Skip to main content

Advertisement

Log in

Handgrip strength predicts early postoperative dysphagia after thoracoscopic–laparoscopic esophagectomy in male patients with esophageal cancer

  • Original Article
  • Published:
Esophagus Aims and scope Submit manuscript

Abstract

Background

Dysphagia after esophagectomy, especially in the early postoperative period, remains a severe complication. The association between sarcopenia and dysphagia has received attention in geriatric non-cancer populations. This study aimed to determine the associations between sarcopenia parameters and early postoperative dysphagia after esophagectomy.

Methods

This retrospective observational study included 201 consecutive male patients undergoing thoracoscopic–laparoscopic esophagectomy (TLE) for esophageal cancer between October 2018 and December 2020. We used three sarcopenia parameters: handgrip strength (HGS), skeletal muscle index, and gait speed. Postoperative swallowing function was assessed by videofluoroscopy using the penetration–aspiration scale (PAS; range 1–8). Logistic regression analyses were used to predict factors associated with postoperative aspiration (PAS 6–8). Furthermore, we compared values in patients with symptomatic aspiration (PAS 6–7) and with silent aspiration (PAS 8).

Results

Aspiration occurred in 38 of 201 patients (18.9%). On multivariate analysis, significant predictors of aspiration included age [odds ratio (OR) 1.11; 95% confidence interval (CI) 1.05–1.17; p < 0.001], low HGS (OR 3.05; 95% CI 1.06–8.78; p = 0.039), upper third esophageal cancer (OR 2.79; 95% CI 1.03–7.54; p = 0.044) and recurrent laryngeal nerve palsy (OR 2.98; 95% CI 1.26–7.06; p = 0.013). Furthermore, among patients with aspiration (PAS 6–8), low HGS was significantly associated with silent aspiration (OR 6.43; 95% CI 1.06–39.00; p = 0.043).

Conclusions

Low HGS was significantly associated with early postoperative aspiration and impairment of airway protective reflexes after TLE.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3

Similar content being viewed by others

References

  1. Easterling CS, Bousamra M 2nd, Lang IM, et al. Pharyngeal dysphagia in postesophagectomy patients: correlation with deglutitive biomechanics. Ann Thorac Surg. 2000;69:989–92.

    Article  CAS  Google Scholar 

  2. Yasuda T, Yano M, Miyata H, et al. Evaluation of dysphagia and diminished airway protection after three-field esophagectomy and a remedy. World J Surg. 2013;37:416–23.

    Article  Google Scholar 

  3. Lee SY, Cheon HJ, Kim SJ, Shim YM, Zo JI, Hwang JH. Clinical predictors of aspiration after esophagectomy in esophageal cancer patients. Support Care Cancer. 2016;24:295–9.

    Article  Google Scholar 

  4. Mafune T, Mikami S, Otsubo T, et al. An investigation of factors related to food intake ability and swallowing difficulty after surgery for thoracic esophageal cancer. Dysphagia. 2019;34:592–9.

    Article  Google Scholar 

  5. Cruz-Jentoft AJ, Bahat G, Bauer J, et al. Sarcopenia: revised European consensus on definition and diagnosis. Age Ageing. 2019;48:16–31.

    Article  Google Scholar 

  6. Chen LK, Woo J, Assantachai P, et al. Asian Working Group for Sarcopenia: 2019 consensus update on sarcopenia diagnosis and treatment. J Am Med Dir Assoc. 2020;21:300–7.

    Article  Google Scholar 

  7. Simonsen C, de Heer P, Bjerre ED, et al. Sarcopenia and postoperative complication risk in gastrointestinal surgical oncology: a meta-analysis. Ann Surg. 2018;268:58–69.

    Article  Google Scholar 

  8. Kurita D, Oguma J, Ishiyama K, Hirano Y, Kanamori J, Daiko H. Handgrip strength predicts postoperative pneumonia after thoracoscopic-laparoscopic esophagectomy for patients with esophageal cancer. Ann Surg Oncol. 2020;27:3173–81.

    Article  Google Scholar 

  9. Zhao WT, Yang M, Wu HM, Yang L, Zhang XM, Huang Y. Systematic review and meta-analysis of the association between sarcopenia and dysphagia. J Nutr Health Aging. 2018;22:1003–9.

    Article  Google Scholar 

  10. Fujishima I, Fujiu-Kurachi M, Arai H, et al. Sarcopenia and dysphagia: position paper by four professional organizations. Geriatr Gerontol Int. 2019;19:91–7.

    Article  Google Scholar 

  11. Wakabayashi H, Takahashi R, Murakami T. The prevalence and prognosis of sarcopenic dysphagia in patients who require dysphagia rehabilitation. J Nutr Health Aging. 2019;23:84–8.

    Article  CAS  Google Scholar 

  12. Yoshimura Y, Wakabayashi H, Bise T, et al. Sarcopenia is associated with worse recovery of physical function and dysphagia and a lower rate of home discharge in Japanese hospitalized adults undergoing convalescent rehabilitation. Nutrition. 2019;61:111–8.

    Article  Google Scholar 

  13. Wakabayashi H, Matsushima M, Uwano R, Watanabe N, Oritsu H, Shimizu Y. Skeletal muscle mass is associated with severe dysphagia in cancer patients. J Cachexia Sarcopenia Muscle. 2015;6:351–7.

