Skip to main content
SpringerLink
Log in

Ten Global Trends in Regulation: A Future Outlook

The Palgrave Handbook of the Public Servant

  • 142 Accesses

Abstract

The regulatory regimes that public servants are involved in today are largely shaped by five global trends in regulation that emerged in the last decades of the twentieth century. They include performance-based regulation, risk regulation, responsive regulation, smart regulation, and better regulation. This chapter provides introductions into and discussions of these trends. From there on, the chapter explores five key trends in regulation that have emerged since the start of the twenty-first century and that will likely be dominant in regulatory governance over the next decades to come. They include experimental regulation, behavioral insights informed regulation (“nudging”), regulatory intermediaries, regulatory orchestration, and regulatory stewardship.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Log in via an institution

Institutional subscriptions

References

  • Abbot, K.W., and D. Snidal. 2010. International regulation without international government. Review of International Organizations 5 (3): 315–344.

    Article  Google Scholar 

  • Abbot, K.W., P. Genschel, and D. Snidal. 2016. Two logics of indirect governance. British Journal of Political Science 46 (4): 719–729.

    Article  Google Scholar 

  • Abbott, K.W., D. Levi-Faur, and D. Snidal. 2017. Introducing regulatory intermediaries. Annals of the American Academy of Political and Social Science 670 (1): 6–13.

    Article  Google Scholar 

  • Ariely, D. 2008. Predictably irrational. New York: Harper Collins.

    Google Scholar 

  • Auld, G. 2014. Constructing private governance. New Haven: Yale University Press.

    Book  Google Scholar 

  • Aven, T. 2010. Misconceptions of risk. Chichester: Wiley.

    Book  Google Scholar 

  • Ayres, I., and J. Braithwaite. 1992. Responsive regulation. New York: Oxford University Press.

    Google Scholar 

  • Baldwin, R. 2006. Better regulation in troubled times. Health Economics, Policy and Law 1 (3): 203–207.

    Article  Google Scholar 

  • ———. 2014. From regulation to behaviour change. Modern Law Review 77 (6): 831–857.

    Article  Google Scholar 

  • Baldwin, R., M. Cave, and M. Lodge. 2012. Understanding regulation. 2nd ed. Oxford: Oxford University Press.

    Google Scholar 

  • Beerepoot, M., and N. Beerepoot. 2007. Government regulation as an impetus for innovation. Energy Policy 35: 4812–4825.

    Article  Google Scholar 

  • Braithwaite, J. 1984. Corporate crime in the pharmaceutical industry. London: Routledge & Kegan Paul.

    Google Scholar 

  • ———. 1985. To punish or persuade enforcement of coal mine safety. Albany: State University of New York Press.

    Google Scholar 

  • ———. 2002. Restorative justice and responsive regulation. Oxford: Oxford University Press.

    Google Scholar 

  • Bratspies, R. 2009. Regulatory trust. Arizona Law Review 51 (1): 575–631.

    Google Scholar 

  • Bronsword, R. 2011. Responsible regulation. North Ireland Legal Quarterly 62 (1): 573–597.

    Google Scholar 

  • BRTF. 2005. Better regulation – From design to delivery. London: Better Regulation Task Force.

    Google Scholar 

  • Campbell, D. 1969. Reforms as experiments. American Psychologist 24 (4): 409–429.

    Article  Google Scholar 

  • Cialdini, R. 2009. Influence: The power of persuasion. New York: William Morrow.

    Google Scholar 

  • Claude, M., and M. Chertman, eds. 2009. Regulation, deregulation, reregulation: Institutional perspectives. Cheltenham: Edward Elgar.

    Google Scholar 

  • Cossin, D., and O. Boon Hwee. 2016. Inspiring stewardship. Chichester: Wiley.

    Book  Google Scholar 

  • Davis, D. 2007. Self-certification crackdown sparks turf war. Architectural Record, January 7.

    Google Scholar 

  • Deighton-Smith, R. 2008. What do we mean by ‘rethinking regulation’? The Australian Journal of Public Administration 67 (1): 41–56.

