Skip to main content
Log in

Transfer fault prognostic for rolling bearings across different working conditions: a domain adversarial perspective

  • ORIGINAL ARTICLE
  • Published:
The International Journal of Advanced Manufacturing Technology Aims and scope Submit manuscript

Abstract

Modern machines generally operate under varying working conditions, which induces significant data distribution discrepancies in the gathered condition monitoring signals. However, most of the existing machine learning–based methods, especially deep learning (DL)–based fault prognostic methods, neglect the data distribution discrepancy between the training and testing data. As a result, most of the existing DL-based methods can only generalize well under identical working conditions, which is infeasible in real engineering practice. To solve this critical issue, a novel dual-branch neural network with a domain adversarial module is developed to achieve transfer fault prognostics across different operating conditions. A dual-branch-based DL model is first utilized to extract abundant degradation features from the heterogeneous inputs. Then, the domain adversarial technique is employed to solve the significant distribution discrepancy problem existing across different operating conditions. The proposed approach is validated experimentally through two rolling element bearing open-sourced datasets, i.e., the XJTU-SY bearing dataset and the PRONOSTIA bearing dataset. The experimental results demonstrate that the proposed method can accurately achieve the transfer fault prognostic task without any labelled data in the target domain, and performance comparisons with other state-of-the-art approaches are also presented.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10

Similar content being viewed by others

Data availability

XJTU-SY bearing datasets are available at https://biaowang.tech/xjtu-sy-bearing-datasets/, which are provided by the Institute of Design Science and Basic Component at Xi’an Jiaotong University (XJTU), Shaanxi, P. R. China, and the Changxing Sumyoung Technology Co., Ltd. (SY), Zhejiang, P. R. China. PRONOSTIA bearing datasets are available at https://github.com/wkzs111/phm-ieee-2012-data-challenge-dataset, which are provided by the FEMTO-ST Institute.

Code availability

Code can be available upon request.

References

  1. Mao W, Liu Y, Ding L, Safian A, Liang X (2020) A new structured domain adversarial neural network for transfer fault diagnosis of rolling bearings under different working conditions. IEEE Trans Instrum Meas 28(70):1–3

    Google Scholar 

  2. Li H, Soares CG, Huang HZ (2020) Reliability analysis of a floating offshore wind turbine using Bayesian Networks. Ocean Eng 217:107827

    Article  Google Scholar 

  3. Li H, Díaz H, Soares CG (2021) A failure analysis of floating offshore wind turbines using AHP-FMEA methodology. Ocean Eng 234:109261

    Article  Google Scholar 

  4. Zhang Q, Huang CG, Li H, Feng G, Peng W (2022) Electrochemical impedance spectroscopy based state of health estimation for lithium-ion battery considering temperature and state of charge effect. IEEE Trans Transp Electrification. https://doi.org/10.1109/TTE.2022.3160021

    Article  Google Scholar 

  5. Zhou R, Zhu R, Huang CG, Peng W (2022) State of health estimation for fast-charging lithium-ion battery based on incremental capacity analysis. J Energy Storage 51:104560

    Article  Google Scholar 

  6. Huang CG, Huang HZ, Li YF (2019) A bidirectional LSTM prognostics method under multiple operational conditions. IEEE Trans Industr Electron 66(11):8792–8802

    Article  Google Scholar 

  7. Rathore MM, Paul A, Hong WH, Seo H, Awan I, Saeed S (2018) Exploiting IoT and big data analytics: defining smart digital city using real-time urban data. Sustain Cities Soc 40:600–610

    Article  Google Scholar 

  8. Rathore MM, Ahmad A, Paul A, Rho S (2016) Urban planning and building smart cities based on the internet of things using big data analytics. Comput Netw 101:63–80

    Article  Google Scholar 

  9. Saeed F, Paul A, Rehman A, Hong WH, Seo H (2018) IoT-based intelligent modeling of smart home environment for fire prevention and safety. J Sens Actuator Netw 7(1):11

    Article  Google Scholar 

  10. Hu J, Chen P (2020) Predictive maintenance of systems subject to hard failure based on proportional hazards model. Reliab Eng Syst Saf 196:106707

    Article  Google Scholar 

  11. Hu J, Sun Q, Ye ZS (2021) Replacement and repair optimization for production systems under random production waits. IEEE Trans Reliab. https://doi.org/10.1109/TR.2021.3111651

    Article  Google Scholar 

  12. Sun Q, Ye ZS, Chen N (2017) Optimal inspection and replacement policies for multi-unit systems subject to degradation. IEEE Trans Reliab 67(1):401–413

    Article  Google Scholar 

  13. Lei Y, Li N, Guo L, Li N, Yan T, Lin J (2018) Machinery health prognostics: a systematic review from data acquisition to RUL prediction. Mech Syst Signal Process 104:799–834

    Article  Google Scholar 

  14. Lu Y, Li Q, Liang SY (2018) Physics-based intelligent prognosis for rolling bearing with fault feature extraction. Int J Adv Manuf Technol 97(1):611–620

