Skip to main content

Academic Entrepreneurialism and Changing Governance in Universities. Evidence from Empirical Studies

  • Chapter
  • First Online:
Multi-Level Governance in Universities

Part of the book series: Higher Education Dynamics ((HEDY,volume 47))

Abstract

Entrepreneurial universities are increasingly important points of reference for international and European-level policy discussions on reforming higher education systems, and especially on a shift in its financing towards more self-reliance and its secure sustainable development in competitive environments. The chapter analyzes academic entrepreneurialism as emerging from recent European comparative (theoretical and empirical) studies. It outlines the theoretical (and ideological) “modernization agenda” of European universities promoted by the European Commission. Case studies of selected European institutions show that the modernization processes in question (and their emphasis on academic entrepreneurialism widely understood) have already been in progress in numerous institutions in different systems across Europe. The case studies also stress the pivotal role of changing governance at most entrepreneurially-oriented European universities.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 119.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 159.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 159.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    As Williams (2009: 9) summarized his conclusions from EUEREK-studied institutions in seven countries: “any organization with an assured income at a level that is adequate in relations to its needs and aspirations has little motivation to undertake risky innovations. … Financial stringency and financial opportunities have been the main drivers of entrepreneurial activity in the case study institutions”.

  2. 2.

    References to the case studies in this paper will have the following format: EUEREK case studies: the name of the institution, the country, page number

  3. 3.

    Institutions are able to attract and keep their staff for a variety of reasons, not only mercantile ones (the same arguments hold for technology transfer activities in universities, see a study by Lam (2011) on three types of motivations of academic scientists to engage in research commercialization: “gold”, “ribbon”, and “puzzle”). As Florida and Cohen (1999: 606) noted along similar lines, “smart people do not necessarily respond to monetary incentives alone; they want to be around other smart people”.

  4. 4.

    Another, more fundamental, issue related to income generation was raised two decades ago (Williams 1992: 46–47): “dilemmas occur when staff are employed specifically for income generation as, for example, employees of academic companies. … If contract work is treated as being equivalent to the more traditional academic work this implies a recognition that the university as it has developed over the past century at least has irrevocably changed”. And this is the point made by such different authors as Slaughter and Leslie 1997; Slaughter and Rhoades 2004; Marginson and Considine 2000; Marginson 2000, or, today almost historically, Newson and Buchbinder 1988.

  5. 5.

    The EUEREK case studies included 27 universities from 7 European countries (Spain, the United Kingdom, Finland, Sweden Poland, Moldova, and Russia) and they were prepared within the project “European Universities for Entrepreneurship – Their Role in the Europe of Knowledge” (2004–2007), coordinated by the Institute of Education, University of London (Michael Shattock, Gareth Williams, and Paul Temple). The 27 case study institutions were the following: Helsinki School of Economics, University of Lapland, and University of Tampere in Finland; Balti State University, Academy of Economic Studies of Moldova, Moldova State University and Trade Cooperative University of Moldova in Moldova; Adam Mickiewicz University in Poznan, Academy of Hotel Management and Catering Industry in Poznan, and Poznan University of Economics in Poland; Baikal Institute of Business and International Management of Irkutsk University, Higher School of Economics, Moscow, and Institute of Programming Systems of the Russian Academy of Sciences, University of Pereslavl in Russia; Cardenal Herrera University, Miguel Hernandez University, Technical University of Valencia, University of Alicante, University Jaume I of Castellon, and University of Valencia in Spain; Lund University, Jönköping University, Umea University, and Royal Institute of Technology in Sweden; London School of Hygiene and Tropical Medicine, University of Buckingham, University of Nottingham, and University of Plymouth in the United Kingdom. The authors of case studies were: Jenni Koivula for Finland, Petru Gaugash and Stefan Tiron for Moldova, Marek Kwiek for Poland, Stefan Filonovich for Russia, the Valencia CEGES team led by José-Ginés Mora for Spain, Bruce H. Lambert, Aljona Sandgren, and Gorel Stromquist for Sweden, and Gareth Williams, Michael Shattock, Rosa Becker and Paul Temple for the United Kingdom. I would like to express his gratitude to the whole international EUEREK research team; the responsibility for all limitations and mistakes of this paper rests entirely with him. This paper draws from Chapter 5 of my book Knowledge Production in European Universities. States, Markets, and Academic Entrepreneurialism (Frankfurt am Main and New York: Peter Lang, 2013).