    Article  Google Scholar 

  • Domask, J. 2003. From boycotts to global partnerships. In Globalisation and NGOs, ed. J.P. Doh and H. Teegen, 157–186. Westport: Praeger.

    Google Scholar 

  • Duncan, J. 2005. Performance-based building. Building Research & Information 33 (2): 120–127.

    Article  Google Scholar 

  • Durant, J. 1998. Once the men white coats held the promise of a better future. In The politics of risk society, ed. J. Franklin, 70–75. Cambridge: Polity Press.

    Google Scholar 

  • Eliantonio, M., and A. Spendzharova. 2017. The European Union’s new “better regulation” agenda: Between procedures and politics. European Journal of Law Reform 19 (1–2): 3–15.

    Article  Google Scholar 

  • Etzioni, A. 2009. The capture theory of regulations – Revisited. Society 46: 319–323.

    Article  Google Scholar 

  • Feldman, Y., and O. Lobel. 2008. Decentralized enforcement in organizations. Regulation & Governance 2 (2): 165–192.

    Article  Google Scholar 

  • Flüeler, T., and H. Seiler. 2003. Risk-based regulation of technical risks. Journal of Risk Research 6 (3): 213–231.

    Article  Google Scholar 

  • Grabosky, P.N., and J. Braithwaite. 1986. Of manners gentle enforcement strategies of Australian business regulatory agencies. Melbourne: Oxford University Press.

    Google Scholar 

  • Gunningham, N., and P. Grabosky. 1998. Smart regulation. Oxford: Oxford University Press.

    Google Scholar 

  • Haines, F. 2017. Regulation and risk. In Regulatory theory, ed. P. Drahos, 181–196. Canberra: ANU Press.

    Chapter  Google Scholar 

  • Halpern, D. 2019. Inside the nudge unit. London: Penguin.

    Google Scholar 

  • Hampton, P. 2005. Reducing administrative burdens. London: HM Treasury.

    Google Scholar 

  • Hawkins, K., and J.M. Thomas. 1984. Enforcing regulation. Boston: Kluwer-Nijhoff.

    Book  Google Scholar 

  • Haynes, L., O. Service, B. Goldacre, and D. Togerson. 2012. Test, learn, adapt. London: Cabinet Office.

    Google Scholar 

  • HM Government. 2010. The Building Regulations 2010: Part A. Newcastle Upon Tyne: NBS.

    Google Scholar 

  • Howlett, M. 2012. The lessons of failure. International Political Science Review 33 (5): 539–555.

    Article  Google Scholar 

  • Hutter, B. 2005. The attractions of risk-based regulation. Discussion paper no. 33. London: ESRC Centre for Analysis and Risk Regulation.

    Google Scholar 

  • Kagan, R.A. 1984. On regulatory inspectorates and police. In Enforcing regulation, ed. K. Hawkins and J.M. Thomas, 37–64. Boston: Kluwer-Nijhoff.

    Chapter  Google Scholar 

  • Kahneman, D. 2011. Thinking fast and slow. New York: Farrar, Straus and Giroux.

    Google Scholar 

  • Kosters, M., and J. Van der Heijden. 2015. From mechanism to virtue. Evaluation 21 (3): 276–291.

    Article  Google Scholar 

  • May, P. 2003. Performance-based regulation and regulatory regimes. Law & Policy 25 (4): 381–401.

    Article  Google Scholar 

  • ———. 2007. Regulatory regimes and accountability. Regulation & Governance 1 (1): 8–26.

    Article  Google Scholar 

  • McMahon, J. 2015. Behavioral economics as neoliberalism. Contemporary Political Theory 14 (2): 137–158.

    Article  Google Scholar 

  • Meacham, B., R. Bowen, J. Traw, and A. Moore. 2005. Performance-based building regulation. Building Research & Information 33 (2): 91–106.

