1 The Need to Strengthen the Rule of Law in the Member States

Whereas some time ago there was talk of a tendency towards the rule of law ‘backsliding’ in certain Member States regarding the acquis of the accession,Footnote 1 it can be no longer presumed that the EU is a Union of rule of law-based democracies, as its Treaties imply.Footnote 2 It has become obvious that the rule of law is under real threat in certain Member States of the Union. This concerns Poland and Hungary in particular, but also to varying degrees other member states such as Romania, Bulgaria or Malta. The current rule-of-law deficits in these Member States threaten the Union’s legitimacyFootnote 3 and identity as a common legal order,Footnote 4 which rest on its Member States’ respect for the rule of law. If the rule of law systematically deteriorates in the Member States, the Union itself is also endangered. Therefore, the Union, within the framework of its competences, should be able to defend the rule of law by enforcing rule-of-law standards vis-à-vis Member States. Merely prohibiting those states from ‘bringing about a reduction in the protection of the rule of law’Footnote 5 does not solve the problem.

Art 7 TEU provides for a procedure to ‘penalise’ Member States for severe and persistent breaches of the values contained in Art 2 TEU, in particular, to compel those States to cease breaches by ultimately depriving them of voting rights.Footnote 6 However, this instrument is also insufficient. Corresponding proceedings against Poland and Hungary have not progressed for years. The Council does not address the issues, and this situation is not expected to change in the foreseeable future. Nor have the Commission’s numerous infringement proceedings brought against states such as Poland and Hungary before the European Court of Justice (ECJ) led to any significant improvement in those states’ regard for the rule of law. The ECJ always decides on individual cases, and its decisions typically lag behind the systemic strategies pursued by these states.Footnote 7

The rule of law in the Union can only be effectively guaranteed by consistent measures aimed at defending, restoring and strengthening it.Footnote 8 The rule of law must therefore be mainstreamed across all policy fields. In Union law, there is a potential for such measures as the Union institutions and the Member States are committed to respect the common values referred to in Art 2 TEU as well as to promote and actively pursue them under Art 3(1) and (6), Art 4(3) and Art 49 TEU. Thus, the systematic realisation of the principle of the rule of law must become part of the decision-making programme for the Union’s institutions.Footnote 9

The Union had practised such an active rule-of-law policy for many years regarding candidate countries until it was legalised by the Amsterdam Treaty.Footnote 10 It mandated that accession Member States must adhere to the rule of law as part of the enlargement requirements.Footnote 11 With a view to these requirements, the Commission examined the rule-of-law situation in candidate countries, assessing which states had to adapt their laws, including, for instance, the appointment of judges and election laws.Footnote 12 In the following, I will present a constitutional doctrine by which the Union can respond more effectively to rule-of-law deficits in the Member States. This doctrine understands values, including the rule of law principle, not only as a constitutional principle but also as a constitutional mandate for the Union through secondary legislation to set rule of law standards to be implemented and applied by Member States. A rule of law-based interpretation of the Union’s competences will have practical implications for the use of its legislative powers. I will give concrete examples of how possible legislative acts of the Union could be inspired by the principle of the rule of law. The use of these instruments can contribute to strengthening the rule of law in the Union, in particular vis-à-vis its Member States.Footnote 13 The introduction of the rule of law budgetary conditionality in Regulation (EU, Euratom) 2020/2092,Footnote 14 under which the Union may withhold monies from Member States that do not observe the rule of law, is a first step in this direction. The Union must go further, however, systematically incorporating rule-of-law considerations into all its policies to actively promote, realise and sustain the rule of law throughout the Union.

