Abstract
In this article, we give the integrability conditions for the existence of an isometric immersion from an orientable simply connected surface having prescribed Gauss map and positive extrinsic curvature into some unimodular Lie groups. In particular, we discuss the case when the Lie group is the euclidean unit sphere \(\mathbb {S}^3\) and establish a correspondence between simply connected surfaces having extrinsic curvature K, K different from 0 and \(-1\), immersed in \(\mathbb {S}^3\) with simply connected surfaces having non-vanishing extrinsic curvature immersed in the euclidean space \(\mathbb {R}^3\). Moreover, we show that a surface isometrically immersed in \(\mathbb {S}^3\) has positive constant extrinsic curvature if, and only if, its Gauss map is a harmonic map into the Riemann sphere.
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1 Introduction
In the classical theory of surfaces, the existence and uniqueness of a surface with prescribed Gauss map and for which the first fundamental form is a conformal metric were deeply studied. For instance, in the euclidean case \(\mathbb {R}^3\), Kenmotsu [9] gave a remarkable representation formula for arbitrary surfaces with non-vanishing mean curvature, which describes these surfaces in terms of their Gauss map and mean curvature function. For the hyperbolic space \(\mathbb {H}^3\), the study of such surfaces and their geometry was done in [1], and for the euclidean unit sphere \(\mathbb {S}^3\), this topic was treated in [15]. The Gauss map of minimal surfaces also was studied in some tri-dimensional homogeneous spaces; for instance, the Gauss map of minimal surfaces immersed in \(\mathbb {H}^3\) or in the solvable Lie group \(\mathrm {Sol}_3\) is a harmonic map into \(\mathbb {S}^2\) endowed with a certain Riemannian metric, see [8] and [10], respectively. For minimal surfaces immersed in the Heisenberg Lie group \(\mathrm {Nil}_3\), the Gauss map is a harmonic map into the upper half sphere \(\mathbb {S}^2\) equipped with the Poincare metric, see [7]. Recently, for surfaces having non-constant mean curvature immersed in a tri-dimensional homogeneous space, this topic was treated in [6]. In particular, those surfaces having constant mean curvature were object of a huge amount of investigation.
It is well known that surfaces immersed in a space form having nonzero constant mean curvature are parallel to surfaces having positive Gaussian curvature (see, for instance [16], Sect. 3). Under this framework, the natural question which arises is about the description of surfaces in terms of their Gauss map and extrinsic curvature function. In this line, for the euclidean case \(\mathbb {R}^3\), the problem of existence of an immersion from a Riemann surface S having a given Gauss map and a prescribed extrinsic curvature was treated in [5]. The study of this problem for the hyperbolic case \(\mathbb {H}^3\) was treated in [14]. Finally, in [2] was treated the case of immersions in the euclidean sphere \(\mathbb {S}^3\) having negative extrinsic curvature \(K, K<-1 \) and \(-1<K<0\). In all these works, the key is to find a partial differential equation involving the Gauss map and the extrinsic curvature which is equivalent to the integrability conditions.
In this article, in order to define a Gauss map we work on Lie groups, and we focus our attention on unimodular Lie groups. More precisely, we are interested in the following unimodular Lie groups, the euclidean space \(\mathbb {R}^3\), the canonical sphere \(\mathbb {S}^3\), the Berger spheres, the space \(\widetilde{PSL}_2(\mathbb {R},\tau )\), the Heisenberg space \(\mathrm {Nil}_3(\tau )\), the space \(\mathrm {Sol}_3\), see Sect. 3.1. The left invariant Gauss map for surfaces in Lie groups, with bi-invariant metric, was treated in [13].
Using the group structure, we are able to find a partial differential equation involving the Gauss map of the immersion and the extrinsic curvature which is equivalent to the integrability equations for positive extrinsic curvature, see Theorem 3.5. When the extrinsic curvature K is negative, there is an additional restriction on the values of K, see Theorem 4.4. In particular, we prove that a surface isometrically immersed in the euclidean sphere \(\mathbb {S}^3\) has constant positive extrinsic curvature K if, and only if, the Gauss map g is a harmonic map into the Riemann sphere \(\mathbb {S}^2\).
In the case when the unimodular Lie group M is the euclidean sphere \(\mathbb {S}^3\), we also prove that, under some hypothesis, there exists a correspondence between simply connected surfaces immersed in \(\mathbb {S}^3\) having positive (negative, different from −1) extrinsic curvature K with simply connected surfaces immersed in \(\mathbb {R}^3\) having positive (negative) extrinsic curvature \(K^*\), see Proposition 3.10 for K positive and Proposition 4.8 for a negative K. We apply these results to construct an immersion in \(\mathbb {S}^3\) having constant extrinsic curvature \(K=-2\).
The outline of the article goes as follows. In Sect. 2, we deal with surfaces immersed in a Riemannian manifold having positive extrinsic curvature. Taking a conformal parameter for the second fundamental form, we establish a relationship which enable us to recover the immersion from the normal vector, the extrinsic curvature and the basis point, see Proposition 2.1. In Sect. 3, we define the Gauss map and we present the Lie groups which we are interested in. We show the PDE involving the Gauss map and the extrinsic curvature which is satisfied by an arbitrary immersed surface. Also we give the integrability conditions for the existence of such immersion, see Theorem 3.5. We finish Sect. 3 considering the case where the Lie group is the euclidean sphere \(\mathbb {S}^3\). In Sect. 4, we consider orientable isometric immersion having negative extrinsic curvature. Finally in Sect. 5, we construct an example of a surface having constant extrinsic curvature \(K=-2\).