    Article  Google Scholar 

  • Morgan, B., and K. Yeung. 2007. An introduction to law and regulation. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • NSW Government. 2018. The Behavioural Insights Unit report April 2018. Sydney: NSW Government.

    Google Scholar 

  • NZ Treasury. 2017. Government expectations for good regulatory practice. Wellington: New Zealand Treasury.

    Google Scholar 

  • OECD. 2017a. Tackling environmental problems with the help of behavioural insights. Paris: OECD.

    Book  Google Scholar 

  • ———. 2017b. Use of behavioural insights in consumer policy. Paris: OECD.

    Book  Google Scholar 

  • ———. 2018. The application of behavioural insights to financial literacy and investor education programmes and initiatives. Paris: OECD.

    Google Scholar 

  • Parker, C. 2000. Reinventing regulation within the corporation. Administration & Society 32 (5): 529–565.

    Article  Google Scholar 

  • ———. 2013. Twenty years of responsive regulation. Regulation & Governance 7 (1): 1–151.

    Article  Google Scholar 

  • Parsons, W. 2002. From muddling through to muddling up. Public Policy and Administration 17 (3): 43–60.

    Article  Google Scholar 

  • Pawson, R. 2002. Evidence-based policy: In search of a method. Evaluation 8 (2): 157–181.

    Article  Google Scholar 

  • Petts, J. 2007. Learning about learning. The Geographical Journal 173 (4): 300–311.

    Article  Google Scholar 

  • Pollit, C., and P. Huppe. 2011. Talking about government. Public Management Review 13 (5): 641–658.

    Article  Google Scholar 

  • Popper, K. 2002 [1935]. The logic of scientific discovery. London: Routledge.

    Google Scholar 

  • Radaelli, C. 2012. Measuring policy learning. Journal of European Public Policy 16 (8): 1145–1164.

    Article  Google Scholar 

  • Radaelli, C., and A. Meuwese. 2009. Better regulation in Europe. Public Administration 87 (3): 639–654.

    Article  Google Scholar 

  • Renda, A. 2016. From impact assessment to the policy cycle. SPP Technical Paper 9 (33): 1–45.

    Google Scholar 

  • Renn, O. 2008. Risk governance. London: Earthscan.

    Book  Google Scholar 

  • Rothschild, J., and T.D. Miethe. 1999. Whistle-blower disclosures and management retaliation. Work and Occupations 26 (1): 107–128.

    Article  Google Scholar 

  • Rothstein, H., P. Irving, T. Walden, and R. Yearsley. 2006. The risks of risk-based regulation. Environment International 32 (8): 1056–1065.

    Article  Google Scholar 

  • Sabel, C., and J. Zeitlin. 2011. Experimentalist governance. In The Oxford handbook of governance, ed. D. Levi-Faur, 169–185. Oxford: Oxford University Press.

    Google Scholar 

  • Scott, C. 2018. Integrating regulatory governance and better regulation as reflexive governance. In The EU better regulation agenda, ed. G. Sacha and I. Govaere, 13–26. New York: Bloomsbury.

    Google Scholar 

  • Seiler, H. 2002. Harmonised risk-based regulation – A legal viewpoint. Safety Science 40 (1): 31–49.

    Article  Google Scholar 

  • Spence, R. 2004. Risk and regulation. Building Research & Information 32 (5): 391–402.

    Article  Google Scholar 

  • Supiot, A. 2007. Homo juridicus on the anthropological function of the law. London: Verso.

    Google Scholar 

  • Thaler, R., and C. Sunstein. 2009. Nudge, revised ed. London: Penguin.

    Google Scholar 

  • Tyler, T.R. 1990. Why people obey the law. New Haven: Yale University Press.

    Google Scholar 

  • Van der Heijden, J. 2008. Competitive enforcement. Comparative analysis of Australian building regulatory enforcement regimes. Amsterdam: IOS Press.

    Google Scholar 

  • ———. 2010. On peanuts and monkeys: Private sector involvement in Australian building control. Urban Policy and Research 28 (2): 195–2101.