2 Relevant Rule of Law Standard

Thus far, the discussion about the content of the rule of law has been preoccupied with questions of judicial independence.Footnote 15 This focus on the judiciary is understandable given that the main rule-of-law problems in the Union concern issues of judicial backsliding by Member States. However, the rule of law cannot be reduced simply to the situation of the judiciary. The Union rule of law includes formal elements and substantive standards.Footnote 16 The current European perception is that the rule of law must impose an obligation for fairness and a prohibition of arbitrariness in the content of legal norms.Footnote 17 This approach, based on the idea that the rule of law has not merely formal but also substantive components, has been employed by the institutions of the Union. The definition of the rule of law provided in Art 2(a) of the ‘conditionality’ Regulation (EU, Euratom) 2020/2092 refers to ‘the principles of legality implying a transparent, accountable, democratic and pluralistic law-making process; legal certainty; prohibition of arbitrariness of the executive powers; effective judicial protection, including access to justice, by independent and impartial courts, also as regards fundamental rights; separation of powers; and non-discrimination and equality before the law’. This broad understanding, which does not exceed the limits of the concept of the rule of law,Footnote 18 assumes correctly that formal aspects of the rule of law may overlap with substantive content.

Therefore, the issue is whether the Union legislator has the right to define the meaning of the rule of law if it pursues an active rule-of-law policy and, in this context, articulates positive legal standards for the Member States employing secondary law. If not, must the legislator employ the constitutional concept enshrined in Art 2 TEU and defined by the ECJ? The Union legislator may try to escape this problem by stating that its definition is exclusively applicable to the specific piece of Union legislation and not meant to be exhaustive.

However, when making the rule of law the subject of systematic legislative treatment, the Union legislator might further develop its concept.Footnote 19 The legislator is entitled to specify principles that form part of the rule of law by considering the case law of the ECJ. Such power to further develop a concept of primary law using secondary law also results from Art 3(1) and (6) TEU, which provide the Union’s institutions with a mandate to promote the value of the rule of law and to pursue it within the framework of its competences. In doing so, the Union institutions have a certain degree of discretion limited by the guidelines drawn by the ECJ based on Art 2 TEU.Footnote 20

3 The Value-Function of the Rule of Law

Whether it is possible or even necessary for the Union to have an active rule-of-law policy depends not only on its content but above all on the function attributed to the rule of law.Footnote 21

  1. 1.

    A Functional View of the Rule of Law

A consensus of opinion regards the most basic function of the rule of law as the institutionalised taming of the arbitrary use of public power.Footnote 22 This idea, namely that it is at the core of the rule of law that citizens must be safeguarded against state abuse by limiting sovereign power, also has its place in Union law.Footnote 23 Similar to fundamental rights, the rule of law is traditionally conceived as a negative norm of competence that limits the exercise of powers by a sovereign entity.

Moreover, the rule of law also has a positive dimension. Rule of law is not merely about preventing or limiting the exercise of repressive power—it also entails a programmatic function.Footnote 24 This function can be seen by examining the rule of law in the Union order, which considers its realisation to be a constitutional objective. The insight that the rule of law also has a positive dimension may inform the interpretation of this concept by the Union’s branches.

In that context, note that the Treaty of Lisbon rebranded the rule of law as a value, whereas it was formerly regarded as a principle. Some scholars dismiss the relevance of this linguistic turn and take the position that nothing has changed from the point of view of the legal discipline.Footnote 25 They rely on the case law of the ECJ, which has referred to the rule of law as a ‘constitutional principle’.Footnote 26 However, the wording of Art 2 TEU was by no means altered accidentally. The inclusion of a canon of values in the TEU by the Treaty of Lisbon is evidence that the European integration process has deepened considerably over the years, manifesting the transformation of the Community from a single market organisation to a Union defined as a community of values.Footnote 27 The word ‘value’ in the context of the rule of law thus does not seem to be a meaningless formulaFootnote 28 but rather indicates that the framers of the Lisbon Treaty wanted to associate the rule of law with a broader goal and strategy. Therefore, the rule-of-law notion has several potential functions. Originally, rule of law could be understood as a constitutional principle with an ordering function for the Union’s constitutional structure.Footnote 29 At the same time, it is regarded as a programme for the Union.