2 Surfaces with positive extrinsic curvature
Let \(\Sigma \) be a Riemannian surface and \(\varphi : \Sigma \longrightarrow M\) be an isometric immersion in an oriented three-dimensional Riemannian manifold M. Assume that \(\varphi \) has positive extrinsic curvature K, that is, such that the determinant of its shape operator is positive. Then, \(\Sigma \) must be orientable and we can choose a global unit normal vector field N such that the second fundamental form II is positive definite. Given a local conformal parameter z for the Riemannian metric II, the first and second fundamental forms of the immersion can be written as
where \(\rho \) is a positive function and \(\overline{z}\) denotes the conjugate of z. The extrinsic curvature of \(\Sigma \) is given by \(K=-\dfrac{\rho ^2}{D}\), where \(D= \vert E\vert ^2- F^2<0\).
Thus, the Weingarten equation remains
where, for instance, \(\partial _z\) denotes \(\frac{\partial \ }{\partial z}\).
Since z is a conformal parameter for the second fundamental form, \(\partial _z\) is simultaneously orthogonal to N and to \(\nabla _{\partial _z} N\), and so
for some complex function \(\alpha \), where \(\times _\varphi \) denotes the cross product at the tangent space T M of M at the point \(\varphi (z)\). Considering the inner product of \(\partial _z\) with \(\nabla _{\partial _{\overline{z}}} N\), we obtain
that is
Thus, the integrability equation of the immersion, \(0=[\partial _z,\partial _{\overline{z}}]\), is given by
Summarizing, we have
Proposition 2.1
Let \(\varphi :\Sigma \longrightarrow M\) be an isometric immersion from a Riemannian surface \(\Sigma \) into a three-dimensional Riemannian manifold M. Assume that \(\varphi \) has positive extrinsic curvature K, and let N be a unit normal vector field. Then,
where z is a local conformal parameter for the second fundamental form.
Moreover, the integrability equation, \(0=[\partial _z,\partial _{\overline{z}}]\), is equivalent to
Observe that when \(M=\mathbb {R}^3\), the cross product does not depend on the point \(\varphi (z)\) and so the immersion can be recovered, from (2.2), as
(see also [4, 5]). Moreover, if K is a positive constant, then the integrability equation is equivalent to \(N\times N_{z\overline{z}}=0\), that is, \(N:\Sigma \longrightarrow \mathbb {S}^2\) is a harmonic map for the conformal structure induced by the second fundamental form.
For a general ambient space M, the cross product depends on the point \(\varphi (z)\) and so the same process cannot be followed as in \(\mathbb {R}^3\). However, when M is a Riemannian Lie group, an alternative procedure can be used in order to recover the immersion \(\varphi \) in terms of its Gauss map and extrinsic curvature, using (2.2).
3 The Gauss map
From now on, we assume that M is a Riemannian Lie group with a left invariant metric, and let us choose a left invariant orthonormal frame \(\{E_1(q), E_2(q), E_3(q)\},\) \(q\in M\). For simplicity, \(\{E_1, E_2, E_3\}\) stands for \(\{E_1(e), E_2(e), E_3(e)\}\), where e is the identity element of M; that is, \(E_i(q)=q\, E_i\), where we are using the product of the group M. A vector \(w=w_1 E_1+w_2 E_2+ w_3 E_3 \) in the Lie algebra \(\mathfrak {m}\) of M will be denoted by \(w\equiv (w_1, w_2, w_3)\).
Let \(\varphi :\Sigma \longrightarrow M\) be an isometric immersion with positive extrinsic curvature, and N be the normal vector to \(\Sigma \) such that the second fundamental form is positive definite.
Given a point \(p\in \Sigma \), we extend the normal vector \(N(p)\in T_p M,\) to a unique left invariant vector field. Then, N(p) is associated with a vector \(N^e(p)\) in the Lie algebra \(\mathfrak {m}\) of M given by
or equivalently, using the group structure of M, \(N^e(p)=\varphi (p)^{-1}\,N(p)\).
\(N^e:\Sigma \longrightarrow \mathbb {S}^2\subseteq \mathfrak {m}\) is called the Gauss map of the immersion. As usual, we will also call Gauss map to the composition \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\) of the stereographic projection (with respect to the north pole) and \(N^e\), that is,
Conversely, \(N^e\) can be recovered from g as
Now, let z be a local conformal parameter for the second fundamental form and write
where \(\varphi _z\) denotes \(\partial _z\) in the Lie group M.
Since M is a Riemannian Lie group, we can rewrite (2.2) as
where \(\Gamma _{ij}^k\) are the Christoffel symbols associated with the orthonormal basis, that is, \(\nabla _{E_i(q)}E_j(q)=\sum _{k=1}^3\Gamma _{ij}^kE_k(q)\). Observe that \(\Gamma _{ij}^k\) are real constants since \(\{E_1(q),E_2(q),E_3(q)\}\) is a left invariant basis. Here, \(\times \) denotes the standard cross product in the Lie algebra \(\mathfrak {m}\).