    Article  Google Scholar 

  • ———. 2014. Governance for urban sustainability and resilience. Cheltenham: Edward Elgar.

    Google Scholar 

  • ———. 2015a. Interacting state and non-state actors in hybrid settings of public service delivery. Administration & Society 47 (2): 99–121.

    Article  Google Scholar 

  • ———. 2015b. What ‘works’ in environmental policy-design? Journal of Environmental Policy & Planning 17 (1): 44–64.

    Article  Google Scholar 

  • ———. 2016. The long, but promising, road from deterrence to networked enforcement. In New directions in the effective enforcement of EU law and policy, ed. S. Drake and M. Smith. Cheltenham: Edward Elgar.

    Google Scholar 

  • ———. 2017. Brighter and darker sides of intermediation. Annals of the American Academy of Political and Social Science 670 (1): 207–224.

    Article  Google Scholar 

  • ———. 2019a. Behavioural insights and regulatory practice: A review of the international academic literature. Wellington: Victoria University of Wellington/Government Regulatory Practice Initiative (G-REG).

    Google Scholar 

  • ———. 2019b. Risk governance and risk-based regulation: A review of the international academic literature. Wellington: Victoria University of Wellington/Government Regulatory Practice Initiative (G-REG).

    Google Scholar 

  • Vreugdenhil, H., J. Slinger, W. Thissen, and P. Ker Rault. 2010. Pilot projects in water management. Ecology and Society 15 (3): art. 13.

    Article  Google Scholar 

  • Wright, J., and D. Ginsburg. 2012. Behavioral law and economics. Northwestern University Law Review 106 (1): 1033–1092.

    Google Scholar 

Download references

Author information

Authors and Affiliations

  1. School of Government, Victoria University of Wellington, Wellington, New Zealand

    Jeroen van der Heijden

  2. Faculty of Law, Monash University, Melbournce, VIC, Australia

    Graeme Hodge

Authors
  1. Jeroen van der Heijden
    View author publications

    You can also search for this author in PubMed Google Scholar

  2. Graeme Hodge
    View author publications

    You can also search for this author in PubMed Google Scholar

Corresponding author

Correspondence to Jeroen van der Heijden .

Editor information

Editors and Affiliations

  1. Crawford School of Public Policy, Australian National University, Acton, ACT, Australia

    Helen Sullivan

  2. UNSW Australia, Campbell, ACT, Australia

    Helen Dickinson

  3. College of Asia and the Pacific, Australian National University, Canberra, Australia

    Hayley Henderson

Section Editor information

  1. School of Government, Victoria University of Wellington, Wellington, New Zealand

    Jeroen van der Heijden

Rights and permissions

Reprints and permissions

Copyright information

© 2020 The Author(s), under exclusive licence to Springer Nature Switzerland AG

About this entry

Check for updates. Verify currency and authenticity via CrossMark

Cite this entry

van der Heijden, J., Hodge, G. (2020). Ten Global Trends in Regulation: A Future Outlook. In: Sullivan, H., Dickinson, H., Henderson, H. (eds) The Palgrave Handbook of the Public Servant. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-03008-7_2-1

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-03008-7_2-1

  • Received:

  • Accepted:

  • Published:

  • Publisher Name: Palgrave Macmillan, Cham

  • Print ISBN: 978-3-030-03008-7

  • Online ISBN: 978-3-030-03008-7

  • eBook Packages: Springer Reference Political Science and International StudiesReference Module Humanities and Social SciencesReference Module Business, Economics and Social Sciences

Publish with us

Policies and ethics

Chapter history

  1. Latest

    Ten Global Trends in Regulation: A Future Outlook
    Published:
    07 May 2020

    DOI: https://doi.org/10.1007/978-3-030-03008-7_2-2

  2. Original

    Ten Global Trends in Regulation: A Future Outlook
    Published:
    09 December 2019

    DOI: https://doi.org/10.1007/978-3-030-03008-7_2-1

Search

Navigation