Abstract
Introduction
In dermatology, inflammatory skin conditions impose a substantial burden worldwide, with existing therapies showing limited efficacy and side effects. This report aims to compare a novel immunological activation induced by hyperthermic 20 MHz high intensity focused ultrasound (HIFU) with conventional cryotherapy. The bioeffects from the two methods are initially investigated by numerical models, and subsequently compared to clinical observations after treatment of a patient with the inflammatory disease granuloma annulare (GA).
Methods
Clinical responses to moderate energy HIFU and cryotherapy were analysed using numerical models. HIFU-induced pressure and heat transfer were calculated, and a three-layer finite element model simulated temperature distribution and necrotic volume in the skin. Model output was compared to 22 lesions treated with HIFU and 10 with cryotherapy in a patient with GA.
Results
Cryotherapy produced a necrotic volume of 138.5 mm3 at − 92.7 °C. HIFU at 0.3–0.6 J/exposure and focal depths of 0.8 or 1.3 mm generated necrotic volumes up to only 15.99 mm3 at temperatures of 68.3–81.2 °C. HIFU achieved full or partial resolution in all treated areas, confirming its hyperthermic immunological activation effect, while cryotherapy also resolved lesions but led to scarring and dyspigmentation.
Conclusion
Hyperthermic immunological activation of 20 MHz HIFU shows promise for treating inflammatory skin conditions as exemplified by GA. Numerical models demonstrate minimal skin necrosis compared to cryotherapy. Suggested optimal HIFU parameters are 1.3 mm focal depth, 0.4–0.5 J/exposure, 1 mm spacing, and 1 mm margin. Further studies on GA and other inflammatory diseases are recommended.
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Why carry out this study? |
Inflammatory skin conditions present a significant burden and affect millions worldwide as existing pharmacological and device-based therapies often have poor efficacy and unwanted side effects. |
This report aims to understand the bioeffects of moderately dosed 20 MHz high intensity focused ultrasound (HIFU) on the upper layer of human skin, and compare it to cryotherapy commonly used in dermatology, as preclinical studies suggest that HIFU can induce immunogenic cell death and immune sensitization, potentially leading to generalized lesion regression and thereby a new modality for treatment of inflammatory skin conditions. |
What was learned from the study? |
The numerical modelling analysis shows that the moderate levels of HIFU can accurately target the upper dermis, creating extremely localized necrotic volumes several times smaller than those generated by conventional liquid nitrogen cryotherapy. |
Clinical results from a single patient with the inflammatory skin disease granuloma annulare (GA) confirm the efficacy of HIFU treatment, showing full or partial recovery with reduced scarring and dyspigmentation compared to cryotherapy. |
The study concludes that HIFU treatment slightly below the threshold for ablative response presents significant advantages over cryotherapy for treating inflammatory skin conditions, including reduced scarring and dyspigmentation. |
Introduction
Inflammatory skin conditions present a significant burden and affect millions worldwide. Traditional standard of care typically includes pharmaceutical-based therapy, such as corticosteroids or imiquimod, or device-based therapies, typically by use cryotherapy or various light therapies. Both pathways, however, have significant side effects and relatively low efficacy [1]. Alternative therapeutic interventions are therefore needed.
Within the field of dermatology, 20 MHz high intensity focused ultrasound (HIFU) has recently been demonstrated as a safe and efficient device-based therapy for medical indications such as basal cell carcinoma (BCC), Kaposi sarcoma and cutaneous neurofibroma and more aesthetic conditions including seborrheic keratosis and angiomas [2,3,4]. These therapies primarily rely on lesion destruction by cell necrosis and tissue denaturation. The biological response to treatment is active transport of damaged cells and tissue, either to an external wound crust or internally through the vascular and lymphatic systems. By nature, these methods can thus be characterized as directly or indirectly ablative.
Results of preclinical studies on murine models with HIFU suggest that local ablative techniques can induce immunogenic cell death (ICD), increased tumour infiltration by macrophages, as well as CD4+ and CD8+ lymphocytes [5]. Therefore, HIFU can also effectively induce immune sensitization, which can contribute to more generalized lesion regression without full ablation of the lesion field [5,6,7].