So, (3.3) can be considered as a system of linear equations in the unknowns \(a_1,a_2,a_3\). Hence, as long as the discriminant of the above system is different from zero, we can determine \(\varphi (p)^{-1}\,\varphi _z(p)\) in terms of the Gauss map and the extrinsic curvature of the immersion. As we will see, once \(\varphi (p)^{-1}\,\varphi _z(p)\) is calculated we can compute the immersion \(\varphi \), up to left translations. Thus, we will say that the immersion is determined in terms of its Gauss map and its extrinsic curvature.
Moreover, note that N and K must satisfy the integrability condition (2.3), which can again be rewritten in terms of \(N^e\) and K using left translations in the Riemannian Lie group M. That is, if we denote by \( V\equiv (v_1,v_2,v_3)\) the left translation of \(\nabla _{\varphi _z}\left( \frac{1}{\sqrt{K}}\nabla _{\varphi _{\overline{z}}} N\right) \) to the identity element e, then (2.3) is equivalent to
where \(\mathfrak {Re}(\cdot )\) denotes the real part of a complex number.
Therefore, the Gauss map and extrinsic curvature of the immersion \(\varphi \) must satisfy (3.3) and (3.4). Conversely, we obtain
Theorem 3.1
Let M be a Riemannian Lie group, and \(\{E_1(q),E_2(q),E_3(q)\}\) a left invariant orthonormal frame with associated Christoffel symbols \(\Gamma _{ij}^k\). Consider a simply connected Riemann surface \(\Sigma \), and let \(N^e:\Sigma \longrightarrow \mathbb {S}^2\subseteq \mathfrak {m}\) be a map, and \(K:\Sigma \longrightarrow \mathbb {R}\) be a positive function. Assume that \((a_1,a_2,a_3)\) is a smooth solution to (3.3), so that (3.4) is satisfied.
Then, there exists a unique immersion \(\varphi :\Sigma \longrightarrow M\), up to left translations, such that \(N^e\) is its Gauss map, K is its extrinsic curvature and the conformal structure of \(\Sigma \) is that of the second fundamental form induced by \(\varphi \), with
Proof
First, assume the existence of an immersion \(\varphi \) satisfying (3.5). If we consider the vector field \(N(p)=N_1(p)E_1(\varphi (p))+N_2(p)E_2(\varphi (p))+N_3(p)E_3(\varphi (p))\), then (3.3) is equivalent to (2.2), that is,
Hence, N is a unit normal vector field and so \(N^e\) is its Gauss map. Moreover, K must be its extrinsic curvature, and the conformal structure of \(\Sigma \) is that of its second fundamental form because
Finally, we want to show existence and uniqueness to the first-order PDE
in the simply connected surface \(\Sigma \). To do this, we apply the classical Frobenius Theorem, and so we need to prove that \([\varphi _z,\varphi _{\overline{z}}]=0\). But, as we have shown previously, this condition is equivalent to (3.4). Hence, once we prescribe an initial condition \(\varphi (p_0)=q_0\in M\), there exists a unique immersion \(\varphi :\Sigma \longrightarrow M\) such that (3.6) (or (3.5)) is satisfied with \(\varphi (p_0)=q_0\). \(\square \)
Remark 3.2
From the comments previous to the above theorem, it should be observed that if there is no solution \((a_1,a_2,a_3)\) to (3.3), so that (3.4) is satisfied, then there is no immersion such that \(N^e\) is its Gauss map, K is its extrinsic curvature and the conformal structure of \(\Sigma \) is that of its second fundamental form.
3.1 Unimodular Lie groups
Since the Lie bracket and the cross product in the Lie algebra \(\mathfrak {m}\) are skew-symmetric bilinear forms, they are related by a unique endomorphism \(L: \mathfrak {m}\longrightarrow \mathfrak {m}\) satisfying \(L(X\times Y)=[X,Y]\), for all \(X,Y\in \mathfrak {m}.\)
The Lie group M is called unimodular if L is self-adjoint ([11], Lemma 4.1).
From now on, let us assume that M is unimodular. Then, since L is self-adjoint, there exists a positively oriented orthonormal basis \(\{ E_1, E_2, E_3\}\) of \(\mathfrak {m}\) of eigenvalues of L, that is
for constants \(c_1,c_2,c_3 \in \mathbb {R}\). Throughout this section, we will work with the left invariant frame \(\{E_1(q), E_2(q), E_3(q)\}\) of M, such that \(E_i(e)=E_i,\) \(i=1,2,3 \) satisfy (3.7), where e is the identity element of M.
As usual, we define
In terms of these new constants, we can write the connection of M as
In [12], Sect. 2.6 the authors classified, in terms of \(\mu _i,\ i=1,2,3\), the simply connected unimodular Lie groups. Here we present some of them:
-
\(\mathbb {R}^3\), for \(\mu _1=\mu _2=\mu _3=0\).
-
\(\mathbb {S}^3\), for \(\mu _1=\mu _2=\mu _3=1\).
-
The Berger spheres, for \(\mu _1=\mu _2= \tau , \mu _3= \dfrac{1- 2\tau ^2}{2\tau }\), with \(\tau >0\).
