Skip to main content
Log in

On the calibration of design weights using a displacement function

  • Published:
Metrika Aims and scope Submit manuscript

Abstract

In the present investigation, we propose a new method to calibrate the estimator of the general parameter of interest in survey sampling. We demonstrate that the linear regression estimator due to Hansen et al. (Sample Survey Method and Theory. Wiley, NY, 1953) is a special case of this. We reconfirm that the sum of calibrated weights has to be set equal to sum of the design weights within a given sample as shown in Singh (Advanced sampling theory with applications: How Michael ‘selected’ Amy, Vol. 1 and 2. Kluwer, The Netherlands, pp 1–1247, 2003; Proceedings of the American Statistical Association, Survey Method Section [CD-ROM], Toronto, Canada: American Statistical Association, pp 4382–4389, 2004; Metrika:1–18, 2006a; Presented at INTERFACE 2006, Pasadena, CA, USA, 2006b) and Stearns and Singh (Presented at Joint Statistical Meeting, MN, USA (Available on the CD), 2005; Comput Stat Data Anal 52:4253–4271, 2008). Thus, it shows that the Sir. R.A. Fisher’s brilliant idea of keeping sum of observed frequencies equal to that of expected frequencies leads to a “Honest-Balance” while weighing design weights in survey sampling. The major benefit of the proposed new estimator is that it always works unlike the pseudo empirical likelihood estimators listed in Owen (Empirical Likelihood. Chapman & Hall, London, 2001), Chen and Sitter (Stat Sin 9:385–406, 1999) and Wu (Sur Methodol 31(2):239–243, 2005). The main endeavor of this paper is to bring a change in the existing calibration technology, which is based on only positive distance functions, with a displacement function that has the flexibility of taking positive, negative, or zero value. At the end, the proposed technology has been compared with its competitors under several kinds of linear and non-linear non-parametric models using an extensive simulation study. A couple of open questions are raised.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Basu D (1971) An essay on the logical foundations of survey sampling. In: Part one. Godambe VP, Scott DA (eds) Foundations of statistical inferences. Holt, Rinehart and Winston, Toronto, pp 203–242

    Google Scholar 

  • Breidt FJ, Opsomer JD (2000) Local polynomial regression estimators in survey sampling. Ann Statist 28(4): 1026–1053

    Article  MATH  MathSciNet  Google Scholar 

  • Brewer KRW (2002) Combined survey sampling inference: weighing Basu’s elephants. Arnold

  • Brewer KRW, Hanif M (1983) Sampling with unequal probabilities. Springer, Berlin

    MATH  Google Scholar 

  • Chen J, Sitter RR (1999) Pseudo empirical likelihood approach to the effective use of auxiliary information in complex surveys. Stat Sin 9: 385–406

    MATH  MathSciNet  Google Scholar 

  • Cochran WG (1940) Some properties of estimators based on sampling scheme with varying probabilities. Aust J Stat 17: 22–28

    Google Scholar 

  • Cochran WG (1963) Sampling techniques. 2nd edn. Wiley, NY

    Google Scholar 

  • Deville JC, Särndal CE (1992) Calibration estimators in survey sampling. J Am Stat Assoc 87: 376–382

    Article  MATH  Google Scholar 

  • Fang F, Hong Q, Shao J (2009) A pseudo empirical likelihood approach for stratified samples with nonresponse. Ann Stat 37(1): 371–393

    Article  MATH  MathSciNet  Google Scholar 

  • Farrell PJ, Singh S (2002) Re-calibration of higher order calibration weights. Presented at statistical soc. of Canada conference, Hamilton

  • Godambe VP (1955) A unified theory of sampling from finite populations. J R Stat Soc B 17: 269–278

    MATH  MathSciNet  Google Scholar 

  • Hansen MH, Hurwitz WN, Madow WG (1953) Sample survey method and theory. Wiley, NY, 456–464

    Google Scholar 

  • Horvitz DG, Thompson DJ (1952) A generalization of sampling without replacement from a finite universe. J Am Stat Assoc 47: 663–685

    Article  MATH  MathSciNet  Google Scholar 

  • Owen AB (1988) Empirical likelihood ratio confidence intervals for a single functional. Biometrika 75: 237–249

    Article  MATH  MathSciNet  Google Scholar 

  • Owen AB (2001) Empirical likelihood. Chapman & Hall, London

    Book  MATH  Google Scholar 

  • Rao JNK (1994) Estimating totals and distribution functions using auxiliary information at the estimation stage. J Off Stat 10(2): 153–165

    Google Scholar 

  • Rao JNK (2006) Empirical likelihood methods for sample survey data: an overview. Austrian J Stat 35(2&3): 191–196

    Google Scholar 

  • Rueda M, Muñoz JF, Berger YG, Arcos A, Martínez S (2007) Pseudo empirical likelihood method in the presence of missing data. Metrika 65: 349–367

    Article  MathSciNet  Google Scholar 

  • Särndal CE, Swensson B, Wretman JH (1992) Model assisted survey sampling. Springer-Verlag, NewYork

    Book  MATH  Google Scholar 

  • Särndal CE (2007) The calibration approach in survey theory and practice. Surv Methodol 33(2): 99–119

    Google Scholar 

  • Silva PLD Nascimento, Skinner CJ (1995) Estimating distribution functions with auxiliary information using poststratification. J Off Stat 11(3): 277–294

    Google Scholar 

  • Singh S (2003) Advanced sampling theory with applications: how Michael ‘selected’ Amy. vol 1 and 2. Kluwer, The Netherlands, 1–1247

    Google Scholar 

  • Singh S (2004) Golden and silver jubilee year-2003 of the linear regression estimators. Proceedings of the American statistical association, survey method section [CD-ROM], Toronto: American Statistical Association: pp 4382–4389

  • Singh S (2006a) Survey statisticians celebrate golden jubilee year-2003 of the linear regression estimator. Metrika, pp 1–18

  • Singh S (2006b) Calibrated empirical likelihood estimation using a displacement function: Sir R.A. Fisher’s Honest Balance. Presented at INTERFACE 2006, Pasadena

  • Singh S, Arnab R (2006) A bridge between the GREG and the linear regression estimators. Presented at the joint statist meeting, Seattle, ASA section on survey research methods, pp 3689–3693

  • Stearns M, Singh S (2005) A new model assisted chi-square distance function for the calibration of design weights. Presented at joint statistical meeting, MN, (Available on the CD)

  • Stearns M, Singh S (2008) On the estimation of the general parameter. Comput Stat Data Anal 52: 4253–4271

    Article  MATH  MathSciNet  Google Scholar 

  • Thompson ME (1997) Theory of sample surveys. Chapman & Hall, London

    MATH  Google Scholar 

  • Wang D, Chen SX (2009) Empirical likelihood for estimating equations with missing values. Ann Stat 37(1): 490–517

    Article  MATH  Google Scholar 

  • Wu C (2005) Algorithms and R codes for the pseudo empirical likelihood method in survey sampling. Surv Methodol 31(2): 239–243

    Google Scholar 

  • Wu C, Sitter RR (2001) A model calibration approach to using complete auxiliary information from survey data. J Am Stat Assoc 96: 185–193

    Article  MATH  MathSciNet  Google Scholar 

  • Yates F, Grundy PM (1953) Selection without replacement from within strata with probability proportional to size. J R Stat Soc 15(B): 253–261

    MATH  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Sarjinder Singh.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Singh, S. On the calibration of design weights using a displacement function. Metrika 75, 85–107 (2012). https://doi.org/10.1007/s00184-010-0316-6

Download citation

  • Received:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00184-010-0316-6

Keywords

Navigation