Skip to main content

Smart Grids: The Regulatory Challenges

  • Chapter
  • First Online:
Smart Grid Applications and Developments

Part of the book series: Green Energy and Technology ((GREEN))

Abstract

Smart grids present major potential benefits in terms of economic, environmental, and social considerations. The deployment of smart grids however requires not only technological advancement but also the ability to overcome many regulatory barriers. This chapter brings regulator perspectives—an area that is under-explored—into the field of smart grid studies. We examine why regulators should be concerned about smart grid developments, the nature of the regulatory challenges they may face, and what they can do to address these challenges. We have two major findings. Firstly, we demonstrate that smart grids present new challenges to regulators. Regulators are faced with three major challenges: utility disincentives, pricing inefficiencies, and cybersecurity and privacy. Market liberalisation, decoupling, dynamic pricing, and protocols and standards on cybersecurity are the major mechanisms that regulators can deploy to address these issues. Secondly, our international case studies of countries and cities provide an overview of a variety of actual regulatory initiatives in place. This overview shows how economies have pioneered a variety of regulatory approaches that tend to be more participatory to better respond to the more dynamic stakeholder landscape that is emerging.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Arentsen M, Künneke R (1996) Economic organization and liberalization of the electricity industry. Energy Policy 24(6):541–552

    Article  Google Scholar 

  2. Ashford N, Ayers C, Stone R (1985) Using regulation to change the market for innovation. Havard Environ Law Rev 9(2):419–466

    Google Scholar 

  3. Belyaev LS (2011) Electricity market reforms: economics and policy challenges. Springer, New York

    Google Scholar 

  4. Blarke MB, Jenkins BM (2013) SuperGrid or SmartGrid: competing strategies for large-scale integration of intermittent renewables? Energy Policy 58:381–390. doi:10.1016/j.enpol.2013.03.039

    Article  Google Scholar 

  5. Buchanan A (2008) Is RPI-X still fit for purpose after 20 years? Office of Gas & Electricity Markets, London. http://www.ofgem.gov.uk/Networks/rpix20/Factsheets/Documents1/AB%20Oct%20speech.pdf. Accessed 13 May 2013

  6. California Energy Commission (2010) ARRA Funded Energy Programs: investing in California’s Energy Future. California Energy Commission, Sacramento. http://www.energy.ca.gov/2010publications/CEC-180-2010-003/CEC-180-2010-003.PDF. Accessed May 15, 2013

  7. California State Legislature (2009) Electricity: smart grid systems. SB 17 (2009–2010 edn, vol SB 17). California State Legislature, USA

    Google Scholar 

  8. California State Legislature (2010) Public utilities: customer privacy: advanced metering infrastructure. SB 1476 (2009–2010 edn, vol SB 1476). California State Legislature, USA

    Google Scholar 

  9. California State Legislature (2011) Telecommunications: master-metering: data security. SB 674 (2011–2012 edn). California State Legislature, USA

    Google Scholar 

  10. Clastres C (2011) Smart grids: another step towards competition, energy security and climate change objectives. Energy Policy 39(9):5399–5408

    Article  Google Scholar 

  11. CĂłrdova-Novion C, Hanlon D (2003) Regulatory governance: improving the institutional basis for sectoral regulators. OECD J Budgeting 2(3):16. doi:10.1787/budget-v2-art16-en

    Article  Google Scholar 

  12. Cossent R, Gómez T, Frías P (2009) Towards a future with large penetration of distributed generation: is the current regulation of electricity distribution ready? Regulatory recommendations under a European perspective. Energy Policy 37(3):1145–1155. doi:10.1016/j.enpol.2008.11.011

    Article  Google Scholar 

  13. CPUC (2011) Decision granting in part and denying in part petitions for modification of decision 10-02-032. Decision 11-11-008. California Public Utilities Commission, San Francisco

    Google Scholar 

  14. CPUC (2012) 2010–2011 energy efficiency annual progress evaluation report. In: C. P. U. Commission (ed) California Public Utilities Commission, San Francisco

