Skip to main content
Log in

Self-efficacy and academic success among diverse first-generation college students: The mediating role of self-regulation

  • Published:
Social Psychology of Education Aims and scope Submit manuscript

Abstract

This study examines whether self-efficacy predicted academic success (via self-regulation) for first-generation and continuing-generation college students (Model 1) and among various racial/ethnic groups (Model 2). The 3,316 ethnically diverse incoming freshmen from a large, urban, public university (53% first-generation) participated in this study (43% Latinx, 24% Asian American, 23% White, and 10% Black). Participants’ ages ranged from 16 to 23 (M = 17.97, SD = 0.41). Prior to matriculation, participants completed the online institutional survey, including items exploring self-efficacy and self-regulation. This study distinguishes between emotional and behavioral aspects of self-regulation. To assess academic success outcomes, first-semester grade point averages and first-to-second year retention rates were collected from institutional data. Significant direct and indirect paths varied by generational status as well as race/ethnicity. Two types of self-regulation—emotional and behavioral regulation—had divergent effects. Increased behavioral regulation but decreased emotional regulation enhanced academic success. Findings highlight that differentiated interventions should be provided to meet diverse needs.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4

Similar content being viewed by others

References

  • Anderson, J. C., & Gerbing, D. W. (1988). Structural equation modeling in practice: A review and recommended two-step approach. Psychological Bulletin, 103(3), 411–423. https://doi.org/10.1037/0033-2909.103.3.411

    Article  Google Scholar 

  • Bandura, A. (1977). Self-efficacy: Toward a unifying theory of behavioral change. Psychological Review, 84, 191–215. https://doi.org/10.1037/0033-295X.84.2.191

    Article  Google Scholar 

  • Bandura, A. (1986). Social foundations of thought and action: A social cognitive theory. Prentice Hall

  • Bandura, A. (1997). Self-efficacy: The exercise of control. Freeman

  • Brackett, M. A., Rivers, S. E., Shiffman, S., Lerner, N., & Salovey, P. (2006). Relating emotional abilities to social functioning: A comparison of self-report and performance measures of emotional intelligence. Journal of Personality and Social Psychology, 91(4), 780–795. https://doi.org/10.1037/0022-3514.91.4.780

    Article  Google Scholar 

  • Button, K. S., Ioannidis, J. P. A., Mokrysz, C., Nosek, B. A., Flint, J., Robinson, E. S. J., & Munafò, M. R. (2013). Power failure: Why small sample size undermines the reliability of neuroscience. Nature Reviews Neuroscience, 14, 365–376. https://doi.org/10.1038/nrn3475

    Article  Google Scholar 

  • Cabrera, A. F., Nora, A., Terenzini, P. T., Pascarella, E., & Hagedorn, L. S. (1999). Campus racial climate and the adjustment of students to college: A comparison between White students and African-American students. The Journal of Higher Education, 70(2), 134–160. https://doi.org/10.1080/00221546.1999.11780759

    Article  Google Scholar 

  • Canning, E. A., LaCosse, J., Kroeper, K. M., & Murphy, M. C. (2019). Feeling like an imposter: The effect of perceived classroom competition on the daily psychological experiences of first-generation college students. Social Psychology and Personality Science, 11(5), 647–657. https://doi.org/10.1177/1948550619882032

    Article  Google Scholar 

  • Carter, D. F., Locks, A. M., & Winkle-Wagner, R. (2013). From when and where I enter: Theoretical and empirical considerations of minority students’ transition to college. In M. B. Paulsen (Ed.), Higher education: Handbook of theory and research (Vol. 28, pp. 93–149). Springer. https://doi.org/10.1007/978-94-007-5836-0_3

  • Cataldi, E. F., Bennett, C. T., & Chen, X. (2018). First-generation students: College access, persistence, and postbachelor’s outcomes. Stats in brief. U.S. Department of Education, National Center for Education Statistics. https://nces.ed.gov/pubs2018/2018421.pdf

  • Chang, E. S., Greenberger, E., Chen, C., Heckhausen, J., & Farruggia, S. P. (2010). Nonparental adults as social resources in the transition to adulthood. Journal of Research on Adolescence, 20(4), 1065–1082. https://doi.org/10.1111/j.1532-7795.2010.00662.x

    Article  Google Scholar 

  • Chang, J., Wang, S. W., Mancini, C., McGrath-Mahrer, B., & de Orama, S. (2020). The complexity of cultural mismatch in higher education: Norms affecting first-generation college students’ coping and help-seeking behaviors. Cultural Diversity and Ethnic Minority Psychology, 26(3), 280–294. https://doi.org/10.1037/cdp0000311

    Article  Google Scholar 

  • Collier, P. J., & Morgan, D. L. (2008). Is that paper really due today?”: Differences in first-generation and traditional college students’ understandings of faculty expectations. Higher Education, 55(4), 425–446. https://doi.org/10.1007/s10734-007-9065-5