  1. 2.

    A ‘System of Values’ Doctrine for the Rule of Law

Values are originally meta-legal norms that provide guidance in decision-making situations, articulating considerations based on which state of affairs is declared preferable in relation to another state of affairs.Footnote 30 While principles are associated with a sense of obligation, a sense of purpose is connoted by values.Footnote 31 However, one cannot reduce the significance of the rule of law to ‘an ideal, or at most a guiding standard, which is never fully achieved’.Footnote 32 In the Union, values have acquired legal significance through their enshrinement in Art 2 TEU. The requirement to respect those values is legally binding and constitutes an obligation that flows from membership of the Union and which no Member State may disregard.Footnote 33

The idea that values may inform a constitutional system and, beyond that, an entire legal system stems from German constitutional theory. Developed during the Weimar period,Footnote 34 this theory later influenced post-war German constitutional jurisprudence and theory.Footnote 35 The theory indicates that a constitution provides a system of values (Wertordnung) that contains a material justice programme serving to identify and integrate a (state) community.Footnote 36 Fundamental rights enshrined in the constitution are a crucial expression of these values.Footnote 37 The ‘system-of-values doctrine’ tends to anchor the legitimacy of the polity largely in the constitution instead of seeking it in the political process. Such a reliance on the material force of a constitution appears necessary when complementary means of legitimation, particularly a supporting legitimation narrative of popular sovereignty, are unavailable.Footnote 38

This model of immanent legitimacy also lends itself to other polities endowed with little natural legitimacy, as is the case with the Union. Indeed, against this background, the designation of the rule of law and other norms as values in Art 2 TEU might appear to be an attempt to compensate for the existing legitimacy deficits of the Union.Footnote 39 However, this attempt can only be successful if the Union’s values are substantiated. Only if the rule of law, along with the other values, is endowed with a significant constitutional presence and occupies a central position within the Union’s policies will it be able to contribute to the legitimacy of the Union.Footnote 40

Recent case law seems to embrace this position and, with a view to the new role of values under the Treaties, to ascribe a broader significance to the rule of law than before. The Court of Justice perceives the values of Art 2 TEU (and above all the rule of law) as specific characteristics of the Union, forming part of its foundations and defining the Union’s identity.Footnote 41 Consequently, it becomes apparent that the ECJ regards the Union as a community of values, one of whose tasks is to actively protect and defend these values within the limits of its powers.Footnote 42 This objective applies to both the institutions of the UnionFootnote 43 and the Member States.Footnote 44

The parallels between this case law and the German system-of-values doctrine are obvious. They become even more apparent when the ECJ implicitly characterises the Union as a form of militant democracy,Footnote 45 which ‘cannot be criticised for implementing in defence of its identity, which includes [its] values …, the means necessary to protect’ it.Footnote 46 In my view, this statement of the Court about the Union's right to use its competences to defend and protect its values is of general and fundamental importance and does not only refer to the use of the Union's budget. This becomes clear when one puts it in relation to other assertions of the Court in the conditionality judgments about the constitutional importance of the Union's values in defining its identity.Footnote 47

  1. 3.

    Negative and Positive Obligations Emanating From the Rule-of-Law Value

The system of values theory has gained practical relevance by conceiving parts of the constitution as a positive order that sets standards for the entire legal order. This applies in particular to fundamental rights but is also true of the principle of the rule of law.Footnote 48 The aim of value theory is not only to limit the sovereign’s scope of action but also to derive an obligation from the constitution to protect the sphere of freedom for its citizens, including from interference by third parties.Footnote 49

This concept also seems to be relevant for Union lawand the value of the rule of law. In particular, it is based on the insight that the active protection of rights must respond to a changed situation that no longer consists only of a bipolar confrontation between citizen and state. To protect the rule of law in the Union, this idea holds just as it does for fundamental rights. Potential threats to the rule of law may originate from the Union itself but also the Member States. Against this background, it makes sense to assume that the rule of law as a fundamental value must permeate the entire Union legal order and all legal relations between the institutions, the Member States and the citizens of the Union.Footnote 50 This objective function of the rule of law must then also give rise to an obligation on the part of the Union to actively protect by all legal means the subjects of Union law against threats to the rule of law.