    Google Scholar 

  15. CPUC (2012) Cybersecurity and the evolving role of state regulation: how it impacts the California Public Utilities Commission. California Public Utilities Commission, San Francisco. http://www.cpuc.ca.gov/NR/rdonlyres/D77BA276-E88A-4C82-AFD2-FC3D3C76A9FC/0/TheEvolvingRoleofStateRegulationinCybersecurity9252012FINAL.pdf. Accessed 4 July 2013

  16. CPUC (2012) Decision adopting a dynamic pricing structure for residential and small commercial customers and denying the motion for approval of a settlement agreement. Decision 12-12-004. California Public Utilities Commission, San Francisco

    Google Scholar 

  17. CPUC (2012) Decision denying petition for modification of decision 10-02-032 and decision 11-11-008. Decision 12-08-005.California Public Utilities Commission, San Francisco

    Google Scholar 

  18. Cuijpers C, Koops B-J (2013) Smart metering and privacy in Europe: lessons from the Dutch case. In: Gutwirth S, Leenes R, de Hert P, Poullet Y (eds) European data protection: coming of age. Springer, Netherlands, pp 269–293

    Chapter  Google Scholar 

  19. Darby S (2006) The effectiveness of feedback on energy consumption: a review for DEFRA of the literature on metering, billing and direct displays. Environmental Change Institute, University of Oxford, Oxford. http://www.eci.ox.ac.uk/research/energy/downloads/smart-metering-report.pdf. Accessed 13 June 2013

  20. Devine-Wright P (2007) Energy citizenship: psychological aspects of evolution in sustainable energy technologies. In: Murphy J (ed) Governing technology for sustainability. Earthscan, London, pp 63–89

    Google Scholar 

  21. DEWHA, Australia (2009) Smart grid, smart city: a new direction for a new energy era. Department of the Environment, Water, Heritage and the Arts, Australia

    Google Scholar 

  22. Dixit S, Dubash N, Nakhooda S, Owen G (2008) Clean energy, good governance and regulation. In forum on clean energy, good governance and regulation, Singapore, March 16–18 2008: World Resources Institute, Prayas Energy Group, Renewable Energy & Energy Efficiency Partnership, Centre on Asia and Globalisation

    Google Scholar 

  23. DOE (2008) What the smart grid means to Americans. Department of Energy, Washington DC. http://energy.gov/sites/prod/files/oeprod/DocumentsandMedia/ConsumerAdvocates.pdf. Accessed 4 July 2013

  24. DOE (2012) Smart Grid Investment Grant Program–Progress Report July 2011. In U. S. Department of Energy (Ed). Department of Energy, Washington, DC

    Google Scholar 

  25. Dones R, Heck T, Bauer C, Hirschberg S, Bickel P, Preiss P, et al (2005) Externalities of energy: extension of accounting framework and policy applications (ExterE-Pol). European Commission, France. http://www.externe.info/externe_2006/expolwp6.pdf. Accessed 5 June 2013

  26. EIA (2011) Smart grid legislative and regulatory policies and case studies. U.S. Department of Energy, Washington, DC. http://www.eia.gov/analysis/studies/electricity/pdf/smartggrid.pdf. Accessed 4 July 2013

  27. Energy Advisory Committee (2003) Electricity market review: role of regulator. Energy Advisory Committee, Hong Kong. http://www.enb.gov.hk/en/resources_publications/policy_consultation/files/Reference11.pdf. Accessed 28 May 2013

  28. EPRI (2011) Estimating the costs and benefits of the smart grid: a preliminary estimate of the investment requirements and the resultant benefits of a fully functioning smart grid. Electric Power Research Institute, Palo Alto. http://www.epri.com/abstracts/Pages/ProductAbstract.aspx?ProductId=000000000001022519. Accessed 2 July 2013

  29. ESCSWG (2011) Roadmap to achieve energy delivery systems cybersecurity. Energy Sector Control Systems Working Group. http://energy.gov/sites/prod/files/Energy%20Delivery%20Systems%20Cybersecurity%20Roadmap_finalweb.pdf. Accessed 7 June 2013

  30. Eurelectric (2011) Regulation for smart grids. Eurelectric, Brussels. http://www.eurelectric.org/media/25920/eurelectric_report__on_reg_for_sg_final-2011-030-0131-01-e.pdf. Accessed 2 July 2013

