Skip to main content
  • 193 Accesses

Abstract

Like a “black box” the critical juncture holds in it the explanation for the relations between countries and the evolving positive or negative reciprocal cycle. There are four important variables to account for during the critical juncture including power symmetry, issue saliency, images, and prospect theory’s domain of operation. Each of these variables is thoroughly examined and a framework combing all four variables and their relevant measurements is presented in preparation for a qualitative analysis.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 59.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 59.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    One can make the argument that if all decision makers were rational and all had perfect information then we would only have positive TFT cycles. But because we have many negative cycles as well, there is a need to allow some “noise” and subjective elements into the analysis.

  2. 2.

    To be fair, it is not that neorealism ignores issues, but the different reasons for specific conflicts are not important for the large-picture structural explanation that enables those specifics to become immediate causes of a conflict. In other words, in a different system the outcome of those specifics might be different, that is, nonconflict as well.

  3. 3.

    Game theory models focus on the game and payoff structures while ignoring the motivation for engaging in conflict altogether. Decision-maker type models may look to organizational variables (Allison 1972), personal and psychological factors (Hermann and Hagan 1998), social and group factors (Janis 1972; Maoz 1990), or problems with cognition and communication (Brecher 1973; Jervis 1976; Bercovitch 1986; Berejekian 1997) but they also ignore the source of the dispute as an explanatory variable.

  4. 4.

    Proximity to the state should be conceptualized as distance from the core decision makers and access by international observers (i.e., capital city, geographic core versus periphery), as well as the geographical impact itself.

  5. 5.

    Expected utility theory argues that actors will try to maximize expected utility by weighting each outcome’s usefulness by the probability that that outcome will occur. Then an actor would choose the alternative with the highest expected utility (Levy and Levy 2002).

  6. 6.

    One caveat here is those narcissistic pathologies that are responsible for distorted view of the self and the other, such as demonizing the other and purifying the self are normal in international politics and are likely to result in distorted reference points (Moses 1990).

  7. 7.

    Prospect theory is about individual decision making. As such, prospect theory deals with individual preferences and not with group preferences and group decision-making. This is important for international relations because most decisions are made within a group setting or with the advice and consult of a number of individuals. It is then important to consider the relative weight of different group members, as the importance of military personnel, for example, increases whenever there is a military option on the table (Shafir 1992; Taliaferro 2004). Group dynamics and socio-psychological approaches to decision- making attempt to explain how a foreign policy decision is made taking into account the impact the group around the decision maker has on the result. The assumption underlying these approaches is that important decisions are made inside groups and especially in the small groups at the top of the hierarchy (Hart et al. 1997, p. 8). These groups can be formal or informal and are always ruled by certain dynamics. Some factors considered here include the leader’s management style (can be authoritative or collegial) (Boyer 2000), the rules that govern the group, the relative status of members inside the group, and “groupthink” (Janis 1982; Callaway and Esser 1984; Kameda and Sugimori 1993; Hart et al. 1997, pp. 132–133). The latter has been researched extensively and studies have shown that group members in many settings feel that their group is highly cohesive and complete and so they strive for unanimity (Janis 1982). Such an aspiration can in turn result in failure to assess all the risks associated with a specific choice, exclusion of information contrary to the group’s dominant position, and failure to survey and review additional options (Callaway and Esser 1984). The dynamics of groupthink can also result in the selective choice of group members to either choose members with no knowledge on the subject or members with similar opinions to avoid opposition (Hart et al. 1997, p. 126). For scholars, groupthink and other small group “side effects” complicate the analysis, as they make it harder to apply individual decision making and psychological theories when attempting to explain a situation. Prospect theory would lead us to believe that in international relations, leaders would take more risks to protect what they (and their country) already have (territory, reputation, domestic support, or otherwise) than to possess those things in the first place. But whenever suffering losses, leaders are likely to take higher risks (higher than what expected utility theory would predict) to restore what was lost instead of adjusting to the new reality and learning how to function under the new conditions. In addition, after winning new gains leaders are more likely to protect those gains as if they were always there (Levy 1997, p. 93). At the same time, group dynamics in decision making suggests that the combination of the decision-making group, even if only one individual makes the decision at the end, can be more or less risk-prone even though the attitude of each individual in the group is fixed (Shafir 1992). Put simply, the risk propensity of a group does not equal to the sum of risk propensities of the individual members in the group (Taliaferro 2004). Finally, a growing body of literature supports the applicability of prospect theory to group settings. With this possible weakness in mind, the analysis assumes that it is permissible to use prospect theory in foreign policy decision making when group dynamics might be operating.

