Abstract
We study the relative entropy in QFT comparing the vacuum state to a special family of purifications determined by an input state and constructed using relative modular flow. We use this to prove a conjecture by Wall that relates the shape derivative of relative entropy to a variational expression over the averaged null energy (ANE) of possible purifications. This variational expression can be used to easily prove the quantum null energy condition (QNEC). We formulate Wall’s conjecture as a theorem pertaining to operator algebras satisfying the properties of a half-sided modular inclusion, with the additional assumption that the input state has finite averaged null energy. We also give a new derivation of the strong superadditivity property of relative entropy in this context. We speculate about possible connections to the recent methods used to strengthen monotonicity of relative entropy with recovery maps.
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Notes
Actually we only need that there is at least one state \(u' \psi \) with finite ANE.
Despite being a significant result about modular hamiltonians, a rigorous mathematical proof of this formula does not yet exist in the literature. We we do not actually use this formula in our derivations and proof of the QNEC as formulated using relative entropy and half sided modular inclusions.
Our conventions are not standard. The state labels on the relative modular operators are switched. We follow the conventions in [6] where the relative entropy and relative modular operators are labelled in the same way. Our labelling on the Connes cocycle are standard.
From the algebraic point of view \(P\ge 0\) follows more directly from properties of modular Hamiltonians under inclusion [6].
This should not be confused with the boosted states discussed in [50, 51]. These states are more singular since they involve modular flow with only half the \(\psi \)-modular Hamiltonian. The Connes cocycle is one way to deal with issues related to divergences that arise in that case, and some of the resulting physics is related to that discussed in [50, 51]. In particular we expect the bulk description of these states, in the context of AdS/CFT, to be the same for the part of the bulk spacetime that is (bulk) causally separated from the boundary entangling surface.
Wall wrote down this conjecture in a different form involving entanglement entropy and the half integrated ANE. It is essentially equivalent to what is stated here, although the original form involves quantities that are not obviously well defined in algebraic quantum field theory. He also for the most part had in mind 2d QFTs. The original conjecture came from arguing that there was no other quantity that he could imagine except \(- \partial S\) that satisfies all the properties of the right hand side of (62).
For a CFT a more general discussion is possible, but we do not consider this here.
Recall that strong continuity of a vector uses the Hilbert space norm and weak continuity demands that the inner product with any fixed vector is continuous. A weakly continuous vector valued holomorphic function can be shown to be strongly continuous via the Cauchy integral formula.
This works for a domain twice the size of \(T_I\), however the necessary bound below, as far as we are aware, does not extend beyond \(T_I\).
The multi-dimensional edge of the wedge theorem is overkill here, we can apply the one dimensional edge of the wedge theorem along \(\eta \)-strips at fixed s or equivalently s-strips at fixed \(\eta \). The result is a function \(g(s,\eta )\) that is holomorphic in one of the variables when the other one is held fixed, which by Hartog’s theorem is holomorphic in both variables.
The proof of this follows by considering the topological invariant that counts the zeros enclosed in some subset \(\varGamma \subset C\): \(2\pi i N_\epsilon = \int _{\partial \varGamma } ds \left( y_\epsilon '(s)/y_\epsilon (s)\right) \) of a holomorphic function. If the limiting function vanishes at some discrete point inside \(\varGamma \) then for small enough \(\varGamma \) we have, by uniform convergence applied to the integral, \(\lim _{\epsilon \rightarrow 0} N_\epsilon =1\). This contradicts the original assumption which gives \(N_\epsilon = 0\) for all \(\epsilon \).
We should again take an arbitrary sequence \(\epsilon _n\) converging to zero and show that for any such sequence we have convergence to the same limit function. This follows the same logic as above so we do not repeat it.
To show this set \(\lambda \zeta =t \) and consider \(\left| (1-e^{i \zeta \lambda })/(i\zeta \lambda )\right| = \left| (1-e^{i t})/t \right| \) which we have to show is bounded by 1. Now for real t we have: \(\left| (1-e^{it})/t\right| = 2 |\sin (t/2)/t| \le 1\). This later inequality extends, via the Phragmén-Lindelöf principle, into the t-upper half plane since \((1-e^{it})/it\) is holomorphic and bounded in the upper half plane (UHP). There is probably a much easier way to show this.
The order of an entire function f(z) is \(\limsup _{r \rightarrow \infty } (\log \log {\max _{|z|=r} |f(z)|)/\log r}\).
This is the well known fact that an entire function can be determined by its zeros up to an overall exponential of a polynomial who’s degree is the same as the order of the entire function.
