Skip to main content

Abstract:

The ability to identify, understand, and resolve ethical and legal issues is an important competency for clinical psychologists. In this chapter we provide basic definitions of this ethical and legal territory and provide a rationale for why every psychologist must pay careful attention to this area, including providing competent services as well as meeting a minimum standard of care as part of risk management. We next give an overview of basic competency in this area, based on the National Council of Schools and Programs in Professional (2007) and Assessment of Competency Benchmarks Work Group (2007) approaches to competency as a psychologist. Both approaches highlight the fact that ethical and legal issues are present from the very beginning of training in clinical psychology and that a developmental course in competence is expected. The models complement each other in that one offers a view of ethics and legal issues as a general foundational competency underlying all of a psychologists (or trainee’s) activities, whereas the other model points to knowledge, skills, and abilities required in specific areas of practice. Subsequently, we consider aspects of competency that might be required of an expert (i.e., a psychologist entering professional practice): the ability to identify and sort through complex ethical and legal issues as well as to access resources for resolving these issues, and the application of one particular resource – ethical decision-making models – to resolve dilemmas.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 949.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 549.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • American Psychological Association. (2002a). Criteria for practice guideline development and evaluation. American Psychologist, 57(12), 1048–1051.

    Google Scholar 

  • American Psychological Association. (2002b). Ethical principles of psychologists and code of conduct. American Psychologist, 57(12), 1060–1073.

    Google Scholar 

  • American Psychological Association. (2008). Guidelines and principles for accreditation of programs in professional psychology. Retrieved September 9, 2008, from http://www.apa.org/ed/accreditation/G&P0522.pdf.

  • American Psychological Association, Committee on Professional Practice and Standards. (1999). Guidelines for psychological evaluations in child protection matters. American Psychologist, 54, 586–593.

    Google Scholar 

  • American Psychological Association, Committee on Professional Practice and Standards. (2003). Legal issues in the professional practice of psychology. Professional Psychology: Research and Practice, 34, 595–600.

    Google Scholar 

  • American Psychological Association, Division 44/Committee on Lesbian Gay, and Bisexual Concerns Task Force on Guidelines for Psychotherapy With Lesbian, Gay, and Bisexual Clients. (2000). Guidelines for psychotherapy with lesbian, gay, and bisexual clients. American Psychologist, 55, 1440–1451.

    Google Scholar 

  • American Psychological Association, Ethics Committee. (1997, November 5). APA statement on services by telephone, teleconferencing, and Internet. Retrieved September 9, 2008, from http://www.apa.org/ethics/stmnt01.html.

  • American Psychological Association, Office of Ethnic Minority Affairs. (1993). Guidelines for providers of psychological services to ethnic, linguistic, and culturally diverse populations. American Psychologist, 48(1), 45–48.

    Google Scholar 

  • Applebaum, P. S. (1999). Child abuse reporting law: Time for reform? Psychiatric Services, 50(1), 27–29.

    Google Scholar 

  • Assessment of Competency Benchmarks Work Group. (2007, June). Assessment of competency benchmarks work group: A developmental model for the defining and measuring competence in professional psychology. Retrieved July 17, 2008, from www.psychtrainingcouncils.org/pubs/Comptency%20Benchmarks.pdf.

  • Barham, M. (2007). Review of confidentiality, ethical perspectives, and clinical dilemmas. American Journal of Clinical Hypnosis, 50(1), 88–89.

    Article  Google Scholar 

  • Barnett, J. E., & Johnson, W. B. (2008). Ethics desk reference for psychologists. Washington, DC: American Psychological Association.

    Google Scholar 

  • Beauchamp, T. L., & Childress, J. F. (2001). Principles of biomedical ethics (5th ed.). New York: Oxford University Press.

    Google Scholar 

  • Behnke, S. (2008, July/August). Ethics in the age of the Internet. APA Monitor, 39(7), 74–75.

    Google Scholar 

  • Bennett, B. E., Bricklin, P. M., Harris, E., Knapp, S., VandeCreek, L., & Younggren, J. N. (2006). Assessing and managing risk in psychological practice: An individualized approach. Rockville, MD: The Trust.

    Google Scholar 

  • Bush, S. S., Connell, M. A., & Denney, R. L. (2006). Ethical practice in forensic psychology: A systematic model for decision making. Washington, DC: American Psychological Association.