This latter modality inducing various paths of immunological activation by HIFU dosed at more moderate energy levels than in the previous ablative treatments therefore presents an intriguing option for development of new interventional therapies for the large range of inflammatory skin conditions present in daily dermatological practice.
As a first step in understanding this new approach, this paper sets out to calculate the clinical effects of a relatively gentle hyperthermia and immunological activation induced by HIFU. These effects are compared to cryotherapy as one of the most common device-based therapies for inflammatory skin diseases.
This is initially done by creating a three-layer numerical skin model [8, 9] in combination with finite element modelling (FEM) [10,11,12] to evaluate clinically relevant bioeffects of treatment. The approach allows for a unified analysis as the FEM allows for simulation of multi-physics interaction of tissue with several different energy fields, including the acoustic and thermal fields represented by the two treatment modalities. The same set of material parameters characterizing the relevant superficial tissue layers are uniformly used throughout all analyses. The impact on the skin tissue is quantified by a calculation of induced necrotic dose volume depending on the treatment exposure parameters [13, 14]. A concept of equivalent dose is introduced that allows for direct comparison of the total impact on the skin tissue of the modalities as well as other parameters such as the total time of treatment.
The model findings are used to compare and discuss a clinical case of treatment case of granuloma annulare (GA). GA is a rare, chronic inflammatory disease with an estimated incidence of approximately 1 in 10,000, accounting for less than 1% of all skin disorders [15]. The etiology of annular granuloma is not well understood [16]. It predominantly affects individuals between the ages of 20 and 40 years and is more common in women [15, 17]. GA has been described in patients of various races and ethnicities, with no evidence suggesting a specific race is more predisposed than others [18]. One theory regarding the cause of granuloma annulare is an immunological disturbance that leads to the activation of the immune system, resulting in increased cytokine production and infiltration of inflammatory cells in the skin [19, 20]. Studies have shown the presence of T lymphocytes, dendritic cells, and other inflammatory cells in the affected skin areas, indicating a probable immunological reaction associated with the disease.
The most common manifestation of GA is the appearance of single or multiple-ringed, erythematous plaques [17]. The lesions can range in colour from pink, red, and brown to purplish. The disease primarily affects the extremities (hands, feet, wrists) but can also occur on the neck and trunk [20]. Although GA is considered a benign condition, complications can arise from both treatment interventions and the natural course of the disease. Common complications include the formation of scars in previously affected areas. Secondary infections are also possible as the damaged skin caused by GA may increase the risk of bacterial or fungal infections. Conventional treatment modalities, such as topical and systemic steroids, have been used with varying degrees of success [17, 21,22,23,24]. However, these drug-based therapies have several limitations, including inadequate responses, relapse, and side effects.
GA is characterized by a low cure rate, with only 46.6% of cases achieving resolution when treated with corticosteroids and 80.6% with cryotherapy [20, 21]. The method frequently employed in clinical practice is cryotherapy utilizing liquid nitrogen, but this has inherent drawbacks such as tissue over-freezing resulting from an inability to achieve uniform energy distribution or scar formation [21, 25]. Furthermore, the therapeutic response is variable, often accompanied by disease relapse.
The purpose of this report is to understand the bioeffects of moderately dosed 20 MHz HIFU on the upper layer of human skin and compare it to results of cryotherapy commonly used in treatment of GA. These moderate levels of HIFU are below the threshold for direct ablation, but preclinical studies suggest that HIFU can induce immunogenic cell death and immune sensitization, potentially leading to generalized lesion regression and thereby a new modality for treatment of inflammatory skin conditions, including GA.
Methods: Numerical Modelling
Finite Element Modelling
Analysis of the clinical response to HIFU at moderate energy exposures and conventional cryogenic spray treatment was performed using numerical modelling. FEM was used because of the complex nature of the interaction of the skin tissue with either focused acoustic waves or the heat flux due to the cryogenic spray. A three-layer model of human skin was used comprising of epidermis, dermis, and subcutaneous layer, having thickness of 0.1, 1.5 and 4.4 mm, respectively [9]. The skin response was simulated using a sufficiently large axisymmetric computational domain representing a cylinder of 22 mm diameter, so that the calculated response was not affected by the employed boundary conditions. COMSOL Multiphysics version 5.4 FEM software (COMSOL AB, Stockholm Sweden) was used in all presented calculations.