  31. Office Executive (2011) A policy framework for the 21st century grid: enabling our secure energy future. Executive Office of the President of the United State, Washington DC

    Google Scholar 

  32. Faruqui A (2012) The ethics of dynamic pricing. In: Fereidoon PS (ed) Smart grid. Academic Press, Boston, pp 61–83 Chapter 3

    Chapter  Google Scholar 

  33. Faruqui A, Harris D, Hledik R (2010) Unlocking the 53 billion Euro savings from smart meters in the EU: how increasing the adoption of dynamic tariffs could make or break the EU’s smart grid investment. Energy Policy 38:6222–6231

    Article  Google Scholar 

  34. Faruqui A, Harris D, Hledik R (2010) Unlocking the €53 billion savings from smart meters in the EU: how increasing the adoption of dynamic tariffs could make or break the EU’s smart grid investment. Energy Policy 38(10):6222–6231. doi:10.1016/j.enpol.2010.06.010

    Article  Google Scholar 

  35. Faruqui A, Palmer J (2011) Dynamic pricing and its discontents. Regul Fall 34:16–22

    Google Scholar 

  36. Faruqui A, Palmer J (2012) The discovery of price responsiveness—A survey of experiments involving dynamic pricing of electricity. The Brattle Group, San Francisco. http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2020587. Accessed 23 May 2013

  37. Faruqui A, Sergici S, Palmer J (2010) The impact of dynamic pricing on low income customers. Institute for Electric Efficiency, Washington DC

    Google Scholar 

  38. Fischer C (2008) Feedback on household electricity consumption: a tool for saving energy? Energ Effi 1(1):79–104. doi:10.1007/s12053-008-9009-7

    Article  Google Scholar 

  39. GAO (2012) Cybersecurity: challenges in securing the electricity grid. U.S. Government Accountability Office, Washington DC. http://www.gao.gov/assets/600/592508.pdf. Accessed 8 July 2013

  40. Giordano V, Fulli G (2012) A business case for smart grid technologies: a systemic perspective. Energy Policy 40:252–259. doi:10.1016/j.enpol.2011.09.066

    Google Scholar 

  41. Giraud D (2004) The tempo tariff. In: EFFLOCOM workshop. EDF, Trondheim, 10 June 2004

    Google Scholar 

  42. Glachant J-M, Khalfallah H, Perez Y, Rious V, Saguan M (2012) Implementing incentive regulation and regulatory alignment with resource bounded regulators. European University Institute, Italy. http://cadmus.eui.eu/bitstream/handle/1814/22734/RSCAS%20_2012_31.pdf?sequence=1. Accessed 4 July 2013

  43. Grattieri W, Maggiore S (2012) Impact of a mandatory Time-of-Use tariff on the residential customers in Italy. In: Current issues in Demand Side Management, Espoo, Finland, 2012: RSE (Ricerca sul Sistema Eneretico S.p.A.)

    Google Scholar 

  44. Grijalva S, Tariq MU (2011). Prosumer-based smart grid architecture enables a flat, sustainable electricity industry. In: Innovative Smart Grid Technologies (ISGT), 2011 IEEE PES, 17–19 Jan 2011, 2011, pp 1–6. doi: 10.1109/isgt.2011.5759167

    Google Scholar 

  45. Hadre S (2009) Impact of the German regulatory framework on investment incentives. In: The 20th international conference and exhibition on Electricity Distribution—Part 2, 2009 (CIRED 2009), 8–11 June 2009, 2009, pp 1–9

    Google Scholar 

  46. Heins S, Sandersen J (2007) Decoupling: divorcing electricity sales from revenues creates win-win for utilities and customers. In: 2007 ACEEE summer study on energy efficiency in industry: “improving industrial competitiveness: adapting to volatile energy markets, globalization, and environmental constraints”. Orion Energy Systems, White Plains, NY, 24 July 2007

    Google Scholar 

  47. IBM (2007) Ontario Energy board smart price pilot—final report. IBM Global Business Services and eMeter Strategic Consulting, Ontario. http://www.ontarioenergyboard.ca/documents/cases/EB-2004-0205/smartpricepilot/OSPP%20Final%20Report%20-%20Final070726.pdf. Accessed 21 May 2013