References

  • Aghion, P., Dewatripont, M., Hoxby, C., Mas-Colell, A., & Sapir, A. (2008). Higher aspirations: An agenda for reforming European universities. Brussels: Bruegel.

    Google Scholar 

  • Alexander, F. K., & Ehrenberg, R. G. (Eds.). (2003). Maximizing revenue in higher education. New directions for institutional research. San Francisco: A Wiley Periodicals.

    Google Scholar 

  • Alvarez, S. A., Agarwal, R., & Sorenson, O. (Eds.). (2005). Handbook of entrepreneurship research. Interdisciplinary perspectives. Dordrecht: Springer.

    Google Scholar 

  • Arnold, E., Deuten, J., & Zaman, R. (2006). Four case studies in university modernisation: KU Leuven, Twente, Manchester and Loughborough. Enschede: Technopolis.

    Google Scholar 

  • Audretsch, D. B. (2007). The entrepreneurial society. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Braunerhjelm, P. (2007). Academic entrepreneurship: Social norms, university culture and policies. Science and Public Policy, 34(9), 619–631.

    Article  Google Scholar 

  • Breneman, D. W., Pusser, B., & Turner, S. E. (Eds.). (2006). Earnings from learning. The rise of for-profit universities. Albany: SUNY Press.

    Google Scholar 

  • Brunsson, N., & Sahlin-Andersson, K. (2000). Constructing organizations: The example of public sector reform. Organization Studies, 21(4), 721–746.

    Article  Google Scholar 

  • Clark, B. R. (1998). Creating entrepreneurial universities. Organizational pathways of transformation. New York: Pergamon Press.

    Google Scholar 

  • Clark, B. R. (2003). Sustaining change in universities: Continuities in case studies and concepts. Tertiary Education and Management, 9(2), 99–116.

    Article  Google Scholar 

  • Clark, B. R. (2004). Sustaining change in universities. Continuities in case studies and concepts. Maidenhead: Open University Press.

    Google Scholar 

  • EC. European Commission. (2005). Mobilising the brainpower of Europe: Enabling universities to make their full contribution to the Lisbon strategy (p. 152). Brussels: European Commission. COM.

    Google Scholar 

  • EC. European Commission. (2006). Delivering on the modernization agenda for universities: Education, research and innovation (p. 208). Brussels: European Commission. COM.

    Google Scholar 

  • Etzkowitz, H. (2001). The entrepreneurial university and the emergence of democratic corporatism. In H. Etzkowitz & L. Leydesdorff (Eds.), Universities and global knowledge economy: A triple helix of university-industry-government (pp. 141–152). London/New York: Continuum.

    Google Scholar 

  • Etzkowitz, H. (2002). MIT and the rise of entrepreneurial science. Studies in global competition series. London/New York: Routledge.

    Book  Google Scholar 

  • Etzkowitz, H. (2008). The triple helix: University-industry-government innovation in action. London/New York: Routledge.

    Book  Google Scholar 

  • Etzkowitz, H., Ranga, M., Benner, M., Guaranys, L., Maculan, A. M., & Kneller, R. (2008). Pathways to the entrepreneurial university: Towards a global convergence. Science and Public Policy, 35(9), 681–695.

    Article  Google Scholar 

  • Fayolle, A., & Redford, D. T. (Eds.). (2014). Handbook on the entrepreneurial university. Cheltenham: Edward Elgar.

    Google Scholar 

  • Florida, R., & Cohen, W. M. (1999). Engine or infrastructure? The university role in economic development. In L. M. Branscomb, F. Kodama, & R. Florida (Eds.), Industrializing knowledge: University–industry linkages in Japan and the United States (pp. 589–610). Cambridge, MA: MIT Press.

    Google Scholar 

  • Geiger, R. L., & Sá, C. M. (2008). Tapping the riches of science. Universities and the promise of economic growth. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Geuna, A., & Martin, B. R. (2003). University research evaluation and funding: An international comparison. Minerva, 41(4), 277–304.

    Article  Google Scholar 

  • Gibb, A. A., & Haskins, G. (2014). The university of the future: An entrepreneurial stakeholder learning institution? In A. Fayolle & D. T. Redford (Eds.), Handbook on the entrepreneurial university (pp. 25–63). Cheltenham: Edward Elgar.

    Google Scholar 

  • Gordon, G., & Whitchurch, C. (Eds.). (2010). Academic and professional identities in higher education: The challenges of a diversifying workforce. New York: Routledge.