-
\(\widetilde{PSL}_2(\mathbb {R}, \tau )\), for \(\mu _1=\mu _2=-\tau , \mu _3= \dfrac{1+ 2\tau ^2}{2\tau }\), with \(\tau >0\).
-
\(\mathrm {Nil}_3(\tau )\), for \(\mu _1=\mu _2=\tau , \mu _3= -\tau \), with \(\tau >0\).
-
\(\mathrm {Sol}_3\), for \(\mu _1= -1, \mu _2=1 ,\mu _3= 0\).
These spaces are simply connected homogeneous three-dimensional manifolds. With exception of the Berger spheres, these spaces belong to the eight Thurston’s geometries. For further details about them, see [3].
As a consequence, we obtain the following result for unimodular Lie groups.
Proposition 3.3
Let \(\varphi :\Sigma \longrightarrow M\) be an isometric immersion on a simply connected unimodular Lie group M and \(\{E_1,E_2,E_3\}\) be a positively oriented orthonormal basis of \(\mathfrak {m}\) satisfying (3.7). Assume that \(\varphi \) has positive extrinsic curvature K and Gauss map \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Let z be a conformal parameter for the second fundamental form and denote
Then,
where, \( A=g^2-1,\quad B=1+\vert g\vert ^2,\quad C=g-\overline{g},\quad \widetilde{C}=g+\overline{g},\quad L= 2 i \,\sqrt{K} +\mu _1+\mu _2. \)
Proof
A straightforward computation gives us that the discriminant of the system of linear equations (3.3) is
where \(N^e\) is written in terms of g and the Christoffel symbols \(\Gamma _{ij}^k\) are obtained from (3.8).
Since this function does not vanish anywhere, we have a unique solution in the unknowns \(a_1,a_2,a_3\). Thus, a long, but straightforward, computation gives (3.9). \(\square \)
From the previous expression of the functions \(a_i\), we can compute the first and second fundamental form of the immersion \(\varphi :\Sigma \longrightarrow M\). Bearing in mind that the expressions are too long, we will write this calculation for the specially interesting case of simply connected unimodular Lie groups with an isometry group of dimension larger than or equal to four. In this case, we can assume \(\mu _1=\mu _2\).
Corollary 3.4
Let \(\varphi :\Sigma \longrightarrow M\) be an isometric immersion in a simply connected unimodular Lie group M such that \(\mu _1=\mu _2\). Assume that \(\Sigma \) has positive extrinsic curvature K and Gauss map \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Let z be a conformal parameter for the second fundamental form. Then, the coefficients of the first fundamental form are written in terms of g and K as
Moreover, the second fundamental form \(II=\sqrt{ - D \ K}\ |dz|^2\), where \(D:= \vert E\vert ^2- F^2\) is given by
Here, A, B, C and \(\widetilde{C}\) were defined in Proposition 3.3 and
Once \(a_1,a_2,a_3\) are computed in terms of the Gauss map and the extrinsic curvature, observe that \(N^e\) and K must satisfy the equation (3.4). For instance, in the case of \(\mathbb {R}^3\) this fact determines K in terms of \(N^e\), up to a positive constant, (see [5], Theorem 3). Let us study this equation for unimodular Lie groups with an isometry group of dimension larger than or equal to four.
Theorem 3.5
Let \(\varphi :\Sigma \longrightarrow M\) be an isometric immersion in a simply connected unimodular Lie group M. Assume that \(\varphi \) has positive extrinsic curvature K and Gauss map \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Let z be a conformal parameter for the second fundamental form. Then, when \(\mu _1=\mu _2\), the Gauss map satisfies
here \(G_i:= G_i(K)\) where, for \(P_{(m_0,m_1,m_2, m_3,m_4)}= \displaystyle \sum _{i=0}^{i=4} m_i\vert g\vert ^{2i}\),
Moreover, the integrability equation (2.3) is equivalent to the equation (3.10).
Proof
First, once we have the immersion from \(\Sigma \) to M the vector field \(U=(u_1, u_2, u_3)=i \varphi ^{-1} [\varphi _z, \varphi _{\overline{z}}]\) in the Lie algebra \(\mathfrak {m}\) of M is a null vector field, in particular, satisfies trivially the complex equation \(u_1+i u_2+g u_3=0\). Then, using this equation and its conjugate we have a system in the unknowns \(\{g_{z\overline{z}}, \overline{g}_{z\overline{z}}\}\), whose discriminant
is different from zero. After a tedious computation, we can solve the system obtaining equation (3.10). So we proved that if \(\varphi ^{-1} [\varphi _z, \varphi _{\overline{z}}]=(0,0,0)\), then g satisfies equation (3.10).
Reciprocally, observe that it is easy to check that a real vector \(w\equiv (w_1,w_2,w_3)\in \mathfrak {m}\) satisfies that
Hence, if we consider \(w\equiv \mathfrak {Re}(V)\) in (3.4), then we obtain a unique complex equation in the unknowns \(\{g_{z\overline{z}}, \overline{g}_{z \overline{z}}\}\). A direct computation shows that if g satisfies (3.10), then g solves equation (3.11). \(\square \)
From Theorem 3.1, we note that Proposition 3.3 and Theorem 3.5 also give the sufficient conditions for a map \(N^e\) and a positive function K to be the Gauss map and extrinsic curvature of an immersion \(\varphi :\Sigma \longrightarrow M\), for the simply connected Riemann surface \(\Sigma \).