  48. IEA (2001) Towards a sustainable energy future. OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264193581-en. Accessed 4 July 2013

  49. IEA (2011) Empowering customer choice in electricity markets. International Energy Agency, Paris. http://www.iea.org/publications/freepublications/publication/Empower.pdf

  50. IEA (2011) Smart grid-smart customer policy needs. International Energy Agency, Paris. https://www.iea.org/publications/freepublications/publication/sg_cust_pol.pdf. Accessed 4 July 2013

  51. IEA (2011) Technology roadmap: smart grids. International Energy Agency, Paris. http://www.iea.org/papers/2011/smartgrids_roadmap.pdf

  52. IEA (2012) Progress implementing the IEA 25 energy efficiency policy recommendations—2011 evaluation. International Energy Agency, Paris. http://www.iea.org/publications/insights/progress_implementing_25_ee_recommendations.pdf. Accessed June 13 2013

  53. IEA/OECD (2003) The power to choose: demand response in liberalised electricity markets. OECD/IEA, Paris

    Google Scholar 

  54. Institute for Electric Efficiency (2012) State electric efficiency regulatory frameworks. Institute for Electric Efficiency, Washington DC. http://www1.eere.energy.gov/buildings/betterbuildings/neighborhoods/pdfs/iee_state_reg_frame.pdf. Accessed 4 July 2013

  55. IPC (2012) Applying privacy by design best practices to SDG&E’s smart pricing program. Information and Privacy Commissioner, San Diego Gas & Electric Co., Ontario http://www.sdge.com/sites/default/files/documents/pbd-sdge_0.pdf. Accessed 4 July 2013

  56. Jamasb T, Pollitt M (2007) Incentive regulation of electricity distribution networks: lessons of experience from Britain. Energy Policy 35(12):6163–6187. doi:10.1016/j.enpol.2007.06.022

    Article  Google Scholar 

  57. John JS (2013) Report: US smart grid cybersecurity spending to reach $7.25B by 2020. Greentech Media. http://www.greentechmedia.com/articles/read/report-u.s.-smart-grid-cybersecurity-spending-to-reach-7.25b-by-2020. Accessed 4 July 2013

  58. JRC (2011) Smart Grid projects in Europe: lessons learned and current developments. European Commission Joint Research Centre and Institute for Energy, Netherlands. http://ses.jrc.ec.europa.eu/sites/ses/files/documents/smart_grid_projects_in_europe_lessons_learned_and_current_developments.pdf. Accessed 4 June 2013

  59. KEMA (2009) Mandatory hourly pricing report of consolidated edison company of New York, Inc. KEMA, Inc., Connecticut. http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 2 July 2013

  60. KEMA (2009) Orange and rockland utilities, Inc. Submits its mandatory hourly pricing report. KEMA, Inc., New York http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 2 July 2013

  61. KEMA (2009) Two year evaluation report of Niagara Mohawk Power Corp d/b/a National Grid. KEMA, Inc., Connecticut. http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 2 July 2013

  62. KEMA (2011) KEMA white paper: innovation in competitive electricity markets. KEMA, Inc., Massachusetts. http://www.competecoalition.com/files/KEMA%20Innovation%20in%20Electricity%20Markets%20White%20Paper.pdf. Accessed 2 July 2013

  63. KEMA (2012) Mandatory hourly pricing program evaluation (prepared for Consolidated Edison Company of New York, Inc.). KEMA, Inc., Connecticut. https://www.google.com.hk/url?sa=t&rct=j&q=&esrc=s&source=web&cd=1&cad=rja&ved=0CDMQFjAA&url=http%3A%2F%2Fdocuments.dps.ny.gov%2Fpublic%2FCommon%2FViewDoc.aspx%3FDocRefId%3D%257B1BB38D64-2382-4AF4-8A1D-46622C0A5585%257D&ei=zmFvUYW5F-SWiQeCloCQCA&usg=AFQjCNHHv06uLgQCZpq4MReL9Ub-2wsnwg&sig2=QB78lf0Zr73iiPPXLN03rg. Accessed 2 July 2013