    Google Scholar 

  • Gornitzka, Å., & Maassen, P. (2011). University governance reforms, global scripts and the ‘nordic model’. Accounting for policy change? In J. Schmid, K. Amos, J. Schrader, & A. Thiel (Eds.), Welten der Bildung? Vergleichende Analysen von Bildungspolitik und Bildungssystemen (pp. 149–177). Baden-Baden: Nomos Verlagsgesellschaft.

    Chapter  Google Scholar 

  • Guston, D. H. (2000). Between politics and science: Assuring the integrity and productivity of research. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • HEInnovate (2014). The Entrepreneurial Higher Education Institution. A Review of the Concept and Its Relevance Today. Brussels: European Commission (mimeo).

    Google Scholar 

  • Jarzabkowski, P. (2002). Centralised or decentralised? Strategic implications of resource allocation models. Higher Education Quarterly, 56(1), 5–32.

    Article  Google Scholar 

  • Johnstone, D. B. (2006). Financing higher education. Cost-sharing in international perspective. Boston: CIHE.

    Google Scholar 

  • Johnstone, D. B., & Marcucci, P. (2010). Financing higher education worldwide. Who pays? Who should pay? Baltimore: The Johns Hopkins University Press.

    Google Scholar 

  • Kinser, K., & Levy, D. C. (2006). For-profit higher education: U.S. tendencies, international echoes. In J. J. F. Forest & P. G. Altbach (Eds.), International handbook of higher education (pp. 107–119). Dordrecht: Springer.

    Chapter  Google Scholar 

  • Krücken, G., & Meier, F. (2006). Turning the university into an organizational actor. In G. S. Drori, J. W. Meyer, & H. Hwang (Eds.), Globalization and organization. World society and organizational change (pp. 241–257). Oxford: Oxford University Press.

    Google Scholar 

  • Kwiek, M. (2006). The university and the state. A study into global transformations. Frankfurt a. Main/New York: Peter Lang.

    Google Scholar 

  • Kwiek, M. (2008a). Accessibility and equity, market forces and entrepreneurship: Developments in higher education in central and eastern Europe. Higher Education Management and Policy, 20(1), 89–110.

    Article  Google Scholar 

  • Kwiek, M. (2008b). Academic entrepreneurship vs. changing governance and institutional management structures at European universities. Policy Futures in Education, 6(6), 757–770.

    Article  Google Scholar 

  • Kwiek, M. (2009a). Entrepreneurialism and private higher education in Europe. In M. Shattock (Ed.), Entrepreneurialism in universities and the knowledge economy. Diversification and organisational change in European higher education (pp. 100–120). Maidenhead/New York: Open University Press.

    Google Scholar 

  • Kwiek, M. (2009b). Globalisation: Re-reading its impact on the nation-state, the university, and educational policies in Europe. In M. Simons, M. Olssen, & M. E. Peters (Eds.), Re-reading education policies. A handbook studying the policy agenda of the 21st century (pp. 195–215). Rotterdam: Sense.

    Google Scholar 

  • Kwiek, M. (2009c). The changing attractiveness of European higher education: Current developments, future challenges, and major policy issues. In B. Kehm, J. Huisman, & B. Stensaker (Eds.), The European higher education area: Perspectives on a moving target (pp. 107–124). Rotterdam: Sense.

    Google Scholar 

  • Kwiek, M. (2012). The growing complexity of the academic enterprise in Europe: A panoramic view. European Journal of Higher Education, 2(2–3), 112–131.

    Article  Google Scholar 

  • Kwiek, M. (2013). Knowledge production in European universities. States, markets, and academic entrepreneurialism. Frankfurt/New York: Peter Lang.

    Google Scholar 

  • Kwiek, M. (2015a). The internationalization of research in Europe. A quantitative study of 11 national systems from a micro-level perspective. Journal of Studies in International Education, 19(1), 341–359.

    Article  Google Scholar 

  • Kwiek, M. (2015b). Inequality in academic knowledge production. The role of research top performers across Europe. In E. Reale & E. Primeri (Eds.), Universities in transition. Shifting institutional and organizational boundaries (pp. 203–230). Rotterdam: Sense.

    Chapter  Google Scholar 

  • Kwiek, M. (2015c). The European research elite: A cross-national study of highly productive academics in 11 countries. Higher Education, 70(online first), 1–19.

    Google Scholar 

  • Lam, A. (2011). What motivates academic scientists to engage in research commercialization: ‘Gold, ‘ribbon’ or ‘puzzle’? Research Policy, 40(10), 1354–1368.

