Skip to main content
Log in

The development of ensemble theory

A new glimpse at the history of statistical mechanics

  • Published:
The European Physical Journal H Aims and scope Submit manuscript

Abstract

This paper investigates the history of statistical mechanics from the viewpoint of the development of the ensemble theory from 1871 to 1902. In 1871, Ludwig Boltzmann introduced a prototype model of an ensemble that represents a polyatomic gas. In 1879, James Clerk Maxwell defined an ensemble as copies of systems of the same energy. Inspired by H.W. Watson, he called his approach “statistical”. Boltzmann and Maxwell regarded the ensemble theory as a much more general approach than the kinetic theory. In the 1880s, influenced by Hermann von Helmholtz, Boltzmann made use of ensembles to establish thermodynamic relations. In Elementary Principles in Statistical Mechanics of 1902, Josiah Willard Gibbs tried to get his ensemble theory to mirror thermodynamics, including thermodynamic operations in its scope. Thermodynamics played the role of a “blind guide”. His theory of ensembles can be characterized as more mathematically oriented than Einstein’s theory proposed in the same year. Mechanical, empirical, and statistical approaches to foundations of statistical mechanics are presented. Although it was formulated in classical terms, the ensemble theory provided an infrastructure still valuable in quantum statistics because of its generality.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Abiko, S. 2004. Ainsyutain soutaisei-riron no tanjou (The birth of Einstein’s relativity theory). Koudan-sha, Tokyo (in Japanese)

  2. Anon. 1885. Sitzung vom 17. Juli 1884. Sitzungsberichte der Kaiserlichen Akademie der Wissenschaften. Mathematisch-Naturwissenschaftliche Classe. 2 . Abt. 90: 201–205

    Google Scholar 

  3. Badino, M. 2011. Mechanistic slumber vs. statistical insomnia: The early history of Boltzmann’s H-theorem (1868–1877). The European Physical Journal H 36: 353–378

    Article  ADS  Google Scholar 

  4. Baracca, A. and R. Rechtman S. 1985. Einstein’s statistical mechanics. Revista Mexicana de Física 31 695–722

    MathSciNet  MATH  Google Scholar 

  5. Bernhardt, H. 1971. Über die Entwicklung und Bedeutung der Ergodenhypothese in den Anfängen der statistischen Mechanik. NTM Zeitschrift für Geschichte der Wissenschaften, Technik und Medizin 8: 13–25

    MathSciNet  Google Scholar 

  6. Bierhalter, G. 1981. Zu Hermann von Helmholtzens mechanischer Grundlegung der Wärmelehre aus dem Jahre 1884. Archive for History of Exact Sciences 25: 71–84

    Article  MathSciNet  MATH  Google Scholar 

  7. Bierhalter, G. 1987. Wie erfolgreich waren die im 19. Jahrhundert betriebenen Versuche einer mechanischen Grundlegung des zweiten Hauptsatzes der Thermodynamik? Archive for History of Exact Sciences 37: 77–99

    Article  MathSciNet  Google Scholar 

  8. Bierhalter, G. 1993. Helmholtz’s mechanical foundation of thermodynamics. Trans. D. Cahan. In Hermann von Helmholtz and the foundations of nineteenth-century science, edited by D. Cahan. University of California Press, Berkeley, pp. 433–458

  9. Blackmore, J. (Ed.). 1995. Ludwig Boltzmann: His later life and philosophy, 1900–1906. 2 Vols. Kluwer Academic Publishers, Dordrecht

  10. Boltzmann, L. 1868. Studien über das Gleichgewicht der lebendigen Kraft zwischen bewegten materiellen Punkten. Sitzungsberichte der Kaiserlichen Akademie der Wissenschaften. Mathematisch-Naturwissenschaftliche Classe 58: 517–561

    Google Scholar 

  11. Boltzmann, L. 1871a. Über das Wärmegleichgewicht zwischen mehratomigen Gasmolekülen. Sitzungsberichte der Kaiserlichen Akademie der Wissenschaften. Mathematisch-Naturwissenschaftliche Classe 63: 397–418

    Google Scholar 

  12. Boltzmann, L. 1871b. Einige allgemeine Sätze über Wärmegleichgewicht. Sitzungsberichte der Kaiserlichen Akademie der Wissenschaften. Mathematisch-Naturwissenschaftliche Classe 63: 679–711

    MATH  Google Scholar 

  13. Boltzmann, L. 1881. Referat zu J.C. Maxwells, Ueber Boltzmann’s Theorem, betreffend die mittlere Vertheilung der lebendigen Kraft in einem System materieller Punkte“ (Cambridge Phil. Trans. 13, part 3, p. 547–570. 1879). Beiblätter zu den Annalen der Physik und Chemie 5: 403–417

