Abstract
Concern for the ethics of human subject research has existed since the earliest days of scientific discovery. Respect for a participant’s well-being and autonomy is of utmost importance. From this early understanding of patient autonomy, further principles emerged, and in the modern era, this was further accelerated and formalized, particularly after revelation of atrocities committed by Nazi “scientists.” This leads to documents like the Nuremberg Code, the Declaration of Helsinki, and the Belmont Report, the formation of institutional review boards, and legislation passed by multiple legislatures, all in order to help ensure researchers abide by guiding principles of ethics. Specific to orthopedic surgery, there has been rising concern for conflict of interest due to the role of industry funding. The goals of this chapter are the following:
-
Understand the historical basis for the development of regulations and governing bodies reviewing human subject research.
-
Identify and understand ethical principles that guide human subject research.
-
Understand how to navigate the current regulatory environment for human subject research.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
American Academy of Orthopaedic Surgeons, Opinion on Ethics and Professionalism. Ethics in health research in orthopaedic surgery. Adopted October 1994. Revised December 1995, May 2002, July 2003, September 2005, and September 2016.
Assessing Level of Risk and Type of IRB Review. Research compliance news. University of South Alabama. 2008. www.southalabama.edu/research-compliance/pdf/compliancenews0908.pdf. Accessed 1 Feb 2018.
Brody B. The ethics of biomedical research. New York: Oxford University Press; 1998.
Brown JG. Department of Health and Human Services. Office of Inspector General. Institutional review boards: their role in reviewing approved research. Office of Evaluations and Inspections; 1998.
Carr AJ. Which research is to be believed. J Bone Joint Surg (Br). 2005;87-B:1452–3.
Clinical Research and the HIPAA Privacy Rule. NIH Publication Number 04-5495. 2004. http://privacyru-leandresearch.nih.gov/clin_research.asp. Accessed 29 Jan 2018.
Cobb WM. The tuskegee syphilis study. J Natl Med Assoc. 1973;65:345–8.
Cohen J. History and ethics of human subjects research. Collaborative Institutional Training Initiative. CITI Program. 2017. Accessed 28 Jan 2018.
Declaration of Helsinki History Website. Ethical principles for medical research. JAMA Netw. Accessed 26 Feb 2018.
Emanuel EJ, Wendler D, Grady C. What makes clinical research ethical? JAMA. 2000;283:2701–11.
Friedman EA. Ethical issues in clinical research. In: Supino PG, Borer JS, editors. Principles of research methodology: a guide for clinical investigators. Ed 1 ed. New York: Springer; 2012. p. 233–54.
Health Insurance Portability and Accountability Act of 1996. Public Law 104–191. 104th Congress. 1996. http://www.gpo.gov/fdsys/pkg/PLAW-104publ191/pdf/PLAW-104publ191.pdf. Accessed 30 Jan 2018.
Heller J. Syphilis victims in U.S. study went untreated for 40 years. New York Times (New York). 1972;1:8.
The hippocratic oath: today. Doctors’ diaries. WGBH Educational Foundation. 1964. http://www.pbs.org/wgbh/nova/body/hippocratic-oath-today.html. Accessed 28 Jan 2018.
Hrobjartsson A, Gotzsche PC. Is the placebo powerless? An analysis of clinical trials comparing placebo with no treatment. N Engl J Med. 2001;344:1594–602. Erratum in: N Engl J Med;345:304.
Hrobjartsson A, Gotzsche PC. Placebo interventions for all clinical conditions. Cochrane Database Syst Rev. 2004;3:CD003974.
HSS. Summary of the HIPAA Privacy Rule. http://www.hhs.gov/ocr/privacy/hipaa/understanding/summary/privacysummary.pdf. Accessed 30 Jan 2018.
International Committee of Clinical Journal Editors. Clinical Trials. http://www.icmje.org/recommendations/browse/publishing-and-editorial-issues/clinical-trial-registration.html. Accessed 27 Feb 2018.
Mazur DJ. Evaluating the science and ethics of research on humans: a guide for IRB members. Baltimore: The Johns Hopkins University Press; 2007.
Mehta S, Myers TG, Lonner JH, Huffman GR, Sennett BJ. The ethics of sham surgery in clinical orthopaedic research. J Bone Joint Surg Am. 2007;89:1650–3.
Moseley JB, O’Malley K, Petersen NJ, Menke TJ, Brody BA, Kuykendall DH, Hollingsworth JC, Ashton CM, Wray NP. A controlled trial of arthroscopic surgery for osteoarthritis of the knee. N Engl J Med. 2002;347:81–8.
NIH & Clinical Research. Ethics in Clinical Research. http://clinicalresearch.nih.gov/ethics_guides.html. Accessed 26 Jan 2018.
Nuremberg Code [from Trials of War Criminals Before the Nuremberg Military Tribunals Under Control Council Law No. 10. Nuremberg, October 1946–April 1949. Washington, DC: U.S. G.P.O, 1949–1953].
Official Journal of the European Union. Legislation L119. http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=OJ%3AL%3A2016%3A119%3ATOC. Accessed 27 Feb 2018.
Owsei T, Temkin C. Ancient medicine. Selected papers of Ludwig Edelstein Johns. Baltimore: Hopkins University Press; 1987.
Public, Protection of Human Subjects, Basic HHS Policy for Protection of Human Research Subjects, Title 45 CFR Part 46, Subpart A. 2005. http://ohsr.od.nih.gov/guidelines/45cfr46.html. Accessed 28 Jan 2018.
Shuster E. Fifty years later: the significance of the Nuremberg Code. N Engl J Med. 1997;337:1436–40.
Sussman MD. Ethical requirements that must be met before the introduction of new procedures. Clin Orthop Relat Res. 2000;378:15–22.
Sussman MD. Ethical standards in the treatment of human subjects involved in clinical research. J Pediatr Orthop. 1998;18:701–2.
Wolf BR, Buckwalter JA. Randomized surgical trials and “sham” surgery: relevance to modern orthopaedics and minimally invasive surgery. Iowa Orthop J. 2006;26:107–11.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2019 ISAKOS
About this chapter
Cite this chapter
Koh, J.L., Villacis, D. (2019). Ethical Consideration in Orthopedic Research. In: Musahl, V., et al. Basic Methods Handbook for Clinical Orthopaedic Research. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-662-58254-1_4
Download citation
DOI: https://doi.org/10.1007/978-3-662-58254-1_4
Published:
Publisher Name: Springer, Berlin, Heidelberg
Print ISBN: 978-3-662-58253-4
Online ISBN: 978-3-662-58254-1
eBook Packages: MedicineMedicine (R0)