Though the previous equations look like difficult to handle, they take an easier form when we fix M. Thus, we will particularize for the three-sphere and obtain some consequences.
3.2 The canonical Sphere
In this section, we focus our attention on the canonical sphere \(\mathbb {S}^3\). From the classification of unimodular Lie groups, \(\mu _1=\mu _2=\mu _3=1\).
We consider a left invariant orthonormal vector field \(E_i(q),\) \(i=1,2,3,\) in \(\mathbb {S}^3\) such that \(E_i(e)=E_i\), where \(E_i\) satisfies (3.7) and e is the identity element of \(\mathbb {S}^3\).
Let \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) be an isometric immersion in \(\mathbb {S}^3\). As before, we denote by
Then, as a consequence of Proposition 3.3 and Corollary 3.4, we have
Corollary 3.6
Let \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) be an isometric immersion in \(\mathbb {S}^3\) with positive extrinsic curvature K and Gauss map \(g:\Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Let z be a conformal parameter for the second fundamental form, then we have
Moreover, the first and second fundamental forms of the immersions are given by
On the other hand, the integrability condition \([\psi _z,\psi _{\overline{z}}]=0\) gives us how the extrinsic curvature can be recovered in terms of the Gauss map,
Proposition 3.7
Let \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) be an isometric immersion in \(\mathbb {S}^3\). Assume that \(\Sigma \) has positive extrinsic curvature K and Gauss map \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Let z be a conformal parameter for the second fundamental form. Then, \( \vert g_{\overline{z}}\vert ^2-\vert g_z\vert ^2>0\) and the equation \([\psi _z,\psi _{\overline{z}}]=0\) is equivalent to
Proof
Since the second fundamental form of the immersion is positive definite, we have from Corollary 3.6 that \( \vert g_{\overline{z}}\vert ^2-\vert g_z\vert ^2\) must be positive.
On the other hand,
Moreover, from (3.8), the Christoffel symbol \(\Gamma _{ij}^k=\pm 1\) when \(\{i,j,k\}=\{1,2,3\}\) and vanishes otherwise. So,
If we denote by \(V=(V_1, V_2, V_3)\) the previous vector and use (3.12), then the equality \(V_1+iV_2+g V_3=0\) is equivalent to
where
Thus, taking equation (3.14) and its conjugated, we obtain a system of linear equations in the unknowns \(\dfrac{(-i + \sqrt{K})}{K(i+ \sqrt{K})} K_z\), \(\dfrac{(i+\sqrt{K})}{K(-i+\sqrt{K})} K_{\overline{z}}\). Bearing in mind that
and that the discriminant of the system is \( (1 + \vert g \vert ^2)^3 (\vert g_z\vert ^2 - \vert g_{\overline{z}} \vert ^2)\), which is different from zero, we obtain (3.13).
Finally, it is easy to show that if (3.13) is satisfied, then the vector V vanishes identically, that is, \([\psi _z,\psi _{\overline{z}}]=0\). \(\square \)
As an interesting consequence, we have:
Corollary 3.8
Let \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) be an isometric immersion in \(\mathbb {S}^3\), with positive extrinsic curvature K, and Gauss map \(g: \Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\). Then, K is a positive constant if, and only if, g is a harmonic map for the conformal structure induced by the second fundamental form.
Proof
From (3.13) and (3.15), K is constant if, and only if, \(\overline{g}_z g_{z\overline{z}}- g_z \overline{g}_{z\overline{z}}+2g_z \overline{g}_z\, \dfrac{ g \overline{g}_{\overline{z}}-\overline{g} g_{\overline{z}} }{1 + \vert g \vert ^2}=0\). Thus, considering this equation and its conjugate in the unknowns \(g_{z\overline{z}}\) and \(\overline{g}_{z\overline{z}}\), K to be constant is equivalent to
as we wanted to show. \(\square \)
From Theorem 3.1 and Proposition 3.7, we obtain necessary and sufficient conditions for the existence of an immersion with positive extrinsic curvature in \(\mathbb {S}^3\) in terms of its Gauss map and the conformal structure of the second fundamental form. More concretely:
Corollary 3.9
Let \(\Sigma \) be a simply connected Riemann surface and \(g:\Sigma \longrightarrow \mathbb {C}\cup \{\infty \}\) a differentiable map. Then, there exists an isometric immersion \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) with Gauss map g and such that the conformal structure induced by the second fundamental form is that of \(\Sigma \) if, and only if,
and there exists a positive function K solving the equation (3.13).
Moreover, \(\psi \) is unique up to left translations.
It is well known that there exists a correspondence between isometric simply connected surfaces having constant mean curvature \(H_1\) in \(\mathbb {R}^3\) and constant mean curvature \(H_2\) in \(\mathbb {S}^3\), with \(H_1^2=H_2^2+1\). On the other hand given a surface \(\Sigma \) having positive constant mean curvature in \(\mathbb {R}^3\) or constant mean curvature in \(\mathbb {S}^3\), there exists a surface \(\Sigma ^\prime \) parallel to \(\Sigma \) having positive constant extrinsic curvature (probably, with singularities). As a consequence, one can find a correspondence between simply connected surfaces having positive constant extrinsic curvature in \(\mathbb {R}^3\) and simply connected surfaces having constant extrinsic curvature in \(\mathbb {S}^3\). The following result is a generalization of this correspondence.
