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Randomized clinical trials (RCTs) are reputed to be critical to the everyday practice of surgery by providing high-quality evidence to guide, inform, and establish the standards of treatment for persons with cancer.1,2 RCTs are designed to minimize bias and equalize potential confounding effects of measured and unmeasured variables. To this date, RCTs remain the gold standard to assess the efficacy of alternative interventions, as enormous resources and time are expended to conceive, conduct, monitor, and complete cancer trials. The ultimate goal of this effort is to improve survival and functional outcomes of patients with cancer, but achieving this goal requires rapid adoption and wide-scale implementation of trial results into standard clinical practice.
Unfortunately, the hoped-for rapid, widespread dissemination of surgical oncology trial results into clinical practice often does not occur.3–5 Those exploring reasons for this failure have suggested that we lack the infrastructure, broad-based provider networks, and effective incentives and resources to drive fundamental changes in the delivery of cancer care in our fragmented, highly independent, fee-for-service health care system.4,6,7 However, are these the fundamental reasons for failure, or are there other factors to explain the wide discrepancy of accrual to cancer trials of less than 5% in adults versus 70% in children?8,9
Many surgeons question the applicability of RCT results to their day-to-day practices, especially when fewer than 5% of adult cancer patients participate in surgical oncology trials.9 Most RCTs are conducted in university hospitals or major cancer referral centers, a potential source of bias. More important, volunteers for RCTs are generally more health conscious, more educated, more often Caucasian, financially more secure, and younger than cancer patients not participating in trials.10–12 By contrast, most adult oncology patients not participating in RCTs have multiple comorbidities (regardless of whether they are treated in large centers or community hospitals) and are older, more often from a minority group, and more often living on lower incomes with (for now) no or inadequate health insurance.11–13 Any of these factors could affect the generalizability of trial conclusions to the overall oncology population. For example, race-based variations have raised questions about the applicability of RCT findings to ethnic minorities. Federal policies and initiatives by the U.S. National Cancer Institute (NCI) have encouraged investigators to enroll a broader cohort of persons with cancer into clinical trials, but most surgical oncology RCTs continue to enroll younger persons with minimal comorbidities using strict inclusion, but generous exclusion, criteria.
Other factors that may interfere with surgeons’ ability and willingness to accrue subjects to, or use results from, RCTs include: (1) patients’ and surgeons’ negative perceptions of being involved in or conducting experimental studies; (2) lack of support and clinical trial infrastructure in hospitals; (3) lack of appropriate compensation and incentives to participate; (4) fear that neoadjuvant or perioperative therapy trials, for example, may lead surgeons to lose control of their patients to their competitors; and (5) the current tight financial environment, which may not be conducive to participating in RCTs.
So, should anyone be surprised that many surgeons question the wisdom of generalizing conclusions from RCTs to their “real world” environment—one that is different from the controlled “ideal world” in which RCTs are conducted?5,9,14,15 The obvious challenge to oncology leaders is therefore to implement more trials that better reflect “real world” environments—but how do we do that? NCI-sponsored surgical oncology trials should and could accrue more participants by (1) broadening inclusion criteria so that typical persons with cancer of the “real world” can take part, (2) engaging more surgeons, and (3) reaching out to more health care systems. It is no longer feasible or appropriate to leave RCTs to major cancer or academic centers. Without broader trial participation of adults with cancer, we cannot hope to achieve the marked improvement in survival reported for children with cancer—70% of whom participate in RCTs.16 Without such a concerted effort, practicing surgeons will continue to extrapolate results of RCTs that they believe may (or may not) apply to their daily clinical practice.
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Acknowledgment
Supported by The 2008 Veterans of Foreign Wars and Ladies Cancer Research Center Endowment Fund.
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Al-Refaie, W.B., Pisters, P.W.P.T. & Rothenberger, D.A. Surgical Oncology Trials and Surgeons in the Real World!. Ann Surg Oncol 17, 1727–1728 (2010). https://doi.org/10.1245/s10434-010-1069-1
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DOI: https://doi.org/10.1245/s10434-010-1069-1