    Article  Google Scholar 

  • De Brey, C., Musu, L., McFarland, J., Wilkinson-Flicker, S., Diliberti, M., Zhang, A. … Wang, X. (2019). Status and trends in the education of racial and ethnic groups 2018. U.S. Department of Education, National Center for Education Statistics. https://nces.ed.gov/pubs2019/2019038.pdf

  • DeFreitas, S. C. (2012). Differences between African American and European American first-year college students in the relationship between self-efficacy, outcome expectations, and academic achievement. Social Psychology of Education, 15(1), 109–123. https://doi.org/10.1007/s11218-011-9172-0

    Article  Google Scholar 

  • Edman, J. L., & Brazil, B. (2009). Perceptions of campus climate, academic efficacy and academic success among community college students: An ethnic comparison. Social Psychology of Education, 12(3), 371–383. https://doi.org/10.1007/s11218-008-9082-y

    Article  Google Scholar 

  • Eisenberg, N., Spinrad, T. L., & Smith, C. L. (2004). Emotion-related regulation: Its conceptualization, relations to social functioning, and socialization. In P. Philippot, & R. S. Feldman (Eds.), The regulation of emotion (pp. 277–306). Lawrence Erlbaum Associates

  • Farrington, C. A., Roderick, M., Allensworth, E., Nagaoka, J., Keyes, T. S., Johnson, D. W., & Beechum, N. O. (2012). Teaching adolescents to become learners: The role of noncognitive factors in shaping school performance—A critical literature review. Consortium on Chicago School Research

  • Farruggia, S. P., Han, C. W., Watson, L., Moss, T. P., & Bottoms, B. L. (2018). Noncognitive factors and college student success. Journal of College Student Retention: Research Theory & Practice, 20(3), 308–327. https://doi.org/10.1177/1521025116666539

    Article  Google Scholar 

  • Forrest-Bank, S., & Jenson, J. (2015). Differences in experiences of racial and ethnic microaggression among Asian, Latino/Hispanic, Black, and White young adults. Journal of Sociology & Social Welfare, 42(1), 141–161

    Google Scholar 

  • Ghaderi, A. R., & Rangaiah, B. (2011). Influence of self-efficacy on depression, anxiety and stress among Indian and Iranian students. Journal of Psychosocial Research, 6(2), 231–240

    Google Scholar 

  • Gyurak, A., Goodkind, M. S., Kramer, J. H., Miller, B. L., & Levenson, R. W. (2012). Executive functions and the down-regulation and up-regulation of emotion. Cognition & Emotion, 26(1), 103–118. https://doi.org/10.1080/02699931.2011.557291

    Article  Google Scholar 

  • Han, C. W., Farruggia, S. P., & Moss, T. P. (2017). Effects of academic mindsets on college students’ achievement and retention. Journal of College Student Development, 58(8), 1119–1134. https://doi.org/10.1353/csd.2017.0089

    Article  Google Scholar 

  • Han, C. W., Farruggia, S. P., & Solomon, B. J. (2022). Effects of high school students’ noncognitive factors on their success at college. Studies in Higher Education, 47(3), 572–586. https://doi.org/10.1080/03075079.2020.1770715

    Article  Google Scholar 

  • Heckhausen, J., & Schulz, R. (1993). Optimization by selection and compensation: Balancing primary and secondary control in life span development. International Journal of Behavioral Development, 16(2), 287–303. https://doi.org/10.1177/016502549301600210

    Article  Google Scholar 

  • Heckhausen, J., Schulz, R., & Wrosch, C. (1998). Developmental regulation in adulthood: Optimization in primary and secondary controlA multiscale questionnaire (OPS-Scales) [Unpublished technical report]. Max Planck Institute for Human Development

  • Hu, T., Zhang, D., Wang, J., Mistry, R., Ran, G., & Wang, X. (2014). Relation between emotion regulation and mental health: A meta-analysis review. Psychological Reports, 114(2), 341–362. https://doi.org/10.2466/03.20.PR0.114k22w4

    Article  Google Scholar 

  • Hurtado, S., & Carter, D. F. (1997). Effects of college transition and perceptions of the campus racial climate on Latino college students’ sense of belonging. Sociology of Education, 70(4), 324–345. https://doi.org/10.2307/2673270

    Article  Google Scholar 

  • Jehangir, R. (2010). Stories as knowledge: Bringing the lived experience of first-generation college students into the academy. Urban Education, 45(4), 533–553. https://doi.org/10.1177/0042085910372352

    Article  Google Scholar 

  • Kline, R. B. (2005). Principles and practice of structural equation modeling (2nd ed.). Guilford Press

  • Kline, R. B. (2016). Principles and practice of structural equation modeling (4th ed.). Guilford Press

