Abstract
Seismic design of structures is commonly performed by using design spectra by national technical codes or, in some “advanced” designs, by using design acceleration time-histories given by 1D free-field soil response analyses. These procedures can lead to erroneous evaluations of the “real” inputs, which hit aboveground and underground structures due to complex interactions involving the soil and the structures. Great attention has recently been devoted to separated tunnel–soil interaction analyses and soil-aboveground structure interaction analyses. Analyses involving tunnel–soil–aboveground structures (full-coupled systems) are still very rare. The present paper deals with the dynamic interaction that occurs between a tunnel, the soil and an aboveground building, it also investigates the effects of the tunnel on the response of the soil and/or of the building and vice versa. The study has been performed using full-coupled FEM modelling. A case-history of the Catania (Italy) underground network has been analysed. A cross-section of the underground network in Catania including an aboveground building has been modelled, by studying its behaviour during the expected scenario earthquake (M S = 7.0–7.4). The authors have investigated the seismic behaviour of the system in terms of acceleration time-histories, amplification ratios, Fourier amplitude spectra, as well as seismic bending moments and axial forces of the tunnel lining.
Similar content being viewed by others
Abbreviations
- a :
-
Acceleration
- C 1 :
-
Coefficient for the evaluation of the predominant period of the building
- d :
-
Tunnel diameter
- D :
-
Damping ratio
- D l :
-
Damping ratio of tunnel
- D s :
-
Damping ratio of soil
- D e :
-
Epicenter distance
- E s :
-
Soil Young elastic modulus
- E s0 :
-
Soil Young elastic modulus at small-strain
- E b :
-
Building Young elastic modulus
- E l :
-
Lining Young elastic modulus
- F :
-
Flexibility ratio
- f 1 :
-
First fundamental frequency of the input
- f 2 :
-
Second fundamental frequency of the input
- f s :
-
Natural frequency of the system
- F :
-
Flexibility ratio
- G s :
-
Soil shear modulus
- G s0 :
-
Soil shear modulus at small strain
- H :
-
Soil deposit height
- h :
-
Tunnel depth
- h b :
-
Building height from the foundation level
- I l :
-
Lining moment of inertia
- LVa :
-
Rock
- LVr :
-
Volcanic soil
- M :
-
Dynamic bending moment
- M max :
-
Maximum dynamic bending moment
- Ms :
-
Earthquake magnitude
- N :
-
Dynamic axial force
- N max :
-
Maximum dynamic axial force
- PHA :
-
Peak horizontal acceleration
- PSa :
-
Pleistocenic gray-blue clay
- PSs :
-
Silty sand
- r :
-
Tunnel radius
- R :
-
Radial component of input
- R a :
-
Amplification ratio
- R* :
-
Anthropic soil
- S s :
-
Soil amplification factor
- t :
-
Time
- T :
-
Transversal component of input
- T b :
-
Building predominant period
- T s :
-
Soil predominant period
- V s :
-
Shear waves velocity
- u 2 :
-
Horizontal axis in the mesh
- u 3 :
-
Vertical axis in the mesh
- y :
-
Horizontal axis
- z :
-
Vertical depth
- Z :
-
Vertical component of input
- α :
-
Ratio of the design ground acceleration on type A ground to the acceleration of gravity
- α r :
-
First Rayleigh damping factor
- β r :
-
Second Rayleigh damping factor
- β :
-
Distance of the building vertical axis from the tunnel vertical axis
- ∆ :
-
Soil unit weight
- γ max :
-
Maximum shear strain at tunnel depth
- θ :
-
Tunnel centre angle
- θ 1 :
-
Rotation of the mesh nodes around the axis orthogonal to the investigated plane
- γ s :