  8. 8.

    An implicit assumption here is that the status quo was stable and nonviolent and so taking the risk and breaking the pattern of behavior amounts to belligerent behavior.

  9. 9.

    In the short term or as an added possibility, such cases (A losses and B gains) might end up with no cycle at all.

  10. 10.

    Such a scenario is especially true in democracies but can operate in all other cases where decision makers are open to hear opposing ideas.

References

  • Allison, Graham T. 1972. Essence of decision: Explaining the Cuban Missile Crisis. Boston, MA: Little Brown.

    Google Scholar 

  • Ben-Yehuda, Hemda. 2004. Territoriality and War in International Crises: Theory and Findings, 1918–2001. International Studies Review 6(4): 85–105.

    Article  Google Scholar 

  • Bercovitch, Jacob. 1986. International Mediation: A Study of the Incidence, Strategies, and Conditions of Successful Outcomes. Cooperation and Conflict 21: 155–168.

    Article  Google Scholar 

  • Bercovitch, J. 1996. Introduction: Thinking About Mediation. In Resolving International Conflicts: The Theory and Practice of Mediation, ed. J. Bercovitch, 1–10. Boulder, CO: Lynne Rienner Publishers.

    Google Scholar 

  • Bercovitch, Jacob, J., Theodore Anagnoson, and Donnette, L. Willie. 1991. Some Conceptual Issues and Empirical Trends in the Study of Successful Mediation in International Relations. Journal of Peace Research 28(1): 7–17.

    Article  Google Scholar 

  • Berejekian, Jeffrey. 1997. The Gains Debate: Framing State Choice. American Political Science Review 91(4): 789–805.

    Article  Google Scholar 

  • Blanton, Shannon Lindsey. 1996. Images in Conflict: The Case of Ronald Reagan and El Salvador. International Studies Quarterly 40(1): 23–44.

    Article  Google Scholar 

  • Blumstein, Daniel T., Scott Atran, Michael E. Scott Field, Dominic D. Hochberg, P. Johnson, Raphael Sagarin, Richard Sosis, and Bradley Thayer. 2012. The Peacock’s Tale: Lessons from Evolution for Effective Signaling in International Politics. Cliodynamics 3: 191–214.

    Google Scholar 

  • Boettcher, William A. 1995. Context, Methods, Numbers, and Words: Prospect Theory in International Relations. The Journal of Conflict Resolution 39(3): 561–583.

    Article  Google Scholar 

  • Boulding, K.E. 1959. National Images and International Systems. The Journal of Conflict Resolution 3(2): 120–131.

    Article  Google Scholar 

  • Boyer, Mark A. 2000. Issue Definition and Two-Level Games: An Application to the American Foreign Policy Process. Diplomacy and Statecraft 11(2): 185–212.

    Article  Google Scholar 

  • Brecher, Michael. 1973. Images, Process and Feedback in Foreign Policy: Israel’s Decision on German Reparations. American Political Science Review 67(1): 73–102.

    Article  Google Scholar 

  • Brecher, Michael. 1993. Crises in World Politics: Theory and Reality. Oxford, UK: Pergamon.