Proposition 3.10
Let \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) be an immersion having positive extrinsic curvature K and Gauss map g. Assume
Then, there exists an immersion \(\psi ^{*}:\Sigma \longrightarrow \mathbb {R}^3\) having the same Gauss map g, the same conformal structure for the second fundamental form, and positive extrinsic curvature \(K^{*}\), where \(K^{*}\) is a solution of
Conversely, let \(\psi ^{*}:\Sigma \longrightarrow \mathbb {R}^3\) be an immersion having Gauss map g and positive extrinsic curvature \(K^{*}\). If there exists a positive function \(K:\Sigma \longrightarrow \mathbb {R}\), such that (3.18) is satisfied, then, there is an isometric immersion \(\psi :\Sigma \longrightarrow \mathbb {S}^3\) having positive extrinsic curvature K, the same Gauss map g, and the same conformal structure for the second fundamental form.
Proof
In [5], Theorem 3 the authors gave a necessary and sufficient condition for the existence of an immersion from \(\Sigma \) in \(\mathbb {R}^3\) having a given Gauss map and conformal structure for the second fundamental form. So, if we want to obtain an immersion \(\psi ^{*}:\Sigma \longrightarrow \mathbb {R}^3\) having the same Gauss map g and the same conformal structure for II, then g must satisfy
and
where \(\mathfrak {Im}(\cdot )\) denotes the imaginary part of a complex number.
Note that from Proposition 3.7, the equation (3.19) is satisfied. Using equation (3.13), we show that (3.20) is equivalent to (3.17). In fact, by (3.13) and (3.15), for \(R=\sqrt{K}\), we have
The last equality is equivalent to equation (3.17).
The converse is a direct consequence of Corollary 3.9. \(\square \)
4 Surfaces with negative extrinsic curvature
This section is devoted to surfaces having negative extrinsic curvature. Let \(\Sigma \) be an orientable smooth surface and \(\varphi : \Sigma \longrightarrow M\) be an isometric immersion in an oriented three-dimensional Riemannian manifold M. Assume that \(\varphi \) has negative extrinsic curvature K, that is, such that the determinant of its shape operator is negative. Then, the second fundamental form is a Lorentzian metric and \(\Sigma \) can be considered as a Lorentz surface. So, there exist local proper null coordinates (u, v), and we can choose N, a global unit normal vector field to \(\Sigma \) such that the first and second fundamental forms of the immersion can be written as
where \(\mathbf {f}\) is a positive function. We will say that the unit vector field N is compatible with such coordinates if \(\mathbf {f}\) is a positive function.
The extrinsic curvature of the surface \(\Sigma \) is given by \(K=-\dfrac{\mathbf {f}^2}{\mathbf {D}}\), where \(\mathbf {D}= \mathbf {E}\mathbf {G}-\mathbf {F}^2>0\). And, proceeding as in the previous case, we have
Lemma 4.1
Let \(\varphi :\Sigma \ \longrightarrow \ M\) be an isometric immersion from an orientable Riemannian surface \(\Sigma \) into a three-dimensional Riemannian manifold M. Assume that \(\varphi \) has negative extrinsic curvature K. Then, the Weingarten equations are
where N is a unit normal vector field compatible with local proper null coordinates (u, v) for the second fundamental form. Moreover,
and the integrability equation \([\varphi _u,\varphi _v]=0\) is equivalent to
In order to recover the immersion \(\varphi \) in terms of its Gauss map and its negative extrinsic curvature, we assume that M is a simply connected Riemannian Lie group with a left invariant vector field \(\{E_1(q), E_2(q), E_3(q)\}\), \(q\in \ M\). Again, for simplicity, we set \(E_i:=E_i(e), \ i=1,2,3\), where e is the identity element of M.
Let (u, v) be a proper null coordinates for the second fundamental form, and N be a unit normal vector field compatible with such coordinates. Considering the Lie group structure, we write
So, we can rewrite (4.2) as
where \(\Gamma _{ij}^k\) are the Christoffel symbols associated with the orthonormal basis \(\{E_1,E_2,E_3\}\). Here, \(\times \) denotes the standard cross product in the Lie algebra \(\mathfrak {m}\).
The equations in (4.4) can be considered as a system of linear equations in the unknowns \(a_1,a_2,a_3\). Hence, as long as the discriminant of the above system is different from zero, we can determine \(\varphi (p)^{-1}\,\varphi _u(p)\) and \(\varphi (p)^{-1}\,\varphi _v(p)\) in terms of the Gauss map and the extrinsic curvature of the immersion. As in the case when the extrinsic curvature is positive, the immersion \(\varphi \) can be computed, up to left translations, if we have \(\varphi (p)^{-1}\,\varphi _u(p)\) and \(\varphi (p)^{-1}\,\varphi _v(p)\). Thus, we will say that the immersion is determined in terms of its Gauss map and its extrinsic curvature.