-
Soil Poisson ratio
- ν b :
-
Building Poisson ratio
- ν l :
-
Lining Poisson ratio
- ν :
-
Angular frequency
References
Abate G, Bosco M, Massimino MR, Maugeri M (2006) Limit state analysis for the Catania fire-station (Italy). In: 8th US National conference on earthquake engineering 2006, vol 11, 2006, pp 6532–6541
Abate G, Massimino MR, Maugeri M (2008) Finite element modeling of a shaking table test to evaluate the dynamic behaviour of a soil-foundation system. In: AIP conference proceedings, vol 1020, issue part 1, 2008, pp 569–576
Abate G, Massimino MR, Maugeri M, Muir Wood D (2010) Numerical modelling of a shaking table test for soil–foundation–superstructure interaction by means of a soil constitutive Model implemented in a FEM code. Geotech Geol Eng 28:37–59
Abate G, Massimino MR (2015) Maugeri M (2015) Numerical Modelling of centrifuge tests on tunnel–soil systems. Bull Earthq Eng 13(7):1927–1951
Abate G, Massimino MR (2016) Parametric analysis of the seismic response of coupled tunnel–soil aboveground building systems by numerical modelling. Bull Earthq Eng. doi:10.1007/s10518-016-9975-7
Adamidis O, Gazetas G, Anastasopoulos I, Argyrou C (2014) Equivalent-linear stiffness and damping in rocking of circular and strip foundations. Bull Earthq Eng 12(3):1177–1200
ADINA (2008) Automatic dynamic incremental nonlinear analysis. Theory and modelling guide. ADINA R&D Inc., Watertown
Anastasopoulos I, Gazetas G (2010) Analysis of cut-and-cover tunnels against large tectonic deformation. Bull Earthq Eng 8:283–307
Anastasopoulos I, Gerolymos N, Drosos V, Kourkoulis R, Georgarakos T, Gazetas G (2007) Nonlinear response of deep immersed tunnel to strong seismic shaking. J Geotech Geoenviron Eng 133(9):1067–1090
Arias A (1970) A measure of earthquake intensity. In: Hansen RJ (ed) Seismic design for nuclear power plants. MIT Press, Cambridge, MA, pp 438–483
Azzaro R, Barbano MS, Moroni A, Mucciarelli M, Stucchi M (1999) The seismic history of Catania. J Seismol 3(3):235–252
Azzaro R, Barbano MS (2000) Seismogenic features of SE Sicily and Scenario Earthquakes for Catania. The Catania project: earthquake damage scenarios for a high risk area in the Mediterranean. Faccioli and Pessina. CNR - Gruppo Nazionale per la difesa dai terremoti – Roma, pp 9–13
Bardet JB, Ichii K, Lin CH (2000) EERA: a computer program for equivalent-linear earthquake site response analyses of layered soil deposits. University of Southern California, Department of Civil Engineering, Los Angeles
Bathe KJ (1996) Finite element procedures. Prentice Hall, Englewood Cliffs
Burns JQ, Richard RM (1964) Attenuation of stresses for buried cylinders. In: Symposium on soil–structure interaction. University of Arizona, Tempe, AZ
Castelli F, Maugeri M (2013) Postearthquake analysis of a piled foundation. J Geotech Geoenviron Eng. doi:10.1061/(ASCE)GT.1943-5606.0000907
Chang DW, Roesset JM, Wen CH (2000) A time-domain viscous damping model based on frequency-dependent damping ratios. Soil Dyn Earthq Eng 19:551–558
EC8 (2003) Design of structures for earthquake resistance. European pre-standard. ENV 1998. European committee for standardization, Bruxelles
Ferraro A, Grasso S, Massimino MR, Motta E (2015) The local site response for upgrading the existing buildings against seismic hazard. In: 10th international conference on earthquake resistant engineering structures, ERES 2015. 29 June–1 July. Opatija, Croatia
FHWA (2009) Technical manual for design and construction of road tunnels—Civil elements, U.S. Department of transportation, Federal Highway Administration, publication no. FHWA-NHI-09-010, March 2009