    Google Scholar 

  14. Boltzmann, L. 1882. On Boltzmann’s Theorem on the average distribution of energy in a system of material points. Philosophical Magazine 14: 299–312

    Article  Google Scholar 

  15. Boltzmann, L. 1885a. Über die Eigenschaften monocyclischer und anderer damit verwandter Systeme. Sitzungsberichte der Kaiserlichen Akademie der Wissenschaften. Mathematisch-Naturwissenschaftliche Classe. 2. Abt. 90: 231–245

    Google Scholar 

  16. Boltzmann, L. 1885b. Ueber die Eigenschaften monocyklischer und anderer damit verwandter Systeme. Journal für die reine und angewandte Mathematik 98: 68–94

    MathSciNet  Google Scholar 

  17. Boltzmann, L. 1887. Ueber die mechanischen Analogien des zweiten Hauptsatzes der Thermodynamik. Journal für die reine und angewandte Mathematik 100: 201–212

    MathSciNet  Google Scholar 

  18. Boltzmann, L. 1898. Vorlesungen über Gastheorie. 2 Vols. Johann Ambrosius Barth, Leipzig

  19. Boltzmann, L. 1964. Lectures on gas theory. Translated by S.G. Brush. University of California Press, Berkeley and Los Angeles

  20. Bordoni, S. 2013. Routes towards an abstract thermodynamics in the late nineteenth century. The European Physical Journal H 38: 617–660

    Article  ADS  Google Scholar 

  21. Broda, E. 1957. Ludwig Boltzmann: Mensch, Physiker, Philosoph. Deutscher Verlag der Wissenschaften, Berlin

  22. Brown, H.R., W. Myrvold, and J. Uffink. 2009. Boltzmann’s H-theorem, its discontents, and the birth of statistical mechanics. Studies in History and Philosophy of Modern Physics 40: 174–191

    Article  MathSciNet  MATH  Google Scholar 

  23. Brush, S.G. 1964. Translator’s introduction to Lectures on gas theory by L. Boltzmann. University of California Press, Berkeley and Los Angeles

  24. Brush, S.G. 1983. Statistical physics and the atomic theory of matter: From Boyle and Newton to Landau and Onsager. Princeton University Press, Princeton

  25. Brush, S.G. 1986. The kind of motion we call heat: A history of the kinetic theory of gases in the 19th century. 2 Vols. North-Holland, Amsterdam

  26. Cercignani, C. 1998. Ludwig Boltzmann: The man who trusted atoms. Oxford University Press, Oxford

  27. Donnan, F.G. and A. Haas (Eds.). 1936. Thermodynamics. Vol. I of A commentary on the scientific writings of J. Willard Gibbs, Yale University Press, New Haven

  28. Dugas, R. 1959. La théorie physique au sens de Boltzmann: et ses prolongements modernes. Éditions du Griffon, Neuchâtel

  29. Ehrenfest, P. and T. Ehrenfest. 1911. Begriffliche Grundlagen der statistischen Auffassung in der Mechanik. In Mechanik. Vol. 4.4 of Encyklopädie der mathematischen Wissenschaften: mit Einschluss ihrer Anwendungen, edited by F. Klein and F. Conrad. B.G. Teubner, Leipzig, pp. 3–90

  30. Einstein, A. 1902. Kinetische Theorie des Wärmegleichgewichtes und des zweiten Hauptsatzes der Thermodynamik. Annalen der Physik 9: 417–433

    Article  ADS  MATH  Google Scholar 

  31. Einstein, A. 1903. Eine Theorie der Grundlagen der Thermodynamik. Annalen der Physik 11: 170–187

    Article  ADS  MATH  Google Scholar 

  32. Einstein, A. 1911. Bemerkungen zu den P. Hertzschen Arbeiten: Über die mechanischen Grundlagen der Thermodynamik. Annalen der Physik 34: 175–176

    Article  ADS  MATH  Google Scholar 

  33. Epstein, P.S. 1936. Critical appreciation of Gibbs’ statistical mechanics. In Theoretical physics. Vol. II of A commentary on the scientific writings of J. Willard Gibbs, edited by A. Haas. Yale University Press, New Haven, pp. 461–520

  34. Ezawa, H. 1979. Einstein’s contribution to statistical mechanics, classical and quantum. Japanese Studies in the History of Science 18: 27–72

    MathSciNet  Google Scholar 

  35. Fasol-Boltzmann, I.M. and G.L. Fasol (Eds.). 2006. Ludwig Boltzmann (1844–1906): zum hundertsten Todestag. Springer, Wien