The unit normal vector N and the extrinsic curvature K must satisfy the integrability condition (4.3) which can be rewritten in terms of \(N^e\) and K, using the left translations in the Riemannian Lie group M. That is, if we denote by V the left translation of \(\nabla _{\partial _u}\left( \frac{1}{\sqrt{-K}}\nabla _{\partial _{v}} N\right) +\nabla _{\partial _{v}}\left( \frac{1}{\sqrt{-K}}\nabla _{\partial _{u}} N\right) \) to the identity element e, the equation (4.3) is equivalent to
Then, the Gauss map and extrinsic curvature of the immersion \(\varphi \) must satisfy (4.4) and (4.5).
Proceeding as in the case of positive extrinsic curvature, we obtain the following results which we will omit their proofs since they are analogous.
Theorem 4.2
Let M be a simply connected Riemannian Lie group, and \(\{E_1(q),E_2(q),E_3(q)\}\) a left invariant orthonormal frame with associated Christoffel symbols \(\Gamma _{ij}^k\). Consider a simply connected Lorentz surface \(\Sigma \), \(N^e:\Sigma \longrightarrow \mathbb {S}^2\subseteq \mathfrak {m} \) a differential map and \(K:\Sigma \longrightarrow \mathbb {R}\) a negative function. Assume that \((\mathbf {a}_1,\mathbf {a}_2,\mathbf {a}_3)\) and \((\mathbf {A}_1,\mathbf {A}_2,\mathbf {A}_3)\) are smooth solutions to (4.4), so that (4.5) is satisfied.
Then, there exists a unique immersion \(\varphi :\Sigma \longrightarrow M\), up to left translations, such that \(N^e\) is its Gauss map, K is its extrinsic curvature and the structure of \(\Sigma \) is that of the second fundamental form induced by \(\varphi \), with
Now, we focus our attention on unimodular three-dimensional Riemannian Lie groups M with isometry group of dimension larger than or equal to 4.
Proposition 4.3
Let \(\varphi :\Sigma \ \longrightarrow \ M\) be an oriented isometric immersion on a simply connected unimodular Lie group M with \(\mu _1=\mu _2\), and \(\{E_1,E_2,E_3\}\) be a positively oriented orthonormal basis satisfying (3.7). Assume that \(\varphi \) has negative extrinsic curvature K, with
where (u, v) are proper null coordinates for the second fundamental form and g a Gauss map of \(\Sigma \) compatible with such coordinates. Denote
Then,
where \( A=g^2-1,\quad B=1+\vert g\vert ^2,\quad C=g-\overline{g},\quad \widetilde{C}=g+\overline{g}\).
Now, let us present a partial differential equation involving the Gauss map and the negative extrinsic curvature for the case when the ambient Riemannian manifold M is a simply connected unimodular Lie groups with an isometry group of dimension larger than or equal to four.
Theorem 4.4
Let \(\varphi :\Sigma \ \longrightarrow \ M\) be an oriented isometric immersion in a simply connected unimodular Lie group M. Assume that \(\Sigma \) has negative extrinsic curvature K with
where (u, v) is a proper null coordinates for the second fundamental form and \(g: \Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a Gauss map of \(\Sigma \) compatible with such coordinates. Then, when \(\mu _1=\mu _2\), the Gauss map satisfies
here \(\mathbf {G}_i:= G_i(K)\), where \(G_i(x)\) is defined in Theorem 3.5.
Again we will particularize for the case when M is the three-sphere \(\mathbb {S}^3\).
4.1 Surfaces with negative extrinsic curvature in \(\mathbb {S}^3\)
In this section, we work with surfaces immersed in \(\mathbb {S}^3\); for this, let us fix a left invariant orthonormal frame \(\{E_1(p), E_2(p), E_3(p)\}\) on \(\mathbb {S}^3\), as before, \(E_i\) stands for \(E_i(e)\), where e is the identity element of \(\mathbb {S}^3\), and \(\{E_1, E_2,E_3\}\) satisfies (3.7).
Let \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) be an orientable isometric immersion in \(\mathbb {S}^3\) having negative extrinsic curvature \(K,\ K\ne -1\). Let (u, v) be a local proper null coordinates for the second fundamental form and \(g: \Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a Gauss map of \(\Sigma \) compatible with such coordinates. Then, the first fundamental form of \(\Sigma \) is given by
In the next proposition, the integrability condition \([\psi _u,\psi _v]=0\) gives a relationship between the negative extrinsic curvature and the Gauss map.
Proposition 4.5
Let \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) be an orientable isometric immersion in \(\mathbb {S}^3\). Assume that \(\Sigma \) has negative extrinsic curvature \(K,\ K\ne -1\). Let (u, v) be a proper null coordinates for the second fundamental form and \(g: \Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a Gauss map of \(\Sigma \) compatible with such coordinates. Then, \(i( g_u \overline{g}_v-\overline{g}_u g_v)>0\), and the integrability equation \([\psi _u,\psi _v]=0\) is equivalent to
As a consequence, we obtain a corollary which also was proved in [2], Theorem 3.1.
Corollary 4.6
Let \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) be an oriented isometric immersion in \(\mathbb {S}^3\). Assume that \(\Sigma \) has negative extrinsic curvature \(K,\ K\ne -1\). Let (u, v) be a local proper null coordinates for the second fundamental form and \(g: \Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a Gauss map of \(\Sigma \) compatible with such coordinates. Then, K is a negative constant if, and only if, g is Lorentz harmonic map for these proper null coordinates.
