Abstract
Successful stand regeneration is one of the keystone elements of sustainable forest management. It ensures that ecosystems submitted to stand-replacing disturbances return to a forested state so that they can maintain the provision of wood fiber, biodiversity, carbon sequestration, and other ecosystem services. This chapter describes how plantation forestry, including tree breeding, and novel tools, such as genomic selection, can support the sustainable management of boreal forests in the face of climate change by, among other benefits, reducing management pressure on natural forests and favoring ecosystem restoration.
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1 Introduction
Natural disturbances, such as wildfire, insect outbreaks, and windthrow, and anthropogenic disturbances, such as harvesting, are common in the boreal biome (Brandt et al., 2013; Shorohova et al., 2009). These events modify stand structure and affect the availability of environmental resources. Canopy removal increases light levels in the understory, modifying the microenvironment, plant community, and tree regeneration. These changes can have cascading effects on the capacity of forests to sustain their provision of ecosystem services. Vegetation can rapidly colonize the disturbed areas and prevent regeneration of the desired tree species or forest composition. For example, in some black spruce (Picea mariana (Mill.) BSP) stands of eastern Canada, the effects of harvesting on light levels and water table depth can trigger the growth of bryophyte communities; this shift favors paludification (Fenton & Bergeron, 2006), which in turn reduces forest productivity (Leroy et al., 2016). Similarly, site encroachment by ericaceous species such as Kalmia angustifolia L. or Empetrum hermaphroditum Hagerup can lead to a significant decline in soil fertility and conifer growth rates on some forest sites (Mallik, 2003).
Because successful stand regeneration can mitigate these effects, it is one of the keystone elements of sustainable forest management. In Canada, for example, regeneration success is used to monitor changes in conditions relevant to sustainable forest management under the Montreal Process (NRC 2020). It is also mandatory in Norway, Finland, and Sweden.
Successful regeneration, both from natural propagules and plantation practices, ensures that ecosystems submitted to stand-replacing disturbances return to a forested state so that they can maintain wood fiber supply, biodiversity, carbon sequestration, wildlife habitat, spiritual values, social values, and other ecosystem services (Fig. 14.1).
Boreal ecosystems are dominated by conifer species having long-lived aerial seed banks, reproduction from vegetative growth (e.g., the formation of layers around trees), established dense understory seedling banks, or a combination of these characteristics (Thiffault et al., 2015). Depending on jurisdictions and years, natural regeneration can thus play a substantial role in forest renewal. For example, in Sweden, about 24% of the area harvested between 1999 and 2019 regenerated naturally, although showing a declining trend (SFA, 2020). In Canada, the average was about 44% between 2000 and 2020 (NRC, 2020). The remaining areas are regenerated with plantations, which can take various forms. They include intensively managed, even-aged forest areas planted with one or two species at a regular spacing. The primary objective of these regenerated areas is wood production (Fig. 14.2a, b), although there is also a consideration of environmental and societal values in most boreal jurisdictions. In contrast, less intensively managed plantations, resembling natural forests at stand maturity, have the main purpose of ecosystem restoration, the protection of soil and water values, and/or support of socioeconomic objectives (Fig. 14.2c). Globally, intensively managed and other planted forests cover about 291 million ha, an area that represents 7% of the world’s forests (FAO, 2020).
The capability of forest plantations to fulfill their role relies on interdependent decisions and actions. In most forestry contexts in the boreal zone, this means selecting appropriate genotypes and seedling size, managing the soil and humus to create appropriate microsites, controlling competing vegetation, managing stand density, and, in some cases, increasing nutrient availability. Tree breeding, silviculture, and their interactions drive the production of ecosystem services from planted forests (e.g., Burdon et al., 2017). This chapter describes the actual and potential role that plantation silviculture, tree breeding, and novel tools such as genomic selection can play in supporting the sustainable management of boreal forests in the face of climate change. First, we summarize some of the fundamentals of plantation silviculture and show how various treatments support sustainable forest management objectives. Then, we explore the role of tree breeding and genomic tools in assisting forest management. Third, we provide examples illustrating the role plantation forestry plays in maintaining various ecosystem services from boreal stands in the context of global change. Finally, we identify some issues and challenges facing plantation forestry in the context of sustainable forest management.