Actually Araki showed this for states \({\widehat{\varOmega }}, {\widehat{\psi }},{\widehat{\psi }}_n\) that are representatives of \(\varOmega ,\psi ,\psi _n\) in a natural positive cone associated to \({\mathcal {A}}_C'\) and some cyclic separating vector. Taking this vector to be \(\varOmega \) and using the fact that \(\varDelta '_{\varOmega |{\widehat{\psi }}_n} = \varDelta '_{\varOmega |\psi _n}\), where \({\widehat{\psi }}_n\) is related to \(\psi _n\) by some unitary in \({\mathcal {A}}_C\), we have the desired continuity.
See Corollary 3, where we don’t actually need entire states to prove the existence of the following limit at real \(s,\eta \) given \(P_s\) is finite
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Acknowledgements
We especially thank Raphael Bousso, Ven Chandrasekaran, Netta Engelhardt, Ben Freivogel, Marius Junge, Nima Lashkari, Juan Maldacena, Arvin Shahbazi-Moghaddam for discussions related to this work. This work was supported by the DOE: Award Number DE-SC0019517.
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Relative Modular Operator
Relative Modular Operator
In this appendix we collect various formula related to the relative modular operator. We are particularly interested in defining these objects when the vector states are not necessarily cyclic and separating. These considerations are standard and can be found in the Appendix of [44]. We warn the reader that we have a different convention for labeling our Sand\(\varDelta \)relative modular operators - the state labels are switched. This convention was used in [56] and we stick with this.
Take \(\psi \) to not be cyclic and separating. This means that there could be some \(\alpha \in {\mathcal {A}}\) such that \(\alpha | \psi \rangle =0\) (not separating) and also that \({\mathcal {A}} | \psi \rangle \) may generate a proper subspace of \({\mathcal {H}}\) instead of the full Hilbert space (not cyclic). To describe this situation we define support projections as the minimal projectors that satisfy:
An equivalent definition follows from finding the projector onto the following subspaces:
These are seen to be equivalent as follows. Firstly the \(\pi (\psi )\) commutes with \({\mathcal {A}}'\) since for arbitrary state \(|\phi _i\rangle \in {\mathcal {H}}\) and for all \(\alpha ' \in {\mathcal {A}}'\):
so \(\pi \) is in \({\mathcal {A}}\). Secondly it is the minimal such projector leaving \(\psi \) invariant since if it were not there would be another projector \(\pi _2 \in {\mathcal {A}}\) with \(\pi _2 {\mathcal {H}} \subset \pi (\psi ) {\mathcal {H}}\) which also leaves invariant the subspace:
such that \(\pi _2 {\mathcal {H}} \subset \pi (\psi ) {\mathcal {H}} = \pi _2 \pi (\psi ) {\mathcal {H}} \subset \pi _2 {\mathcal {H}}\) implying that \(\pi _2 = \pi (\psi )\). Thus \(\pi = s^{\mathcal {A}}\) and similarly for the commutant.
Note that if \(\pi (\psi )\) is not the unit operator, then \(\psi \) is not cyclic for \({\mathcal {A}}'\) and \((1-\pi (\psi ))\) annihilates \(\psi \) which means that \(\psi \) is not separating for \({\mathcal {A}}\). That is the lack of either of these two properties exchange under \({\mathcal {A}} \leftrightarrow {\mathcal {A}}'\).
We now move to the modular operators. We will consider two state \(\psi ,\phi \) neither of which needs to be cyclic and separating. We start with the definition of the Tomita operators:
for \(\alpha \in {\mathcal {A}}\). Note that, for the first equation above, if both \(\alpha | \psi \rangle =0\) and \(| \chi ' \rangle =0\) vanish then \(\alpha [ {\mathcal {A}}' | \psi \rangle ] = 0 \implies \pi (\psi ) \alpha ^\dagger = 0\) so 0 is mapped to 0 as is necessary for a linear operator. The Tomita operators are closable as defined and we will use the same symbol for the closure as the original operator. The support of these operators is:
Applying the definitions twice we have:
For the commutant algebra we have:
for \(\alpha ' \in {\mathcal {A}}'\) with support that is complementary to (285). And similar equations hold for the commutant as in (286). Now consider:
which means that (because the above states are dense on the appropriate support)
where the later equation follows a similar analysis.
We move now to the relative modular operators. Consider the positive self adjoint operators:
with support
For the commutant algebra we learn that:
We can define powers of the modular operators \(\varDelta _{\psi |\phi }^z\) etc. to be zero when acting on \((1-\pi '(\psi ) \pi (\phi )) {\mathcal {H}}\) and to be the usual power when acting on the support of \(\varDelta _{\psi |\phi }\) which for example means that \(\varDelta _{\psi |\phi }^0 =\pi '(\psi ) \pi (\phi ) \). So for example we have:
Furthermore we can apply polar decompositions to the Tomita operators, where the anti-linear part is not unitary, but rather a partial anti-linear isometry with the support and range of the Tomita operators:
where:
(with appropriate support and range.) Plugging back into the Tomita operators and (294) we have:
which by the uniqueness of the polar decomposition implies that:
where the last equation implies that:
by the anti-linearity of J.