    Article  Google Scholar 

  14. Ben-David K, Fullerton A, Rossidis G, et al. Prospective comprehensive swallowing evaluation of minimally invasive esophagectomies with cervical anastomosis: silent versus vocal aspiration. J Gastrointest Surg. 2015;19:1748–52.

    Article  Google Scholar 

  15. Kitagawa Y, Uno T, Oyama T, et al. Esophageal cancer practice guidelines 2017 edited by the Japan esophageal society: part 2. Esophagus. 2019;16:25–43.

    Article  Google Scholar 

  16. Hirano Y, Fujita T, Sato K, et al. Totally mechanical collard technique for cervical esophagogastric anastomosis redues stricture formation compared with circular stapled anastomosis. World J Surg. 2020;44:4175–83.

    Article  Google Scholar 

  17. Gomez-Perez SL, Haus JM, Sheean P, et al. Measuring abdominal circumference and skeletal muscle from a single cross-sectional computed tomography image. A step-by-step guide for clinicians using National Institutes of Health ImageJ. J Parenter Enteral Nutr. 2016;40:308–18.

  18. Nishikawa H, Shiraki M, Hiramatsu A, Moriya K, Hino K, Nishiguchi. Japan Society of Hepatology guidelines for sarcopenia in liver disease (1st edition): Recommendation from the working group for creation of sarcopenia assessment criteria. Hepatol Res. 2016;46:951–63.

  19. Maggio M, Ceda GP, Ticinesi A, et al. Instrumental and non-instrumental evaluation of 4-meter walking speed in older individuals. PLoS ONE. 2016;11: e0153583.

    Article  Google Scholar 

  20. Speyer R, Baijens L, Heijnen M, Zwijnenberg I. Effects of therapy in oropharyngeal dysphagia by speech and language therapists: a systematic review. Dysphagia. 2010;25:40–65.

    Article  Google Scholar 

  21. Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetration-aspiration scale. Dysphagia. 1996;11:93–8.

    Article  CAS  Google Scholar 

  22. Onodera T, Goseki N, Kosaki G. Prognostic nutritional index in gastrointestinal surgery of malnourished cancer patients. Nihon Geka Gakkai Zasshi. 1984;85:1001–5.

    CAS  PubMed  Google Scholar 

  23. Quan H, Li B, Couris CM, et al. Updating and validating the Charlson comorbidity index and score for risk adjustment in hospital discharge abstracts using data from 6 countries. Am J Epidemiol. 2011;173:676–82.

    Article  Google Scholar 

  24. Kanda Y. Investigation of the freely available easy-to-use software “EZR” for medical statistics. Bone Marrow Transplant. 2013;48:452–8.

    CAS  PubMed  Google Scholar 

  25. Morita M, Nakanoko T, Kubo N, et al. Two-stage operation for high-risk patients with thoracic esophageal cancer: an old operation revisited. Ann Surg Oncol. 2011;18:2613–21.

    Article  Google Scholar 

  26. Daiko H, Oguma J, Fujiwara H, et al. Novel universally applicable technique for performing bilateral transcervical mediastinoscopic-assisted transhiatal laparoscopic esophagectomy: a truly minimally invasive procedure. Surg Endosc. 2021;35:5186–92.

    Article  Google Scholar 

  27. Wakabayashi H. Presbyphagia and sarcopenic dysphagia: Association between aging, sarcopenia, and deglutition disorders. J Frailty Aging. 2014;3:97–103.

    CAS  PubMed  Google Scholar 

  28. Manini TM, Clark BC. Dynapenia and aging: an update. J Gerontol A Biol Sci Med Sci. 2012;67:28–40.

    Article  Google Scholar 

  29. Yasuda T, Nakamori Y, Shiraishi O, et al. Decreased preoperative plasma substance P concentration is likely associated with postoperative silent aspiration after esophagectomy. Esophagus. 2014;11:99–107.

    Article  Google Scholar 

  30. Leder SB, Sasaki CT, Burrell MI. Fiberoptic endoscopic evaluation of dysphagia to identify silent aspiration. Dysphagia. 1998;13:19–21.

    Article  CAS  Google Scholar 

  31. Boden I, Skinner EH, Browning L, et al. Preoperative physiotherapy for the prevention of respiratory complications after upper abdominal surgery: pragmatic, double blinded, multicentre randomised controlled trial. BMJ. 2018;360: j5916.

    Article  Google Scholar 

  32. Yokoi A, Ekuni D, Yamanaka R, Hata H, Shirakawa Y, Morita M. Change in tongue pressure and the related factors after esophagectomy: a short-term, longitudinal study. Esophagus. 2019;16:300–8.

    Article  Google Scholar 

Download references

Acknowledgements

We thank Jane Charbonneau, DVM, from Edanz Group (https://en-author-services.edanz.com/ac) for editing a draft of this manuscript.

Funding

This study was not supported by any funding source.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Hiroyuki Daiko.

Ethics declarations

Ethical statement

The National Cancer Center Institutional Review Board approved the current observational study (approval number: 2017–061), and the need for informed consent was waived owing to the retrospective nature of the study.

Conflict of interest

The authors declare no conflicts of interest.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Kurita, D., Utsunomiya, D., Kubo, K. et al. Handgrip strength predicts early postoperative dysphagia after thoracoscopic–laparoscopic esophagectomy in male patients with esophageal cancer. Esophagus 19, 586–595 (2022). https://doi.org/10.1007/s10388-022-00925-6

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10388-022-00925-6

Keywords

Navigation