2 Plantation Establishment and Silviculture
When a forest stand is harvested, the energy previously captured by the canopy now reaches the understory and the soil (Fig. 14.3); this exposure increases soil and air temperature and the evaporative demand of the air. For newly planted seedlings, a higher soil temperature can positively affect root growth and the uptake of water and nutrients and reduce the risk of frosts. On the other hand, the increased evaporative demand and higher air temperatures can increase the risk of drought. Although soil water availability increases when trees are removed and more precipitation reaches the ground, colonizing vegetation competes for water in the rooting zone. Because the root functioning of newly planted seedlings is often poor (Grossnickle, 2005), this may further increase the impact of drought. Moreover, rapid changes in temperature between day and night can cause frost damage. Many nutrients are removed by harvesting the standing trees, although changes in the energy balance can heighten some nutrient cycle processes such as nitrification (Jerabkova et al., 2011).
In this context, plantation success in supporting sustainable forest management objectives relies on the proper selection and use of stock type and silviculture treatments (Rubilar et al., 2018). These decisions ensure that the planted seedlings have access to sufficient environmental resources from the time of planting until maturity so that survival is maximized and growth rates meet the silviculture and management objectives.
In general, seedling stock types vary in the size of the shoot/above ground biomass and the morphology of their root system. The choice of stock type size is generally based on the competing environment in which the seedlings are to be outplanted, as initial seedling size influences their inherent growth and capacity to compete for environmental resources (Jobidon et al., 2003). Larger seedlings are generally preferred on sites dominated, or that have the potential to be dominated, by fast-growing, light-demanding species. Smaller seedlings are ideal for sites where competition for light is low, as generally found at high latitudes where competing species consist mainly of shrubs, mosses, and lichens (Bell et al., 2011).
Most harvesting treatments alter vegetation dynamics; species well adapted to the new environmental conditions establish rapidly, occupy the site, and compete with planted seedlings for resources (Fig. 14.3). Vegetation management aims to direct the evolution of the forest succession to achieve a range of management objectives. The use of mechanical, chemical, biological treatments, or a combination thereof, applied during the various stages of early stand development can improve planted tree growth, vigor, resistance to damage from insects, survival, nutrient status, crown length and width, and stand volume growth (Wiensczyk et al., 2011). In most cases, vegetation management treatments are carried out to increase the wood production of desired species; however, vegetation management enables achieving other objectives, such as restoring declining species or diversifying stand composition and structure.
Mechanical site preparation is used to improve site factors and reduce seedling stress following planting (Fig. 14.3), leading to positive effects on seedling survival and growth (Sikström et al., 2020). In boreal contexts, mechanical site preparation increases the availability of site resources by reducing competition from other species colonizing the regeneration area and improves factors such as microclimate, nutrient mineralization, soil temperature, and soil water availability (e.g., Johansson et al., 2013). Site-specific characteristics and the management context influence the intensity of mechanical site preparation treatments and the impact severity of these treatments on the forest floor and the soil (Löf et al., 2012). For example, the applied treatment can consist of disturbing (locally) the organic layers through the use of motor manual equipment, mounding to create elevated planting spots, disk trenching to create linear rows of furrows and berms, soil inverting to produce planting spots with the mineral soil lying above an inverted humus layer, harrowing to completely mix the organic layers and incorporate them into the underlying soil, or blading, which completely removes the organic layer over large areas of soil.
