Abstract
Neoadjuvant therapy has become part of standard treatment in several types of cancer. Therapeutic effects are often assessed with imaging. The main purpose of response assessment is to define resectability and determine surgical approach. Another controversial purpose of response assessment is selecting patients with complete tumor regression for non-operative strategies. Moreover, response prediction early during treatment can lead to alteration of the initial treatment plan. Another role for pre-treatment imaging lies in the assessment of individual tumor risk profile, to select which patients benefit most from neoadjuvant therapy. Finally, there is a new role for imaging in the guidance of treatment efficacy. This review discusses the different imaging modalities used in clinics to evaluate and predict treatment response in various tumor types. Established response methods such as RECIST and FDG-PET are discussed. Functional imaging methods such as diffusion-weighted MR imaging, perfusion imaging, and novel PET-imaging techniques are described.
Similar content being viewed by others
Avoid common mistakes on your manuscript.
Introduction
Neoadjuvant or preoperative therapy has become part of standard treatment in several types of cancer, especially in locally advanced tumors [1–3]. The purpose of neoadjuvant therapy is to downsize or downstage tumors in order to reduce the rate of local recurrence and improve the surgical outcome, to reduce the risk of distant spread, and improve long-term outcome [4–6]. The role of imaging for the assessment of tumor response after neoadjuvant treatment is substantial. Imaging technology is used in daily clinical practice to monitor the therapeutic effects in solid tumors, e.g., hepatocellular cancer [7], breast cancer [8], head and neck cancer [9], and colorectal liver metastases [10]. The main purpose of response assessment with imaging after preoperative treatment, is to define resectability and determine the surgical approach. The images may furthermore serve as a roadmap during surgery. In patients with complete tumor regression after preoperative treatment, controversial treatment such as deferral from surgery is now being discussed. An example is the management of patients with irradiated locally advanced rectal cancer. Although still under investigation, observational studies [11, 12] have shown that for rectal cancer patients with near complete or complete response after neoadjuvant chemoradiotherapy a standard resection may not always be justified because of the high risk for perioperative morbidity and mortality, associated with major surgery. If in the near future non-operative treatment will become routine clinical practice, assessment of response after preoperative treatment is critical in order to accurately select the eligible patients.
Response prediction early after the onset of treatment can lead to alteration of the initial treatment plan; intensification of treatment in those patients who are likely going to respond, aiming to improve outcome, and eventual discontinuation or alteration of treatment in those patients with obvious disease progression. Another role for pre-treatment imaging lies in the integrated approach for the determination of the individual tumor risk profile. Prognostic biomarkers of response such as imaging biomarkers from functional imaging data allow a personalized treatment stratification according to the patient’s individual prognostic profile [13]. Finally, there is a new role for imaging in the guidance of treatment efficacy (theragnostics). New functional and PET imaging provide information on the efficacy of anti-cancer therapies which is important in drug development processes.
This review elaborates on the different imaging modalities used in clinical practice to evaluate and predict treatment response in various tumor types. Established response methods such as RECIST and FDG-PET are discussed. The current role of functional imaging methods such as diffusion-weighted MR imaging (DWI), perfusion imaging, and novel PET-imaging techniques are described.
Response Evaluation After Neoadjuvant Treatment
RECIST and Modified RECIST
Treatment response evaluation in oncology is traditionally based on comparing the size and/or volume of the tumor before and after treatment. A clinically widely adopted measure of response is the “Response Evaluation Criteria In Solid Tumors” (RECIST) system introduced in 2000 [14]. According to this guideline, target lesions are measured in one direction, i.e., uni-dimensional. A review, published 5 years after the implementation of RECIST, showed strong correlations between the response measured with RECIST and the histopathological results for many types of solid tumors [15]. The criteria were revised in 2009 (RECIST 1.1), reducing the number of lesions to be assessed and introducing the assessment of lymph nodes. Additionally, the use of PET-CT was incorporated to detect new lesions [16]. RECIST defines four types of response: [1] complete response defined as a complete absence of disease on imaging, [2] partial response defined as a reduction of ≥30 % of the sum of the largest diameters, [3] progressive disease defined as an increase of >20 % of the sum of the largest diameters and/or detection of new lesion (incl.FDG-PET), and [4] stable disease, if before mentioned criteria are not met. Figure 1 shows an example of the response of colorectal liver metastases treated with chemotherapy. RECIST has mainly shown good results in solid tumors when evaluating response to “conventional chemotherapy” [17–19]. RECIST is not necessarily representative for changes in tumor volumes in irregular shaped tumors, given the uni-dimensional measurement [20]. Moreover, RECIST does not address any other measurements of anti-tumor changes other than tumor shrinkage. It became obvious that for novel anti-cancer therapeutic agents that do not immediately result in decrease of size, the RECIST guideline is of limited value, good examples of which are the effects of immunotherapy such as bevacizumab in the treatment of colorectal cancer metastases [21, 22], or sorafenib for hepatocellular cancer [23] [24].
To address the issue of tumor necrosis, modified RECIST (mRECIST) criteria were developed [25]. These criteria include enhancement of the target lesions during the arterial phase of either contrast-enhanced CT or MRI. Necrotic areas (non-enhanced during arterial phase) are excluded from the measurement, resulting in a more reliable assessment of the viable tumor remnant [26].
Tumor necrosis can also be assessed by measuring the tumor density, as proposed by Choi et al. [27]. These criteria are generally used in the response assessment of gastrointestinal stromal tumors treated with Imatinib. Partial regression is defined as a decrease in size of ≥10 % or a decrease in tumor density of ≥15 % (measured in Houndsfield units on CT). Progressive disease is defined as an increase in size of ≥10 % and no decrease in density of ≥15 % [27].
RECIST criteria are based on uni-dimensional measurements, assuming that tumors are more or less symmetrical and spherical shaped. However, when the tumor length is more than twice the tumor width, measuring longest diameter on its own as a measurement for response will be less accurate. Three-dimensional volume measurements could be more reliable, especially in irregularly shaped tumors. For example, three-dimensional volumetry can accurately predict downstaging after neoadjuvant chemoradiation in locally advanced rectal cancer [28].
