Skip to main content

Dams and Norms: Current Practices and the State of the Debate

  • Chapter
  • First Online:
Evolution of Dam Policies

Abstract

No other infrastructure has attracted more criticism than large reservoir-based hydropower and multi-purpose dams. Their detrimental social and ecological effects make them especially contentious, with opponents and proponents often unable to reach compromise solutions. In December 2000, the World Commission on Dams (WCD) proposed a new framework for decision-making in its report of the same name (WCD 2000), and this has become a landmark for sustainable practices.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    For updates and NGOs’ views see the Belo Monte blog at International Rivers, http://www.internationalrivers.org/blogs/244/letting-the-xingu-run-freely. Accessed 29 July 2013.

  2. 2.

    For more information on the consent and its form as recognized by the ADB in its 2009 Safeguard Policy Statement, http://www.adb.org/sites/default/files/pub/2009/Safeguard-Policy-Statement-June2009.pdf. Accessed 29 July 2013.

  3. 3.

    See also the website for the Hydropower Sustainability Assessment Protocol at http://www.hydrosustainability.org. Accessed 29 July 2013.

  4. 4.

    Directive 2004/101/EC of the European Parliament and of the Council of 27 October 2004 amending Directive 2003/87/EC establishing a scheme for greenhouse gas emission allowance trading within the Community, in respect of the Kyoto Protocol’s project mechanisms (Text with EEA relevance).

  5. 5.

    For a recent application of this model see Kelley (2008).

  6. 6.

    Democratic rationale flows from the argument that people whose life and livelihood are (negatively) affected by a decision have a right to take part in the decision. The instrumental rationale, most applicable to contentious infrastructure projects like dams, is based on the argument that if different stakeholders are involved during the decision-making a decision is more likely to be acceptable for different stakeholders and projects are less likely to suffer delays from blockages. The management rationale is based on the argument that with more stakeholders in the decision-making much more information will be processed which would improve the quality of the decision.

  7. 7.

    Rowe and Frewer’s (2005) information-flow model of public involvement defines public information as one way flow of information from the organizers of public involvement exercise to the participants; public consultation as one-way flow of information from the public to the organizers of public involvement exercise; public participation as a simultaneous two-way flow of information. The ideal case under this information flow-model is when maximum bidirectional flow of information takes place between the participants and the organizers.

References

  • Acharya A (2004) How ideas spread: whose norms matter? norm localisation and institutional change in Asian regionalism. Int Org 58:239–275

    Article  Google Scholar 

  • Arnstein SA (1969) A ladder of citizen participation. J Am Inst Planners 35(4):216–224

    Article  Google Scholar 

  • Bosshard P (2010) The dam industry, the World Commission on Dams and the Hydropower Sustainability Assessment Forum (HSAF) process. Water Altern 3(2):58–70

    Google Scholar 

  • Briscoe J (2010) Overreach and response: the politics of the WCD and its aftermath. Water Altern 3(2):399–415

    Google Scholar 

  • Checkel JT (1997) International norms and domestic politics: bridging the rationalist-constructivist divide. Eur J Int Relat 3(4):473–495

    Article  Google Scholar 

  • Conca K (2002) The World Commission on Dams and trends in global environmental governance. Polit Life Sci 21(1):67–70

    Google Scholar 

  • Cortell AW, Davis JW (2000) Understanding the domestic impact of international norms: a research agenda. Int Stud Rev 2(1):65–87

    Article  Google Scholar 

  • Dingwerth K (2005) The democratic legitimacy of public-private rule-making: what can we learn from the World Commission on Dams? Glob Gov 11(1):65–83

    Google Scholar 

  • Dore J, Lebel L (2010) Gaining public acceptance: a critical strategic priority of the world commission on dams. Water Altern 3(2):124–141

    Google Scholar 

  • Dubash NK (2009) Global norms through global deliberation? reflections on the World Commission on Dams. Glob Gov 15:219–238

    Google Scholar 

  • Dubash NK, Dupar M, Kothari S, Lissu T (2001) A watershed in global governance? an independent assessment of the World Commission on Dams. World Resources Institute, Washington

    Google Scholar 

  • EU (2004) Directive 2004/101/EC of the European Parliament and of the Council of 27 October 2004 amending Directive 2003/87/EC establishing a scheme for greenhouse gas emission allowance trading within the community, in respect of the Kyoto Protocol’s project mechanisms (Text with EEA relevance). http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2004:338:0018:0018:EN:PDF. Accessed 29 July 2013

  • Fiorino DJ (1990) Citizen participation and environmental risk: a survey of institutional mechanisms. Sci Technol Human Values 15(2):226–243

    Article  Google Scholar 

  • Finnemore M, Sikkink K (1998) International norm dynamics and political change. Int Org 52(4):887–917

    Article  Google Scholar 

  • Geddes B (2003) Paradigms and sand castles theory building and research design in comparative politics. The University of Michigan Press, Michigan

    Google Scholar 

  • Goldstein J, Keohane R (eds) (1993) Ideas and foreign policy: beliefs, institutions, and political change. Cornell University Press, Ithaca

    Google Scholar 

  • Guardian (2011) New rights challenge to Belo Monte Dam in Brazil, 12 April. http://www.guardian.co.uk/environment/2011/apr/12/belo-monte-dam-work-suspended. Accessed 29 July 2013