The idea that substantive parts of a constitution such as the rule of law contain positive obligations, including the need to protect and enforce certain aspects of a constitution, is certainly rooted in a broader European tradition. Positive obligations have also become an important element of the European fundamental rights doctrine.Footnote 51 Note that the European Court of Human Rights (ECtHR) has derived positive obligations from the substantive content of the human rights guaranteesFootnote 52 enshrined in the ECHR.Footnote 53 The ECtHR has consistently emphasised that the ECHR may demand effective legislative, administrative and judicial measures from the Member States to ensure effective freedom.

4 The Promotion of the Value of the Rule of Law as a Constitutional Mandate

Values must not be confused with objectives. The Union’s objectives, as mentioned in Art 3 TEU, are directives referring to policy goals of the Union and providing orientation to its action.Footnote 54 However, the references to the values in Art 3(1) and (6) TEU, which oblige the Union ‘to promote’ those values as its primary objectives and to ‘pursue’ them ‘by appropriate means’, underline that the Treaty also assigned the rule of law a functional role. A systematic reading of Art 2 and 3 TEU reveals that values such as the rule of law may not be understood merely as constitutional principles but also as a constitutional mandate and work order.

In practical terms, linking the rule of law with the objectives of the Union signifies that the rule of law informs the Union’s institutional framework and pertains to the decision-making programme of the Union’s institutions. Like other Treaty objectives, the obligation of the Union to promote its values in Art 3(1) TEU is a legally binding policy directive.Footnote 55

The normative surplus stemming from the reference of the values in connection with the objectives of Art 3(1) TEU is the apparent obligation of the Union to take positive action to fully realise the values in the process of making and enforcing Union law.Footnote 56 Therefore, the linking of Art 2 and Art 3(1) TEU increases the normativity of the Union’s values as a legal mandate addressed to all institutions of the Union. Art 3(1) and (6) TEU ensure that legal action on the part of the Union must ultimately consider the Treaties’ objectives and values.

In general, the ECJ has accepted the policy of the Union to actively implement the rule of law using secondary law. A prominent example of Union legislation intended to protect and enhance the rule of law is the ‘conditionality’ Regulation (EU, Euratom) 2020/2092 which the ECJ has declared lawful. In particular, it is now clear that the sanctioning procedure in Art 7 TEU does not constitute an exclusive legal mechanism, barring an active rule-of-law policy pursued by the Union legislator. Legislative measures aimed at promoting and protecting the rule of law differ in their aim and subject matter from the procedure laid down in Art 7 TEU, which is designed to penalise serious and persistent breaches of the values, and may not be regarded as an improper ‘parallel procedure’ to Art 7 TEU.Footnote 57

Constitutionally, the recalibration of the objectives under Art 3 TEU and their systematic linkage with the values of the Union contained in Art 2 TEU has far-reaching implications. In this way, the value orientation of the Union’s constitution is interwoven with the teleology of its legal order. Art 3 TEU shows that functionalism remains relevant as a method for effective implementation of the objectives under the Lisbon Treaty. As a factor in the output legitimacy of the Union, however, a functionalism that perceives the objectives as the raison d’être for the Union and its constitutionFootnote 58 has forfeited its relevance. Under Art 2 TEU, the Union’s identity, as has been shown above, is characterised by its values. This restructuring of the Union by the Lisbon Treaty reflects a ‘value order functionalism’, according to which the values are part of the Union’s foundation and must be complied with in all areas of the Union’s action.Footnote 59

