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Responsible Generative Theorizing

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Abstract

In this chapter I develop further my discussions of generative theorizing as introduced in earlier chapters and I explore in more depth what responsible generative theorizing might amount to. I link this to a discussion around the use of retroductive logic , which I argue (combined in some way with deduction and induction) offers a way of organizing inferences which include imaginative leaps and which can, in accordance with generative theorizing, be consciously forward looking. I suggest that a kind of retroductive logic is being invoked when inquirers/co-inquirers create inferences which admittedly do not relate in any direct logical way to “empirical evidence”, but which make sense of interpreted evidence/experience in ways which are in turn inspiring of constructive action. I indicate that such a mode of inference therefore can become a resource for generative theorizing, which is consciously geared to being future forming. I offer examples of this by drawing on the detailed discussions which I introduced in earlier chapters. I also highlight (and draw out) associations between retroduction and Indigenous arguments regarding the importance of grounding knowledge generation (as a social practice) in an appreciation of our connectedness with others and with all that exists.

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Notes

  1. 1.

    Gergen notes that from a traditional scientific perspective (which would include traditional positivism and Popper’s later postpositivist work on hypothetico-deductivism), “a close relationship should ideally be maintained between theory and data” (1978, p. 1350) so that statements that are generated can be regarded as “ethically neutral” (1978, p. 1350). Gergen’s account of this position would be applicable also to qualitative theorizing which assumes that inductive theory-building is a way of securing researcher neutrality.

  2. 2.

    See my discussion in Romm (2010, pp. 241–243) regarding attempted minimization of what is sometimes called the reactivity effect.

  3. 3.

    Deetz clarifies that working with a view of generative theorizing (as developed by Gergen) means that people in communities are not urged to apply the theories—rather, as he puts it, the point is to engage in a potentially inventive conversation so that (professional) researchers can “develop a conversation with people in communities around their needs rather than our literatures and preferred topics of study” (2008, p. 290). He also concurs with Gergen (1978) that it is important to develop generative theorizing, which Deetz suggests can better be understood as co-generative theorizing (p. 289, my italics). Following Gergen, he considers that this involves as he calls it, “a compelling way to think and talk about the world” (p. 290).

  4. 4.

    Gergen speaks of the “watching, looking and seeing” metaphor. I have focused on the watching part of the metaphor, as this to me implies a specifically passive approach in contrast to the active approach tied to recognizing how knowing contributes to world-shaping. I believe that seeing can be linked to “imagining new visions” (which can be forward looking) and that looking can be linked to re-looking and reviewing (as the term re-search might imply), including being forward looking. Of course these are just words, but as Denzin aptly puts it (2001, p. 24), words matter in the way in which they can point to possibilities.

  5. 5.

    Layder makes this argument in the context of critically examining Hammersley’s reliance on Popper’s (1959, 1969) arguments on the logic of scientific discovery to justify certain ethnographic forms of theorizing—see Romm (2010, pp. 274–276). Layder compares Hammersley’s argument concerning theory-testing as the hallmark of science (including in ethnographic work) with that of Merton, noting that both follow a Popperian position regarding the empirical basis of science. Turner for his part (1998, p. 22) notes that Merton hoped that eventually the various middle range theories that had been established could be consolidated into a more general (grand?) theoretical scheme, but this scheme would still have to be rooted in “empirical findings” (to be deemed scientific in his terms).

  6. 6.

    As I indicated in Chap. 1, Footnote 18, Kuntz advocates for a “new materialist” position, which draws on various (including Marxist-oriented) theoretical traditions to make the case that “matter” (of whatever kind) is in the process of being formed, and hence always has productive capacity toward a “yet to become” future state of being (2015, p. 83).

  7. 7.

    In Romm (2010, pp. 219–241) I explore in depth Essed’s methodological approach. See also http://www.encyclopediaofafroeuropeanstudies.eu/encyclopedia/philomena-essed/.

  8. 8.

    Grey (2003), also citing Sunseri (2000, p. 146), states that in many “traditional” societies it can be said that “Indigenous women were central to family, community, political, social and cultural expression; all of which operated on foundational principles of balance and consensus”. Grey argues that even if gender relations were “not ideal” there were, “more nuanced gender relations” traditionally in such societies than can be understood using terms such as “patriarchy” as employed in the language of many non-Indigenous/White feminists. This is also an argument offered by Hoppers (2015), which I further explore in Romm (2017).

  9. 9.

    This is normally tied to an argument to the effect that the logic of retroduction properly guides the study of both natural and social reality (see Romm, 2001, p. 4).

  10. 10.

    Clarke explains that “the very term ‘grounded theory’ means data-grounded theorizing …. The theorizing is “generated by tacking back and forth between the … specificities of empirical data and more abstract ways of thinking about them” (2009, p. 214). Like Charmaz (and others), she argues that this process is “called abductive reasoning” (2009, p. 214).

  11. 11.

    Strauss and Corbin likewise suggest that analyses can operate “at every level of scale from the most “macro” to the most “micro” (1994, p. 275). What I am proposing (following authors such as Gergen, 2015; Kuntz, 2015; Meyer & Lunnay, 2013) is that moving between scales also involves some imaginative leaps in order to point to the potential of (theorized) structures to become radically reconstructed.