    Google Scholar 

  64. King C, Strapp J (2012) Software infrastructure and the smart grid. In: Fereidoon PS (ed) Smart grid. Academic Press, Boston, pp 259–288 Chapter 11

    Chapter  Google Scholar 

  65. LBST, HINICIO, BarquĂ­n J (2012) Effect of smart metering on electricity prices. Policy Department Economic and Scientific Policy, European Parliament, Brussels. http://www.europarl.europa.eu/document/activities/cont/201202/20120223ATT39186/20120223ATT39186EN.pdf. Accessed May 2 2013

  66. Lo Schiavo L, Delfanti M, Fumagalli E, Olivieri V (2013) Changing the regulation for regulating the change: Innovation-driven regulatory developments for smart grids, smart metering and e-mobility in Italy. Energy Policy 57:506–517. doi:10.1016/j.enpol.2013.02.022

    Article  Google Scholar 

  67. Maeding S (2009) Investment incentives in the context of revenue cap regulation. In: 20th international conference and exhibition on electricity distribution—part 1, 2009 (CIRED 2009), 8–11 June 2009, pp 1–4

    Google Scholar 

  68. Mah DNY, van der Vleuten JM, Hills P, Tao J (2012) Consumer perceptions of smart grid development: results of a Hong Kong survey and policy implications. Energy Policy 49:204–216. doi:10.1016/j.enpol.2012.05.055

    Article  Google Scholar 

  69. Mah DN-Y, van der Vleuten JM, Ip JC-M, Hills PR (2012) Governing the transition of socio-technical systems: a case study of the development of smart grids in Korea. Energy Policy 45:133–141

    Article  Google Scholar 

  70. Markard J, Truffer B (2006) Innovation processes in large technical systems: market liberalization as a driver for radical change? Res Policy 35(5):609–625. doi:10.1016/j.respol.2006.02.008

    Article  Google Scholar 

  71. Mathews JA, Tan H (2013) The transformation of the electric power sector in China. Energy Policy 52:170–180. doi:10.1016/j.enpol.2012.10.010

    Article  Google Scholar 

  72. Meeus L, Saguan M (2010) Smart regulations for smart grids. European University Institute, Italy. http://cadmus.eui.eu/handle/1814/14043. Accessed 4 July 2013

  73. MĂĽller C (2011) New regulatory approaches towards investments: a revision of international experiences (IRIN working paper for working package: advancing incentive regulation with respect to smart grids). WIK GmbH, Bad Honnef. http://www.bremer-energie-institut.de/download/IRIN/pub/discussion/WIK-Diskus_353.pdf. Accessed 4 July 2013

  74. NAPEE (2007) Aligning utility incentives with investment in energy efficiency. National Action Plan for Energy Efficiency. http://www.epa.gov/cleanenergy/documents/suca/incentives.pdf. Accessed 4 July 2013

  75. NEA (2011) 12th five-year plan for energy technology (2011–2015). In: CNEA (ed) China National Energy Administration, Beijing

    Google Scholar 

  76. Newsham GR, Bowker BG (2010) The effect of utility time-varying pricing and load control strategies on residential summer peak electricity use: a review. Energy Policy 38(7):3289–3296. doi:10.1016/j.enpol.2010.01.027

    Article  Google Scholar 

  77. NIST (2011) SmartGrid Interoperability Panel (SGIP)—Cyber Security Working Group (CSWG). National Institute of Standards and Technology, Washington DC

    Google Scholar 

  78. NMPC (2009) Niagara Mohawk Power Corporation d/b/a national grid: two-year evaluation report on mandatory hourly pricing. Niagara Mohawk Power Corporation, New York. http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 2 July, 2013

  79. NSTC, Executive Office of the President (2011) A Policy framework for the 21st century grid: enabling our secure energy future. In: NSTC (ed) National Science and Technology Council, Washington DC

    Google Scholar 

  80. NYSEG (2009) New York State Electric and Gas Corp. Mandatory hourly pricing program report. New York State Electric & Gas Corporation, New York. http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 17 Apr 2013