5 Union Competences for Promoting the Rule of Law?

To be sure, an invocation of values may not per se create legal competences for the Union institutions.Footnote 60 Art 3(6) TEU states that the efforts of the Union to pursue its values and other objectives must be limited to ‘means commensurate with the competences which are conferred upon it in the Treaties’. Therefore, any policy aimed at protecting the rule of law through legislative action presupposes that the Union acts within the limits of its powers as laid down by the Treaties (principle of conferral).Footnote 61

That said, even under the Treaty of Lisbon, neither the TEU nor the TFEUFootnote 62 ascribes a general power to the Union to enact provisions to implement the rule of law internally. This competence deficit has also been identified as a problem concerning human rights within the Union. Neither have the Treaties bestowed the Union with the general legal competence to develop an internal human rights policy.Footnote 63 To be sure, this has not barred the Union from gradually integrating human rights concerns into many of its internal policies.Footnote 64 Similar questions and challenges arise in relation to the rule-of-law situation, characterised by the Union’s recent efforts to strengthen its ability to ensure that Member States respect the rule of law.Footnote 65

In practice, the Union seems to have a limited arsenal of legal instruments available to implement and strengthen the rule of law in the Member States. In principle, for pursuing an objective of the Union, such as the promotion of the rule of law by Union institutions, the ‘residual powers’ provision of Art 352 TFEU could be used as a legal basis. Filling a gap left by the Treaty, this provision is designed to confer powers to act on Union institutions when such powers appear necessary to enable the Union to attain one of the objectives laid out by the Treaty. The Union institutions have had recourse to the residual powers clause of Art 352 TFEU as a legal basis for some rule of law and human rights-related measures,Footnote 66 such as the establishment of the Union’s external program for the consolidation of democracy, the rule of law and human rightsFootnote 67 and the European Union Agency for Fundamental Rights under Regulation (EC) 168/2007.Footnote 68 Art 352 TFEU thus allows for institutional arrangements in the area of the rule of law and the adoption of substantive provisions in these areas. Expanding the tasks of the Fundamental Rights Agency according to Art 3 Regulation (EC) 168/2007 concerning the rule of law would undoubtedly be advisable but requires a unanimous decision of the Council.

6 Mainstreaming the Rule of Law as a Union Task

Against this background, it makes more sense for the Union institutions to implement and actively promote the rule of law in sectoral policies covered by the Treaties.

  1. 1.

    Extending the Scope of Rule-of-Law Conditionality

The first step in this direction is the Regulation (EU, Euratom) 2020/2092 on a general regime of conditionality for the protection of the Union budget. The regulation establishes a ‘conditionality mechanism’ that makes the receipt of funds from the Union budget subject to a Member State’s respect for the rule of law insofar as this relates to the implementation of the Union budget.Footnote 69 The idea expressed therein—that respect for the rule of law may be required in the context of a conditionality mechanism established by secondary legislation—is compatible with the Treaties. It should be extended from budgetary policy to all other policy areas of Union law.

The Union could make active enforcement of the rule of law a cross-cutting task, drawing on existing sectoral competences. It has always been part of the integration doctrine that the effective achievement of the Union’s objectives may require a broad interpretation of the existing legal competences. Where a provision of the Treaty confers a specific competence on the Union, it provides it, at the same time, with powers indispensable for carrying out the objectives enshrined in the Treaties. This, in turn, presupposes that the objectives and values of the Union can be integrated into the law-making process.Footnote 70 That is, the realisation of these objectives is a cross-sectional task that obliges all Union institutions within the scope of their activities. In this sense, the Union could streamline its actions to promote the rule of law more effectively.