Harmonic Pressure Field (HIFU)
The response of human skin to focused acoustic field was first calculated using harmonic pressure solver, and the pressure p, intensity I as well as heat source distribution Qac due to attenuation were calculated at nominal operating frequency f0 = 20.0 MHz. The governing equation in this case is an inhomogeneous Helmholtz equation where the losses in the media due to attenuation are introduced by the complex wave number and complex sound velocity. For clarity the details are omitted here; for more information one can refer to [26]. The attenuation in skin layers is frequency-dependent and is defined by the power law as follows [10]:
where α0 is the attenuation coefficient, η is the power of the attenuation, frequency f is given in hertz. The dimensions of the simulated system as well as the boundary conditions are illustrated in Fig. 1A; material parameters are given in Table 1. The acoustic computational domain was meshed using an element size of maximum 1/10th of the wavelength in the proximity diameter of 1.5 mm from the focal point, while the 1/5th of the wavelength rule was used outside of the focal zone in the remaining computational domain. The input acoustic power was introduced into the system through a pressure source boundary condition with the pressure value at the acoustic source surface p0 (see Fig. 1) defined as:
where ρ and c are the density and the sound velocity in water, Pa is the acoustic power defined by the exposure and A is the surface area of the radiating surface (the active surface of the piezoelectric transducer). Given the effective outer and inner diameters of the piezoelectric transducer are equal to 18 mm and 6 mm, respectively, the surface area A = 254.2 mm2, in all simulated cases.
Transient Heat Transfer
The transient thermal response to HIFU and cryogenic spray exposure was calculated using the same general bio-heat transfer equation [27]:
where T is the temperature, ρ is the density, cp is the specific heat at constant pressure, Qmet is the metabolic heat generation and
is the heat transfer due to blood perfusion, where Tb is the temperature of blood, wb is the perfusion rate and cp,b is the specific heat capacity of blood. The spatial dependence of T in Eqs. (3) and (4) is omitted for clarity. The thermal properties of the skin layers used in the simulations are given in Table 2.
The external heat transfer in case of the cryogenic spray freezing was represented by a heat flux boundary condition qf as illustrated in Fig. 2A. The diameter of the heat flux on the skin was equal to 8.4 mm. This was estimated by considering typical application parameters i.e. the distance of 30 mm between the spray nozzle and the skin surface and assuming 16° far-field spray angle [28]. This value is consistent with the observations of the cold spot during clinical treatment using liquid nitrogen cryotherapy.
In the transient simulations the heat flux qf was multiplied by a step function:
where te is the time of exposure.
In case of HIFU exposure, Qext = Qac, where Qac is the general heat source due to absorbed acoustic wave due to attenuation in the skin tissue given by:
where |I| is the magnitude of acoustic intensity as per the results of harmonic simulations of pressure field. In reality not all the attenuated ultrasound is converted into heat, which is included in Eq. (6) by introduction of the conversion coefficient γ = 0.31 [29]. Additionally, a volume of water was added to the computational domain above the HIFU exposure location (see Fig. 2B) to take into account the coupling water present in the HIFU handpiece during the HIFU exposure. Similarly to the cryotherapy, Qac was multiplied by a step function, Eq. (5).