  • Krumrei-Mancuso, E. J., Newton, F. B., Kim, E., & Wilcox, D. (2013). Psychosocial factors predicting first-year college student success. Journal of College Student Development, 54(3), 247–266. https://doi.org/10.1353/csd.2013.0034

    Article  Google Scholar 

  • MacKinnon, D. P. (2008). Introduction to statistical mediation analysis. Lawrence Erlbaum Associates

  • MacKinnon, D. P., Krull, J. L., & Lockwood, C. M. (2000). Equivalence of the mediation, confounding and suppression effect. Prevention Science, 1(4), 173–181. https://doi.org/10.1023/A:1026595011371

    Article  Google Scholar 

  • Majer, J. M. (2009). Self-efficacy and academic success among ethnically diverse first-generation community college students. Journal of Diversity in Higher Education, 2(4), 243–250. https://doi.org/10.1037/a0017852

    Article  Google Scholar 

  • McClelland, M. M., Cameron, C. E., Connor, C. M., Farris, C. L., Jewkes, A. M., & Morrison, F. J. (2007). Links between behavioral regulation and preschoolers’ literacy, vocabulary, and math skills. Developmental Psychology, 43(4), 947–959. https://doi.org/10.1037/0012-1649.43.4.947

    Article  Google Scholar 

  • McFarland, J., Hussar, B., de Brey, C., Snyder, T., Wang, X., Wilkinson-Flicker, S. … Hinz, S. (2017). The condition of education 2017. U.S. Department of Education, National Center for Education Statistics. https://nces.ed.gov/pubs2017/2017144.pdf

  • Morton, S., Mergler, A., & Boman, P. (2014). Managing the transition: The role of optimism and self-efficacy for first-year Australian university students. Journal of Psychologists and Counsellors in Schools, 24(1), 90–108. https://doi.org/10.1017/jgc.2013.29

    Article  Google Scholar 

  • Nigg, J. T. (2017). Annual research review: On the relations among self-regulation, self-control, executive functioning, effortful control, cognitive control, impulsivity, risk-taking, and inhibition for developmental psychopathology. Journal of Child Psychology and Psychiatry, 58(4), 361–383. https://doi.org/10.1111/jcpp.12675

    Article  Google Scholar 

  • Pajares, F. (2008). Motivational role of self-efficacy beliefs in self-regulated learning. In D. H. Schunk, & B. J. Zimmerman (Eds.), Motivation and self-regulated learning: Theory, research, and applications (pp. 111–139). Lawrence Erlbaum Associates

  • Park, C. L., Williams, M. K., Hernandez, P. R., Agocha, V. B., Carney, L. M., DePetris, A. E., & Lee, S. Y. (2019). Self-regulation and STEM persistence in minority and non-minority students across the first year of college. Social Psychology of Education, 22(1), 91–112. https://doi.org/10.1007/s11218-018-9465-7

    Article  Google Scholar 

  • Parker, J. D., Hogan, M. J., Eastabrook, J. M., Oke, A., & Wood, L. M. (2006). Emotional intelligence and student retention: Predicting the successful transition from high school to university. Personality and Individual Differences, 41(7), 1329–1336. https://doi.org/10.1016/j.paid.2006.04.022

    Article  Google Scholar 

  • Preacher, K. J., & Hayes, A. F. (2008). Asymptotic and resampling strategies for assessing and comparing indirect effects in multiple mediator models. Behavior Research Methods, 40(3), 879–891. https://doi.org/10.3758/BRM.40.3.879

    Article  Google Scholar 

  • Phinney, J. S., & Haas, K. (2003). The process of coping among ethnic minority first-generation college freshmen: A narrative approach. The Journal of Social Psychology, 143(6), 707–726. https://doi.org/10.1080/00224540309600426

    Article  Google Scholar 

  • Raver, C. C. (2004). Placing emotional self-regulation in sociocultural and socioeconomic contexts. Child Development, 75(2), 346–353. https://doi.org/10.1111/j.1467-8624.2004.00676.x

    Article  Google Scholar 

  • Raver, C. C., Jones, S. M., Li-Grining, C., Zhai, F., Bub, K., & Pressler, E. (2011). CSRP’s impact on low‐income preschoolers’ preacademic skills: Self‐regulation as a mediating mechanism. Child Development, 82(1), 362–378. https://doi.org/10.1111/j.1467-8624.2010.01561.x

    Article  Google Scholar 

  • Ribeiro, A. S. (2015). Belonging, social capital and representation: First-generation students’ voices in Portuguese higher education. In M. Klemencic, S. Bergan, & R. Primožic (Eds.), Student engagement in Europe: Society, higher education, and student governance (Council of Europe Higher Education Series No. 20) (pp. 323–336). Council of Europe Publishing