  81. Ontario Energy Board (2008) Staff discussion paper: regulated price plan—Time-of-Use prices: design and price setting issues. In O. E. Board (ed) Ontario Energy Board, Ontario

    Google Scholar 

  82. Parag Y, Darby S (2009) Consumer-supplier-government triangular relations: rethinking the UK policy path for carbon emissions reduction from the UK residential sector. Energy Policy 37(10):3984–3992

    Article  Google Scholar 

  83. Pearson I (2011) Smart grid cyber security for Europe. Energy Policy 39(9):5211–5218. doi:10.1016/j.enpol.2011.05.043

    Article  Google Scholar 

  84. Pearson M (2005) The business of governing business in China: institutions and norms of the emerging regulatory state. World Polit 57(2):296–322

    Article  Google Scholar 

  85. PG&E (2011) Smart grid deployment plan: 2011–2020. Pacific Gas & Electric Co., San Francisco. http://www.pge.com/includes/docs/pdfs/shared/edusafety/electric/SmartGridDeploymentPlan2011_06-30-11.pdf. Accessed 4 July 2013

  86. Potter CW, Archambault A, Westrick K (2009) Building a smarter smart grid through better renewable energy information. In: Power systems conference and exposition, 2009. PSCE’09. IEEE/PES, 15–18 Mar 2009, pp 1–5. doi: 10.1109/psce.2009.4840110

    Google Scholar 

  87. PSC (2006) Proceeding on motion of the commission regarding expedited implementation of mandatory hourly pricing for commodity service, order denying petitions for rehearing and clarification in part and adopting mandatory hourly pricing requirements. In: PSC (ed) Case 03-E-0641 (vol Case 03-E-0641). Public Service Commission, New York

    Google Scholar 

  88. RAP (2011) Electricity regulation in the US: a guide. The Regulatory Assistance Project, Vermont. www.raponline.org/document/download/id/645. Accessed 4 Jul 2013

    Google Scholar 

  89. RAP (2012) Time-varying and dynamic rate design. Regulatory Assistance project. http://www.hks.harvard.edu/hepg/Papers/2012/RAP_FaruquiHledikPalmer_TimeVaryingDynamicRateDesign_2012_JUL_23.pdf. Accessed 5 Jun 2013

  90. RG&E (2009) Rochester Gas and Electric Corp. Two year mandatory hourly pricing summary report. Rochester Gas and Electric Corporation, New York. http://documents.dps.ny.gov/public/MatterManagement/CaseMaster.aspx?MatterCaseNo=03-E-0641. Accessed 17 Apr 2013

  91. Risser R (2006) Decoupling in California: more than two decades of broad support and success. In: Aligning regulatory incentives with demand-side resources. Pacific Gas and Electric Company, San Francisco, 2 Aug 2006

    Google Scholar 

  92. SCE (2011) Smart grid deployment plan. Rosemead: Southern California Edison Company. http://www.smartgrid.com/wp-content/uploads/2011/09/SG-Plan-SCE.pdf. Accessed 4 Jul 2013

  93. SCE (2012) Annual update—smart grid. Rosemead: Southern California Edison Co. http://www.cpuc.ca.gov/NR/rdonlyres/E11D9761-733C-4BD1-BC1B-4B52E1AF9FB1/0/R0812009SCESmartGridAnnualDeploymentPlanUpdate2012.pdf. Accessed 4 Jul 2013

  94. Sciortino M, Nowak S, Witte P, York D, Kushler M (2011) Energy efficiency resource standards: a progress report on state experience. American Council for an Energy-Efficiency Economy, Washington, DC. http://aceee.org/research-report/u112. Accessed 13 May 2013

  95. SDG&E (2011) Smart grid deployment plan: 2011–2020. San Diego Gas & Electric Co., San Diego. http://www.sdge.com/sites/default/files/documents/smartgriddeploymentplan.pdf. Accessed 4 July 2013

  96. SDG&E (2012) Smart grid deployment plan—2012 annual report. San Diego Gas & Electric Co., San Diego. http://www.sdge.com/sites/default/files/documents/1138900767/SDGE_Annual_Report_Smart_Grid_Deployment.pdf. Accessed 4 July 2013