    Article  Google Scholar 

  • Lundström, A., & Stevenson, L. A. (2005). Entrepreneurship policy: Theory and practice. Dordrecht: Kluwer.

    Google Scholar 

  • Maassen, P., & Olsen, J. P. (Eds.). (2007). University dynamics and European integration. Dordrecht: Springer.

    Google Scholar 

  • Mainardes, E. W., Raposo, M., & Alves, H. (2014). Universities need a market orientation to attract non-traditional stakeholders as new financing sources. Public Organization Review, 14(2), 159–171.

    Article  Google Scholar 

  • Marginson, S. (2000). Monash: Remaking the university. St Leonards: Allen & Unwin.

    Google Scholar 

  • Marginson, S., & Considine, M. (2000). The enterprise university. Power, governance and reinvention in Australia. Cambridge: Cambridge University Press.

    Google Scholar 

  • Martin, B. R., & Etzkowitz, H. (2000). The origin and evolution of the university system. SPRU Electronic Working Paper Series. No. 59. December.

    Google Scholar 

  • Mazza, C., Quattrone, P., & Riccaboni, A. (Eds.). (2008). European universities in transition: Issues, models and cases. Cheltenham: Edward Elgar Publishing Limited.

    Google Scholar 

  • Middlehurst, R. (2004). Changing internal governance: A discussion of leadership roles and management structures in UK universities. Higher Education Quarterly, 58(4), 258–279.

    Article  Google Scholar 

  • Mora, J.-G., & Vieira, M.-J. (2009). Governance, organizational change, and entrepreneurialism: Is there a connection? In M. Shattock (Ed.), Entrepreneurialism in universities and the knowledge economy: Diversification and organizational change in European higher education (pp. 74–99). Berkshire: SRHE & Open University Press.

    Google Scholar 

  • Mora, J.-G., Vieira, M.-J., & Detmer, A. (2012). Managing university-enterprise partnerships. In P. Temple (Ed.), Universities in the knowledge economy: Higher education organisation and global change (pp. 63–81). London/New York: Routledge.

    Google Scholar 

  • Newson, J., & Buchbinder, H. (1998). The university means business. Toronto: Garamond Press.

    Google Scholar 

  • Newson, J., & Currie, J. (Eds.). (1998). Globalization and the university. Los Angeles: Sage.

    Google Scholar 

  • OECD. (1998). Fostering entrepreneurship. The OECD jobs strategy. Paris: OECD.

    Google Scholar 

  • OECD. (2014). Education at a glance. OECD indicators. Paris: OECD.

    Google Scholar 

  • Paradeise, C., Reale, E., Bleiklie, I., & Ferlie, E. (Eds.). (2009). University governance. Western European comparative perspectives. Dordrecht: Springer.

    Google Scholar 

  • Pinheiro, R., & Stensaker, B. (2014). Designing the entrepreneurial university: The interpretation of a global idea. Public Organization Review, 14(4), 497–516.

    Article  Google Scholar 

  • Powell, J., & Hendricks, J. (Eds.). (2009). The welfare state in post-industrial society. A global perspective. Dordrecht: Springer.

    Google Scholar 

  • Salter, A. J., & Martin, B. R. (2001). The economic benefits of publicly funded basic research: A critical review. Research Policy, 30(3), 509–532.

    Article  Google Scholar 

  • Shane, S. (2004). Academic entrepreneurship. University spinoffs and wealth creation. Cheltenham: Edward Elgar.

    Google Scholar 

  • Shane, S. (2005). A general theory of entrepreneurship: The individual-opportunity nexus. New horizons in entrepreneurship. Cheltenham: Edward Elgar Publishing.

    Google Scholar 

  • Sharma, R. (2004). Performance-based funding in the entrepreneurial North American and Australian universities. Journal of Higher Education Policy and Management, 26(1), 109–118.

    Article  Google Scholar 

  • Shattock, M. (2000). Strategic management in European universities in an age of increasing institutional self-reliance. Tertiary Education and Management, 6(2), 93–104.

    Article  Google Scholar 

  • Shattock, M. (2003). Managing successful universities. Buckingham: SRHE and Open University Press.

    Google Scholar 

  • Shattock, M. (2004). Generating non-state income in European universities. In M. Shattock (Ed.), Entrepreneurialism and the transformation of Russian universities (pp. 221–235). Paris: UNESCO IIEP.

    Google Scholar 

  • Shattock, M. (2006). Managing good governance in higher education. Maidenhead: Open University Press.