FDG-PET
The imaging of tumor metabolic status has found wide applications in cancer diagnostics. Particularly, positron emission tomography (PET) using 2-deoxy-2(18F)-fluoro-d-glucose (FDG), a glucose analog, is now broadly exploited in the clinics for diagnostic purposes. Due to the enhanced turnover of glucose in the tumor tissue, FDG-PET demonstrates a significant higher uptake in tumors compared to the adjacent normal tissue [29]. Although several different approaches have been advocated to assess FDG-PET for treatment response evaluation, it basically comes down to three strategies: visual estimation of response, semi-quantitative methods, and quantitative kinetic analysis [30]. The first approach entails the visual assessment of increased uptake and the reduction in uptake after treatment. This method is the simplest but—albeit commonly used in clinical interpretations—is not so frequently used in clinical trials as it is subjective and thus highly prone to interobserver variations. Nevertheless, good results have been reported by some groups, for example in the response evaluation of lymphoma and colorectal tumors [31, 32]. The second semi-quantitative method, use of the “standardized uptake value” (SUV) is the most widely applied method to determine the uptake of FDG in tumors. With this technique, the concentration of FDG in the tumor is normalized for the total amount of injected activity and the total volume of distribution within the body (for which often the body weight is used). There are two common ways of reporting SUV values, being either the mean SUV value of all voxels within a given region of interest (SUVmean) or the maximum SUV value measured (SUVmax). The benefit of the SUVmax is that it is less observer-dependent and therefore, better reproducible. Hence, the SUVmax is often considered the best measure of the SUV. Full kinetic quantitative assessment is advantageous compared to SUV measurements since it provides a more absolute measure of the FDG metabolism of tumors. However, for kinetic modeling a precise (arterial) input function is required and its complexity has limited its use in clinical practice.
The commonly observed therapeutic effect when assessing treatment response using FDG-PET is a decrease in SUV, representing a decrease in the proliferative activity of the tumor. Significant decreases in SUV values have been reported as a result of successful treatment in lymphoma, breast cancer, non-small cell lung cancer, esophageal cancer, and colorectal cancer [33]. For example, in a study of 56 patients with non-small cell lung cancer who underwent FDG-PET before and after chemotherapy followed by tumor resection, it was shown that the percentage of SUV inversely decrease correlated well with the amount of residual viable tumor cells at pathology. Using a decrease in SUV of more than 80 % as a threshold, the complete responding tumors could be predicted with an overall accuracy of 96 % [34]. PET-CT also has a major role in the response assessment after treatment for lymphoma, because of its ability to differentiate between fibrosis or sclerosis and residual lymphoma. A PPV and NPV of 100 and 80 %, respectively, have been reported to detect residual Non-Hodgkin lymphoma after chemotherapy [35].
Diffusion-Weighted Imaging
The assessment of tumor cellular density by diffusion-weighted magnetic resonance imaging (DWI) is one of the most intensively studied therapy evaluation strategies in recent years. This is due to the fact that the majority of current anti-cancer therapies result in the loss of tumor cellularity and DWI has been demonstrated to be sensitive to this effect. Moreover, DWI is a completely non-invasive method, exploiting the tissue water diffusion as an intrinsic MR contrast. Consequently, DWI has been broadly investigated in relation to the prediction, monitoring and assessment of chemotherapy and radiotherapy. Visual evaluation of DWI after treatment has been studied mainly to differentiate between patients with a complete disappearance of malignant lesions versus patients with residual high signal on DWI, indicating persistent tumor. In addition to the visual assessment of DWI, the quantitative parameter of DWI, the apparent diffusion coefficient (ADC) has been the topic of many studies. Changes in the cellularity of tumors as a result of neoadjuvant treatment are reflected by a change in ADC. Typically, ADC values tend to increase as a result of successful treatment. In an animal study of colorectal cancer, the effect of radiation on ADC was measured. Increased ADC was caused by radiation-induced necrosis, and decreased ADC was due to radiation-induced fibrosis [36]. Similar observations have been made in patient studies in several cancer types, including breast cancer [37], liver lesions [38], and rectal cancer [39]. Furthermore, when comparing the changes in ADC after treatment between well and poor responding patients, it is generally observed that well-responding tumors show a more significant increase in ADC after treatment [40].
One of the most studied topics for DWI is response assessment of rectal cancer after neoadjuvant chemoradiation [41–45]. Visual assessment of DWI post-therapy is currently the most promising. For example, it was shown that the diagnostic performance of MRI in detecting a complete tumor response in rectal cancer patients improved significantly from an AUC of 0.66–0.68 when only standard T2-weighted MRI was used to 0.82–0.88 after addition of DWI [42]. Recently, visual assessment of DWI was even recommended in guidelines as part of the standard rectal cancer MR imaging protocol [46]. Figure 2 shows two examples of rectal cancer cases.
In contrast, studies focusing on quantitative assessment of response (ADC) show conflicting results, therefore, ADC measurements post-treatment are not (yet) suitable for clinical applications in rectal cancer [39, 47–50]. DWI has shown promising results for breast cancer [51] and gynecological cancer (mainly cervical cancer [52]). Although this has not been widely adopted, few centers incorporate DWI in clinical practice of cervical cancer management. A third application of DWI is monitoring response of liver lesions, mostly colorectal liver metastasis [53]. An increasing number of centers have implemented DWI in the standard liver MR protocol, due to the high sensitivity to detect focal liver lesions [54, 55]. There appears to be a role for DWI in the response assessment of lymphoma [56, 57], although PET remains the superior imaging modality since all lymph nodes (both benign and malignant) have a high signal on DWI.
The concept of measuring “average” ADCs using only a limited range of b values is currently being challenged and should perhaps already be considered outdated as recent studies have initiated the search for more comprehensive methods of quantifying ADC. An example is the concept of “intravoxel incoherent motion,” which is based on the notion that ADC measurements are influenced by the movement of water protons both in the extracellular matrix (diffusion), as well as by water motion within (micro) vessels (“pseudodiffusion” or perfusion). When introducing a wider range of b values the effects of perfusion (occurring mainly in the low b value range) and diffusion (occurring at higher b values) may be separately analyzed [58]. Studies are currently also focusing on a voxel-based analysis of ADC and evaluating the distribution of single-voxel ADC values by means of histogram analyses. Such an approach has been shown to provide more detailed information on the tumoral structure than simply measuring the average overall tumor ADC for example in rectal cancer, head and neck cancer, and brain tumors [59–61]. Another important issue is the need for standardization of both the image acquisition and analytic methods of DWI. Basic standards will need to be developed in order for ADC to be broadly adopted in clinical practice as a relevant imaging biomarker.