Stand density (the number of stems growing per unit of space) influences productivity at the tree and stand levels. The size of individual trees is largest at low density because trees are exposed to low levels of intraspecific competition. At higher tree densities, volume production at the stand level is maximized because site occupancy is optimized (Groot & Cortini, 2016). Density management thus offers the opportunity to manipulate resource allocation to best fit the sustainable forest management objectives being pursued. In plantations, stand density is managed at the establishment phase by prescribing the planting distance between the seedlings. Thinning or cleaning treatments can later be used, either at the precommercial or commercial stage of stand development, to maintain or reduce stand density and select crop trees (Fig. 14.2d; Pelletier & Pitt, 2008). Thinning operations reduce competition between crop trees; hence, they improve the growth of the remaining stems. Although increased volume and radial growth rates generally lead to decreased wood density (Jaakkola et al., 2005), these effects can be nonsignificant (Franceschini et al., 2018; Vincent et al., 2011). The pruning of dead or living branches can also be used to increase wood quality and value (Mäkinen et al., 2014).
The availability of soil nitrogen is one of the major growth-limiting factors in boreal forests (Tamm, 1991). Fertilizers can be applied at planting, in the later stages of stand rotation, or at several points in time to promote plantation growth and achieve sustainable forest management objectives. Using fertilizers at planting can promote the rapid establishment and high initial growth of trees; for example, positive effects of amendments have been documented when used in combination with site preparation (Thiffault & Jobidon, 2006) or with nutrient irrigation (Johansson et al., 2012). The fertilization of mature stands, for its part, is seen as one of the most economically important measures to increase wood production. By adding nitrogen to middle-aged or older stands, usually a few years after the last thinning, tree growth can be increased significantly (Jacobson & Pettersson, 2010).
3 Tree Breeding and Genomic Selection
Millions of seedlings are planted each year in the boreal forest, with more than 450 million and 350 million seedlings planted annually in Canada and Sweden, respectively. In most northern countries, seedling material is improved for growth, or at least comes from known origins, to ensure its quality and adaptation to specific planting environments. This practice enhances plantation success and timely restocking so that ecosystem services can be fulfilled as quickly as possible after harvesting (Fig. 14.1). The use of improved planting material also protects investments and guarantees a future fiber supply of sufficient quantity and quality (Jansson et al., 2017).
Tree-breeding programs for boreal conifers have been established in many countries in the northern hemisphere to deliver improved seedlings for reforestation purposes (see Mullin et al., 2011 for an extensive review). The first tree breeding efforts comparing the growth of seed sources from different geographic origins go back to the early twentieth century. Structured tree-breeding programs for many commercial spruce (Picea spp.) and pine (Pinus spp.) species were initiated in the 1950 and 1960s by systematically sampling the genetic base (Fig. 14.4a). Hence, seeds and grafts from plus trees (particularly well-growing trees in natural stands) were collected from the species’ full distribution and planted in common garden experiments. These provenance studies determined the genetic variation within species to identify the best-growing seed sources and to study the genetic response to the environment (e.g., Li et al., 1997; Rehfeldt et al., 1999). These studies also established the foundation for crossing the best-performing individuals, leading to the beginning of a breeding population (Fig. 14.5).
Genetic trials of provenances or crosses follow distinct experimental designs that control within-site variation, determine genetic effects, and rank individual trees, families of crosses or their parents on the basis of their genetic merit (Fig. 14.4b). Measuring traits of interest in these experiments allows estimates of the different genetic parameters, e.g., their heritability, that determine the genetic gain expected through selection. For instance, height growth is typically between 20%–30% genetically controlled (e.g., Gamal El-Dien et al., 2015; Hong et al., 2014; Lenz et al., 2020a), whereas wood quality is under even stronger genetic control. In some cases, more than half of the observed variation in wood density and fiber dimension is attributed to genetics (e.g., Chen et al., 2014; Ivkovich et al., 2002). Adverse correlations between desired traits, such as growth and wood quality, require multitrait selection approaches to prevent wood quality degradation in planting stocks with enhanced growth (Hong et al., 2014; Lenz et al., 2020b).