  12. 12.

    Glaser (2002) in turn argues that it is “too simple” for her to suggest that she is adding another vision for future qualitative research, namely constructivist grounded theory [GT] (2002, para 7). Glaser believes that one can try within a grounded theory approach to minimize the constructed character of “data”. For example, he suggests that “with the passive, non-structured interviewing or listening of the GT interview-observation method, constructivism is held to a minimum” (para 10). This contention of his (and efforts to desist from admitting that data involves an interaction between researchers and participants) would not be accepted by constructivist-oriented researchers.

  13. 13.

    Clarke (2005, 2009) points out that through situational analysis one can explore various conditions of the situation which are “in the situation” (in the sense that they are felt as consequential). Such conditions include: discursive constructions of actions; organizational/institutional elements; major contested issues; local to global elements; symbolic elements; popular and other discourses; various empirical elements; spatial and temporal elements; human elements (individual and collective); nonhuman elements; and political economic elements (2009, p. 209). She states that the fundamental assumption of situated analysis is that “everything in the situation both constituted and affects almost everything else in the situation in some way(s)” (2009, p. 209).

  14. 14.

    Strauss and Corbin (1994, p. 280) suggest that in their consideration of the status of grounded theory, they “follow closely … the American pragmatist position” as expressed by Dewey (1937) and Mead (1917). They remark in this context that “a theory is not a formulation of some discovered aspect of a pre-existing aspect ‘out there’ …. Theories are embedded ‘in history’”. (1994, p. 280). Therefore, according to them “historical moments are to be taken into account in the creation, judgment, revision, and reformulation of theories” (1994, p. 280).

  15. 15.

    Reichertz here states that in this vision of the value of social science explanations, they would not be able to “be derived from proven grand theories, first because these are, as a rule, not sufficiently local,’ and second because they have frequently already been overtaken by constant social change” (2007, p. 217). Hence Reichertz suggests that a more middle range theorizing is appropriate in that such theorizing is more locally attuned. But one can just as well suggest, as do certain Indigenous-oriented author, that theories which purport to explain (and criticize) large-scale processes of globalization (such as that provided in postcolonial theory) can also serve to inspire resistant action, as long as specificities in situ are not thereby outruled. Consider, for example, the suggestions offered by Hall and Fenelon (2009), Akena (2017), and McLaughlin (2001). McLaughlin states her argument thus: “Finally, postcolonial theory, while universally applicable, has to focus on specificities” (2001, p. 8).

  16. 16.

    Charmaz herself notes that it is not clear whether a researcher must use all the strategies of grounded theory in order to claim to be using “grounded theory” (2012, p. 3).

  17. 17.

    Ragin (1994) considers the main feature of abduction/retroduction as lying in the fact that the researcher generates a dialogue between ideas and evidence. He defines retroduction as involving a process of constructing representations from the interaction between analytic frames and images (which are constructed from the evidence) (see also Ragin & Amoroso, 2011, pp. 76–78).

  18. 18.

    I have added in square brackets in Price’s above quotation that discussions around “realness” (and the good life) need not take the form of debate—which might imply adopting an adversarial stance, as noted for example by Collins (2000), Harris and Wasilewski (2004), and Wilson (2003). Rather the discussions should take the form of a dialogue in which together people enrich their perspectives and possibilities for action.

  19. 19.

    Her argument in this regard bears some similarity with what Dressman would call using theoretical frames as a “dialectical scaffold”, where tension between theory(ies) used and “the data” is specifically drawn out. Efforts are not made to “align” the data in any obvious connection with a theory or theories, because the purpose is more to “re-read” and “re-think” theoretical frames (2007, pp. 347–349). I would suggest that what is important about “dialectic” logic is that it is forward looking, and is able to incorporate contradictions in practice. Serper (2015) gives an example of how dialectic logic goes beyond propositional logic:

    Proposition A: Alon is stupid

    Proposition B: Alon is smart

    According to this (propositional) logic, “If Alon is smart then he cannot be stupid”. And “If Alon is stupid then he cannot smart”. As Serper notes “evidence is then brought to render one of the propositions truthful and valid which invalidates the other proposition and possible explanation”. But according to dialectic logic, Alon can, for instance, actively transform his intelligence (by becoming more self-reflective, also by considering others’ perspectives) and hence become smarter (in practice). In this process, as Serper puts it, “Different relevant propositional enquiries and responses and linguistic assertions that could be contradictory transform each other” (2015).

  20. 20.

    Gergen likewise remarks that within the social sciences, discussions around the nature of scientific truth “have left a trail of misunderstandings, animosities, and an increasing divide between traditionalists and those variously termed ‘postfoundationalist,’ ‘post-empiricist,” and ‘post-modern’”. He indicates that it is not his intention to “review the vast body of literature surrounding these issues, nor to resolve the remaining tensions” (2015, p. 288). What he tries to accomplish in his article, is to offer an argument for viewing social science as future forming.

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Romm, N.R.A. (2018). Responsible Generative Theorizing. In: Responsible Research Practice. Springer, Cham. https://doi.org/10.1007/978-3-319-74386-8_7

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