Perfusion Imaging
Tumor-induced angiogenesis leads to irregular and inadequate perfusion, resulting in the co-existence of metabolically active as well as necrotic tumor areas, and varying degrees of hypoxia. Tissue perfusion can be imaged with dynamic contrast-enhanced MRI (DCE-MRI) and CT (perfusion CT). Anti-angiogenic and anti-vascular therapies, modulating the tumor vasculature, benefit the most from vascular monitoring. The basic principle of perfusion imaging is repeatedly imaging the tumor over time, while the contrast agent is administered. Low-molecular contrast agents such as gadolinium are generally applied in DCE-MRI, and a conventional iodinated contrast agent in perfusion CT. Perfusion imaging has been implemented in tumor identification, e.g., highly enhancing breast tissue areas are considered as a hypervascular tumor [62], whereas liver metastases display hypovascularity compared to the liver parenchyma [63]. In contrast, the research on response assessment of vascular imaging methods focuses mainly on the feasibility of quantitative vascular parameters (Fig. 3). Tofts et al. [64] described a pharmacokinetic model that has been widely applied, which also takes the arterial input function into account: Ktrans represents the volume transfer coefficient, and Kep is defined as the contrast rate constant. However, many papers use different quantitative parameters derived from DCE-MRI, this wide variation in parameters makes it more difficult to compare results within the literature. Chemotherapy and radiotherapy, in addition to the cytotoxic effects, induce vascular changes in the tumor. A number of clinical papers reported a correlation between regressive vascular changes in the tumor and positive outcome of neoadjuvant chemotherapy [65–68]. For example, Ng et al. [69] reported an acute increase in vascular parameters derived from perfusion CT, namely Blood Volume (BV) and Permeability Surface area product (PS), in palliative patients with non-small-cell lung cancer. Furthermore, Mayr et al. [70] found that increasing or persistent high perfusion early in the course of radiotherapy, assessed by DCE-MRI, were favorable signs of response in cervical cancer. However, in a study of the vascular effects of chemoradiation in head and neck cancer, a significant reduction of Blood Flow (BF) and BV was observed for the responders. No significant changes in the vascular parameters were reported for non-responders [66]. Similar observations were reported for rectal cancer patients after the completion of neoadjuvant chemoradiotherapy. Perfusion CT parameters, i.e., BF, BV, and PS, decreased by approximately 50 % after chemoradiotherapy in well-responding patients [67]. Pooled analysis of the diagnostic performance of DCE-MRI for predicting pathologic complete response in breast cancer patients revealed a sensitivity of 0.63 (0.56–0.70) and specificity of 0.91 (90.89–0.92). These results indicate that changes in the vascular parameters may be used to evaluate chemotherapy regimens, predict final pathological response, and select patients for organ-conserving surgery [71].
Novel PET Techniques
FLT-PET
Considering the key role of tumor cell proliferation in the tumor progression and therapeutic responsiveness, quantitative assessment of the tumor cell proliferation could be useful in determining prognosis, planning treatment, and monitoring response. For this purpose, PET using the radiotracer 3′-deoxy-3′-[18F] fluorothymidine (FLT-PET) has been developed [72]. Most studies of FLT-PET have focused on validating it as means of quantifying cellular proliferation and testing its ability to accurately stage cancer [73]. Moreover, recent clinical studies have reported that FLT-PET can accurately predict response very early after the initiation of chemotherapy, for example in glioma’s [74]. Majority of chemotherapeutic agents reduce tumor FLT uptake as a consequence of cell cycle inhibition. Despite the promising results, the clinical status of FLT-PET is very preliminary.
18F-FMISO-PET
Considering the negative influence of hypoxic tumor areas on the therapy outcome, the assessment of the level of hypoxia as well as its spatial distribution within the tumor volume could be a useful therapy-planning and prognostic approach. PET using 18F-fluoromisonidazole (18F-FMISO) emerges as the most promising non-invasive method for measuring hypoxia. Tumor to muscle ratio of 18F-FMISO significantly correlated with tumor hypoxic fraction as measured by the polarographic needle electrode [75] and radiotherapy outcome [76] in head and neck cancer patients. Moreover, hypoxic tumors, as concluded from pre-treatment 18F-FMISO, were less likely to poorly respond when treated with a combined chemoradiation and the hypoxic cytotoxic agent tirapazamine (TPZ) when compared to a non-TPZ regimen [77].
Prediction of Response
In line with the postulate on the patient-tailored treatment, the prediction and early assessment of therapeutic response are particularly desired in cancer management. Most results are available for FDG-PET-imaging, but also DWI and perfusion imaging have shown some promising results.
FDG-PET
Many groups have described early SUV effects observed during serial PET scanning that can already be detected starting several days after initiation of treatment. Although the optimal timing of image acquisition during treatment is not yet clear and probably differs depending on the tumor type, this early response assessment appears to be one of the most promising applications of PET. Highly encouraging results have, for example, been reported for colorectal tumors, breast cancer, and lung cancer [78–80]. For rectal cancer, Janssen et al. [80] showed that the final response to treatment could most accurately be predicted based on changes in SUV after two weeks of chemoradiotherapy (AUC 0.87) and that these results were more accurate compared to SUV changes observed later during treatment (just before surgery; AUC 0.66). Moreover, a meta-analysis comparing PET imaging during (e.g., 2–3 weeks after onset of therapy) and after completion of chemoradiation in rectal cancer, showed that PET during therapy has a significant higher diagnostic performance (sensitivity 92 %, specificity 82 %) compared to PET assessment after completion of therapy (sensitivity 80 %, specificity 62 %, p < 0.05) [81••]. In NSCLC treated with induction chemotherapy followed by chemoradiotherapy, a SUVmax decrease of 60 % measured 2 weeks after completion of induction chemotherapy was found to be highly predictive for long-term survival (5 year survival 60 vs. 15 %, p < 0.001) [82]. A recent meta-analysis evaluating the diagnostic performance of PET in monitoring the response of breast cancer to neoadjuvant chemotherapy, reported a pooled sensitivity and specificity of 73.7 and 85.7 % after one cycle and 76.6 and 84.4 % after two cycles, respectively [83••]. Furthermore, it was shown that the final response to treatment can accurately be predicted based on changes in SUV during the first weeks of treatment and that these early SUV changes may even be correlated with patient outcome in terms of long-term survival [79]. This early response evaluation may be used as a surrogate marker to assess therapeutic efficacy based on which early treatment alterations may be introduced to enhance the treatment response.