Necrotic Dose Volume Estimation (HIFU)
In case of hyperthermia due to HIFU exposure, the definition of a dose is well defined and widely accepted [14, 30] and it is expressed in terms of thermally equivalent time by the following formula:
where R = 0.5 for T ≥ 43 °C. Moreover, Tcr = 43 °C is the critical temperature for hyperthermia. It is accepted that once a tissue reaches the critical dose Dcr,H = 14,400 s (equivalent of 240 min) 100% of cells undergo necrosis. The HIFU necrotic volume can therefore be expressed as:
where Ω is the computational domain, \(x \in \Omega\) and selector function is defined according to the following formula:
Another interesting indicator of the therapeutic process is the average temperature in the necrotic volume due to HIFU hyperthermia, also a function of time, defined in the following manner:
Necrotic Dose Volume Estimation (Cryotherapy)
There are no widely accepted standards regarding definition of necrotic volume due to the exposure to cryotherapy [31]; however, it is commonly accepted that once a living tissue reaches the critical temperature of Tcr,C = − 50 °C it is certain that 100% of cells undergo necrosis. Therefore, in the present study the necrotic volume is defined by the volume of tissue surrounded by an isothermal surface, where T(t) = Tcr,C. One needs to notice that such a volume is a function of time t and will decrease once the exposure stops. Of course, necrosis is a non-reversal process and therefore the cryogenic necrotic dose volume is calculated, as follows:
where Ω is the computational domain, \(x \in \Omega\) and selector function is defined according to the following formula:
Another interesting indicator of the therapeutic process is the average temperature in the necrotic volume, also a function of time, defined in the following manner:
Results: Numerical Modelling
Transient Heat Transfer
A summary of the acoustic modelling of the HIFU field and estimation of the main characteristic is presented in Table 3. In all analysed exposure cases the spatial maximum intensity was located within the dermis layer as intended.
Here it should be mentioned that simulations of HIFU exposure are based on a linear acoustic model, which is only valid for limited levels of pressure \(p\ll K\), where K is the bulk modulus. Given the values of bulk modulus K of the simulated tissue materials, summarized in Table 1, and the values of peak pressure presented in Table 3, one can, however, conclude that the use of the linear acoustic model is fully justified as the worst case is the exposure of NFD 0.8 mm and 0.6 J (4.00 W) resulting in peak pressure of 32.0 MPa which is almost a factor of 88 lower than the bulk modulus K = 2.84 GPa of dermis.
Thermal modelling of the skin response to exposure to the cryogenic spray and HIFU exposure was modelled for body and blood temperature Tb = 37.0 °C, and ambient temperature Ta = 20 °C. Perfusion rate wb = 0.00125 kg/m3/s for T > 0 °C [32], heat capacity of blood cp,b = 3770 J/kg/m3 [10]. Metabolic heat Qmet = 368.1 W/m3 was set only in the dermis and subcutaneous layers [12]. The convective heat transfer coefficient hc was equal to 3.3 W/m2/K [33].
The heat flux due to the cryogenic spray was modelled by a heat flux where the cryogenic heat transfer coefficient hf = 4000 W/m2/K [34] and the temperature of the liquid nitrogen spray TLN2 = − 196 °C (see Fig. 2A). Results of the transient development of necrotic dose volume and average temperature within necrotic dose volume, defined by Eqs. (11) and (13), respectively, are given in Fig. 3. To present the results for all the simulated treatment modalities the transient results are given using normalized time τ, defined as follows:
Heat Distribution and Necrotic Dose Volume
Temperature distribution at t = 10 s (τ = 1) for skin exposure to liquid nitrogen spray is presented in Fig. 4A, while the cryogenic necrotic volume is visualized in Fig. 4F. Figure 3 shows the transient development of the necrotic volume as well as the average temperature of the necrotic volume induced by the HIFU exposure given by Eqs. (7) and (8), respectively. The HIFU exposure is determined by a number of parameters, namely nominal focal depth (NFD), which determines the location of the acoustic focus below the surface of the skin, acoustic power Pa which in combination with the exposure time te determines the total energy of a single exposure Ee = Pa·te.
The following HIFU exposure parameters were used in the calculations: NFD0.8 Ee = 0.6 J, NFD0.8 Ee = 0.4 J, NFD1.3 Ee = 0.5 J, NFD1.3 Ee = 0.3 J. Here, NFD0.8 is understood as HIFU exposure at nominal focal depth of 0.8 mm, similarly NFD1.3 is a HIFU exposure at nominal focal depth of 1.3 mm. Additionally, the temperature distributions at t = 0.15 s (τ = 1) due to the modelled single HIFU exposures are given in Fig. 4B–E. The necrotic volume at t = 0.5 s (total time of simulation) as the results of HIFU exposure is visualized in Fig. 4G–J.
