameters of \(\omega\) except \(B\) . For small \(K \in M_{2n + 1} ({\mathbf{C}})\) satisfying
\(\rho AQ_{2n + 1} A^{*} = (B + K)Q_{2n + 1} (B + K)^{*}\) in the neighborhood of \(B.\) Let \(\lambda = \lambda (B)\) and \(u = u( \cdot ,B)\) , then \(\lambda\) is Fréchet differentiable at \(B\) and
-
(v)
Fix all the parameters of \(\omega\) except \(C\) . For small \(K \in M_{2n + 1} ({\mathbf{C}})\) satisfying
\(\rho Q_{2n + 1} = (C + K)^{*} Q_{2n + 1} (C + K)\) and \(\det (C + K) = \det (C) = \rho^{{\frac{2n + 1}{2}}}\) in the neighborhood of \(C\) . Let \(\lambda = \lambda (C)\) and \(u = u( \cdot ,C)\) , then \(\lambda\) is Fréchet differentiable at \(C\) and
-
(vi)
Fix all the parameters of \(\omega\) except \(a\) . Let \(\lambda = \lambda (a)\) and \(u = u( \cdot ,a)\) , then \(\lambda\) is Fréchet differentiable at \(a\) and
\(\lambda^{\prime}_{a} (h) = - (U^{*} )^{\prime}(a,a)Q_{2n + 1} U(a,a)\) , a.e. in \((a^{\prime},c)\) .
-
(vii)
Fix all the parameters of \(\omega\) except \(b\) . Let \(\lambda = \lambda (b)\) and \(u = u( \cdot ,b)\) , then \(\lambda\) is Fréchet differentiable at \(b\) and
\(\lambda^{\prime}_{b} (h) = \rho \,(U^{*} )^{\prime}\,(b,b)\,Q_{2n + 1} U(b,b),\; a.e. \;in \; (c,b^{\prime}).\)
-
(viii)
Fix all the parameters of \(\omega\) except \(c_{1}\) , here \(c_{1} = c -\) . Let \(\lambda = \lambda (c_{1} )\) and \(u = u( \cdot ,c_{1} )\) , then \(\lambda\) is Fréchet differentiable at \(c_{1}\) and
\(\lambda^{\prime}_{{c_{1} }} (h) = (U^{*} )^{\prime}(c_{1} ,c_{1} )Q_{2n + 1} U(c_{1} ,c_{1} ), \; a.e.\; in \; (a,b).\)
-
(ix)
Fix all the parameters of \(\omega\) except \(c_{2}\), here \(c_{2} = c +\). Let \(\lambda = \lambda (c_{2} )\) and \(u = u( \cdot ,c_{2} )\),
then \(\lambda\) is Fréchet differentiable at \(c_{2}\) and \(\lambda^{\prime}_{{c_{2} }} (h) = - \rho (U^{*} )^{\prime}(c_{2} ,c_{2} )Q_{2n + 1} U(c_{2} ,c_{2} ), \; a.e. \; in \; (a,b).\)
Proof
First at all, we should emphasize that by \(\lambda (\omega )\) we mean a continuous eigenvalue branch, further be a normalized eigenfunction \(u( \cdot ,\omega )\) we mean a uniformly convergent normalized eigenfunction branch.