Gajo A, Muir Wood D (1997) Numerical analysis of behaviour of shear stacks under dynamic loading. Report of ECOEST project, EERC laboratory, Bristol University
Gazetas G (2014) Case histories of tunnel failures during earthquakes and during construction. In: Proceedings of the half-day conference, a tunnel/underground station failure conference, by the Israeli Geotechnical Society, 19th of January, 2014
Gazetas G (2015) 4th Ishihara lecture: soil–foundation–structure systems beyond conventional seismic failure thresholds. Soil Dyn Earthq Eng 68:23–39
Grassi F, Massimino MR (2009) Evaluation of kinematic bending moments in a pile foundation using the finite element approach. WIT Trans Built Environ 104:479–488
Grasso S, Laurenzano G, Maugeri M, Priolo E (2005) Seismic response in Catania by different methodologies. Adv Earthq Eng 14(2005):63–79
Hashash YMA, Hook JJ, Schmidt B, Yao JIC (2001) Seismic design and analysis of underground structures. Tunn Undergr Space Technol 16:247–293
Hashash YMA, Park D, Yao JIC (2005) Ovaling deformations of circular tunnels under seismic loading, an update on seismic design and analysis of underground structures. Tunn Undergr Space Technol 20(2005):435–441
Hoeg K (1968) Stresses against underground structural cylinders. J Soil Mech Found Div 94(4):833–858
Huo H, Bodet A, Fernández G, Ramírez J (2005) Load transfer mechanisms between underground structure and surrounding ground: evaluation of the failure of the Daikai station. J Geotech Geoenviron Eng 131(12):1522–1533
Idriss IM, Seed HB (1968) Seismic response of horizontal soil layers. J Soil Mech Found Div ASCE 94(SM4):1003–1031
Kawashima K (2000) Seismic design of underground structures in soft ground: a review. In: Fujita M (ed) Geotechnical aspects of underground construction in soft ground. Balkema, Rotterdam
Kirtas E, Rovithis E, Pitilakis K (2009) Subsoil interventions effect on structural seismic response. Part I: validation of numerical simulations. J Earthq Eng 13:155–169
Kontoe S, Zdravkovic L, Potts D, Mentiki C (2008) Case study on seismic tunnel response. Can Geotech J 45:1743–1764
Kouretzis G, Bouckovalas G, Sofianos A, YioutaMitra P (2007) Detrimental effects of urban tunnels on design seismic ground motions. In: Proceedings of the 2nd Japan–Greece workshop on seismic design, observation, and retrofit of foundations, April 3–4, 2007, Tokyo, Japan
Lanzo G, Pagliaroli A, D’Elia B (2003) Numerical study on the frequency-dependent viscous damping in dynamic response analyses of ground. In: Proceedings of earthquake resistant engineering structures IV conference, pp 315–324. doi:10.2495/ER030301
Luco JE, De Barros FCP (1994) Dynamic Displacements and stresses in the vicinity of a cylindrical cavity embedded in a half-space. Earthq Eng Struct Dyn 23:321–340
Maugeri M, Abate G, Massimino MR (2012) Soil–structure interaction for seismic improvement of Noto Cathedral (Italy). Geotechn Geol Earthq Eng 16:217–239
Maugeri M, Castelli F (2015) Post-earthquake analysis for a seismic retrofitting: the case history of a piled foundation in Augusta (Italy). Chapter: perspectives on earthquake geotechnical engineering. Geotech Geol Earthq Eng 37:415–441
Merritt JL, Monsee JE, Hendron AJ Jr (1985) Seismic design of underground structures. In: Proceedings of the 1985 rapid excavation tunneling conference, vol 1, pp 104–131
NTC (2008) D.M. 14/01/08 - Norme tecniche per le costruzioni, Gazzetta Ufficiale Repubblica Italiana, 14-01-08 (in Italian)