Conventional tree breeding employs a recurrent cycle of evaluation, selection, and crossing of the best individuals, which are then re-evaluated (Fig. 14.5). Traditionally, selected individuals are multiplied and grafted into clone banks for next-generation crosses and into seed orchards for seed production (White et al., 2007). For economic reasons, most seeds used for mass seedling production originate from open-pollinated seed orchards where only the maternal genetic value is well controlled. Other multiplication methods rely on sowing seeds and planting seedlings from controlled crosses or growing seedlings into hedges to produce rooted cuttings. Seedlings from cuttings or emblings obtained through somatic embryogenesis are significantly more expensive than standard material (Chamberland et al., 2020). Nevertheless, these clonal reproduction methods allow for the full control of the genetic makeup and, thus, maximize genetic gain (Park et al., 2016).
Over the last decade, genomic selection has been tested in forest tree breeding, with several proof-of-concept studies being published for boreal conifers (e.g., Beaulieu et al., 2014; Gamal El-Dien et al., 2015). Genomic selection relies on linking the genomic marker profiles of trees to their phenotypes. Once the models are calibrated, predictions are made only on the basis of marker profiles, which can already be obtained at the seedling stage or from embryonic tissue; this avoids the imperative establishment of field tests (Park et al., 2016). Hence, the evaluation time is reduced to a minimum, and completing a selection cycle lasts only 10–15 years until improved seedlings are available (Lenz et al., 2020a) (Fig. 14.5). Genetic gain is enhanced further when vegetative reproduction is used for valuable genotypes. Genomic selection also facilitates the screening for expensive phenotypes, such as resistance, and quality traits in breeding populations. Models can be calibrated for a representative subset of a breeding program, and predictions can be made for other genotyped trees in the same population.
4 Benefits of Plantation Forestry in Sustainable Management
Plantations can provide high yields and offer the opportunity to select for species, genotypes, stand density, and spatial arrangements. They therefore play an important role in augmenting, maintaining, and restoring forest productivity in boreal landscapes and improving the provision of other ecosystem services (Freer-Smith et al., 2019).
4.1 Increasing Wood Production
Plantations increase wood production per unit of area relative to natural forests because they make better use of the space by the desired species, and they are based on genetically improved material. Overall, fiber production of desired quality can be tripled in a plantation compared with that obtained from unmanaged natural stands (Paquette & Messier, 2010). The amount of gain in each breeding cycle depends on the genetic control of growth traits and on the selection intensity. Despite the low to moderate heritability of growth, substantial gains have been achieved in one to two selection cycles in northern conifer breeding programs. For example, Isaac-Renton et al. (2020) reported almost 30% volume gain in first-generation top-crosses of Douglas fir (Pseudotsuga menziesii (Mirb.) Franco) in western Canada. For Norway spruce in Sweden, Liziniewicz et al. (2018) reported volume gains of nearly 30% in realized gain trials in second-cycle seed orchards. Multivarietal forestry offers volume gains greater than 50% by multiplying top-performing clones (Weng et al., 2008). At the landscape level, and when integrated within a functional zoning approach, the enhanced productivity of plantations can reduce the management pressure on natural forests without affecting wood production within the forest management unit (Messier et al., 2003). Enhanced growth also leads to shorter rotations, thus reducing the duration that trees are exposed to biotic and abiotic risk factors, including those related to climate change.
4.2 Adapting Forests to Future Conditions with Trait Selection and Assisted Gene Flow
In addition to growth and stem form, tree breeding can screen for other traits adapted to novel climate or market conditions. More frequent and severe drought events and late and early frosts in the more northern regions will negatively affect tree regeneration at boreal latitudes (Boucher et al., 2020). Plantation forestry, using adapted planting stock, can help maintain forest productivity in these challenging conditions. Breeding and modern genomic tools make it possible to accelerate the selection for various breeding goals (Fig. 14.5), including improved resilience, adaptation, and resistance to climate extremes and more frequent biotic stresses, or particular wood attributes to respond to emerging markets. In recent years, several studies have coupled dendroecology with genetics and genomics to forecast the adaptive potential of populations on the basis of past growth responses extracted from tree-ring data (e.g., Montwé et al., 2018). Moreover, new classes of phenotypes have improved our understanding of the genetic underpinning of adaptation (Housset et al., 2018). Growth resilience and recovery after drought stress are under significant genetic control and can thus be used as breeding criteria for adapting seedling material to future climate conditions; thus, this selection of seedling material can support sustainable forest management (Depardieu et al., 2020). Breeding also provides opportunities to enhance the resistance of conifers to biotic stressors, such as insects (e.g., Lenz et al., 2020b).