-
(i)
Let \(u = u( \cdot ,p_{n - k} )\),\(v = u( \cdot ,p_{n - k} + h)\) such that \(u( \cdot ,p_{n - k} + h) \to u( \cdot ,p_{n - k} )(k = 0,1, \cdots ,n)\) uniformly on \(J\) as \(h \to 0\), integrating by parts, we have
$$\begin{array}{*{20}c} {[\lambda (p_{n - k} + h) - \lambda (p_{n - k} )] < u,v > } \\ { = \left[ {\lambda (p_{n - k} + h) - \lambda (p_{n - k} )} \right]\left( {\int_{\,a}^{\,c} {u\overline{v} } w_{1} dx + \rho \int_{\,c}^{\,b} {u\overline{v} } w_{2} dx} \right)} \\ { = ( - 1)^{k} \left\{ {\int_{\,a}^{\,c} {\left[ {(p_{n - k} + h)\, - p_{n - k} } \right]\,} u^{(n - k)} \overline{v}^{(n - k)} dx + \rho \int_{\,c}^{\,b} {\left[ {(p_{n - k} + h)\, - p_{n - k} } \right]\,} u^{(n - k)} \overline{v}^{(n - k)} ]dx} \right\}} \\ { = ( - 1)^{k} \,\left( {\int_{\,a}^{\,c} {h|u^{(n - k)} |^{2} } dx + \rho \int_{c}^{b} {|u^{(n - k)} |^{2} } dx} \right),} \\ \end{array}$$
then by Theorem 4.1 and 4.2 we have
and consequently
Therefore, we have \(d\lambda_{{p_{n - k} }} (h) = ( - 1)^{k} \left( {\int_{a}^{c} {h|u^{(n - k)} |^{2} } dx + \rho \int_{c}^{b} {h|u^{(n - k)} |^{2} } dx} \right)\).
Thus (i) hold.
-
(ii) Let \(My = \sum\limits_{k = 0}^{n} {( - 1)^{k} } \,\left\{ {i[(q_{n - k} y^{(k)} )^{(k + 1)} + (q_{n - k} y^{(k + 1)} )^{(k)} ] + (p_{n - k} y^{(k)} )^{(k)} } \right\} = \lambda wy\), then Eq. (3) can be expressed as
$$Ly = \frac{1}{w}My.$$(30)
Let \(u = u( \cdot ,w)\), \(v = u( \cdot ,w + h)\), from (30) we get that
hence, it follows that
then we can get the result as follows by using similar discussion to that of (i)
-
(iii)
Let \(u = u( \cdot ,A)\), \(v = u( \cdot ,A + K)\) such that \(u( \cdot ,A + K) \to u( \cdot ,A)\) as \(K \to 0\), then by (7)–(9) and (12) we have
$$[\lambda (A + K) - \lambda (A)] < u,v >$$$$= - [u\overline{v} ]|_{a}^{c} - \rho [u\overline{v} ]|_{c}^{b}$$$$= [u\overline{v} ](a) - \rho [u\overline{v} ](b)$$$$= V^{*} (a)Q_{2n + 1} U(a) - \rho V^{*} (b)Q_{2n + 1} U(b)$$$$= U^{*} (a)Q_{2n + 1} U(a) - \rho U^{*} (a)(B^{ - 1} (A + K))^{*} Q_{2n + 1} (B^{ - 1} A)U(a),$$(32)
from (6), we get that
Combining (32) and (33) and letting \(K \to 0\), we obtain that
thus the result follows from the (34).
The proof for (iv) is similar to this proof, thus is omitted here.
-
(v) Let \(u = u( \cdot ,C)\), \(v = u( \cdot ,C + K)\), then by (7–9) and (13) we have
$$[\lambda (C + K) - \lambda (C)] < u,v > = - [u\overline{v} ]|_{a}^{c} - \rho [u\overline{v} ]|_{c}^{b} = \rho [u\overline{v} ](c + ) - [u\overline{v} ](c - )$$$$= \rho V^{*} (c + )Q_{2n + 1} U(c + ) - V^{*} (c - )Q_{2n + 1} U(c - )$$$$= \rho U^{*} (c + )Q_{2n + 1} U(c + ) - U^{*} (c + )(C + K)^{*} Q_{2n + 1} CU(c + )$$$$= - U^{*} (c + )K^{*} Q_{2n + 1} CU(c + ),$$
let \(K \to 0\), the desired result can be obtained by Theorem 4.2.