DWI
Although the available data are not always consistent, relatively high pre-treatment ADC values have repeatedly been reported to be associated with a worse treatment outcome [44, 84, 85]. In 20 patients with hepatic metastases from colorectal cancer, pre-treatment ADC values were significantly lower in metastatic lesions that responded well to chemotherapy compared to lesions that showed a poor response to treatment [86]. In a study of 20 rectal cancer patients undergoing chemoradiotherapy it was suggested that pre-treatment ADC can accurately differentiate between patients who will undergo a complete tumor response and patients with residual tumor after treatment with a very high sensitivity and specificity of 100 and 86 %, respectively [49]. It is believed that tumors that exhibit high-baseline ADC values are partly necrotic. These necrotic areas (that are associated with tumor hypoxia) are prone to be less sensitive to effects from radiation treatment and cytotoxic agents and are generally linked with a more aggressive tumor profile.
The ADC of tumors is affected by treatment-induced changes in the tumor microarchitecture, which can be detected even early during the treatment process and thereby preceding potential changes in the tumor size and morphology. As such, ADC may be able to analyze response early during treatment before any changes can be visualized on morphology-based imaging methods. Typically, ADC values tend to increase as a result of successful treatment, which is thought to reflect both cell death and necrotic changes [87, 88]. In a prospective study of 37 rectal cancer patients, ADC increased significantly after one week of chemoradiotherapy in patients that showed tumor downstaging, while no significant change was observed in the non-downstaged group [49]. Similarly, in a group of 24 cervical cancer patients, a gradual increase in ADC was observed on serial DWI scans during chemoradiotherapy, which turned out to be significantly associated with the final tumor size response [89].
Decreases in ADC have also been reported shortly after initiation of therapy. These—mainly transient—drops in ADC are believed to be associated with decreases in blood flow and cell swelling. Moreover, decreases in ADC may be caused by fibrotic tissue changes, as described above. The optimal timing for this early response evaluation, however, remains unclear, and varying effects in ADC (increases and decreases) have so far been reported by different authors.
Perfusion Imaging
Vascular imaging has also been postulated as a promising non-invasive strategy for the planning and early assessment of the conventional anti-cancer therapies. Most reports on the predictive value of vascular imaging have shown that well-vascularized tumors were associated with better regression and local control [90–92]. This correlation has been attributed to the adequate accessibility to chemotherapy and less hypoxia-related resistance in highly perfused tumors. For example, Bellomi et al. [67] examined 25 patients with locally advanced rectal cancer using perfusion CT, and found that the baseline perfusion in 17 responders was significantly higher than in the seven patients who failed to respond to chemoradiotherapy. Similar correlation was reported by several other investigators, who exploited different imaging methods and included different tumor types. Using either DCE-MRI or perfusion CT, they consistently observed a higher baseline vascular function in tumors that displayed a considerable therapeutic response [66, 70, 91, 93–95]. A DCE-MRI study on 17 patients with cervical carcinoma, reported that patients with high-baseline tumor perfusion had a low incidence of local recurrence after radiotherapy [70]. In contrast to the aforementioned findings, several studies have revealed poor outcome associated with highly perfused lesions, possibly, as a consequence of higher aggressiveness [96, 97]. Sahani et al. [68] studied the predictive value of perfusion CT in patients with rectal cancer. They reported that patients with high vascular function responded poorly to neoadjuvant chemoradiotherapy [68]. In breast cancer, most studies showed no statistically significant difference in perfusion parameters before the onset of chemotherapy between good and poor responders [98, 99]. Consistently, high tumor vascularization was reported to negatively impact the long-term patient outcome [96, 100–103]. A study with 105 head and neck cancer patients showed that perfusion CT measurements provided useful predictors of local and regional failure to radiation. Patients with a perfusion rate lower than 83.5 mL/min/100 g rate had a significantly higher local failure rate [91]. In breast cancer, Pickles et al. [96] investigated the predictive value of DCE-MRI data with regard to long-term survival. The study on 54 cases demonstrated that in patients who exhibited high levels of perfusion and vessel permeability in the primary tumor, a significantly lower disease-free survival and overall survival occurred after neoadjuvant chemotherapy, followed by surgery. The results of these studies support, therefore, the hypothesis that less-perfused tumors respond poorly to radiotherapy.
Changes in tumor perfusion early during neoadjuvant treatment to predict tumor response have also been reported. Mayr et al. [70] found that increasing or persistent high perfusion early in the course of radiotherapy, assessed by DCE-MRI, were favorable signs of response in cervical cancer. Also for breast cancer, it has been reported that higher tumor vascularization after two cycles of chemotherapy, as depicted with DCE-MRI, was associated with higher recurrence and lower survival rates in patients with advanced breast cancer [101]. A systematic review on DCE-MRI studies measuring reduction in Ktrans and tumor volume, usually after one–two cycles of chemotherapy, showed appreciable diagnostic performance for the prediction of complete and near-complete pathological response, although this was mainly focused in tumor volume [65]. Some studies have been performed on DCE-MRI in rectal cancer, a significantly increased vascular function in the first and second week of treatment compared to the baseline level was observed. Subsequently, in the week 3 and 4, vascular function returned to pre-treatment level or showed further increase [97].
Conclusions
Neoadjuvant therapy aims to downsize or downstage tumors and has been widely applied in the treatment of several types of cancer. This review discusses the different imaging modalities used in daily clinical practice to evaluate and predict treatment response and elaborates on upcoming functional imaging modalities.