    Google Scholar 

  • Brecher, Michael, and Jonathan Wilkenfeld. 1997. A Study of Crisis. Ann Arbor: The University of Michigan Press.

    Book  Google Scholar 

  • Bremer, Stuart S. 1992. Dangerous Dyads: Conditions Affecting the Likelihood of Interstate War, 1816–1865. The Journal of Conflict Resolution 36(2) 309–341.

    Article  Google Scholar 

  • Bueno De Mesquita, Bruce, James Morrow, and Ethan Zorick. 1997. Capabilities, Perception, and Escalation. American Political Science Review 91: 15–27.

    Article  Google Scholar 

  • Bruce, Bueno de Mesquite, and Rose McDermott. 2004. Crossing No Man’s Land: Cooperation from the Trenches. Political Psychology 25(2): 271–287.

    Article  Google Scholar 

  • Callaway, Michael R., and James K. Esser. 1984. Groupthink: Effects of Cohesiveness and Problem-Solving Procedures on Group Decision Making. Social Behavior & Personality 12(2): 157–164.

    Article  Google Scholar 

  • Cottam, Martha L. 1992. The Carter Administration’s Policy Toward Nicaragua: Images, Goals, and Tactics. Political Science Quarterly 107(1): 123–146.

    Article  Google Scholar 

  • Diehl, Paul F. 1992. What Are They Fighting for? The Importance of Issues in International Conflict Research. Journal of Peace Research 29(3): 333–344.

    Article  Google Scholar 

  • Druckman, Daniel. 1994. Nationalism, Patriotism, and Group Loyalty: A Social Psychological Perspective. Mershon International Studies Review 38(1): 43–68.

    Article  Google Scholar 

  • Evangelista, Matthew. 1989. Issue-Area and Foreign Policy Revisited. International Organization 43(1): 147–171.

    Article  Google Scholar 

  • Farnham, Barbara. 1992. Roosevelt and the Munich Crisis: Insights from Prospect Theory. Political Psychology 13(2): 205–235.

    Article  Google Scholar 

  • Farnham, Barbara, ed. 1994. Introduction. In Avoiding Losses/Taking Risks. Ann Arbor, MI: University of Michigan Press.

    Google Scholar 

  • Geller, Daniel S. 1993. Power Differentials and War in Rival Dyads. International Studies Quarterly 37(2): 173–193.

    Article  Google Scholar 

  • Goertz, Gary, and Paul Diehl. 1990. Territorial Changes and Recurring Conflict. In Prisoners of War? Nation-States in the Modern Era, ed. Charles Gochman and Alan Sabrosky, 57–72. Lexington, MA: Lexington Books.

    Google Scholar 

  • Goertz, Gary, and Paul Diehl. 1992. Territorial Changes and International Conflict. London: Routledge.

    Book  Google Scholar 

  • Greig, Michael J. 2001. Moments of Opportunity: Recognizing Conditions of Ripeness for International Mediation Between Enduring Rivals. The Journal of Conflict Resolution 45(6): 691–718.

    Article  Google Scholar 

  • Greig, Michael J. 2005. Stepping into the Fray: When Do Mediators Mediate? American Journal of Political Science 49(2): 249–266.

    Article  Google Scholar 

  • Hart, Paul, Eric K. Stern, and Bengt Sundelius. 1997. Beyond Groupthink: Political Group Dynamics and Foreign Policy-Making. Ann Arbor: University of Michigan Press.

    Book  Google Scholar 

  • Hensel, Paul R. 1994. One Thing Leads to Another: Recurrent Militarized Disputes in Latin America, 1816–1986. Journal of Peace Research 31(3): 281–297.

    Article  Google Scholar 

  • Hensel, Paul R. 2001. Contentious Issues and World Politics: The Management of Territorial Claims in the Americas, 1816–1992. International Studies Quarterly 45(1): 81–109.