  • Ryan, R. M., & Deci, E. L. (2000). Self-determination theory and the facilitation of intrinsic motivation, social development, and well-being. American Psychologist, 55(1), 68–78. https://doi.org/10.1037/0003-066X.55.1.68

    Article  Google Scholar 

  • Sinacore, A. L., & Lerner, S. (2013). The cultural and educational transitioning of first generation immigrant undergraduate students in Quebec, Canada. International Journal for Educational and Vocational Guidance, 13(1), 67–85. https://doi.org/10.1007/s10775-013-9238-y

    Article  Google Scholar 

  • Solberg, V. S., O’Brien, K., Villareal, P., Kennel, R., & Davis, B. (1993). Self-efficacy and Hispanic college students: Validation of the college self-efficacy instrument. Hispanic Journal of Behavioral Sciences, 15(1), 80–95. https://doi.org/10.1177/07399863930151004

    Article  Google Scholar 

  • Valiente, C., Eisenberg, N., Spinrad, T. L., Haugen, R. G., Thompson, M. S., & Kupfer, A. (2013). Effortful control and impulsivity as concurrent and longitudinal predictors of academic achievement. The Journal of Early Adolescence, 33(7), 946–972. https://doi.org/10.1177/0272431613477239

    Article  Google Scholar 

  • Vuong, M., Brown-Welty, S., & Tracz, S. (2010). The effects of self-efficacy on academic success of first-generation college sophomore students. Journal of College Student Development, 51(1), 50–64. https://doi.org/10.1353/csd.0.0109

    Article  Google Scholar 

  • Warburton, E. C., Bugarin, R., & Nunez, A. M. (2001). Bridging the gap: Academic preparation and postsecondary success of first-generation students. U.S. Department of Education, National Center for Education Statistics. https://nces.ed.gov/pubs2001/2001153.pdf

  • Walton, G. M., & Cohen, G. L. (2011). A brief social-belonging intervention improves academic and health outcomes of minority students. Science, 331(6023), 1447–1451. https://doi.org/10.1126/science.1198364

    Article  Google Scholar 

  • Weiser, D. A., & Riggio, H. R. (2010). Family background and academic achievement: Does self-efficacy mediate outcomes? Social Psychology of Education, 13(3), 367–383. https://doi.org/10.1007/s11218-010-9115-1

    Article  Google Scholar 

  • Wills, T. A., Simons, J. S., Sussman, S., & Knight, R. (2016). Emotional self-control and dysregulation: A dual-process analysis of pathways to externalizing/internalizing symptomatology and positive well-being in younger adolescents. Drug and Alcohol Dependence, 163, S37–S45. https://doi.org/10.1016/j.drugalcdep.2015.08.039

    Article  Google Scholar 

  • Winne, P. H., & Hadwin, A. F. (1998). Studying as self-regulated learning. In D. J. Hacker, J. Dunlosky, & A. C. Graesser (Eds.), The educational psychology series. Metacognition in educational theory and practice (pp. 277–304). Lawrence Erlbaum Associates

  • Yuan, S., Weiser, D. A., & Fischer, J. L. (2016). Self-efficacy, parent–child relationships, and academic performance: A comparison of European American and Asian American college students. Social Psychology of Education, 19(2), 261–280. https://doi.org/10.1007/s11218-015-9330-x

    Article  Google Scholar 

  • Zimmerman, B. J., & Schunk, D. H. (2008). An essential dimension of self-regulated learning. In D. H. Schunk, & B. J. Zimmerman (Eds.), Motivation and self-regulated learning: Theory, research, and applications (pp. 1–30). Lawrence Erlbaum Associates

  • Zollanvari, A., Kizilirmak, R. C., Kho, Y. H., & Hernández-Torrano, D. (2017). Predicting students’ GPA and developing intervention strategies based on self-regulatory learning behaviors. Ieee Access : Practical Innovations, Open Solutions, 5, 23792–23802

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jinyoung Koh.

Ethics declarations

Declarations

We gratefully acknowledge grant funding from an anonymous foundation. We also would like to thank Julienne A. Palbusa for data collection and preliminary analysis and Tom P. Moss for providing support for this project. We have no conflicts of interest to disclose. We cannot make our data available to other researchers because they are student records and cannot be shared externally. However, we are able to make our measures and analytical methods available to other researchers. More detailed information on the measures and data analysis are addressed in the Method section of the manuscript (see pages 7–10). The procedure for this study was reviewed and approved by the University of Illinois at Chicago’s Institutional Review Board (IRB-approved protocol #2012-118).

Additional information

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Koh, J., Farruggia, S.P., Back, L.T. et al. Self-efficacy and academic success among diverse first-generation college students: The mediating role of self-regulation. Soc Psychol Educ 25, 1071–1092 (2022). https://doi.org/10.1007/s11218-022-09713-7

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11218-022-09713-7

Keywords

Navigation