From Theorem 4.2 and Proposition 4.5, we obtain necessary and sufficient conditions for the existence of an immersion with negative extrinsic curvature in \(\mathbb {S}^3\) in terms of its Gauss map and the proper null coordinates determined by the second fundamental form. More precisely:
Corollary 4.7
Let \(\Sigma \) be a simply connected Lorentz surface and \(g:\Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a differential map. Then, there exists an isometric immersion \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) having Gauss map g, negative extrinsic curvature K and such that the Lorentz structure on \(\Sigma \) is that one induced by the second fundamental form if, and only if,
and there exists a negative function \(K:\Sigma \ \longrightarrow \ \ \mathbb {R}-\{-1\}\) solving the equation (4.8).
Moreover, \(\psi \) is unique up to left translations.
Finally, we present a correspondence between simply connected surfaces having negative extrinsic curvature in \(\mathbb {R}^3\) and simply connected surfaces having negative extrinsic curvature in \(\mathbb {S}^3\).
Proposition 4.8
Let \(\Sigma \) be a simply connected Riemannian surface and \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) be an oriented isometric immersion having negative extrinsic curvature \(K, \ K\ne -1\). Let (u, v) be a proper null coordinates for the second fundamental form of \(\psi \) and \(g: \Sigma \ \longrightarrow \ \mathbb {C}\cup \{\infty \}\) a Gauss map of \(\Sigma \) compatible with such coordinates. Assume
Then, there exists an isometric immersion \(\psi ^*:\Sigma \ \longrightarrow \ \mathbb {R}^3\) having the same Gauss map g. The parameters (u, v) are proper null coordinates for the second fundamental form of \(\psi ^*\), and g is compatible with such coordinates. Moreover, the immersion has negative extrinsic curvature \(K^*\), where \(K^*\) is a solution of
Conversely, let \(\psi ^*:\Sigma \ \longrightarrow \ \mathbb {R}^3\) be an oriented isometric immersion from a simply connected Riemannian surface, having negative extrinsic curvature \(K^*\). Let (u, v) be a proper null coordinates and g a Gauss map compatible with such coordinates. If there exists a negative function \(K:\Sigma \ \longrightarrow \ \mathbb {R}-\{-1\}\), such that (4.10) is satisfied, then there is an isometric immersion \(\psi :\Sigma \ \longrightarrow \ \mathbb {S}^3\) having negative extrinsic curvature K and the same Gauss map g. Moreover, the parameters (u, v) are proper null coordinates for the second fundamental form of \(\psi \) and the Gauss map g is compatible with such coordinates.
5 Example
In this section, we construct an example of a surface \(\Sigma \) immersed isometrically in the canonical sphere \(\mathbb {S}^3\), having constant negative extrinsic curvature \(K=-2\). In order to do that, we identify \(\mathbb {S}^3\) with \(\mathrm {SU}(2)\), the group of \(2\times 2\) unitary matrix with determinant 1. The identification is given by
A basis of the Lie algebra \(\mathfrak {su}(2)\) of \(\mathbb {S}^3\) satisfying (3.7) is
We use Proposition 4.8 to construct a surface in \(\mathbb {S}^3\) having negative constant extrinsic curvature. So, we take the pseudosphere in \(\mathbb {R}^3\) parametrized by
The pseudosphere in \(\mathbb {R}^3\) has extrinsic curvature \(K^*=-1\), and the parameters (u, v) are proper null coordinates for the second fundamental form. The unit normal vector compatible with this proper null coordinates is
The Gauss map of the pseudosphere is
Note that any negative constant K different from \(-1\) satisfies the equation (4.10), since \(K^*=-1\). In particular, Proposition 4.8 ensures the existence of an immersion \(\psi \) in \(\mathbb {S}^3\) having extrinsic curvature \(K=-2\) and the same Gauss map g of the pseudosphere. From Proposition 4.3, the vector fields
are determined by
We consider the change of variables \(2t = v+u, \ 2s= v-u\). Then
where \(\mathbf {b}_i=\mathbf {A}_i-\mathbf {a}_i, \ \mathbf {B}_i=\mathbf {A}_i+\mathbf {a}_i, \ i=1,2,3\). Note that the immersion \(\psi \) is a revolution surface and since \(\mathbf {b}_3\) does not depend on t, we can assume that
for some real functions \(\alpha ,\, \beta \). Recall that the vector field \(\psi ^{-1}\psi _s\) in the Lie algebra of \(\mathbb {S}^3\) is the left translation of \(\psi _s\) to the identity of \(\mathbb {S}^3\). As we identified \(\mathbb {S}^3\) with \(\mathrm {SU}(2)\), the left translation is the product of matrices. So, the functions \(\alpha (s), \beta (s)\) solve the system \(\psi _s(s,0)=\psi (s,0) \cdot \psi _s(s,0)\), with initial condition \(\alpha (0)=\dfrac{\pi }{2}, \beta (0)=\dfrac{\pi }{2}\). We use the stereographic projection in order to plot such a surface, see figure below.
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This work was partially supported by CNPq, Conselho Nacional de Desenvolvimento Científico e Tecnológico—Brazil.
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Folha, A., Peñafiel, C. The Gauss map and second fundamental form of surfaces in a Lie group. Annali di Matematica 195, 1693–1711 (2016). https://doi.org/10.1007/s10231-015-0540-9
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DOI: https://doi.org/10.1007/s10231-015-0540-9