Case Illustration: Granuloma Annulare
A 47-year-old woman presented to the clinic with multiple lesions of GA on hands and forearms. The subject had undergone several cryotherapy treatments, and most recently received corticosteroid therapy 6 months prior to the HIFU treatment; however, the treatment outcomes were unsatisfactory, and the disease recurred. The subject therefore requested alternative treatments. Test treatments using cryotherapy was offered as the device-based standard of care in direct comparison with HIFU treatment as a potentially more effective and less painful therapeutic option. On the basis of agreement with the patient, 22 smaller lesions/sections on the posterior side of the hands and right forearm were selected as test areas for HIFU and 10 areas for comparative standard cryotherapy.
The Declaration of Helsinki’s guiding principles were followed in the creation of this article. An ethical approval from Bioethical Review Board at Wroclaw Medical University, Poland (no. KB109/2023) has been obtained in compliance with local law and institutional norms to undertake this study. The authors attest that the patient’s written consent has been received for the submission and publishing of this report, including the data and photographs.
Dermoscopy
The clinical evaluation of GA lesions was conducted through dermoscopy using a FotoFinder Medicam 1000 device (FotoFinder Systems GmbH, Bad Birnbach, Germany). The observed lesions of GA displayed typical characteristics before treatment: annular or arciform configuration with central clearing, a slightly raised border (Figs. 5A, B and 6A, B). Additionally, some lesions showed whitish or yellowish areas, fine peripheral scales, and telangiectasias.
HIFU Treatment
HIFU treatments were performed using a System ONE-M (TOOsonix A/S, Hoersholm, Denmark) operating at 20 MHz, designed specifically for dermatological applications. Four handpieces with nominal focal depth (NFD) of 0.8–2.3 mm below the skin surface are available for connection to the device. The handpieces include an integrated high-resolution digital camera operating as a dermoscope to observe the treated area in real time on the user screen. The high spatial resolution of the ultrasound field combined with the real-time dermoscopy ensures precise dosing of the therapeutic energy into the selected location on the GA lesions.
In situations where the targeted lesion is anticipated to be challenging to visualize because of insufficient contrast with the adjacent skin, the lesion can be marked using a water-resistant pen.
HIFU treatments of the 22 smaller GA fields were carried out by administering acoustic energy in bursts of 0.3–0.6 J/exposure at exposure durations of 0.15 s with approximately 0.75–1.5 mm spacing between each exposure site to cover the selected lesion field and a peripheral margin of approximately 1 mm. Visual appearance of the different spacings between each exposure site is illustrated in Fig. 7.
Two different HIFU handpieces of nominal focal depth 0.8 mm and 1.3 mm were used, thus limiting the treatment to the epidermis and upper third of the dermis. Standard ultrasound gel was used to provide acoustic coupling between the handpiece and skin surface (Parker Aquasonic 100, Parker Laboratories Inc, NJ, USA). The progress and status of the treatment were monitored in real time using the integrated non-polarized dermoscopic imaging system. On the basis of prior experience, no pre-treatment topical or local intravascular anaesthesia was used. HIFU treatments were conducted in two separate sessions with regular follow-up visits over the following 3 months.
HIFU-treated GA lesions showed an immediate circular whitening effect of approximately 2 mm around each targeted location (Fig. 5C, D). This effect was attributed to the denaturation of proteins in the affected cells and a partial release of the epidermal layer due to the rapid local temperature increase. After treating larger areas, a mild erythema appeared in the treatment field area as the result of an urticarial histamine release. This reaction gradually decreased over the following 1–2 h and did not cause notable pain or discomfort for the subject. Approximately 6 days after HIFU treatment a crustation appeared, revealing centrally ulcerated areas with evident signs of smaller internal bruising (Fig. 5E, F). The vessels exhibited a dot-like linear arrangement radiating from the central part. The sites exposed directly to the HIFU shots presented amorphous white areas/spots. Shallow crusts with traces of blood were observed in the central region. During the healing process, the vascularity and fibrotic changes gradually became less pronounced (Fig. 5G, H), eventually leading to nearly healthy skin (Fig. 5I, J).
Cryotherapy
Liquid nitrogen cryotherapy was carried out on eight smaller GA fields located on the mid-section of the left posterior hand. A CRY-AC apparatus (Brymill Cryogenic Systems Inc, CT, USA) mounted with a 2-mm nozzle was used for application of liquid nitrogen spray onto the affected skin areas. The treatment temperature was maintained at approximately − 196 °C. Within the scope of the study, a single freeze–thaw cycle was administered, allowing the tissue to naturally undergo full thawing. The duration of cryotherapy was tailored to individual patient characteristics. Typically, the procedure lasted 10 s with 60 s thaw and involved a singular spray application with nozzle-to-skin distance of 30 mm.
