Skip to main content
Log in

Reliability back analysis of shear strength parameters of landslide with three-dimensional upper bound limit analysis theory

  • Original Paper
  • Published:
Landslides Aims and scope Submit manuscript

Abstract

It is essential to determine the shear strength parameters c and φ on the sliding surface for stability evaluation and engineering design of a landslide. In this study, a new parameter back analysis method is proposed by combining the 2D/3D upper bound method of limit analysis and reliability theory to accurately determine the shear strength parameters for a 3D slope with a single failure surface. The proposed reliability back analysis method overcomes the shortcomings of the traditional deterministic analysis method of slope stability that cannot take into account the randomness and uncertainty of geotechnical parameters. Based on the reliability theory, two methods were studied: first-order reliability method (implemented by spreadsheet and Matlab, called spreadsheet method and constrained optimization method, respectively, in this paper) and Monte Carlo simulation. The optimized values of c and φ were obtained by establishing only one balance equation with the consideration of the pore water pressure or other complex conditions, which can solve the problem of the back analysis of strength parameters for a single 3D sliding surface condition. The correlation research showed that the negative correlation between c and φ greatly affected the back analysis results, and the reliability index values were conservative without considering such a negative correlation. A case study for the back analysis of shear strength parameters is conducted based on a practical landslide model with a broken line slip surface slope in Zhuquedong village, Luxi town, Xiangxi County, Hunan Province, China, and a suggestion for the selection of landslide cross section is presented. The results show that the back analysis results determined by the reliability theory coincide well with the survey and experimental results. The proposed method is found to be more accurate and effective in determining the values of shear parameters than that of the traditional deterministic inversion method.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12
Fig. 13
Fig. 14
Fig. 15
Fig. 16
Fig. 17
Fig. 18

Similar content being viewed by others

References

  • Ausilio E, Conte E, Dente G (2001) Stability analysis of slopes reinforced with piles. Comput Geotech 28(8):591–611

    Article  Google Scholar 

  • Chen WF (ed) (1975) Limit analysis and soil plasticity. Elsevier, Amsterdam

    Google Scholar 

  • Chen WF, Liu XL (1990) Limit analysis in soil mechanics. Elsevier, Amsterdam

    Google Scholar 

  • Chen Z, Wang X, Haberfield C, Yin JH, Wang Y (2001a) A three-dimensional slope stability analysis method using the upper bound theorem: part I: theory and methods. Int J Rock Mech Min Sci 38(3):369–378

    Article  Google Scholar 

  • Chen Z, Wang J, Wang Y, Yin JH, Haberfield C (2001b) A three-dimensional slope stability analysis method using the upper bound theorem. Part II: numerical approaches, applications and extensions. Int J Rock Mech Mining Sci 38(3):379–397

    Article  Google Scholar 

  • Chen JY, Zhao LH, Li L, Tan HH (2013) Application of 3D upper bound approach for back analysis of shear strength parameters of slope. Electron J Geotech Eng 18:3473–3486

  • Cherubini C (2000) Reliability evaluation of shallow foundation bearing capacity on c', φ' soils. Can Geotech J 37(1):264–269

    Google Scholar 

  • Deng JH, Lee CF (2001) Displacement back analysis for a steep slope at the Three Gorges Project site. Int J Rock Mech Mining Sci 38(2):259–268

    Article  Google Scholar 

  • Deng DP, Zhao LH, Li L (2014) Limit equilibrium slope stability analysis using the nonlinear strength failure criterion. Can Geotech J. doi:10.1139/cgj-2014-0111

    Google Scholar 

  • Fenton GA, Griffiths DV (2008) Risk assessment in geotechnical engineering. Wiley, New York

    Book  Google Scholar 

  • Harrop-Williams K (1986) Probability distribution of strength parameters in uniform soils. J Eng Mech 112(3):345–350

    Article  Google Scholar 

  • Hisatake M, Hieda Y (2008) Three-dimensional back-analysis method for the mechanical parameters of the new ground ahead of a tunnel face. Tunn Undergr Space Technol 23(4):373–380

    Article  Google Scholar 

  • Hoek E (1998) Reliability of Hoek-Brown estimates of rock mass properties and their impact on design. Int J Rock Mech Mining Sci 35(1):63–68

    Article  Google Scholar 

  • Kim J, Salgado R, Yu HS (1999) Limit analysis of soil slopes subjected to pore-water pressures. J Geotech Geoenviron 125(1):49–58

    Article  Google Scholar 

  • Langejan A (1965, September) Some aspects of the safety factor in soil mechanics, considered as a problem of probability. In Soil Mech & Fdn Eng Conf Proc/Canada/

  • Li HZ, Low BK (2010) Reliability analysis of circular tunnel under hydrostatic stress field. Comput Geotech 37(1):50–58

    Article  Google Scholar 

  • Low BK (2007) Reliability analysis of rock slopes involving correlated nonnormals. Int J Rock Mech Mining Sci 44(6):922–935

    Article  Google Scholar 

  • Low BK (2014) FORM, SORM, and spatial modeling in geotechnical engineering. Struct Saf 49:56–64