-
(vi) For small \(h\), let \(u = u( \cdot ,a)\), \(v = u( \cdot ,a + h)\), then by condition (4) and (5) we have
$$[\lambda (a + h) - \lambda (a)] < u,v > = - [u\overline{v} ]|_{a}^{c} - \rho [u\overline{v} ]|_{c}^{b} = [u\overline{v} ](a) - \rho [u\overline{v} ](b)$$$$= V^{*} (a)Q_{2n + 1} U(a) - \rho V^{*} (b)Q_{2n + 1} U(b)$$$$= U^{*} \,(a,a + h)Q_{2n + 1} U(a,a) - \rho \,(B^{ - 1} AU(a + h,a + h))^{*} Q_{2n + 1} \,(B^{ - 1} AU(a,a))$$$$= U^{*} (a,a + h)Q_{2n + 1} U(a,a) - \rho U^{*} (a + h,a + h)(B^{ - 1} A)^{*} Q_{2n + 1} (B^{ - 1} A)U(a,a),$$(35)
substituting (33) into (35), we obtain that
, from Lemma 5.1, we get that
\([\lambda (a + h) - \lambda (a)]\)\(= - h(U^{*} )^{\prime}(a,a)Q_{2n + 1} U(a,a) + o(h)\), a.e. in \((a^{\prime},c)\).
Dividing both sides of the above equality by \(h\) and letting \(h \to 0\), then we obtain
\(\lambda^{\prime}_{a} (h) = - (U^{*} )^{\prime}(a,a)Q_{2n + 1} U(a,a).\)
Therefore, (vi) hold. Using the same methods of (vi), one can prove that (vii) is also true.
-
(viii) For small \(h\), let \(u = u( \cdot ,c_{1} )\), \(v = u( \cdot ,c_{1} + h)\), then by condition (5) and (13) we have
$$[\lambda (c_{1} + h) - \lambda (c_{1} )] < u,v > = - [u\overline{v} ]|_{a}^{c} - \rho [u\overline{v} ]|_{c}^{b} \, = \rho [u\overline{v} ](c_{2} ) - [u\overline{v} ](c_{1} )$$$$= \rho V^{*} (c_{2} )Q_{2n + 1} U(c_{2} ) - V^{*} (c_{1} )Q_{2n + 1} U(c_{1} )$$$$= \rho (C^{ - 1} U(c_{1} + h,c_{1} + h))^{*} Q_{2n + 1} (C^{ - 1} U(c_{1} ,c_{1} )) - U^{*} (c_{1} ,c_{1} + h)Q_{2n + 1} U(c_{1} ,c_{1} )$$$$= \rho U^{*} (c_{1} + h,c_{1} + h)(C^{ - 1} )^{*} Q_{2n + 1} C^{ - 1} U(c_{1} ,c_{1} ) - U^{*} (c_{1} ,c_{1} + h)Q_{2n + 1} U(c_{1} ,c_{1} ).$$(36)
Further, it follows from (6) that
substituting (37) into (36), we can obtain
hence, from Lemma 5.1, we further obtain
Dividing both sides of the above equality by \(h\) and letting \(h \to 0\), then we obtain.
\(\lambda^{\prime}_{{c_{1} }} (h) = (U^{*} )^{\prime}(c_{1} ,c_{1} )Q_{2n + 1} U(c_{1} ,c_{1} ).\)
Hence, (viii) hold. Using the same methods of (viii), one can prove that (ix) hold.
6 Conclusion
This paper investigate the eigenvalues dependence of a class of \((2n + 1)\) th order differential equations with transmission conditions. We obtain that the eigenvalues of the problems not only continuously but also differentiably depend on the given parameters of the problems and obtain some new differential expressions of the eigenvalues with respect to the given parameters. This extend the theorems in [31] from the third-order case to general order case with general boundary conditions and transmissions conditions. This further develops the theory of boundary value problems of odd order differential operators.
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Lin, Q. Dependence of Eigenvalues of \((2n + 1)\) th Order Boundary Value Problems with Transmission Conditions. J Nonlinear Math Phys 30, 1190–1209 (2023). https://doi.org/10.1007/s44198-023-00114-8
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DOI: https://doi.org/10.1007/s44198-023-00114-8