  • IAP2 (2007) http://www.iap2.org/associations/4748/files/IAP2%20Spectrum_vertical.pdf

  • IHA (International Hydropower Association) (2010) Hydropower Sustainability Assessment Protocol. http://www.hydropower.org/sustainable_hydropower/hsaf_Hydropower_Sustainability_Assessment_Protocol.html. Accessed 29 July 2013

  • Johnston AI (2007) Social states: China in international institutions, 1980–2000. Princeton University Press, Princeton

    Google Scholar 

  • Katsumata H (2011) Mimetic adoption and norm diffusion: “Western” security cooperation in Southeast Asia? Rev Int Stud 37:557–576

    Article  Google Scholar 

  • Keck M (1998) Planafloro in Rondonia: the limits of leverage. In: Fox JA, Brown DL (eds) The struggle for accountability. The World Bank, NGOs, and Grassroots Movements. MIT Press, Massachusetts

    Google Scholar 

  • Keck M, Sikkink K (1998) Activists beyond borders: advocacy networks in international politics. Cornell University Press, Ithaca

    Google Scholar 

  • Kelley J (2008) Assessing the complex evolution of norms: the rise of international election monitoring. Int Org 62:221–255

    Article  Google Scholar 

  • Khagram S (2004) Dams and development transnational struggles for water and power. Oxford University Press, New Delhi

    Google Scholar 

  • Khagram S, Riker JV, Sikkink K (2002) From Santiago to Seattle: transnational advocacy groups restructuring world politics. In: Khagram S, Riker JV, Sikkink K (eds) Restructuring world politics. Transnational social movements, networks and norms. University of Minnesota Press, Minneapolis

    Google Scholar 

  • King SC, Feltey KM, Susel BO (1998) The question of participation: toward authentic public participation in public administration. Public Adm Rev 58(4):317–326

    Article  Google Scholar 

  • Kunreuther H, Slovic P (1996) Science values and risk. Ann Am Acad Polit Soc Sci 545:116–125

    Article  Google Scholar 

  • Locher H, Hermansen GY, Johannesson GA et al (2010) Initiatives in the hydro sector post-World Commission on Dams- the Hydropower Sustainability Assessment Forum. Water Altern 3(2):43–57

    Google Scholar 

  • Mahoney J (2007) Qualitative methodology and comparative politics. Comp Polit Stud 40(2):122–144

    Article  Google Scholar 

  • Park S (2009) The World Bank, dams and the meaning of sustainable development in use. J Int Law Int Relat 5(1):93–124

    Google Scholar 

  • Phillips T (2011) Brazilian judge orders construction of Amazon Dam to stop, Guardian, 29 September. http://www.guardian.co.uk/environment/2011/sep/29/brazilian-judge-monte-bello-dam. Accessed 29 July 2013

  • Petts J (1999) Public participation and environmental impact assessment. In: Petts J (ed) Handbook of environmental impact assessment, environmental impact assessment: process, methods and potential, vol 1. Blackwell Science, Cornwall:, pp 45–177

    Google Scholar 

  • Ragin C (1987) The comparative method moving beyond qualitative and quantitative strategies. University of California Press, Berkeley

    Google Scholar 

  • Reus-Smit C (1997) The constitutional structure of international society and the nature of fundamental institutions. Int Org 51(4):555–589

    Article  Google Scholar 

  • Risse T, Sikkink K (1999) The socialization of international human rights norms into domestic practices: introduction. In: Risse T, Ropp SC, Sikkink K (eds) The power of human rights: international norms and domestic change. Cambridge University Press, Cambridge, pp 1–38

    Chapter  Google Scholar 

  • Risse-Kappen T (1995) Bringing transnational relations back in: non-state actors, domestic structures and international institutions. Cambridge University Press, Cambridge

    Google Scholar 

  • Rowe G, Frewer L (2005) A typology of public engagement mechanisms. Sci Technol Human Values 30(2):251–290

    Article  Google Scholar 

  • Scheumann W (2008) How global norms for large dams reach decision makers: a case study from Turkey. In: Scheumann W, Neubert S, Kipping M (eds) Water politics and development cooperation: local power plays and global governance. Springer, Berlin, pp 55–80

    Chapter  Google Scholar 

  • Tarrow SG (2011) Power in movement: social movements and contentious politics, 3rd edn. Cambridge University Press, New York

    Book  Google Scholar 

  • Warner J (2012) The struggle over Turkey’s Ilisu Dam: domestic and international security linkages. International Environmental Agreements, electronic pre-publication March 2012. doi:10.1007/s10784-012-9178-x

  • Wiener A (2007) Contested meanings of norms: a research framework. Comp Eur Polit 5:1–17

    Article  Google Scholar 

  • WCD (World Commission on Dams) (2000) Dams and development: a new framework for decision-making. Earthscan, London

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Waltina Scheumann .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Scheumann, W., Hensengerth, O. (2014). Dams and Norms: Current Practices and the State of the Debate. In: Scheumann, W., Hensengerth, O. (eds) Evolution of Dam Policies. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-23403-3_1

Download citation

Publish with us

Policies and ethics