    Google Scholar 

  • Shattock, M. (2009a). Entrepreneurialism in universities and the knowledge economy. Diversification and organizational change in European higher education. Maidenhead: Open University Press and SRHE.

    Google Scholar 

  • Shattock, M. (2009b). Entrepreneurialism and organizational change in higher education. In M. Shattock (Ed.), Entrepreneurialism in universities and the knowledge economy: Diversification and organizational change in European higher education (pp. 1–8). Berkshire: SRHE & Open University Press.

    Google Scholar 

  • Shattock, M. (2010). The entrepreneurial university: An idea for its time. London Review of Education, 8(3), 263–271.

    Article  Google Scholar 

  • Shattock, M., & Temple, P. (2006). Entrepreneurialism and the knowledge society: Some conclusions from cross-national studies. Paper presented at the EAIR Forum, Rome.

    Google Scholar 

  • Slaughter, S., & Leslie, L. L. (1997). Academic capitalism: Politics, policies, and the entrepreneurial university. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Slaughter, S., & Rhoades, G. (2004). Academic capitalism and the new economy. Markets, state, and higher education. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Sporn, B. (1999). Adaptive university structures. An analysis of adaptations to socioeconomic environments of US and European universities. London: Jessica Kingsley.

    Google Scholar 

  • Sporn, B. (2001). Building adaptive universities: Emerging organisational forms based on experiences of European and US universities. Tertiary Education and Management, 7(2), 121–134.

    Article  Google Scholar 

  • Tanzi, V. (2011). Government versus market: The changing economic role of the state. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Temple, P. (2009). Teaching and learning: An entrepreneurial perspective. In M. Shattock (Ed.), Entrepreneurialism in universities and the knowledge economy: Diversification and organizational change in European higher education (pp. 49–73). Berkshire: SRHE & Open University Press.

    Google Scholar 

  • Tierney, W. G. (Ed.). (1998). The responsive university. Restructuring for high performance. Baltimore: Johns Hopkins University Press.

    Google Scholar 

  • Whitchurch, C. (2010). The challenges of a diversifying workforce. In G. Gordon & C. Whitchurch (Eds.), Academic and professional identities in higher education: The challenges of a diversifying workforce (pp. 245–255). New York: Routledge.

    Google Scholar 

  • Whitley, R. (2010). Reconfiguring the public sciences. The impact of governance changes on authority and innovation in public science systems. In R. Whitley, J. Gläser, & L. Engwall (Eds.), Reconfiguring knowledge production. Changing authority relationships in the sciences and their consequences for intellectual innovation (pp. 3–50). Oxford: Oxford University Press.

    Chapter  Google Scholar 

  • Williams, G. (1992). Changing patterns of finance in higher education. Buckingham: Open University Press.

    Google Scholar 

  • Williams, G. (2003). An honest living or dumping down? In G. Williams (Ed.), The enterprising university: Reform, excellence and equity (pp. 3–19). Buckingham: SRHE & Open University Press.

    Google Scholar 

  • Williams, G. (2004a). The changing political economy of higher education. In M. Shattock (Ed.), Entrepreneurialism and the transformation of Russian universities (pp. 76–93). Paris: UNESCO IIEP.

    Google Scholar 

  • Williams, G. (Ed.). (2004b). The enterprising university. Reform, excellence and equity. London: Open University Press and SRHE.

    Google Scholar 

  • Williams, G. (2009). Finance and entrepreneurial activity in higher education in a knowledge society. In M. Shattock (Ed.), Entrepreneurialism in universities and the knowledge economy: Diversification and organizational change in European higher education (pp. 8–32). Berkshire: SRHE & Open University Press.

    Google Scholar 

  • Ziman, J. (1994). Prometheus bound. Science in a dynamic steady-state. Cambridge: Cambridge.

    Book  Google Scholar 

Download references

Acknowledgments

The author gratefully acknowledges the support of the National Research Council (NCN) through its MAESTRO grant DEC-2011/02/A/HS6/00183.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Marek Kwiek .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Kwiek, M. (2016). Academic Entrepreneurialism and Changing Governance in Universities. Evidence from Empirical Studies. In: Frost, J., Hattke, F., Reihlen, M. (eds) Multi-Level Governance in Universities. Higher Education Dynamics, vol 47. Springer, Cham. https://doi.org/10.1007/978-3-319-32678-8_3

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-32678-8_3

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-32676-4

  • Online ISBN: 978-3-319-32678-8

  • eBook Packages: EducationEducation (R0)

Publish with us

Policies and ethics