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Surgical Resection Provides an Overall Survival Benefit for Patients with Small Pancreatic Neuroendocrine Tumors

  • 2014 SSAT Plenary Presentation
  • Published:
Journal of Gastrointestinal Surgery Aims and scope

Abstract

Background

The optimal management of small (≤2 cm) pancreatic neuroendocrine tumors (PNETs) remains controversial. We evaluated these tumors in the National Cancer Data Base (NCDB) to determine if resection provides a survival advantage over observation.

Methods

The NCDB was queried to identify patients with nonmetastatic PNETs ≤2 cm treated between 1998 and 2006. Kaplan-Meier survival estimates, stratified by grade and treatment type, evaluated the difference in 5-year overall survival (OS) between patients who underwent resection and observation. Multivariable Cox regression was used to determine the importance of resection in OS.

Results

Three hundred eighty patients met inclusion criteria. Eighty-one percent underwent resection; 19 % were observed. Five-year OS was 82.2 % for patients who underwent surgery and 34.3 % for those who were observed (p < 0.0001). When controlling for age, comorbidities, income, facility type, tumor size and location, grade, margin status, nodal status, surgical management, and nonsurgical therapy in the Cox model, observation [hazard ratio (HR) 2.80], poorly differentiated histology (HR 3.79), lymph node positivity (HR 2.01), and nonsurgical therapies (HR 2.23) were independently associated with an increase in risk of mortality (p < 0.01).

Conclusion

Patients with localized PNETs ≤2 cm had an overall survival advantage with resection compared to observation, independent of age, comorbidities, tumor grade, and treatment with nonsurgical therapies.

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Authors and Affiliations

Authors

Corresponding author

Correspondence to Marshall S. Baker.

Additional information

Discussant

Dr. Nabil Wasif (Scottsdale, AZ): Management of incidentally found small pancreatic neuroendocrine tumors can be clinically quite vexing, and I commend the authors for carrying out this study. The difficulty of studying this “orphan” tumor is highlighted by the fact that even in the largest cancer registry in the world, only 380 patients met inclusion criteria. I have the following questions and comments.

1. The difference in overall survival between patients undergoing surgery versus observation (82 and 34 %) is so stark that I cannot shake the possibility of selection bias explaining your findings. Patients who are judged unfit for surgery are observed and, hence, may be dying of the comorbid diseases that precluded surgical resection in the first place, and not from the neuroendocrine tumor under observation. Are you satisfied with the risk adjustment methodology, i.e., Charlson score and age, used for this study?

2. As a corollary to the first question why did you choose to use overall survival and not disease-specific survival as an endpoint? Do you agree that disease-specific survival would be a more appropriate endpoint in order to account for competing risks from comorbidity?

3. You examine the interaction between surgery and tumor grade in your manuscript. In your experience, how often do patients with a classic PNET on imaging undergo FNA? If they do, how accurate is the assessment of tumor grade based on cytology and can that be reliably used to inform decision making?

Closing Discussant

Dr. Sharpe: Thank you for your comments and questions. I agree that the overall survival difference between patients who undergo resection and those who are observed is quite impressive. There is no doubt that there is selection bias in the database. The cases within the NCDB are all malignant tumors and likely represent the more aggressive versions of pancreatic neuroendocrine tumors being seen nationally each year. There may also be reporting bias. Patients who are observed may not necessarily get captured in the NCDB. We did attempt to ensure that the survival advantage observed was related to treatment type as best as possible within the limits of the database by controlling for age and Charlson score in our multivariate model. Moreover, this is the largest series specifically addressing the effect of resection on overall survival in PNETs 2 cm or less and demonstrates a survival benefit with resection that is quite large. Given the magnitude of this difference, it would be hard to imagine that the whole difference is due to some omitted variable(s). Certainly, surgical resection has associated morbidity, but I think we should carefully consider future recommendations for observation in patients with tumors between 1 and 2 cm.

I do agree that disease-specific survival would be a more appropriate endpoint than overall survival to account for comorbidities, but at this time, the National Cancer Data Base reports only overall survival and not disease-specific survival.

In our experience, almost all patients with a classic PNET on imaging undergo FNA and many are referred to us having already had the procedure. Several papers have looked at EUS-FNA sensitivity and specificity for tumor diagnosis and in assessment of grade. For tumor diagnosis, the sensitivity and specificity is 80–95 %; for assessment of grade, it is 80 % sensitive and 100 % specific. In our institution, the EUS-FNA is about 80 % sensitive, so I think with a skilled endosonographer and cytopathologist, EUS-FNA is highly accurate. Data for the accuracy of EUS-FNA in the NCDB are not available and could not be determined for this current review.

This study was presented at the Society for Surgery of the Alimentary Tract, May 2–6, 2014, Chicago, IL, USA.

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Sharpe, S.M., In, H., Winchester, D.J. et al. Surgical Resection Provides an Overall Survival Benefit for Patients with Small Pancreatic Neuroendocrine Tumors. J Gastrointest Surg 19, 117–123 (2015). https://doi.org/10.1007/s11605-014-2615-0

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  • DOI: https://doi.org/10.1007/s11605-014-2615-0

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