    Article  Google Scholar 

  15. Peng W, Ye ZS, Chen N (2018) Joint online RUL prediction for multivariate deteriorating systems. IEEE Trans Industr Inf 15(5):2870–2878

    Article  Google Scholar 

  16. Liu M, Yao X, Zhang J, Chen W, Jing X, Wang K (2020) Multi-sensor data fusion for remaining useful life prediction of machining tools by IABC-BPNN in dry milling operations. Sensors 20(17):4657

    Article  Google Scholar 

  17. Huang CG, Yin X, Huang HZ, Li YF (2019) An enhanced deep learning-based fusion prognostic method for RUL prediction. IEEE Trans Reliab 69(3):1097–1109

    Article  Google Scholar 

  18. Rahmatov N, Paul A, Saeed F, Hong WH, Seo H, Kim J (2019) Machine learning–based automated image processing for quality management in industrial Internet of Things. Int J Distrib Sens Netw 15(10):1550147719883551

    Article  Google Scholar 

  19. Bhattacharjee D, Paul A, Kim JH, Karthigaikumar P (2018) An immersive learning model using evolutionary learning. Comput Electr Eng 65:236–249

    Article  Google Scholar 

  20. Vahid N, Farrokh S (2021) A review on deep learning in machining and tool monitoring: methods, opportunities, and challenges. Int J Adv Manuf Technol 115:2683–2709

    Article  Google Scholar 

  21. Houssem H, Tarak B, Noureddine Z (2021) Intelligent prognostics of bearings based on bidirectional long short-term memory and wavelet packet decomposition. Int J Adv Manuf Technol 114:145–157

    Article  Google Scholar 

  22. Saeed F, Paul A, Ahmed MJ, Gul MJ, Hong WH, Seo H (2021) Intelligent implementation of residential demand response using multiagent system and deep neural networks. Concurr Comput Pract Exp 33(22):e6168

    Article  Google Scholar 

  23. Zhao R, Wang D, Yan R, Mao K, Shen F, Wang J (2017) Machine health monitoring using local feature-based gated recurrent unit networks. IEEE Trans Industr Electron 65(2):1539–1548

    Article  Google Scholar 

  24. Huang CG, Huang HZ, Li YF, Peng W (2021) A novel deep convolutional neural network-bootstrap integrated method for RUL prediction of rolling bearing. J Manuf Syst 61:757–772

    Article  Google Scholar 

  25. Zhu J, Chen N, Peng W (2018) Estimation of bearing remaining useful life based on multiscale convolutional neural network. IEEE Trans Industr Electron 66(4):3208–3216

    Article  Google Scholar 

  26. Peng W, Ye ZS, Chen N (2019) Bayesian deep-learning-based health prognostics toward prognostics uncertainty. IEEE Trans Industr Electron 67(3):2283–2293

    Article  Google Scholar 

  27. Saeed F, Ahmed MJ, Gul MJ, Hong KJ, Paul A, Kavitha MS (2021) A robust approach for industrial small-object detection using an improved faster regional convolutional neural network. Sci Rep 11(1):1–3

    Article  Google Scholar 

  28. Din S, Paul A, Ahmad A, Gupta BB, Rho S (2018) Service orchestration of optimizing continuous features in industrial surveillance using big data based fog-enabled internet of things. IEEE Access 6:21582–21591

    Article  Google Scholar 

  29. Olimov B, Kim J, Paul A (2020) Dcbt-net: training deep convolutional neural networks with extremely noisy labels. IEEE Access 8:220482–220495

    Article  Google Scholar 

  30. Liu Y, Wang K, Li G, Lin L (2021) Semantics-aware adaptive knowledge distillation for sensor-to-vision action recognition. IEEE Trans Image Process 30:5573–5588

    Article  Google Scholar 

  31. Liu Y, Lu Z, Li J, Yang T, Yao C (2019) Deep image-to-video adaptation and fusion networks for action recognition. IEEE Trans Image Process 29:3168–3182

    Article  Google Scholar 

  32. Haris M, Hasan MN, Qin S (2021) Early and robust remaining useful life prediction of supercapacitors using BOHB optimized Deep Belief Network. Appl Energy 286:116541

    Article  Google Scholar 

  33. Li T, Zhao Z, Sun C, Yan R, Chen X (2021) Hierarchical attention graph convolutional network to fuse multi-sensor signals for remaining useful life prediction. Reliab Eng Syst Saf 215:107878

    Article  Google Scholar 

  34. Saxena A, Goebel K, Simon D, Eklund N (2008) Damage propagation modeling for aircraft engine run-to-failure simulation. In 2008 International Conference On Prognostics and Health Management. IEEE, pp 1–9

  35. Nectoux P, Gouriveau R, Medjaher K, Ramasso E, Chebel-Morello B, Zerhouni N, Varnier C (2012) PRONOSTIA: an experimental platform for bearings accelerated degradation tests. In 2012 International Conference on Prognostics and Health Management. IEEE, pp 1–8