The Treaties do not mention a general requirement to explicitly integrate the rule of law into the Union’s sectoral policies like they do in the ‘integration clauses’. These clauses include Art 8–13 TFEU and Art 114(3) TFEU concerning other Treaty goals, such as the protection of social rights, consumer interests and the environment.Footnote 71 It is possible, however, to assume an implicit obligation of the Union institutions to pursue a values-driven policy when legislating in the internal market or the areas of freedom, security and justice. This obligation can also extend to other areas, such as budgetary law, as seen in the ‘conditionality’ Regulation (EU, Euratom) 2020/2092. This responsibility to implement an integrated rule-of-law policy in all sectors is precisely what Art 3(1) and (6) TEU aim to encourage when they express the obligation of the Union ‘to promote’ and ‘pursue’ the value as an objective.

The Union’s mandate to promote and pursue the values and Treaty objectives within the framework of its competences as prescribed by Art 3(1) and (6) TEU dispels doubts as to whether the Union legislator may pursue other objectives in addition to those set out in the specific competence norms relied upon in the law-making process. The mandate clarifies that it is legitimate as a sectoral policy measure for the Union legislator to include requirements stemming from the general objectives or—in a broader sense—from the values of the Union.Footnote 72 Provided that the conditions for recourse to a sectoral competence norm are fulfilled, the Union may rely on that legal basis while carrying out its task of safeguarding the general interests recognised by the Treaty.Footnote 73 Against this backdrop, it is clear that secondary law aiming to enhance and realise the rule of law in specific areas of Union law is compatible with primary law.Footnote 74 A particular connection or even a genuine link between respect for the rule of law on the one hand and the efficient implementation of specific sectoral Union policies on the other is not required for such a mechanism.Footnote 75

  1. 2.

    Mainstreaming the Rule of Law

However, the approach described above also allows for extending the integration of rule-of-law criteria into the sectoral activities of the Union beyond a conditionality mechanism. Conditionality aims at mere compliance with the rule of law. Integrating the rule of law into the process of Union law-making must go further and target ‘mainstreaming’ the rule of law into all policy areas of the Union.

Mainstreaming is intended to ensure that an objective or value is fully respected across all Union policies. It has been pursued in particular relating to implementing fundamental rights and anti-discrimination law.Footnote 76 Taking a page from these policy contexts, rule-of-law mainstreaming should provide for systematic, deliberate and transparent incorporation of rule-of-law considerations into all Union policies and practices at all stages—from planning and legislation to execution and enforcement as well as funding.Footnote 77

This mainstreaming policy, which is in line with the obligation to promote and pursue the rule of law under Art 3(1) and (6) TEU, naturally involves the obligation of further realising the policy, which extends beyond merely ensuring compliance.Footnote 78 The idea that the rule of law must be systematically considered across all policy fields of the Union is of paramount importance to this approach. This view indicates that the Union’s institutions need to consider rule-of-law implications for any laws they produce.

  1. 3.

    Implementing the Rule of Law within the Framework of the Union’s Competences

Several internal policy areas mainstream rule-of-law concerns and thus apply to a rule of law-driven policy. This concerns, in particular, the Union’s legislation in the areas of freedom, security and justice.Footnote 79 Art 67(1) TFEU makes it dependent on the respect for fundamental rights and the different legal systems and traditions of the Member States, including respect for the rule of law. However, systematic mainstreaming will reveal that numerous other provisions in the Treaties have untapped potential that can be exploited to allow rule of law to influence the Union’s internal policies if the competence norms are interpreted in the light of the values as suggested above.

First, the Union legislator can ensure that substantive standards set in legal harmonisation include rule-of-law elements and specify the requirements implied by the rule of law. This may apply, for instance, to the Union’s provisions that have been enacted based on the Union’s competences in the area of data protection (Art 16(2) TFEU),Footnote 80 the internal market (Art 114 TFEU) or competition policy (Art 103 TFEU).Footnote 81