4.3 Restoring and Maintaining Natural Species, Closed-Forest Landscapes, and Ecosystem Functions
Although forest plantations can be established with the objective of producing a maximum of wood fiber in the shortest period, forest plantations in the boreal zone are frequently used to compensate for deficient natural regeneration and maintain a closed-crown forest cover. For example, in northeastern Canada, black spruce seedlings are planted alone or in combination with eastern larch (Larix laricina (Du Roi) K. Koch) or other species after wildfires to limit the expansion of lichen woodlands (e.g., Thiffault & Hébert, 2017). Plantations are also used as a tool to address biodiversity issues under the paradigm of ecosystem-based management (Paquette & Messier, 2010). For instance, plantation forestry is used to regenerate species that reproduce through serotinous cones and that rarely reproduce without wildfire (Bouchard, 2008). Forest plantations are also established to restore or maintain certain declining species through enrichment planting (e.g., Neves Silva et al., 2019). White spruce is an example of a species native to boreal eastern Canada that is sensitive to environmental conditions and suffers from needle chlorosis and defoliation, a phenomenon that can potentially be accentuated by climate change in regions characterized by low base cation availability in the soil (Ouimet et al., 2013). Furthermore, natural regeneration of white spruce is impeded by harvesting effects on stand structure. In this context, enrichment planting (Fig. 14.2c) increases the proportion of white spruce in the landscape to restore the historical forest composition (Delmaire et al., 2020). Plantations can also serve to restore wildlife habitats; for example, ecosystems subjected to heavy browsing pressure from large ungulates may experience regeneration failure of palatable tree species (Beguin et al., 2016).
4.4 Capturing and Storing Carbon and Supporting the Bioeconomy
Because of their high productivity, plantations are frequently identified as a means of sequestering atmospheric carbon for mitigating climate change (Waring et al., 2020). This practice is of particular interest in afforestation contexts, i.e., establishing trees on areas previously deprived of a forest cover (e.g., Ouimet et al., 2007). Plantations can, however, show lower net primary production than naturally regenerated forests, resulting in a lower carbon stock (Liao et al., 2010). In the boreal biome, the benefits of using plantations for carbon sequestration can thus be realized only under specific conditions. For example, assuming that the albedo effect is taken into account (Bernier et al., 2011), a positive carbon sink can be observed after the reforestation of forest heaths, which results from cascades of natural or anthropogenic disturbance (Gaboury et al., 2009). Moreover, although site preparation and the planting of boreal stands prone to paludification can result in losses of soil carbon, plantations on such sites should be beneficial because of the increased carbon storage in tree biomass (Lavoie et al., 2005). For example, increasing site preparation intensity on mineral soils can significantly increase carbon stock in the forest ecosystem in the long-term (Mjöfors et al., 2017). The net effect of mechanical site preparation on carbon stock remains, however, dependent upon the initial humus content and the site-specific soil characteristics.
5 Risks and Challenges
Forests play a critical role in addressing many of the largest global challenges. These challenges include mitigating climate change, conserving biodiversity, and providing a variety of ecosystem services, including nutrient cycling, air and water purification, carbon sequestration and storage, and wildlife habitat. Forests also have social and spiritual benefits and are key to important cultural activities. Although plantations can support the delivery of these services, they are also associated with silvicultural regimes that have the greatest potential for the artificialization of natural forests (Barrette et al., 2014).