The freeze–thaw cycle of cryotherapy was poorly evaluated by the patient, reporting intense pain. Following the procedure, urticarial post-frost blisters were observed (Fig. 6C, D). After a week, scabs and blisters filled with serous fluid appeared (Fig. 6E, F), with some of them ruptured. During the subsequent visit, the lesions were healed, but a side effect in the form of a significant scar emerged (Fig. 6G, H). In the surrounding area of the cryotherapy-treated site, a reticulate hyperpigmentation occurred, associated with the reparative response.
The HIFU and cryotherapy sessions as well as their parameters are summarized in Table 4.
Discussion
The employed modelling methodology introduced in this report is a simplified representation of the biophysical process taking place during HIFU treatment and cryotherapy respectively, especially after the physiological response of the skin commences. Model output can, however, clearly illustrate the fundamental and significant resulting differences between the two methods, and the model can therefore be a very helpful tool for analysing observations from clinical treatments, such as the presented case of treatment of GA.
Figure 3 and Table 5 show results of the modelled average temperature and volume of the necrotic zone as a function of normalized time, up to three times the exposure time of the respective therapies applied in the GA case (3 × 150 ms for HIFU and 3 × 10 s for cryotherapy). As expected, the average temperature for cryotherapy rapidly decreases to reach a peak minimum of − 92.7 °C, and abruptly increases towards normal skin temperature as spray exposure is stopped. It has to be emphasised that the cooling rate is predetermined by the heat transfer coefficient hf, which has been reported to vary up to three orders of magnitude between 103 and 106 W/m2/K [35]. The value of hf = 4000 W/m2/K is therefore on the low side of this range and suggests that the reported estimates of the necrotic volume due exposure to nitrogen spray are conservative. Moreover, the obtained cooling rates are consistent with the experimental data obtained on gel phantoms [32, 36]. For HIFU, the average temperature of the necrotic volume quickly increases to stable levels of 68.3 to 81.2 °C depending on selected power setting of the exposure, and subsequently gradually decreases towards normal skin temperature after the exposure is stopped.
Bioeffects measured in necrotic volume due to single exposure to HIFU and liquid nitrogen spray are significantly different for both modalities. This effect is reflected clearly in the size of the necrotic volume shown in Fig. 3B. Here it can be observed that the necrotic zone following cryotherapy is several factors greater than those observed for a HIFU dose, exemplified by 138.5 mm3 for cryotherapy and a maximum 0.258 mm3 for a single HIFU dose. This difference is of course offset by multiplications of HIFU exposures needed to cover an equivalent treatment area, but it underlines the highly improved accuracy and resolution in both lateral and horizontal directions offered by the HIFU modality.
The temperature distribution in the tissue and the necrotic volumes are presented in more detail in Fig. 4. Again, the zone of hypothermic impact can initially be seen to be very large in the case of single cryotherapy spray exposure (Fig. 4A) compared to the single exposures from the various HIFU settings (Fig. 4B–E). This is directly reflected in the visualization of the necrotic volume (Fig. 4F–J), thereby also illustrating the single exposure modality for cryotherapy versus the need for multiple exposures to conduct a full treatment with HIFU. Moreover, it can be concluded that even at the densest spacing of HIFU exposures (0.75 mm) the total impact of a multidose exposure can be analysed as a superposition of single exposures, due to very confined temperature distribution of a single HIFU exposure.
Table 6 summarizes and analyses clinical records from the GA treatments combined with the modelled necrotic volumes shown in Figs. 3, 4 and Table 5. It can first of all be noticed that the total necrotic volume created by the relevant repetitions of HIFU exposures is only 0.53–11.5% of a necrotic volume created by a single cryotherapy spray exposure. The necessity for repetitive HIFU exposures to cover the relevant target, however, potentially also increases treatment time. The maximum effective treatment time was thus approximately three times (297%) longer than the single cryotherapy cycle time—a time consumption that is, however, well within acceptable limits and not expected to effectively impact the total time needed for a clinical session including record review, diagnosis, registration, clinical setup, post-treatment registration, etc.