The most common clinical application is the use of RECIST criteria as a measure of response. These criteria, based on the largest diameter of target lesions, have shown good results in solid tumors treated with “conventional” chemotherapy. However, the RECIST guideline is of limited value when assessing tumor response after treatment with novel anti-cancer therapeutic agents such as immunotherapy and anti-angiogenic therapy. Therefore, modified RECIST criteria were developed to address necrosis by means of contrast-enhanced CT or MRI. The Choi criteria represent tumor necrosis by measuring tumor density in addition to diameter.
With FDG-PET, the metabolic status of tumors can be imaged, typically showing a decrease in metabolic activity after therapy. The semi-quantitative SUV has been observed to decrease after therapy in good responding patients with lymphoma, breast cancer, non-small cell lung cancer, esophageal cancer, and colorectal cancer.
Biomarkers from functional MR imaging do not (yet) play a significant role in daily clinics. Visual assessment of DWI has been widely investigated in the response assessment of rectal cancer after neoadjuvant chemoradiation, and it was recently recommended as part of the restaging MR protocol in patients treated with preoperative chemoradiotherapy [46]. However, no consensus has been reached on quantitative ADC measurements for rectal cancer response assessment. DWI has also shown promising results for patients with breast cancer, colorectal liver metastasis, cervical cancer, and to a lesser extent, with lymphoma.
Perfusion imaging (DCE-MRI and perfusion CT) is particularly suited for response assessment after treatment with anti-vascular therapies. Due to different (semi) quantitative parameters explored in the literature, it is difficult to compare the results. Additionally, some papers report an increase in perfusion in good responding patients, while other authors report a decrease in good responders. Microvascular changes as a result of treatment may vary depending on both tumor type and treatment regimens. This technique is not (yet) ready for clinical practice and validation in large patient studies, needs to be performed.
Response prediction and early assessment of therapeutic effects would allow for patient-tailored treatment. However, current available imaging modalities with promising results are still under investigation. For the response assessment early during therapy, no consensus exists on the optimal timing of imaging and probably differs per type of cancer.
FDG-PET is the most studied modality for the early prediction of response to therapy. Promising results have been reported for colorectal cancer, breast cancer, and lung cancer. Generally, a decrease in SUV is observed. Imaging biomarkers of functional MRI like pre or during treatment, ADC has shown promising results for colorectal liver metastases, rectal tumors, and cervical cancer. Significant increase in ADC during treatment is observed in patients who are likely going to respond. Most evidence, however, is still from single center data, and multicenter studies are lacking. The studies on perfusion imaging as a predictor of response have been for rectal cancer, cervical cancer, head and neck cancer, and breast cancer. The results, although promising, are still preliminary and not applicable for clinical practice.
Novel imaging techniques, such as FLT-PET for quantifying tumor cell proliferation and 18F-FMISO-PET for measuring hypoxia, are still in the preliminary phase, but seem very promising for response prediction.
References
References of particular interest have been highlighted as: • Of importance; •• Of major importance
Kaufmann M, et al. Recommendations from an international expert panel on the use of neoadjuvant (primary) systemic treatment of operable breast cancer: an update. J Clin Oncol. 2006;24(12):1940–9.
Glimelius B, Oliveira J. Rectal cancer: ESMO clinical recommendations for diagnosis, treatment and follow-up. Ann Oncol. 2009;20(Suppl 4):54–6.
He J, et al. Management of borderline and locally advanced pancreatic cancer: where do we stand? World J Gastroenterol. 2014;20(9):2255–66.
Makowiec F, et al. Improved long-term survival after esophagectomy for esophageal cancer: influence of epidemiologic shift and neoadjuvant therapy. J Gastrointest Surg. 2013;17(7):1193–201.
Gianni, L., et al., Neoadjuvant and adjuvant trastuzumab in patients with HER2-positive locally advanced breast cancer (NOAH): follow-up of a randomised controlled superiority trial with a parallel HER2-negative cohort. Lancet Oncol. 2014;15(6):640–7.
Capussotti L, Muratore A. Neoadjuvant chemotherapy and resection of advanced synchronous liver metastases before treatment of the colorectal primary. Br J Surg. 2006;93(12):872–8.
Agnello F, et al. Imaging appearance of treated hepatocellular carcinoma. World J Hepatol. 2013;5(8):417–24.
Marinovich ML, et al. Meta-analysis of magnetic resonance imaging in detecting residual breast cancer after neoadjuvant therapy. J Natl Cancer Inst. 2013;105(5):321–33.
Dias FL. Assessment of treatment response after chemoradiation of head and neck cancer. Curr Oncol Rep. 2013;15(2):119–27.
Wong R, et al. A multicentre study of capecitabine, oxaliplatin plus bevacizumab as perioperative treatment of patients with poor-risk colorectal liver-only metastases not selected for upfront resection. Ann Oncol. 2011;22(9):2042–8.
Habr-Gama A, et al. Patterns of failure and survival for nonoperative treatment of stage c0 distal rectal cancer following neoadjuvant chemoradiation therapy. J Gastrointest Surg. 2006;10(10):1319–28.
Maas M, et al. Wait-and-see policy for clinical complete responders after chemoradiation for rectal cancer. J Clin Oncol. 2011;29(35):4633–40.
Humbert O, et al. Prognostic relevance at 5 years of the early monitoring of neoadjuvant chemotherapy using (18)F-FDG PET in luminal HER2-negative breast cancer. Eur J Nucl Med Mol Imaging. 2014;41(3):416–27.
Therasse P, et al. New guidelines to evaluate the response to treatment in solid tumors. European Organization for Research and Treatment of Cancer, National Cancer Institute of the United States, National Cancer Institute of Canada. J Natl Cancer Inst. 2000;92(3):205–16.
Therasse P, Eisenhauer EA, Verweij J. RECIST revisited: a review of validation studies on tumour assessment. Eur J Cancer. 2006;42(8):1031–9.
Eisenhauer EA, et al. New response evaluation criteria in solid tumours: revised RECIST guideline (version 1.1). Eur J Cancer. 2009;45(2):228–47.
Jang HJ, et al. Comparison of RECIST 1.0 and RECIST 1.1 on Computed Tomography in Patients with Metastatic Colorectal Cancer. Oncology. 2014;86(2):117–21.
Grossi F, et al. Tumor measurements on computed tomographic images of non-small cell lung cancer were similar among cancer professionals from different specialties. J Clin Epidemiol. 2004;57(8):804–8.