Silvicultural treatments necessary for establishing successful plantations can have undesired effects on ecosystems and result in unforeseen impacts on the silvicultural regimes themselves. For example, although site preparation improves the establishment of planted seedlings, the increased area of disturbed soil from this treatment favors the establishment of naturally regenerated seedlings (e.g., Johansson et al., 2013). Whereas natural regeneration can complement or replace planted seedlings if mortality occurs, this regeneration can increase the need for precommercial thinning and other silviculture investments. There are also concerns that mechanical site preparation can negatively affect long-term productivity by depleting soil nutrients through rapid decomposition and leaching. Although tree growth appears to persist many decades after treatment (e.g., Hjelm et al., 2019), long-term research is necessary to fully evaluate the legacy effects of mechanical site preparation on site productivity. Similarly, fertilization is one of the most questioned silvicultural measures. Whereas it is effective at increasing tree growth and stemwood production, fertilization may adversely affect the forest ecosystem through, for example, negative impacts on soil-solution chemistry. Fertilization usually modifies plant composition relative to natural succession because of the increased availability of nutrients and reduced light penetration through a denser tree canopy (Hedwall et al., 2010); these effects may remain after felling and regeneration (Strengbom & Nordin, 2008) and could potentially impact sites at a millennial time scale (Dupouey et al., 2002).
The breeding process involved in producing successful plant material for plantation forestry also raises issues and challenges. For example, the extended time frame that breeders must foresee is one of the greatest challenges for decision-making and the selection of the optimal traits. Genomic selection can provide part of the solution. Nonetheless, 10 years of breeding cycle added to 20 years until commercial thinning of improved plantations remains a long time horizon during which environmental or market conditions may likely change with potentially significant social and economic impacts and the risk that the selected genomes will not be adapted to unforeseen changes in biotic and abiotic disturbances. Currently, genomic selection models are not transferable among breeding populations, as they largely trace pedigree and, to a minor extent, marker-trait associations (Lenz et al., 2017). There is hence a continued need for developing appropriate genotyping and statistical methods.
The social acceptability of plantation forestry is ambiguous (e.g., Wyatt et al., 2011). Although plantation forestry is perceived positively in certain circumstances, it is often associated with industrial practices, monocultures, the use of chemicals, a deterioration of water quality, negative effects on biodiversity, fragmentation of the forest matrix, and other landscape-scale impacts (Paquette & Messier, 2010). The use of improved planting material through breeding programs and genomic selection (Fig. 14.5) may wrongly be associated with the use of genetically modified organisms (GMOs).
6 Conclusions and Perspectives
Overall, the use of plantations in the sustainable forest management of the boreal forest undoubtedly raises significant issues related to the scale, localization, and spatial arrangement of plantations, the key attributes and resilience of natural forests, social acceptability, and the productivity and profitability of plantations, particularly in the context of ecosystem-based management (Barrette et al., 2014) (Fig. 14.6). Whereas the role of plantations in supporting sustainable forest management in the boreal forest is undeniable, their use should thus consider the risks associated with their implementation. These risks are increasing as biotic (e.g., native or exotic pests) and abiotic (e.g., drought) hazards expand because of global change, while concurrent economic and social pressures evolve constantly.
Plantation silviculture is compatible with and can support ecosystem-based management objectives (e.g., Barrette et al., 2019). When necessary, adaptive approaches can be applied at the stand level, such as establishing mixed- or multispecies plantations, maintaining biological legacies prior to establishing plantations, preserving patches of natural forest during site preparation, and favoring rare fruit-bearing tree species during cleaning treatments (Barrette et al., 2014). Maintaining or restoring the highest possible degree of naturalness within the forest matrix could address the complex issues associated with plantations at the landscape level (Tittler et al., 2012).
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Thiffault, N., Lenz, P.R.N., Hjelm, K. (2023). Plantation Forestry, Tree Breeding, and Novel Tools to Support the Sustainable Management of Boreal Forests. In: Girona, M.M., Morin, H., Gauthier, S., Bergeron, Y. (eds) Boreal Forests in the Face of Climate Change. Advances in Global Change Research, vol 74. Springer, Cham. https://doi.org/10.1007/978-3-031-15988-6_14
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