    Article  Google Scholar 

  • Hensel, Paul R., and Paul F. Diehl. 1994. It Takes Two to Tango: Nonmilitarized Response in Interstate Disputes. Journal of Conflict Resolution 38(3): 479–506.

    Article  Google Scholar 

  • Hensel Paul, R., and Sara McLaughlin Mitchell. 2005. Issue Indivisibility and Territorial Claims. GeoJournal, 64(4):  275–285.

    Article  Google Scholar 

  • Hensel, Paul R., Sara McLaughlin Mitchell, Thomas E Sowers, and Clayton L. Thyne. 2008. Bones of Contention: Comparing Territorial, Maritime, and River Issues. Journal of Conflict Resolution 52(1): 117–143.

    Article  Google Scholar 

  • Heo, Uk, Eben Christensen, and Tatyana Karaman. 2003. Power Parity, Alliance, Differential Growth and Great Power Wars: An Empirical Analysis. Armed Forces and Society 29(3): 449–460.

    Article  Google Scholar 

  • Herrmann, Richard K. 1985. Analyzing Soviet Images of the United States: A Psychological Theory and Empirical Study. The Journal of Conflict Resolution 29(4): 665–697.

    Article  Google Scholar 

  • Herrmann, Richard. 1986. The Power of Perceptions in Foreign-Policy Decision Making: Do Views of the Soviet Union Determine the Policy Choices of American Leaders?. American Journal of Political Science 30(4): 841–875.

    Article  Google Scholar 

  • Hermann, Margaret G., and Joe D. Hagan. 1998. International Decision Making: Leadership Matters. Foreign Policy 110: 124–137.

    Article  Google Scholar 

  • Hermann, Margaret G., and Charles W. Kegley Jr. 1995. Rethinking Democracy and International Peace: Perspectives from Political Psychology. International Studies Quarterly 39(4): 511–533.

    Article  Google Scholar 

  • Herrmann, Richard K., James F. Voss, Tonya Y.E. Schooler, and Joseph Ciarrochi. 1997. Images of International Relations: An Experimental Test of Cognitive Schemata. International Studies Quarterly 41(3): 403–433.

    Article  Google Scholar 

  • Holsti, Kalevi J. 1991. Peace and War: Armed Conflicts and International Order, 1648–1989. Cambridge, UK: Cambridge University Press.

    Book  Google Scholar 

  • Hopmann, P. Terrence. 1996. The Negotiation Process and the Resolution of International Conflicts. Columbia, SC: University of South Carolina Press.

    Google Scholar 

  • Huth, Paul K. 1996. Standing Your Own Ground: Territorial Disputes and International Conflict. Ann Arbor: University of Michigan Press.

    Google Scholar 

  • Janis, Irvine L. 1972. Victims of Groupthink: A Psychological Study of Foreign Policy Decisions and Fiascoes. Boston: Houghton Miffin.

    Google Scholar 

  • Janis, Irving Lester. 1982. Groupthink: Psychological Studies of Policy Decisions and Fiascos. Boston: Houghton Miffin.

    Google Scholar 

  • Jervis, Robert. 1968. Hypotheses on Misperception. World Politics 20(3): 454–479.

    Article  Google Scholar 

  • Jervis, Robert. 1976. Perception and Misperception in International Politics. New York: W.W. Norton.

    Google Scholar 

  • Jervis, Robert. 2004. The Implications of Prospect Theory for Human Nature and Values. Political Psychology 25(2): 163–176.

    Article  Google Scholar 

  • Kahnman, Daniel, and Amos Tversky. 1979. Prospect Theory: An Analysis of Decision Under Risk. Econometrica 47(2): 263.

    Article  Google Scholar 

  • Kameda, Tatsuya, and Shinkichi Sugimori. 1993. Psychological Entrapment in Group Decision Making: An Assigned Decision Rule and a Groupthink Phenomenon. Journal of Personality & Social Psychology 65(2): 282–292.