In addition, when harmonising the law of Member States within the framework of its competences, the Union legislator could enact procedural standards for the administrative and judicial enforcement of Union law that specify requirements regarding the rule of law. Under the Framework Decision 2002/584/JI,Footnote 82 for example, a European arrest warrant must be issued by a ‘judicial authority’. Secondary law based on Art 82 TFEU and inspired by Art 2 TEU could impose requirements concerning such authorities’ independence and institutional structure based on rule-of-law criteria.Footnote 83

Moreover, in areas where the principle of mutual recognition applies, such as the internal market or the areas of freedom, security and justice, the Union legislator could adopt rules imposing specific requirements for the mutual recognitionFootnote 84 of legal acts of Member States from the perspective of the rule of law. Mutual recognition of all legal acts, judgments, administrative decisions or documents by the Member States should be prohibited by secondary legislation if there are serious and systemic flaws in the rule of law in the issuing Member State. After all, such recognition is based on the mutual trust of Member States in their respective legal, administrative and judicial systems.Footnote 85

The Union legislator is increasingly signalling the use of this option to integrate rule-of-law considerations into legal acts adopted in these policy areas.Footnote 86 For example, according to Art 11(1)(f) of Directive 2014/41/EU,Footnote 87 the recognition or execution of a European Investigation Order on gathering evidence for criminal proceedings issued by the authorities of one Member State may be rejected by the authorities of other Member States where there are substantial grounds to believe this could be incompatible with Art 6 TEU and the FRC.Footnote 88 Additionally, Art 3 para 2 sub-para 2 of Regulation (EU) 604/2013Footnote 89 obliges the Member States, when determining which Member State is responsible for examining an application for international protection, to check whether ‘there are substantial grounds for believing that there are systemic flaws in the asylum procedure and in the reception conditions for applicants in [another] Member State’. This approach could be extended to the mutual recognition of civil judgements under Regulation (EU) 1215/2012.Footnote 90 Moreover, the approach could even be applied to the mutual recognition of documents in the internal market under Regulation (EU) 2019/515Footnote 91 on the mutual recognition of goods or under Directive 2005/36/ECFootnote 92 on the recognition of professional qualifications. In principle, it can no longer be assumed that any decisions taken at the legislative, judicial or administrative level in a Member State facing serious rule-of-law deficiencies will have been made according to objective criteria.

  1. 4.

    Improving the Enforcement of the Union Rule of Law

The proactive approach advocated here, by which the rule of law is implemented and specified through secondary law and made the yardstick for legislative, administrative and judicial activity, has several advantages. Such proactive measures may help prevent the inevitable under-enforcement of rights when individuals, Union institutions and even an occasional Member State are left to challenge rule-of-law deficiencies in court.Footnote 93 This proactive approach eliminates ambiguities that may arise when courts struggle to apply the general principle of the rule of law to secondary law.Footnote 94 Additionally, it is questionable whether the rule of law as mentioned in Art 2 TEU is precise and sufficiently clear to entail a direct effect.Footnote 95 Incorporating the rule of law into secondary legislation with specific provisions might help national authorities and courts apply and enforce the rule of law in Member States.

7 Conclusion

The Union’s case for the rule of law cannot be won through court rulings. Ultimately, court rulings only address the individual shortcomings of the Member States as they relate to the rule of law. Instead, and more structurally, adherence to the rule of law ‘requires an enabling ecosystem’ in the Member States.Footnote 96 Such an ecosystem can only be established and maintained if the Union takes positive action to strengthen the rule of law. The Union must systematically integrate rule-of-law issues into all its policies, specifically mobilising them to realise and promote the rule of law.

For the Union, as a community of values, there is no realistic alternative to this policy. The destruction of the rule-based international order with Russia’s invasion of Ukraine in February 2022 has by no means rendered the above objective obsolete. On the contrary, it illustrates how vulnerable the rule of law, democracy and human rights can be in Europe. This situation makes it all the more important to strengthen the structures that are indispensable for the identity of the Union as a common legal order and community of values. In this context, a systematic internal rule-of-law policy may contribute significantly to the Union’s external resilience.