Trillet-Lenoir V, et al. Assessment of tumour response to chemotherapy for metastatic colorectal cancer: accuracy of the RECIST criteria. Br J Radiol. 2002;75(899):903–8.
Coche E. Recist and beyond. JBR-BTR. 2013;96(3):167–71.
Vera, R., et al. Retrospective analysis of pathological response in colorectal cancer liver metastases following treatment with bevacizumab. Clin Transl Oncol. 2013. doi:10.1007/s12094-013-1142-x.
Lastoria S, et al. Early PET/CT scan is more effective than RECIST in predicting outcome of patients with liver metastases from colorectal cancer treated with preoperative chemotherapy plus bevacizumab. J Nucl Med. 2013;54(12):2062–9.
Arizumi, T., et al. Comparison of systems for assessment of post-therapeutic response to sorafenib for hepatocellular carcinoma. J Gastroenterol. 2014. doi:10.1007/s00535-014-0936-0.
Llovet JM, et al. Sorafenib in advanced hepatocellular carcinoma. N Engl J Med. 2008;359(4):378–90.
Llovet JM, et al. Design and endpoints of clinical trials in hepatocellular carcinoma. J Natl Cancer Inst. 2008;100(10):698–711.
Forner A, et al. Evaluation of tumor response after locoregional therapies in hepatocellular carcinoma: are response evaluation criteria in solid tumors reliable? Cancer. 2009;115(3):616–23.
Choi H, et al. Correlation of computed tomography and positron emission tomography in patients with metastatic gastrointestinal stromal tumor treated at a single institution with imatinib mesylate: proposal of new computed tomography response criteria. J Clin Oncol. 2007;25(13):1753–9.
Dresen RC, et al. Locally advanced rectal cancer: MR imaging for restaging after neoadjuvant radiation therapy with concomitant chemotherapy. Part I. Are we able to predict tumor confined to the rectal wall? Radiology. 2009;252(1):71–80.
Gambhir SS. Molecular imaging of cancer with positron emission tomography. Nat Rev Cancer. 2002;2(9):683–93.
Shankar LK, et al. Consensus recommendations for the use of 18F-FDG PET as an indicator of therapeutic response in patients in National Cancer Institute Trials. J Nucl Med. 2006;47(6):1059–66.
Juweid ME, et al. Response assessment of aggressive non-Hodgkin’s lymphoma by integrated International Workshop Criteria and fluorine-18-fluorodeoxyglucose positron emission tomography. J Clin Oncol. 2005;23(21):4652–61.
Guillem JG, et al. Prospective assessment of primary rectal cancer response to preoperative radiation and chemotherapy using 18-fluorodeoxyglucose positron emission tomography. Dis Colon Rectum. 2000;43(1):18–24.
Ben-Haim S, Ell P. 18F-FDG PET and PET/CT in the evaluation of cancer treatment response. J Nucl Med. 2009;50(1):88–99.
Hoekstra CJ, et al. Prognostic relevance of response evaluation using [18F]-2-fluoro-2-deoxy-d-glucose positron emission tomography in patients with locally advanced non-small-cell lung cancer. J Clin Oncol. 2005;23(33):8362–70.
Spaepen K, et al. Prognostic value of positron emission tomography (PET) with fluorine-18 fluorodeoxyglucose ([18F]FDG) after first-line chemotherapy in non-Hodgkin’s lymphoma: is [18F]FDG-PET a valid alternative to conventional diagnostic methods? J Clin Oncol. 2001;19(2):414–9.
Seierstad T, Roe K, Olsen DR. Noninvasive monitoring of radiation-induced treatment response using proton magnetic resonance spectroscopy and diffusion-weighted magnetic resonance imaging in a colorectal tumor model. Radiother Oncol. 2007;85(2):187–94.
Sharma U, et al. Longitudinal study of the assessment by MRI and diffusion-weighted imaging of tumor response in patients with locally advanced breast cancer undergoing neoadjuvant chemotherapy. NMR Biomed. 2009;22(1):104–13.
Eccles CL, et al. Change in diffusion weighted MRI during liver cancer radiotherapy: preliminary observations. Acta Oncol. 2009;48(7):1034–43.
Intven M, Reerink O, Philippens ME. Diffusion-weighted MRI in locally advanced rectal cancer : pathological response prediction after neo-adjuvant radiochemotherapy. Strahlenther Onkol. 2013;189(2):117–22.
Jung SH, et al. Predicting response to neoadjuvant chemoradiation therapy in locally advanced rectal cancer: diffusion-weighted 3 Tesla MR imaging. J Magn Reson Imaging. 2012;35(1):110–6.
Ippolito D, et al. Response to neoadjuvant therapy in locally advanced rectal cancer: assessment with diffusion-weighted MR imaging and 18FDG PET/CT. Abdom Imaging. 2012;37(6):1032–40.
Kim SH, et al. Locally advanced rectal cancer: added value of diffusion-weighted MR imaging in the evaluation of tumor response to neoadjuvant chemo- and radiation therapy. Radiology. 2009;253(1):116–25.
Song I, et al. Value of diffusion-weighted imaging in the detection of viable tumour after neoadjuvant chemoradiation therapy in patients with locally advanced rectal cancer: comparison with T2 weighted and PET/CT imaging. Br J Radiol. 1013;2012(85):577–86.
Lambrecht M, et al. Value of diffusion-weighted magnetic resonance imaging for prediction and early assessment of response to neoadjuvant radiochemotherapy in rectal cancer: preliminary results. Int J Radiat Oncol Biol Phys. 2011;82(2):863–70.
Lambregts DM, et al. Diffusion-weighted MRI for selection of complete responders after chemoradiation for locally advanced rectal cancer: a multicenter study. Ann Surg Oncol. 2011;18(8):2224–31.
Beets-Tan RG, et al. Magnetic resonance imaging for the clinical management of rectal cancer patients: recommendations from the 2012 European Society of Gastrointestinal and Abdominal Radiology (ESGAR) consensus meeting. Eur Radiol. 2013;23(9):2522–31.