    Article  Google Scholar 

  • Keohane, Robert O. 1986. Reciprocity in International Relations. International Organization 40(1): 1–27.

    Article  Google Scholar 

  • Kocs, S. 1995. Territorial Disputes and Interstate War, 1945–1987. Journal of Politics 57, 159–175.

    Article  Google Scholar 

  • Kowert, Paul A., and Margaret G. Hermann. 1997. Who Takes Risks? Daring and Caution in Foreign Policy Making. The Journal of Conflict Resolution 41(5): 611–637.

    Article  Google Scholar 

  • Kugler, Jacek, and Douglas Lemke. 1996. Parity and War: Evaluations and Extensions of ”The War Ledger”. Ann Arbor, MI: University of Michigan Press.

    Book  Google Scholar 

  • Larson, D.W. 1988. The Psychology of Reciprocity in International Relations. Negotiation Journal 4(3): 281–301.

    Article  Google Scholar 

  • Levy, Jack S. 1997. Prospect Theory, Rational Choice, and International Relations. International Studies Quarterly 41(1): 87–112.

    Article  Google Scholar 

  • Levy, Moshe, and Haim Levy. 2002. Prospect Theory: Much Ado About Nothing? Management Science 48(10): 1334–1349.

    Article  Google Scholar 

  • Lobell, Steven E. 2006. The International Realm, Framing Effects, and Security Strategies: Britain in Peace and War. International Interactions 32(1): 27–48.

    Article  Google Scholar 

  • Mansbach, Richard W., and John A. Vasquez. 1981. The Effects of Actor and Issue Classifications on the Analysis of Global Conflict-Cooperation. The Journal of Politics 43(3): 861–874.

    Article  Google Scholar 

  • Maoz, Zeev. 1990. Framing the National Interest: The Manipulation of Foreign Policy Decisions in Group Settings. World Politics 43(1): 77–110.

    Article  Google Scholar 

  • Mastanduno, Michael. 1992. Economic containment: CoCom and the politics of East-West trade. Ithaca, NY: Cornell University Press.

    Google Scholar 

  • McDermott, Rose. 1992. Prospect Theory in International Relations: The Iranian Hostage Rescue Mission. Political Psychology 13(2): 237–263.

    Article  Google Scholar 

  • McDermott, Rose. 1998. Risk-Taking in International Politics. Ann Arbor: University of Michigan Press.

    Book  Google Scholar 

  • McDermott, Rose. 2004a. Political Psychology in International Relations. Ann Arbor: University of Michigan Press.

    Book  Google Scholar 

  • McDermott, Rose. 2004b. Prospect Theory in Political Science: Gains and Losses from the First Decade. Political Psychology 25(2): 289–312.

    Article  Google Scholar 

  • Mckeown, Timothy J. 1992. Decision Processes and the Co-operation in Foreign Policy. International Journal 47(2): 402–419.

    Article  Google Scholar 

  • Mercer, Jonathan. 2005. Rationality and Psychology in International Politics. International Organization 59(1): 77–106.

    Article  Google Scholar 

  • Mitchell, Sara McLaughlin, and Paul Hensel. 2011. Issues and Conflict. In War: An Introduction to Theories and Research on Collective Violence, ed. Tor Georg Jakobsen. Hauppauge, NY: Nova Science Publishers, Inc. 275–295.

    Google Scholar 

  • Modelski, George. 1988. Long Cycles in World Politics. London: Macmillan.

    Google Scholar 

  • Morgenthau, Hans. 1948. Politics Among Nations. New York: Knopf.

    Google Scholar 

  • Moses, Raphael. 1990. Self, Self-view, and Identity. In The Psychodynamics of International Relationships, ed. D. Vamik Volkan, Demetrios A Julius, and Joseph V. Montville. Lexington, MA: Lexington Books. 47–55.