    Book  Google Scholar 

  • Campbell, C. D., & Gordon, M. C. (2003). Acknowledging the inevitable: Understanding multiple relationships in rural practice. Professional Psychology: Research and Practice, 34(4), 430–434.

    Article  Google Scholar 

  • Canadian Psychological Association (CPA). (2000). Canadian code of ethics for psychologists (3rd ed.). Ottawa, Ontario, Canada: Author. Retrieved September 1, 2008, from www.cpa.ca/cpasite/userfiles/Documents/Canadian%20Code%20of%20Ethics% 20for%20Psycho.pdf.

  • Cates, J. A. (1999). The art of assessment in psychology: Ethics, expertise, and validity. Journal of Clinical Psychology, 55(5), 631–641.

    Article  PubMed  Google Scholar 

  • Committee on Ethical Guidelines for Forensic Psychologists. (1991). Specialty guidelines for forensic providers. Law and Human Behavior, 15(6), 655–665.

    Google Scholar 

  • Cottone, R. R., & Claus, R. E. (2000). Ethical decision-making models: A review of the literature. Journal of Counseling and Development, 78(3), 275–283.

    Article  PubMed  Google Scholar 

  • Fly, B. J., van Bark, W. P., Weinman, L., Kitchener, K. S., & Lang, P. R. (1997). Ethical transgressions of psychology graduate students: Critical incidents with implications for training. Professional Psychology: Research and Practice, 28(5), 492–495.

    Article  Google Scholar 

  • Haas, L. J., Benedict, J. G., & Kobos, J. C. (1996). Psychotherapy by telephone: Risks and benefits for psychologists and consumers. Professional Psychology: Research and Practice, 27(2), 154–160.

    Article  Google Scholar 

  • Hadjistavropoulos, T., & Malloy, D. C. (2000). Making ethical choices: A comprehensive decision-making model for Canadian psychologists. Canadian Psychology, 41(2), 104–115.

    Article  PubMed  Google Scholar 

  • Hall, G. C. N. (2001). Psychotherapy research with ethnic minorities: Empirical, ethical, and conceptual issues. Journal of Consulting and Clinical Psychology, 69(3), 502–510.

    Article  PubMed  Google Scholar 

  • Hamilton, J. C., & Spruill, J. (1999). Identifying and reducing risk factors related to trainee-client sexual misconduct. Professional Psychology: Research and Practice, 30(3), 318–327.

    Article  Google Scholar 

  • Heilbrun, K., DeMatteo, D., Marczyk, G., & Goldstein, A. M. (2008). Standards of practice and care in forensic mental health assessment: Legal, professional, and principles-based consideration. Psychology, Public Policy, and Law, 14(1), 1–26.

    Article  Google Scholar 

  • Hermann, M. A., & Herlihy, B. R. (2006). Legal and ethical implications of refusing to counsel homosexual clients. Journal of Counseling & Development, 84, 414–418.

    Article  Google Scholar 

  • Hill, A. L. (2004). Ethical analysis in counseling: A case for narrative ethics, moral visions, and virtue ethics. Counseling and Values, 48(2), 131–148.

    Article  Google Scholar 

  • Israel, T. (2007). Training counselors to work ethically and effectively with bisexual clients. In Firestein, B. A. (Ed.), Becoming visible: Counseling bisexuals across the lifespan (pp. 381–394). New York: Columbia University Press.

    Google Scholar 

  • Kessler, L. E., & Waehler, C. A. (2005). Addressing multiple relationships between clients and therapists in lesbian, gay, bisexual, and transgender communities. Professional Psychology: Research and Practice, 36(1), 66–72.

    Article  Google Scholar 

  • Knapp, S., & Lemoncelli, J. (2005). The role of a state psychological association in promoting ethical conduct. Professional Psychology: Research and Practice, 36(6), 663–664.

    Article  Google Scholar 

  • Knapp, S., & VandeCreek, L. (2006). Practical ethics for psychologists: A positive approach. Washington, DC: American Psychological Association.

    Book  Google Scholar 

  • Lee, C. C. (Ed.). (2006). Multicultural issues in counseling: New approaches to diversity (3rd ed.). Alexandria, VA: American Counseling Association.

    Google Scholar 

  • Miller, C. A. (2008). Ethical and legal issues. In Hersen, M., & Gross, A. M. (Eds.), Handbook of clinical psychology: Vol. 1. Adults (pp. 95–109). New York: Wiley.