For the complement we use (293) to derive:
In order to understand relative modular flow and cocycles we have to apply the Connes \(2\times 2\) or \(3\times 3\) trick which we present here in a vector language. Consider the Hilbert space:
where \({\mathcal {H}}_{L,R}\) are both simple n-dimensional qunit Hilbert spaces with basis \(|i \rangle ; i = 0,1, \ldots , n-1\). In this Hilbert space we consider the state:
where \(| \phi _i \rangle \) are vector states in the QFT Hilbert space that need not be cyclic and separating. We will actually consider the state as living in the subspace projected by the support projectors of the states \(\phi _i\):
where the square brackets means the linear span. We now consider the algebra of operators acting on this new Hilbert space:
The commutant is:
and \(\varPhi \) is cyclic and separating for these algebras after we project to the subspace \(\tilde{{\mathcal {H}}}\). The generalized Tomita operator is:
from which one finds:
Note that this later Tomita operator acts between Hilbert spaces:
We can relate this to our original definition of the Tomita operators by passing back to the original unprojected Hilbert spaces setting \(c_{ji} = \pi (\phi _j) \alpha \pi (\phi _i)\):
We can lose the \(\pi (\phi _j)\) on the left hand side since the orthogonal part is killed on the right hand side anyway. Or in other words we can extend the definition \({\tilde{S}}_{i|j}\) to the larger Hilbert space consistent with the right hand side by dropping this projector and also demanding:
which is the same definition we gave for \(i=\psi \) and \(j=\phi \) in (283).
The modular operator for the \(n \times n\) Hilbert space is:
and the modular conjugation operator is:
where \(\mathbb {J}^2 = 1,\, \mathbb { J} \varvec{\Delta } \mathbb {J} = \varvec{\Delta }^{-1}\). The projected modular operators act between the following Hilbert spaces:
and can be extended to \({\mathcal {H}}_{QFT}\) as we did with the Tomita operators.
We now apply the results of Tomita-Takesaki theory to these new modular operators. That is we know that \(\mathbb {A} = \varvec{\Delta }^{is} \mathbb {A} \varvec{\Delta }^{-is}\) and \(\mathbb {A}' = \mathbb {J} \mathbb {A} \mathbb {J}\). Computing:
This is only consistent with the form of the algebra given in (309) if we have:
and the flowed operator is the same operator for all k. Extending these statements to the full Hilbert space by setting the flowed and conjugated operators to zero away from the support we find that:
where we are forced to add \(\pi '(\phi _k)\) so that it vanishes away from this support. For example this is consistent with \(s \rightarrow 0\) where we find \(\pi (\phi _i) \alpha \pi (\phi _j) \pi '(\phi _k)\). Note that we can pick \(\alpha \) in \({\mathcal {A}}\) rather than the projected algebra since the modular operators above anyway apply this projection. Note the flowed operator is now marginally not independent of k due to \(\pi '(\phi _k)\).
If we set \(i=j\) this defines the standard modular automorphism group but now for a non-cyclic and separating vector:
where in the later equation we have used a cyclic and separating vector \(\varOmega \) to define this flow.
For \(\alpha = 1\) we can define the operator in \({\mathcal {A}}\) that is independent of k as the cocycle:
which can be extracted by picking \(\phi _k\) to be a cyclic and separating vector. The cocycle satisfies:
where the right hand side of the later two equations are projection operators if \([ \pi (\phi _i), \pi (\phi _j)] =0\) which means that for states with commuting support projectors the cocycle is a partial isometry.
There is the following relation on triples of the cocycle:
where the later conditions on the projectors can be guaranteed by demanding:
Similary for the modular conjugation operators we have:
which extends to the \({\mathcal {H}}_{QFT}\) in the usual way with:
and where apart from the projector \(\pi (\phi _k)\) this is the same operator independent of k. We define the non relative modular conjugation action as:
The equivalent of the cocycles are the following linear operators:
which satisfies:
where this is then a partial isometry if \([\pi (\phi _i),\pi (\phi _j)] =0\).
For example if we specify that \(\phi _i = \varOmega \), cyclic and separating, and \(\phi _j = \psi \) we find that:
where the support of this operator is: \(\mathrm{supp}(\varTheta _{\varOmega |\psi }') = \pi '(\psi ) {\mathcal {H}}\) and \(\mathrm{supp}(\varTheta _{\varOmega |\psi }')^\dagger =J_\varOmega \pi (\psi ) J_{\varOmega } {\mathcal {H}}\). We also have the useful relations:
There is also a triple relation:
where again this later condition can be achieved only under the conditions specified for the support projectors.
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Ceyhan, F., Faulkner, T. Recovering the QNEC from the ANEC. Commun. Math. Phys. 377, 999–1045 (2020). https://doi.org/10.1007/s00220-020-03751-y
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DOI: https://doi.org/10.1007/s00220-020-03751-y