    Google Scholar 

  • Neale, Margaret A., and Max H. Bazerman. 1985. Perspectives for Understanding Negotiation: Viewing Negotiation as a Judgmental Process. Journal of Conflict Resolution 29(1): 33–55.

    Article  Google Scholar 

  • Organski, A.F.K. 1968. World Politics. New York: Knopf.

    Google Scholar 

  • Organski, A.F.K., and Jacek Kugler. 1980. The War Ledger. Chicago: University of Chicago Press.

    Google Scholar 

  • Quinn, David, Jonathan Wilkenfeld, Kathleen Smarick, and Victor Asal. 2006. Power Play: Mediation in Symmetric and Asymmetric International Crises. International Interactions 32(4), 441–470.

    Article  Google Scholar 

  • Randle, Robert. 1987. Issues in the History of International Relations. New York, NY: Praeger.

    Google Scholar 

  • Rathbun, Brian C. 2011. From Vicious to Virtuous Circle: Moralistic Trust, Diffuse Reciprocity, and the American Security Commitment to Europe. European Journal of International Relations 18(2): 323–344.

    Article  Google Scholar 

  • Reed, William. 2003. Information, Power, and War. American Political Science Review 97(4): 633–641.

    Article  Google Scholar 

  • Richardson, Louise. 1992. Avoiding and Incurring Losses: Decision-Making in the Suez Crisis. International Journal 47(2): 370–401.

    Article  Google Scholar 

  • Rosenau, James N. 1966. Pre-Theories and Theories of Foreign Policy. In Approaches to Comparative and International Politics, ed. R.B. Farrell. Evanston, IL: Northwestern University Press. 27–92.

    Google Scholar 

  • Shafir, Eldar. 1992. Prospect Theory and Political Analysis: A Psychological Perspective. Political Psychology 13(2): 311–322.

    Article  Google Scholar 

  • Starkey, Brigid, Mark A. Boyer, and Jonathan Wilkenfeld. 2005. International Negotiation in a Complex World. Plymouth: Rowman & Littlefield Publishers.

    Google Scholar 

  • Stein, J.G. 1992. International Cooperation and Loss Avoidance: Framing the Problem. International Journal 47: 202–234.

    Article  Google Scholar 

  • Taliaferro, Jeffrey W. 2004. Power Politics and the Balance of Risk: Hypotheses on Great Power Intervention in the Periphery. Political Psychology 25(2): 177–211.

    Article  Google Scholar 

  • Terrence, Hopmann, P. 1996. The Negotiation Process and the Resolution of International Conflicts. Columbia, SC: University of South Carolina Press.

    Google Scholar 

  • Van Evera, Stephen. 1999. Causes of War. Ithaca and London: Cornell University Press.

    Google Scholar 

  • Vasquez, John. 1983. The Tangibility of Issues and Global Conflict: A Test of Rosenau’s Issue Area Typology. Journal of Peace Research 20(2): 179–192.

    Article  Google Scholar 

  • Vasquez, John A. 1993. The War Puzzle. Cambridge, UK: Cambridge University Press.

    Book  Google Scholar 

  • Volkan, Vamik D. 1985. The Need to Have Enemies and Allies: A Developmental Approach. Political Psychology 6(2): 219–247.

    Article  Google Scholar 

  • Waltz, Kenneth N. 1979. Theory of International Politics. Reading, MA: Addison-Wesley Pub. Co.

    Google Scholar 

  • Wilkenfeld, Jonathan, Michael Brecher, Stephen R. Hill. 1989. Threat and Violence in State Behavior. In Crisis, Conflict and Instability, ed. Michael Brecher and Jonathan Wilkenfeld, 177–193. New York: Pergamon Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

Copyright information

© 2017 The Author(s)

About this chapter

Cite this chapter

Niv-Solomon, A. (2017). Inside the Critical Juncture. In: Cooperation and Protracted Conflict in International Affairs . Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-45805-2_2

Download citation

Publish with us

Policies and ethics