  36. Fowler, R.H. 1938. Statistical mechanics: The theory of the properties of matter in equilibrium, 2nd edn. University Press, Cambridge

  37. Gallavotti, G. 1995. Ergodicity, ensembles, irreversibility in Boltzmann and beyond. Journal of Statistical Physics 78: 1571–1589

    Article  ADS  MathSciNet  MATH  Google Scholar 

  38. Gallavotti, G. 1999. Statistical mechanics: A short treatise. Springer, Berlin

  39. Gallavotti, G. 2014. Nonequilibrium and irreversibility. Springer

  40. Garber, E. 1966. Maxwell, Clausius and Gibbs: Aspects of the development of kinetic theory and thermodynamics. Ph.D. diss., Case Institute of Technology

  41. Garber, E. 1973. Aspects of the introduction of probability into physics. Centaurus 17: 11–39

    Article  ADS  MathSciNet  Google Scholar 

  42. Garber, E., S.G. Brush, and C.W.F. Everitt (Eds.). 1986. Maxwell on molecules and gases. The MIT Press, Cambridge, Mass.

  43. Garber, E., S.G. Brush, and C.W.F. Everitt (Eds.). 1995. Maxwell on heat and statistical mechanics: On “avoiding all personal enquiries” of molecules. Lehigh University Press, Bethlehem

  44. Gearhart Jr., C.A. 1983. Gibbs, Liouville’s theorem, and the American frontier. American Journal of Physics 51: 81–82

    Article  ADS  Google Scholar 

  45. Gearhart Jr., C.A. 1990. Einstein before 1905: The early papers on statistical mechanics. American Journal of Physics 58: 468–480

    Article  ADS  MathSciNet  Google Scholar 

  46. Gibbs, J.W. 1884. On the fundamental formula of statistical mechanics, with applications to astronomy and thermodynamics. In Proceedings of the American Association for the Advancement of Sciences, thirty-third meeting held at Philadelphia, Penn. September, 1884, edited by F.W. Putnam. The Salem Press, Salem, pp. 57–58

  47. Gibbs, J.W. 1889. Rudolf Julius Emanuel Clausius. Proceedings of the American Academy of Arts and Sciences new ser. 16: 458–465

  48. Gibbs, J.W. 1902. Elementary principles in statistical mechanics. Yale University Press, New Haven

  49. Haas, A. (Ed.). 1936a. Theoretical physics. Vol. II of A Commentary on the scientific writings of J. Willard Gibbs. Yale University Press, New Haven

  50. Haas, A. (Ed.). 1936b. Gibbs and the statistical conception of physics. In Theoretical physics. Vol. II of A commentary on the scientific writings of J. Willard Gibbs, edited by A. Haas. Yale University Press, New Haven, pp. 127–160

  51. Haas, A. (Ed.). 1936c. The chief results of Gibbs’ statistical mechanics. In Theoretical physics. Vol. II of A commentary on the scientific writings of J. Willard Gibbs, edited by A. Haas. Yale University Press, New Haven, pp. 179–296

  52. Haas, A. (Ed.). 1936d. Special commentary on Gibbs’ statistical mechanics. In Theoretical physics. Vol. II of A commentary on the scientific writings of J. Willard Gibbs, edited by A. Haas. Yale University Press, New Haven, pp. 297–460

  53. Helmholtz, H. v. 1884a. Studien zur Statik monocyklischer Systeme. Sitzungsberichte der Königlich Preussischen Akademie der Wissenschaften zu Berlin 1884: 159–177, 311–319, and 755–760.

    Google Scholar 

  54. Helmholtz, H. v. 1884b. Prinzipien der Statik monocyklischer Systeme. Journal für die reine und angewandte Mathematik 97: 111–140 and 317–336.

    MathSciNet  Google Scholar 

  55. Hiromasa, N. 2006. Formation of the concept of the Gibbs ensemble from the 1900’s to the 1910’s. The Bulletin of Liberal Arts Education Center, Tokai University 26: 49–56 (in Japanese)

    Google Scholar 

  56. Hiroshige, T. 1968. Butsurigakushi I (History of Physics I), Baifukan, Tokyo (in Japanese)

  57. Holton, G. 1980. Einstein’s scientific program: The formative years. In Some strangeness in the proportion: A centennial symposium to celebrate the achievements of Albert Einstein, edited by H. Woolf. Addison-Wesley Pub. Co., Advanced Book Program, Reading, pp. 49–65