  97. SEE Action (2012) A regulator’s privacy guide to third-party data access for energy efficiency. State and Local Energy Efficiency Action Network, Washington, DC. http://www1.eere.energy.gov/seeaction/pdfs/cib_regulator_privacy_guide.pdf. Accessed 2 May 2013

  98. Sioshansi FP (2012) Smart grid: integrating renewable, distributed & efficient energy. Elsevier/Academic Press, Amsterdam

    Google Scholar 

  99. Sorebo GN, Echols MC (2011) Smart grid security: an end-to-end view of security in the new electrical grid. Taylor & Francis, Florida

    Book  Google Scholar 

  100. Stern N (2006) Stern review: the economics of climate change. HM Treasury, London. http://www.hm-treasury.gov.uk/independent_reviews/stern_review_economics_climate_change/sternreview_index.cfm. Accessed 4 July 2013

  101. Stronzik M (2011) Incentive Regulation and the Return on Equity. WIK GmbH, Bad Honnef. http://www.wik.org/index.php?id=diskussionsbeitraegedetails&L=1&tx_ttnews%5Btt_news%5D=1335&tx_ttnews%5BbackPid%5D=93&cHash=ff0a74079c96bbde7e899a665c723f30. Accessed 5 July 2013

  102. Tabors R, Parker G, Caramanis M (2010) Development of the smart grid: missing elements in the policy process. In: IEEE 43rd Hawaii international conference on system sciences, Honolulu, Hawaii, 5–8 Jan 2010

    Google Scholar 

  103. Torriti J (2012) Price-based demand side management: assessing the impacts of time-of-use tariffs on residential electricity demand and peak shifting in Northern Italy. Energy 44(1):576–583. doi:10.1016/j.energy.2012.05.043

    Article  Google Scholar 

  104. Vasconcelos J (2008) Survey of regulatory and technological developments concerning smart metering in the european union electricity market. European University Institute, Florence. http://cadmus.eui.eu/bitstream/handle/1814/9267/RSCAS_PP_08_01.pdf?sequence=2. Accessed 28 May 2013

  105. Weber T, Besa A, Miller B (2006) Decoupling mechanisms: energy efficiency policy impacts and regulatory implementation in less is more: En route to zero energy buildings. American Council for an Energy-Efficient Economy, Pacific Grove, CA, 13–18 Aug 2006

    Google Scholar 

  106. Wolak FA (2005) Lessons from international experience with electricity market monitoring. The World Bank, California. http://elibrary.worldbank.org/docserver/download/3692.pdf?expires=1369795827&id=id&accname=guest&checksum=D0B61F56AD1E619E2216DDDDFBDC8642. Accessed 29 May 2013

  107. Zhao X, Wang F, Wang M (2012) Large-scale utilization of wind power in China: obstacles of conflict between market and planning. Energy Policy 48:222–232

    Article  Google Scholar 

  108. Zio E, Aven T (2011) Uncertainties in smart grids behavior and modeling: what are the risks and vulnerabilities? How to analyze them? Energy Policy 39(10):6308–6320. doi:10.1016/j.enpol.2011.07.030

    Article  Google Scholar 

Download references

Acknowledgments

We gratefully acknowledge the funding of our research by the Hong Kong Baptist University (through the Faculty Research Grants from the Faculty of Social Sciences, FRG2/12-13/057 and FRG1/13-14/051) and the University of Hong Kong (through the Initiative on Clean Energy and Environment).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Daphne Mah .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer-Verlag London

About this chapter

Cite this chapter

Mah, D., Leung, K.Py., Hills, P. (2014). Smart Grids: The Regulatory Challenges. In: Mah, D., Hills, P., Li, V., Balme, R. (eds) Smart Grid Applications and Developments. Green Energy and Technology. Springer, London. https://doi.org/10.1007/978-1-4471-6281-0_7

Download citation

  • DOI: https://doi.org/10.1007/978-1-4471-6281-0_7

  • Published:

  • Publisher Name: Springer, London

  • Print ISBN: 978-1-4471-6280-3

  • Online ISBN: 978-1-4471-6281-0

  • eBook Packages: EnergyEnergy (R0)

Publish with us

Policies and ethics