  36. Wang B, Lei Y, Li N, Li N (2018) A hybrid prognostics approach for estimating remaining useful life of rolling element bearings. IEEE Trans Reliab 69(1):401–412

    Article  Google Scholar 

  37. Huang W, Khorasgani H, Gupta C, Farahat A, Zheng S (2018) Remaining useful life estimation for systems with abrupt failures. In Annual conference of the PHM society. IEEE, pp 24–27

  38. Zhu J, Chen N, Shen C (2020) A new data-driven transferable remaining useful life prediction approach for bearing under different working conditions. Mech Syst Signal Process 139:106602

    Article  Google Scholar 

  39. Pan SJ, Yang Q (2009) A survey on transfer learning. IEEE Trans Knowl Data Eng 22(10):1345–1359

    Article  Google Scholar 

  40. Shen S, Sadoughi M, Li M, Wang Z, Hu C (2020) Deep convolutional neural networks with ensemble learning and transfer learning for capacity estimation of lithium-ion batteries. Appl Energy 260:114296

    Article  Google Scholar 

  41. Cao Y, Jia M, Ding P, Ding Y (2021) Transfer learning for remaining useful life prediction of multi-conditions bearings based on bidirectional-GRU network. Measurement 178:109287

    Article  Google Scholar 

  42. Ding Y, Jia M, Cao Y (2021) Remaining useful life estimation under multiple operating conditions via deep subdomain adaptation. IEEE Trans Instrum Meas 70:1–1

    Google Scholar 

  43. Cheng H, Kong X, Chen G, Wang Q, Wang R (2021) Transferable convolutional neural network based remaining useful life prediction of bearing under multiple failure behaviors. Measurement 168:108286

    Article  Google Scholar 

  44. Zhang W, Li X, Ma H, Luo Z, Li X (2021) Transfer learning using deep representation regularization in remaining useful life prediction across operating conditions. Reliab Eng Syst Saf 211:107556

    Article  Google Scholar 

  45. Li N, Lei Y, Lin J, Ding SX (2015) An improved exponential model for predicting remaining useful life of rolling element bearings. IEEE Trans Industr Electron 62(12):7762–7773

    Article  Google Scholar 

  46. Ganin Y, Lempitsky V (2015) Unsupervised domain adaptation by backpropagation. In: International conference on machine learning. PMLR, pp 1180–1189

  47. Chicco D, Warrens MJ, Jurman G (2021) The coefficient of determination R-squared is more informative than SMAPE, MAE, MAPE, MSE and RMSE in regression analysis evaluation. Peer J Comput Sci 7:e623

    Article  Google Scholar 

  48. De Myttenaere A, Golden B, Le Grand B, Rossi F (2016) Mean absolute percentage error for regression models. Neurocomputing 192:38–48

    Article  Google Scholar 

  49. Mao W, He J, Zuo MJ (2019) Predicting remaining useful life of rolling bearings based on deep feature representation and transfer learning. IEEE Trans Instrum Meas 69(4):1594–1608

    Article  Google Scholar 

  50. Van der Maaten L, Hinton G (2008) Visualizing data using t-SNE. Journal of machine learning research 9(11)

    MATH  Google Scholar 

  51. Pan SJ, Tsang IW, Kwok JT, Yang Q (2010) Domain adaptation via transfer component analysis. IEEE Trans Neural Networks 22(2):199–210

    Article  Google Scholar 

  52. Ghifary M, Kleijn WB, Zhang M (2014) Domain adaptive neural networks for object recognition. In Pacific Rim International Conference On Artificial Intelligence. Springer, pp 898–904

Download references

Acknowledgements

The authors would like to give many thanks to Xi’an Jiaotong University, Changxing Sumyoung Technology Co., Ltd, and FEMTO-ST institute for sharing experimental setup and datasets.

Funding

This work was sponsored by the National Natural Science Foundation of China (no. 62003377), China Postdoctoral Science Foundation (no. 2021M693607), Ministry of Natural Resources in Guangdong Province (no. GDNRC[2021]38), and Guangdong Provincial Department of Science and Technology (no. 2019B090904005).

Author information

Authors and Affiliations

Authors

Contributions

Cheng-Geng Huang: conceptualization; methodology; writing–original draft. Changhao Men: experimental validation. Mohammad Yazdi: writing–review and editing. Yu Han: resources, supervision, and funding. Weiwen Peng: project administration and funding.

Corresponding author

Correspondence to Yu Han.

Ethics declarations

Ethical approval

Authors consent to ethics approval.

Consent to participate

Authors consent to participate.

Consent for publication

All authors have given their permission for publishing this work.

Competing interests

The authors declare no competing interests.

Additional information

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Huang, CG., Men, C., Yazdi, M. et al. Transfer fault prognostic for rolling bearings across different working conditions: a domain adversarial perspective. Int J Adv Manuf Technol (2022). https://doi.org/10.1007/s00170-022-09452-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s00170-022-09452-1

Keywords

Navigation