  58. Inaba, H. 2010. Gibbs’ theory of statistical mechanics as a physicochemical theory. Kagakushi-Kenkyu 49: 1–10 (in Japanese)

    Google Scholar 

  59. Inoue, T. 1989. Planck’s and Boltzmann’s theories of dissociation equilibrium (Kairi-heikou-ron ni miru puranku to borutsuman no riron to houhou), Butsurigaku-shi: Sono riron to tenbou 4: 1–18 (in Japanese)

    Google Scholar 

  60. Klein, F. and M. Conrad (Eds.). 1907–1914. Mechanik. Vol. 4.4 of Encyklopädie der mathematischen Wissenschaften: mit Einschluss ihrer Anwendungen. B. G. Teubner, Leipzig

  61. Klein, M.J. 1967. Thermodynamics in Einstein’s thought. Science 157 509–516

    Article  ADS  Google Scholar 

  62. Klein, M.J. 1969. Gibbs on Clausius. Historical Studies in the Physical Sciences 1: 127–149

    Article  Google Scholar 

  63. Klein, M.J. 1970. Paul Ehrenfest: The making of a theoretical physicist. North-Holland, Amsterdam

  64. Klein, M.J. 1973. Mechanical explanations at the end of the nineteenth century. Centaurus 17: 58–82

    Article  ADS  Google Scholar 

  65. Klein, M.J. 1974. Einstein, Boltzmann’s principle, and the mechanical world view. In The XIVth international congress of the history of science. Tokyo & Kyoto, Japan 19–27 August, 1974. Texts of symposia (Proceedings, no. 1), Science Council of Japan, pp. 183–194

  66. Klein, M.J. 1978. The early papers of J. Willard Gibbs: A transformation of thermodynamics. In Human implications of scientific advance: Proceedings of the XVth International Congress of the History of Science, Edinburgh, 10–15 August 1977, edited by E.G. Forbes. Edinburgh University Press, Edinburgh, pp. 330–341

  67. Klein, M.J. 1983. The scientific style of Josiah Willard Gibbs. In Springs of scientific creativity: Essays on founders of modern science, edited by R. Aris, H.T. Davis, and R.H. Stuewer. University of Minnesota Press, Minneapolis, pp. 142–162

  68. Klein, M.J. 1987. Some historical remarks on the statistical mechanics of Josiah Willard Gibbs. In From ancient omens to statistical mechanics: Essays on the exact sciences presented to Asger Aaboe, edited by J.L. Berggren and B.R. Goldstein. University Library, Copenhagen, pp. 281–289.

  69. Klein, M.J. 1990a. The physics of J. Willard Gibbs in his time. Physics Today 43: 40–48.

    Article  Google Scholar 

  70. Klein, M.J. 1990b. The physics of J. Willard Gibbs in his time. In Proceedings of the Gibbs symposium. Yale University, May 15–17, 1989, edited by D.G. Caldi and G.D. Mostow. American Mathematical Society and American Institute of Physics, pp. 1–21

  71. Knudsen, O. 1987. The influence of Gibbs’s European studies on his later work. In From ancient omens to statistical mechanics: Essays on the exact sciences presented to Asger Aaboe, edited by J.L. Berggren and B.R. Goldstein. University Library, Copenhagen, pp. 271–281

  72. Kobayashi, T. 1996. A note on A. Einstein and classical physics (A. Einstein to koten butsurigaku ni kansuru noto). Butsurigaku-shi: Sono kadai to tenbou 9: 36–43 (in Japanese)

    Google Scholar 

  73. Kox, A. 2014. Einstein on statistical physics: Fluctuations and atomism. In The Cambridge companion to Einstein, edited by M. Janssen and C. Lehner. Cambridge University Press, New York, pp. 103–116

  74. Kragh, H. 1993. Between physics and chemistry: Helmholtz’s route to a theory of chemical thermodynamics. In Hermann von Helmholtz and the foundations of nineteenth-century science, edited by D. Cahan. University of California Press, Berkeley, pp. 403–432

  75. Krüger, L. 1981. Reduction as a problem. In Probabilistic thinking, thermodynamics and the interaction of the history and philosophy of science, edited by J. Hintikka, D. Gruender and E. Agazzi. Reidel, Holland, pp. 147–174

  76. Kuhn, T.S. 1987. Black-body theory and the quantum discontinuity, 1894–1912. The University of Chicago Press, Chicago

  77. Landau, L.D. and E.M. Lifshitz. 1980. Statistical physics. Vol. 5 of Courses of theoretical physics, 3rd edn. Elsevier, translated by J.B. Sykes and M.J. Kearsley