    Google Scholar 

  • Naglieri, J. A., Drasgow, F., Schmit, M., Handler, L., Prifitera, A., Margolis, A., et al. (2008). Psychological testing on the Internet: New problems, old issues. In Bersoff, D. N. (Ed.), Ethical conflicts in psychology (4th ed., pp. 306–312). Washington, DC: American Psychological Association.

    Google Scholar 

  • National Council of Schools and Programs in Professional Psychology. (2007). Competency developmental achievement levels (DALs) of the National Council of Schools and Programs in Professional Psychology. Retrieved July 17, 2008, from http://www.ncspp.info/DALof%20NCSPP%209-21-07.pdf.

  • Nicholas, B., & Gillett, G. (1997). Doctors’ stories, patients’ stories: A narrative approach to teaching medical ethics. Journal of Medical Ethics, 23(5), 295–299.

    Article  PubMed  Google Scholar 

  • Oregon Administrative Rules, §858-010-0010. (2008).

    Google Scholar 

  • Oregon Revised Statutes, §675.070. (2007).

    Google Scholar 

  • Pope, K. S., & Bajt, T. R. (1988). When laws and values conflict: A dilemma for psychologists. American Psychologist, 43, 828.

    Article  Google Scholar 

  • Pope, K. S., Tabachnick, B. G., & Keith-Speigel, P. (1987). Ethics of practice: The beliefs and behaviors of psychologists as therapists. American Psychologist, 42(11), 993–1006.

    Article  PubMed  Google Scholar 

  • Pope, K. S., & Vetter, V. A. (1992). Ethical dilemmas encountered by member of the American Psychological Association: A national survey. American Psychologist, 47, 397–411.

    Article  PubMed  Google Scholar 

  • Rupert, P. A., Kozlowski, N. F., Hoffman, L. A., Daniels, D. D., & Piette, J. M. (2008). Practical and ethical issues in teaching psychological testing. In Bersoff, D. N. (Ed.), Ethical conflicts in psychology (4th ed., pp. 313–318). Washington, DC: American Psychological Association.

    Google Scholar 

  • Smith-Bell, M., & Winslade, W. J. (2008). Privacy, confidentiality, and privilege in psychotherapeutic relationships. In Bersoff, D. N. (Ed.), Ethical conflicts in psychology (4th ed., pp. 161–165). Washington, DC: American Psychological Association.

    Google Scholar 

  • Sturm, C. (2002, August). Narrative approaches to ethics education. In Knapp, S. J. (Chair), New directions in ethics education. Symposium conducted at the annual convention of the American Psychological Association, Chicago.

    Google Scholar 

  • Sullivan, L. E., & Ogloff, J. R. P. (1998). Appropriate supervisor-graduate student relationships. Ethics & Behavior, 8(3), 229–248.

    Article  Google Scholar 

  • Turchik, J. A., Karpenko, V., Hammers, D., & McNamara, J. R. (2007). Practical and ethical assessment issues in rural, impoverished, and managed care settings. Professional Psychology: Research and Practice, 38(2), 158–168.

    Article  Google Scholar 

  • Van Horne, B. A. (2004). Psychology licensing board disciplinary actions: The realities. Professional Psychology: Research and Practice, 35(2), 170–178.

    Article  Google Scholar 

  • Vasquez, M. J. T. (1992). Psychologist as clinical supervisor: Promoting ethical practice. Professional Psychology: Research and Practice, 23(3), 196–202.

    Article  Google Scholar 

  • Younggren, J. N., & Gottlieb, M. C. (2004). Managing risk when contemplating multiple relationships. Professional Psychology: Research and Practice, 35(3), 255–260.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2010 Springer Science+Business Media LLC

About this entry

Cite this entry

Arnaut, G.L.Y., Hill, D.A. (2010). Ethical and Legal Issues. In: Thomas, J.C., Hersen, M. (eds) Handbook of Clinical Psychology Competencies. Springer, New York, NY. https://doi.org/10.1007/978-0-387-09757-2_3

Download citation

  • DOI: https://doi.org/10.1007/978-0-387-09757-2_3

  • Publisher Name: Springer, New York, NY

  • Print ISBN: 978-0-387-09756-5

  • Online ISBN: 978-0-387-09757-2

  • eBook Packages: Behavioral Science

Publish with us

Policies and ethics