Examples of clinical results and observations, shown in Figs. 5 and 6 with a summary in Table 4, indicate relatively scattered clinical results as would be expected for a first treatment in a single patient only. However, as previously reported [1] and predicted by the numerical models, cryotherapy creates large necrotic volumes in the skin. Observed diameters of necrotic volumes showing diameters around 8.4 mm on the skin surface match modelled results very well (Fig. 4A). Similarly, the simulated necrotic zone created by HIFU having an outer ring and centre spot on the skin surface when using an NFD 0.8 mm handpiece is fully reflected in clinical observations (Fig. 4D).
Importantly, all HIFU treatments using a handpiece with NFD 0.8 or 1.3 mm is generally found to lead to full or partial resolution in all treated fields. The initial indication is thus that the suggested immunological activation induced by hyperthermic HIFU indeed leads to generalized lesion regression without full ablation of the lesion field as suggested in the preclinical studies [5,6,7]. The method therefore seems to be a viable pathway for future treatment of inflammatory conditions in humans.
The HIFU method is furthermore found to present a significantly improved clinical balance over cryotherapy, with less scarring and dyspigmentation. Treatments using energy levels of 0.3 J/exposure seem to be close to the lower threshold for observable clinical effect, while 0.6 J/exposure creates larger coherent crustations and subsequent dyspigmentation unless used with larger spacing between each exposure. Energy levels of 0.4–0.5 J/exposure and a spacing of 1.0 mm, however, seem to have a good clinical balance with full recovery of the skin and relatively low levels of dyspigmentation seen in 15 out of 17 treated lesions using this energy range. Somewhat outside documented clinical data, the recommendation is furthermore that applying a 1-mm margin yielded better results for reduction of GA, as the absence of this margin resulted in some lesions persisting as raised areas.
Overall, these observations match earlier reported preclinical results [3, 37, 38], as well as observations in clinical work, where only energy levels above 0.7 J/exposure were found to initiate the desired direct ablative effects [2, 3, 39].
As a result of the limited follow-up (less than 12 months) it is difficult to speculate about the possibility of relapse of GA in the long-term perspective after both HIFU and cryotherapy treatment. As of the date of the latest version of this report (approximately 9 months after treatment) no recurrences were observed in the pathologically altered areas treated with HIFU. However, this was not the case in the GA lesions subjected to cryotherapy. Although it is an interesting finding, a more systematic study needs to the carried out to further confirm this phenomenon.
Areas of frequent occurrence of GA, such as the skin on hands, feet, knees, or back, can confidently undergo HIFU therapy. Facial locations have not been studied. However, given the very positive cosmetic outcome of HIFU treatment of the areas presented in this report one might suspect that HIFU can also be successfully applied to such areas. Furthermore, as a result of the physical dimensions of the handpiece, HIFU cannot be applied to lesions located on the oral mucosa. Similarly, no studies have been conducted in the anogenital region.
The main limitation of the study is the limited data obtained by only having a single patient in this first evaluation and comparison between the two therapeutic methods. Further studies with larger populations are needed for full statistical analysis, in particular when analysing the HIFU treatment modality where no prior data or experience exist for GA or other inflammatory skin diseases. As mentioned above, the data is further limited by conducting treatments on the hands and forearms only, whereas skin response and healing dynamics are generally known to be dependent on anatomical location. Similarly, the exposure parameters selected for both cryotherapy and HIFU treatments were of limited range. In particular, a limitation in the presented data was not examining a larger range of HIFU energy settings, which might have provided a more nuanced view of application and potential contraindications for treatments on different patients and anatomical locations. The use of a linear model in modelling of the thermal response of skin to HIFU field, where non-linear effects such as temperature dependence of skin parameters or phase change have not been considered, is another limitation of the presented study.
Conclusions
This report is aimed at understanding the bioeffects created by moderately dosed 20 MHz HIFU, i.e. energy levels of 0.3–0.6 J/exposure to the upper layer of the human skin. This is compared with effects generated by cryotherapy, a device-based therapy commonly used in dermatology, including in the treatment of inflammatory skin conditions.