  78. Lorentz, H.A. 1907. Über den zweiten Hauptsatz der Thermodynamik und dessen Beziehung zu den Molekulartheorien. In Abhandlungen über theoretische Physik. Teubner, Leipzig, pp. 202–298

  79. Maxwell, J.C. 1879. Review of A Treatise on the Kinetic Theory of Gases by Henry William Watson. Nature 18: 242–246

    Google Scholar 

  80. Maxwell, J.C. 1879. On Boltzmann’s theorem on the average distribution of energy in a system of material points. Transactions of the Cambridge Philosophical Society 12: 547–570

    Google Scholar 

  81. Mehra, J. 1975. Einstein and the foundation of statistical mechanics. Physica 79A: 447–477

    Article  ADS  Google Scholar 

  82. Mehra, J. 1998. Josiah Willard Gibbs and the foundations of statistical mechanics. Foundations of Physics 28: 1785–1815

    Article  MathSciNet  Google Scholar 

  83. MS Vault Gibbs. Beinecke Rare Book & Manuscript Library. Yale University

  84. Navarro, L. 1998. Gibbs, Einstein and the foundations of statistical mechanics. Archive for History of Exact Sciences 53: 147–180

    Article  MathSciNet  MATH  Google Scholar 

  85. Plato, J. v. 1992. Boltzmann’s ergodic hypothesis. Archive for History of Exact Sciences 44: 71–89

    Google Scholar 

  86. Putnam, F.W. (Ed.). 1884. Proceedings of the American Association for the Advancement of Sciences, thirty-third meeting held at Philadelphia, Penn. September, 1884. The Salem Press, Salem

  87. Renn, J. 1997. Einstein’s controversy with Drude and the origin of statistical mechanics: A new glimpse from the “Love Letters”. Archive for History of Exact Sciences 51: 315–354

    Article  MathSciNet  MATH  Google Scholar 

  88. Renn, J. 2005. Einstein’s invention of Brownian motion. Annalen der Physik 14: 23–37

    Article  ADS  MathSciNet  Google Scholar 

  89. Renn, J. and R. Rynasiewicz. 2014. Einstein’s Copernican revolution. In The Cambridge companion to Einstein, edited by M. Janssen and C. Lehner. Cambridge University Press, New York, pp. 38–71

  90. Schiemann, G. 1997. Wahrheitsgewissheitsverlust: Hermann von Helmholtz’ Mechanismus im Anbruch der Moderne: eine Studie zum Übergang von klassischer zu moderner Naturphilosophie. Wiss. Buchges, Darmstadt

  91. Sklar, L. 1993. Physics and chance: Philosophical issues in the foundations of statistical mechanics. Cambridge University Press, Cambridge

  92. Stachel, J. 1989a. Einstein on the foundations of statistical mechanics. In The Swiss years: Writings, 1909–1911. Vol. 3 of The collected papers of Albert Einstein, edited by M.J. Klein, A.J. Kox, J. Renn and R. Schulmann. Princeton University Press, Princeton, pp. 41–55

  93. Stachel, J. 1989b. Introduction. In The Swiss years: Writings, 1909–1911. Vol. 3 of The collected papers of Albert Einstein, edited by M.J. Klein, A.J. Kox, J. Renn and R. Schulmann. Princeton University Press, Princeton, pp. xvi–xxix

  94. Tolman, R.C. 1938. The principles of statistical mechanics. Clarendon Press, Oxford

  95. Uffink, J. 2006. Insuperable difficulties: Einstein’s statistical road to molecular physics. Studies in History and Philosophy of Modern Physics 37: 36–70

    Article  MathSciNet  MATH  Google Scholar 

  96. Watson, H.W. 1876. A treatise on the kinetic theory of gases. Clarendon Press, Oxford

  97. Wheeler, L.P. 1951. Josiah Willard Gibbs: The history of a great mind. Yale University Press, New Haven

  98. Wilson, E.B. 1945. A letter from Lord Rayleigh to J. Willard Gibbs and his reply. Proceedings of the National Academy of Sciences of the United States of America 31: 34–38

    Article  ADS  Google Scholar 

  99. Yamamoto, Y. 2009. Vol. 3 of Netsugaku-shiso no shiteki-tenkai: Netsu to entoropi (Historical development of thermodynamic ideas: heat and entropy). Chikuma-shobo, Tokyo (in Japanese)

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Hajime Inaba.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Inaba, H. The development of ensemble theory. EPJ H 40, 489–526 (2015). https://doi.org/10.1140/epjh/e2015-60034-2

Download citation

  • Received:

  • Revised:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1140/epjh/e2015-60034-2

Keywords

Navigation