Peck RB, Hendron AJ, Mohraz B (1972) State of art in soft ground tunneling. In: Proceedings of the rapid excavation and tunneling conference. American Institute of Mining, Metallurgical and Petroleum Engineers, New York, NY, pp 259–286
Pecker A, Chatzigogos CT (2010) Non linear soil structure interaction: impact on the seismic response of structures. Geotech Geol Earthq Eng 17:79–103
Penzien J (2000) Seismically induced racking of tunnel linings. Earthq Eng Struct Dynam 29:684–691
Penzien J, Wu C (1998) Stresses in linings of bored tunnels. Int J Earthq Eng Struct Dyn 27:283–300
Pitilakis K, Tsinidis G (2014) Performance and seismic design of underground structures. In: Maugeri M, Soccodato C (eds). Earthquake geotechnical engineering design, geotechnical, geological and earthquake engineering 28: 279–340. Springer International Publishing. doi:10.1007/978-3-319-03182-8_11
Pitilakis K, Tsinidis G, Leanza A, Maugeri M (2014) Seismic behaviour of circular tunnels accounting for above ground structures interaction effects. Soil Dyn Earthq Eng 67:1–15
Power M, Rosidi D, Kaneshiro J, Gilstrap S, Chiou SJ (1998) Summary and evaluation of procedures for the seismic design of tunnels. Final report for task 112-d-5.3(c). National Center for Earthquake Engineering Research, Buffalo, New York
Priolo E (1999) 2-D spectral element simulation of destructive ground shaking in Catania. J Seismol 3(3):289–309
Priolo E (2000) 2-D spectral element simulation of the ground motion for a catastrophic earthquake. The catania project: earthquake Damage Scenarios for a high risk area in the Mediterranean. Faccioli and Pessina. CNR - Gruppo Nazionale per la difesa dai terremoti – Roma, 2000, pp 67–75
Sedarat H, Kozak A, Hashash YMA, Shamsabadi A, Krimotat A (2009) Contact interface in seismic analysis of circular tunnels. Tunn Undergr Space Technol 24(4):482–490
St. John CM, Zahrah TF (1987) Aseismic design of underground structures. Tunn Undergr Space Technol 2(2):165–197
Tsinidis G, Pitilakis K, Trikalioti AD (2013a) Numerical simulation of round robin numerical test on tunnels using a simplified kinematic hardening model. Acta Geotech. doi:10.1007/s11440-013-0293-9
Tsinidis G, Pitilakis K, Heron C, Madabhushi G (2013b) Experimental and numerical investigation of the seismic behaviour of rectangular tunnels in soft soils. In: Papadrakakis M, Papadopoulos V, Plevris V (eds) COMPDYN 2013, 4th ECCOMAS thematic conference on computational methods in structural dynamics and earthquake engineering, Kos Island, Greece, 12–14 June 2013
Wang HF, Lou ML, Chen X, Zhai YM (2013) Structure–soil–structure interaction between underground structure and ground structure. Soil Dyn Earthq Eng 54:31–38
Wang JN (1993) Seismic design of tunnels: a simple state of the art design approach. Parsons Brinckerhoff Inc., New York
Wang WL, Wang TT, Su JJ, Lin CH, Sengineering CR, Huang TH (2001) Assessment of damage in mountain tunnels due to the Taiwan Chi-Chi earthquake. Tunn Undergr Space Technol 16:133–150
Wang ZZ, Gao B, Jiang YJ, Yuan S (2009) Investigation and assessment on mountain tunnels and geotechnical damage after the Wenchuan earthquake. Sci China Ser E Technol Sci 52(2):549–558
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Abate, G., Massimino, M.R. Numerical modelling of the seismic response of a tunnel–soil–aboveground building system in Catania (Italy). Bull Earthquake Eng 15, 469–491 (2017). https://doi.org/10.1007/s10518-016-9973-9
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10518-016-9973-9