    Article  Google Scholar 

  • Low BK, Tang WH (1997) Efficient reliability evaluation using spreadsheet. J Eng Mech 123(7):749–752

    Article  Google Scholar 

  • Low BK, Tang WH (2004) Reliability analysis using object-oriented constrained optimization. Struct Saf 26(1):69–89

    Article  Google Scholar 

  • Low BK, Tang WH (2007) Efficient spreadsheet algorithm for first-order reliability method. J Eng Mech 133(12):1378–1387

    Article  Google Scholar 

  • Lü Q, Low BK (2011) Probabilistic analysis of underground rock excavations using response surface method and SORM. Comput Geotech 38(8):1008–1021

    Article  Google Scholar 

  • Lumb P (1970) Safety factors and the probability distribution of soil strength. Can Geotech J 7(3):225–242

    Article  Google Scholar 

  • Michalowski RL (1995) Slope stability analysis: a kinematical approach. Geotechnique 45(2):283–293

    Article  Google Scholar 

  • Michalowski RL (2002) Stability charts for uniform slopes. J Geotech Geoenviron 128(4):351–355

    Article  Google Scholar 

  • Michalowski RL (2010) Limit analysis and stability charts for 3D slope failures. J Geotech Geoenviron 136(4):583–593

    Article  Google Scholar 

  • Michalowski RL (2013) Stability assessment of slopes with cracks using limit analysis. Can Geotech J 50(10):1011–1021

    Article  Google Scholar 

  • Mollon G, Dias D, Soubra AH (2009) Probabilistic analysis and design of circular tunnels against face stability. Int J Geomechan 9(6):237–249

    Article  Google Scholar 

  • Saneio RT (1981) The use of back-calculations to obtain the shear and tensile strength of weathered rocks. In Proceedings, International Symposium on Weak

  • Song XY, Guan HM (2001) Geometric method of structural reliability calculation. Engineering Mechanics A01:437–441

  • Sonmez H, Ulusay R, Gokceoglu C (1998) A practical procedure for the back analysis of slope failures in closely jointed rock masses. Int J Rock Mech Mining Sci 35(2):219–233

    Article  Google Scholar 

  • Stark TD, Eid HT (1998) Performance of three-dimensional slope stability methods in practice. J Geotech Geoenviron 124(11):1049–1060

    Article  Google Scholar 

  • Sun LC, Wang HX, Zhou NQ (2012) Application of reliability theory to back analysis of rocky slope wedge failure. Chin J Rock Mech Eng 31(A01):2660–2667

    Google Scholar 

  • Tang WH, Stark TD, Angulo M (1999) Reliability in back analysis of slope failures. Soils Found 39(5):73–80

    Article  Google Scholar 

  • Tang GP, Zhao LH, Li L, Yang F (2015) Stability charts of slopes under typical conditions developed by upper bound limit analysis. Comput Geotech 65:233–240

    Article  Google Scholar 

  • Taylor DW (1948) Fundamentals of soil mechanics. Soil Sci 66(2):161

    Article  Google Scholar 

  • Verma AK, Srividya A, Karanki DR (2010) Reliability and safety engineering. Springer, London

    Book  Google Scholar 

  • Viratjandr C, Michalowski RL (2006) Limit analysis of submerged slopes subjected to water drawdown. Can Geotech J 43(8):L802–814

    Article  Google Scholar 

  • Wang L, Hwang JH, Luo Z, Juang CH, Xiao J (2013) Probabilistic back analysis of slope failure—a case study in Taiwan. Comput Geotech 51:12–23

    Article  Google Scholar 

  • Wolff T F (1985) Analysis and design of embankment dam slopes: a probabilistic approach. University Microfilms

  • Wu XZ (2013) Probabilistic slope stability analysis by a copula-based sampling method. Comput Geosci 17(5):739–755

    Article  Google Scholar 

  • Wu T H, Kraft L M (1900) The probability of foundation safety. Journal of Soil Mechanics & Foundations Div 92(SM5, Proc Paper 490)

  • Zhang HJ (2007) The engineering structural reliability calculation based on Matlab. Sichuan Architecture 27(1):154–156

    Google Scholar 

  • Zhang J, Tang WH, Zhang LM (2009) Efficient probabilistic back-analysis of slope stability model parameters. J Geotech Geoenviron 136(1):99–109

    Article  Google Scholar 

  • Zhang LL, Zhang J, Zhang LM, Tang WH (2010) Back analysis of slope failure with Markov chain Monte Carlo simulation. Comput Geotech 37(7):905–912

    Article  Google Scholar 

Download references

Acknowledgments

This study was financially supported by the National Natural Science Foundation of China (Nos. 51208522, 51308551, 51478477, 51408511) and Guizhou Provincial Department of Transportation Foundation (No. 2012122033). All financial support is greatly appreciated.

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Lian-Heng Zhao or Yu-Liang Lin.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Zhao, LH., Zuo, S., Lin, YL. et al. Reliability back analysis of shear strength parameters of landslide with three-dimensional upper bound limit analysis theory. Landslides 13, 711–724 (2016). https://doi.org/10.1007/s10346-015-0604-3

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10346-015-0604-3

Keywords

Navigation