Curvo-Semedo L, et al. Rectal cancer: assessment of complete response to preoperative combined radiation therapy with chemotherapy–conventional MR volumetry versus diffusion-weighted MR imaging. Radiology. 2011;260(3):734–43.
Engin G, et al. Can diffusion-weighted MRI determine complete responders after neoadjuvant chemoradiation for locally advanced rectal cancer? Diagn Interv Radiol. 2012;18(6):574–81.
Sun YS, et al. Locally advanced rectal carcinoma treated with preoperative chemotherapy and radiation therapy: preliminary analysis of diffusion-weighted MR imaging for early detection of tumor histopathologic downstaging. Radiology. 2010;254(1):170–8.
Ha HI, et al. Locally advanced rectal cancer: diffusion-weighted MR tumour volumetry and the apparent diffusion coefficient for evaluating complete remission after preoperative chemoradiation therapy. Eur Radiol. 2013;23(12):3345–53.
Hahn SY, et al. Role of diffusion-weighted imaging as an adjunct to contrast-enhanced breast MRI in evaluating residual breast cancer following neoadjuvant chemotherapy. Eur J Radiol. 2014;83(2):283–8.
Harry VN. Novel imaging techniques as response biomarkers in cervical cancer. Gynecol Oncol. 2010;116(2):253–61.
Mungai, F., et al. Diffusion-weighted magnetic resonance imaging in the prediction and assessment of chemotherapy outcome in liver metastases. Radiol Med. 2014. doi:10.1007/s11547-013-0379-3.
Holzapfel K, et al. Characterization of small (≤=10 mm) focal liver lesions: value of respiratory-triggered echo-planar diffusion-weighted MR imaging. Eur J Radiol. 2010;76(1):89–95.
Kenis C, et al. Diagnosis of liver metastases: can diffusion-weighted imaging (DWI) be used as a stand alone sequence? Eur J Radiol. 2012;81(5):1016–23.
Lin C, et al. Whole-body diffusion-weighted imaging with apparent diffusion coefficient mapping for treatment response assessment in patients with diffuse large B-cell lymphoma: pilot study. Invest Radiol. 2011;46(5):341–9.
Punwani S, et al. Diffusion-weighted MRI of lymphoma: prognostic utility and implications for PET/MRI? Eur J Nucl Med Mol Imaging. 2013;40(3):373–85.
Hauser T, et al. Prediction of treatment response in head and neck carcinomas using IVIM-DWI: Evaluation of lymph node metastasis. Eur J Radiol. 2014;83(5):783–7.
DeVries AF, et al. Tumor microcirculation and diffusion predict therapy outcome for primary rectal carcinoma. Int J Radiat Oncol Biol Phys. 2003;56(4):958–65.
Jansen JF, et al. Non-gaussian analysis of diffusion-weighted MR imaging in head and neck squamous cell carcinoma: A feasibility study. AJNR Am J Neuroradiol. 2010;31(4):741–8.
Van Cauter S, et al. Gliomas: diffusion kurtosis MR imaging in grading. Radiology. 2012;263(2):492–501.
Serrano LF, Morrell B, Mai A. Contrast media in breast imaging. Magn Reson Imaging Clin N Am. 2012;20(4):777–89.
Salgia R, Singal AG. Hepatocellular carcinoma and other liver lesions. Med Clin North Am. 2014;98(1):103–18.
Tofts PS, Kermode AG. Measurement of the blood-brain barrier permeability and leakage space using dynamic MR imaging. 1. Fundamental concepts. Magn Reson Med. 1991;17(2):357–67.
Marinovich ML, et al. Early prediction of pathologic response to neoadjuvant therapy in breast cancer: systematic review of the accuracy of MRI. Breast. 2012;21(5):669–77.
Surlan-Popovic K, et al. Changes in perfusion CT of advanced squamous cell carcinoma of the head and neck treated during the course of concomitant chemoradiotherapy. AJNR Am J Neuroradiol. 2010;31(3):570–5.
Bellomi M, et al. CT perfusion for the monitoring of neoadjuvant chemotherapy and radiation therapy in rectal carcinoma: initial experience. Radiology. 2007;244(2):486–93.
Sahani DV, et al. Assessing tumor perfusion and treatment response in rectal cancer with multisection CT: initial observations. Radiology. 2005;234(3):785–92.
Ng QS, et al. Acute tumor vascular effects following fractionated radiotherapy in human lung cancer: In vivo whole tumor assessment using volumetric perfusion computed tomography. Int J Radiat Oncol Biol Phys. 2007;67(2):417–24.
Mayr NA, et al. Pixel analysis of MR perfusion imaging in predicting radiation therapy outcome in cervical cancer. J Magn Reson Imaging. 2000;12(6):1027–33.
Julius T, et al. MRI and conservative treatment of locally advanced breast cancer. Eur J Surg Oncol. 2005;31(10):1129–34.
Barwick T, et al. Molecular PET and PET/CT imaging of tumour cell proliferation using F-18 fluoro-L-thymidine: a comprehensive evaluation. Nucl Med Commun. 2009;30(12):908–17.
Vesselle H, et al. In vivo validation of 3′deoxy-3′-[(18)F]fluorothymidine ([(18)F]FLT) as a proliferation imaging tracer in humans: correlation of [(18)F]FLT uptake by positron emission tomography with Ki-67 immunohistochemistry and flow cytometry in human lung tumors. Clin Cancer Res. 2002;8(11):3315–23.
Idema AJ, et al. 3′-Deoxy-3′-18F-fluorothymidine PET-derived proliferative volume predicts overall survival in high-grade glioma patients. J Nucl Med. 2012;53(12):1904–10.
Gagel B, et al. pO(2) Polarography versus positron emission tomography ([(18)F] fluoromisonidazole, [(18)F]-2-fluoro-2′-deoxyglucose). An appraisal of radiotherapeutically relevant hypoxia. Strahlenther Onkol. 2004;180(10):616–22.
Lehtio K, et al. Imaging perfusion and hypoxia with PET to predict radiotherapy response in head-and-neck cancer. Int J Radiat Oncol Biol Phys. 2004;59(4):971–82.
Rischin D, et al. Prognostic significance of [18F]-misonidazole positron emission tomography-detected tumor hypoxia in patients with advanced head and neck cancer randomly assigned to chemoradiation with or without tirapazamine: a substudy of Trans-Tasman Radiation Oncology Group Study 98.02. J Clin Oncol. 2006;24(13):2098–104.