These moderate levels in HIFU are below the threshold for creating larger coherent necrotic effects used for direct treatment of e.g. BCC or actinic keratosis, but preclinical studies using HIFU suggest that local ablative techniques can induce immunogenic cell death (ICD), increased tumour infiltration by macrophages, as well as CD4+ and CD8+ lymphocytes [5]. Therefore, HIFU can also effectively induce immune sensitization, which contributes to more generalized lesion regression [5, 6, 37].
Numerical modelling was used to analyse the clinical response from HIFU and conventional cryogenic spray treatment. This was obtained by a FEM including the interaction of the skin tissue with either focused acoustic waves or the heat flux due to the cryogenic spray. A three-layer model of human skin was used comprising epidermis, dermis, and subcutaneous layer, having thickness of 0.1, 1.5 and 4.4 mm, respectively.
The model output showed that 20 MHz HIFU can be accurately adjusted to affect very small and accurately positioned lesions in the upper dermis, thus creating local necrotic volumes that are several times smaller than those created by cryotherapy.
The model output results were compared to clinical results observed from treatment of a patient with the inflammatory disease GA actively seeking improved therapeutic options after unsatisfactory results with corticosteroids. While the data from this single patient is extremely limited, important confirmation of the proposed new methodology was obtained. All 22 lesions treated by HIFU indicated full or partial recovery of the skin, and significantly less scarring and dyspigmentation than in the lesions treated by cryotherapy.
In conclusion, the treatment of inflammatory conditions in humans using HIFU exposures slightly below the threshold leading to a combined ablative treatment response presents significant advantages over the otherwise commonly used cryotherapy, including reduced scarring and dyspigmentation. Optimal HIFU energy levels of 0.4–0.5 J/exposure with a spacing of 1.0 mm demonstrate a favourable clinical balance, resulting in full skin recovery and minimal dyspigmentation. Further work on additional patients with GA as well as other inflammatory skin conditions is strongly encouraged to investigate these positive results further. There is a substantial body of research demonstrating that HIFU enhances the membrane permeability and therefore it can be of a significant assistance also during drug delivery [40]. Combination treatment using HIFU with pharmaceutical treatment is therefore an obvious and interesting option for further investigation.
Data Availability
The data that support the findings of this study are available from the corresponding author upon reasonable request.
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Acknowledgements
We thank the patient for participating in this study.
Funding
The treatment presented in this study was performed partially on equipment funded by TOOsonix A/S, Denmark. Rapid Service Fee was funded by TOOsonix A/S, Denmark.
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Jacek Calik: Conceptualization, Methodology, Validation, Formal analysis, Investigation, Resources, Writing—Original Draft; Tomasz Zawada: Conceptualization, Methodology, Validation, Formal analysis, Numerical Modelling, Resources, Data Curation, Writing—Original Draft, Writing—Review&Editing, Visualization, Supervision; Natalia Sauer: Conceptualization, Investigation, Data Curation, Writing—Original Draft, Writing—Review&Editing; Torsten Bove: Conceptualization, Methodology, Validation, Formal analysis, Resources, Data Curation, Writing—Original Draft.
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Jacek Calik and Natalia Sauer have no conflicts of interest to declare. Torsten Bove and Tomasz Zawada are shareholders of TOOsonix A/S, and both have no other conflict of interest to declare.
Ethical Approval
The Declaration of Helsinki’s guiding principles were followed in the creation of this article. An ethical approval from Bioethical Review Board at Wroclaw Medical University, Wroclaw, Poland (no. KB109/2023) has been obtained in compliance with local law and institutional norms to undertake this study. The authors attest that the patient’s written consent has been received for the submission and publishing of this report, including the data and photographs.
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Calik, J., Zawada, T., Sauer, N. et al. High Intensity Focused Ultrasound (20 MHz) and Cryotherapy as Therapeutic Options for Granuloma Annulare and Other Inflammatory Skin Conditions. Dermatol Ther (Heidelb) 14, 1189–1210 (2024). https://doi.org/10.1007/s13555-024-01163-7
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DOI: https://doi.org/10.1007/s13555-024-01163-7