Hatt M, et al. Comparison Between 18F-FDG PET Image-Derived Indices for Early Prediction of Response to Neoadjuvant Chemotherapy in Breast Cancer. J Nucl Med. 2013;54(3):341–9.
van Elmpt W, et al. Response assessment using 18F-FDG PET early in the course of radiotherapy correlates with survival in advanced-stage non-small cell lung cancer. J Nucl Med. 2012;53(10):1514–20.
Janssen MH, et al. Accurate Prediction of Pathological Rectal Tumor Response after Two Weeks of Preoperative Radiochemotherapy Using (18)F-Fluorodeoxyglucose-Positron Emission Tomography-Computed Tomography Imaging. Int J Radiat Oncol Biol Phys. 2010;77(2):392–9.
•• Zhang C, et al. 18F-FDG-PET evaluation of treatment response to neo-adjuvant therapy in patients with locally advanced rectal cancer: a meta-analysis. Int J Cancer. 2012;131(11):2604–11.
Eschmann SM, et al. Repeat 18F-FDG PET for monitoring neoadjuvant chemotherapy in patients with stage III non-small cell lung cancer. Lung Cancer. 2007;55(2):165–71.
•• Mghanga FP, et al. Fluorine-18 fluorodeoxyglucose positron emission tomography-computed tomography in monitoring the response of breast cancer to neoadjuvant chemotherapy: a meta-analysis. Clin Breast Cancer. 2013;13(4):271–9.
Chawla S, et al. Pretreatment diffusion-weighted and dynamic contrast-enhanced MRI for prediction of local treatment response in squamous cell carcinomas of the head and neck. AJR Am J Roentgenol. 2013;200(1):35–43.
Yoshida S, et al. Role of diffusion-weighted magnetic resonance imaging in predicting sensitivity to chemoradiotherapy in muscle-invasive bladder cancer. Int J Radiat Oncol Biol Phys. 2012;83(1):e21–7.
Koh DM, et al. Predicting response of colorectal hepatic metastasis: value of pretreatment apparent diffusion coefficients. AJR Am J Roentgenol. 2007;188(4):1001–8.
Yu J, et al. Prediction of Early Response to Chemotherapy in Lung Cancer by Using Diffusion-Weighted MR Imaging. ScientificWorldJournal. 2014;2014:135841.
Makino, H., et al. Predictive value of diffusion-weighted magnetic resonance imaging during chemoradiotherapy for uterine cervical cancer. J Obstet Gynaecol Res. 2013;40(4):1098–104.
Kim HS, et al. Evaluation of therapeutic response to concurrent chemoradiotherapy in patients with cervical cancer using diffusion-weighted MR imaging. J Magn Reson Imaging. 2013;37(1):187–93.
Zahra MA, et al. Dynamic contrast-enhanced MRI as a predictor of tumour response to radiotherapy. Lancet Oncol. 2007;8(1):63–74.
Hermans R, et al. Tumor perfusion rate determined noninvasively by dynamic computed tomography predicts outcome in head-and-neck cancer after radiotherapy. Int J Radiat Oncol Biol Phys. 2003;57(5):1351–6.
Loncaster JA, et al. Prediction of radiotherapy outcome using dynamic contrast enhanced MRI of carcinoma of the cervix. Int J Radiat Oncol Biol Phys. 2002;54(3):759–67.
de Vries A, et al. Monitoring of tumor microcirculation during fractionated radiation therapy in patients with rectal carcinoma: preliminary results and implications for therapy. Radiology. 2000;217(2):385–91.
George ML, et al. Non-invasive methods of assessing angiogenesis and their value in predicting response to treatment in colorectal cancer. Br J Surg. 2001;88(12):1628–36.
Hermans R, et al. Tumoural perfusion as measured by dynamic computed tomography in head and neck carcinoma. Radiother Oncol. 1999;53(2):105–11.
Pickles MD, et al. Prognostic value of pre-treatment DCE-MRI parameters in predicting disease free and overall survival for breast cancer patients undergoing neoadjuvant chemotherapy. Eur J Radiol. 2009;71(3):498–505.
Devries AF, et al. Tumor microcirculation evaluated by dynamic magnetic resonance imaging predicts therapy outcome for primary rectal carcinoma. Cancer Res. 2001;61(6):2513–6.
Li SP, et al. Primary human breast adenocarcinoma: imaging and histologic correlates of intrinsic susceptibility-weighted MR imaging before and during chemotherapy. Radiology. 2010;257(3):643–52.
Yu Y, et al. Quantitative analysis of clinical dynamic contrast-enhanced MR imaging for evaluating treatment response in human breast cancer. Radiology. 2010;257(1):47–55.
Johansen R, et al. Predicting survival and early clinical response to primary chemotherapy for patients with locally advanced breast cancer using DCE-MRI. J Magn Reson Imaging. 2009;29(6):1300–7.
Li SP, et al. Use of dynamic contrast-enhanced MR imaging to predict survival in patients with primary breast cancer undergoing neoadjuvant chemotherapy. Radiology. 2011;260(1):68–78.
Heldahl MG, et al. Prognostic value of pretreatment dynamic contrast-enhanced MR imaging in breast cancer patients receiving neoadjuvant chemotherapy: overall survival predicted from combined time course and volume analysis. Acta Radiol. 2010;51(6):604–12.
Dirix P, et al. Dose painting in radiotherapy for head and neck squamous cell carcinoma: value of repeated functional imaging with (18)F-FDG PET, (18)F-fluoromisonidazole PET, diffusion-weighted MRI, and dynamic contrast-enhanced MRI. J Nucl Med. 2009;50(7):1020–7.
Author information
Authors and Affiliations
Corresponding author
Additional information
This article is part of Topical Collection on Essentials in Oncologic Imaging.
Rights and permissions
About this article
Cite this article
Martens, M.H., Lambregts, D.M.J., Kluza, E. et al. Tumor Response to Treatment: Prediction and Assessment. Curr Radiol Rep 2, 62 (2014). https://doi.org/10.1007/s40134-014-0062-z
Published:
DOI: https://doi.org/10.1007/s40134-014-0062-z