Abstract
The success of combination antiretroviral therapy (cART) in transforming the lives of HIV-infected individuals with access to these drugs is tempered by the increasing threat of HIV-associated neurocognitive disorders (HAND) to their overall health and quality of life. Intensive investigations over the past two decades have underscored the role of host immune responses, inflammation, and monocyte-derived macrophages in HAND, but the precise pathogenic mechanisms underlying HAND remain only partially delineated. Complicating research efforts and therapeutic drug development are the sheer complexity of HAND phenotypes, diagnostic imprecision, and the growing intersection of chronic immune activation with aging-related comorbidities. Yet, genetic studies still offer a powerful means of advancing individualized care for HIV-infected individuals at risk. There is an urgent need for 1) longitudinal studies using consistent phenotypic definitions of HAND in HIV-infected subpopulations at very high risk of being adversely impacted, such as children, 2) tissue studies that correlate neuropathological changes in multiple brain regions with genomic markers in affected individuals and with changes at the RNA, epigenomic, and/or protein levels, and 3) genetic association studies using more sensitive subphenotypes of HAND. The NIH Brain Initiative and Human Connectome Project, coupled with rapidly evolving systems biology and machine learning approaches for analyzing high-throughput genetic, transcriptomic and epigenetic data, hold promise for identifying actionable biological processes and gene networks that underlie HAND. This review summarizes the current state of understanding of host genetic factors predisposing to HAND in light of past challenges and suggests some priorities for future research to advance the understanding and clinical management of HAND in the cART era.
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Introduction
Modern combination antiretroviral therapy (cART) has transformed the landscape of clinical complications associated with chronic human immunodeficiency virus (HIV) infection, particularly those involving the central nervous system (CNS). Severe and relentlessly progressive forms of HIV-associated dementia (HAD), linked in the pre-cART era to neuropathological findings such as HIV encephalitis and microglial nodules, are now rare, as are opportunistic CNS infections [1•, 2•, 3]. However, milder forms of HIV-associated neurocognitive disorder (HAND) such as asymptomatic neurocognitive disorder (ANI) and mild neurocognitive disorder (MND) [4] are increasingly prevalent, owing to the intersection of chronic immune activation, effects of aging, and antiretroviral drug toxicities [5•, 6•, 7–9, 10•]. HAND is diagnosed in 40-50 % of unselected, chronically HIV-infected individuals in the cART era who undergo formal neuropsychometric testing [1•, 11]. In contrast to HAND in the pre-cART era, cortical brain involvement, including impairment of learning, memory, and executive functions, often predominates over impairment of subcortical and motor functions in patients on cART, similar to non-HIV-associated neurocognitive disorders like Alzheimer’s dementia [1•]. While not as devastating as HAD, milder neurocognitive impairment (NCI) adversely impacts medication adherence (particularly in older HIV-infected persons), performance of cognitively demanding activities of daily living [1•, 12], employment, and overall quality of life [5•]. Increased risky decision-making and shorter survival among HIV-infected persons with HAND are also well documented [13•, 14, 15].
The neuropathogenesis of HAND remains incompletely understood; it may overlap that of other common neurodegenerative diseases in which genetics has a role and with which HAND shares certain similarities [16, 17•, 18•, 19, 20•]. Recognition of the critical importance of neuro-inflammation, reflected by elevated expression of inflammation or immune-activation biomarkers in the brain, cerebrospinal fluid (CSF) and in some cases, plasma in HAND [21–23], and the central role played by mononuclear phagocytes in these disorders, has provided a framework for studies of the role of host genetic variation in HAND to date [18•, 24•, 25•].
The purpose of this review is to summarize the current state of understanding of host genomic factors that predispose to HAND with an emphasis on recent studies and reasonable conclusions that may be drawn from this rapidly growing volume of data. We conclude with a discussion of some research priorities and suggestions for a way forward in this complex field.
Host Genomic Studies
Host genetic variation is likely to impact both adaptive and maladaptive host responses to HIV infection that play a role in neuropathogenesis, just as host genetics clearly impacts susceptibility to HIV infection and the rate of disease progression [26–30]. Many candidate-gene studies and a single genome-wide association study spanning the pre-cART and cART eras, primarily focusing on HAD with or without HIV encephalitis, have identified variants in immune-regulatory genes and other gene classes as potential risk-modifiers or protective factors, but very few of these genes have been replicated in subsequent studies (Table 1) [31•, 32•]. A number of factors that complicate the clinical definition, risk-stratification, and monitoring of HAND, have presented challenges to genetic studies aimed at better understanding susceptibility to these disorders: inherent fluctuations in individual neuropsychometric test scores over time, despite correction for practice effects, imprecision of diagnostic categories like ANI and MND, possible residual biases in testing protocols, and varying methods used to determine composite scores in prior published studies of NCI among HIV + persons. Distinguishing reversible NCI from the “legacy effect” of brain damage due to previously untreated HIV infection, and completely excluding confounding by comorbidities also remain difficult [6•, 7]. In contrast to the pre-cART era, many converging pathogenic mechanisms are likely to contribute to HAND at present [33, 34, 35•]. These challenges notwithstanding, recent genomic, transcriptomic, and epigenomic studies have highlighted metabolic pathways and physiologic processes that are disrupted in HAND (Table 2).
Candidate-Gene and Genome-Wide Association Studies
Genes related to inflammation or immune regulation
Genes that have been inconsistently linked to HIV-associated neurocognitive phenotypes, including HAD with or without HIV encephalitis, include: apolipoprotein E (APOE) [29, 36•, 37•, 38, 39•, 40–45], tumor necrosis factor-α (TNF-α) [31•, 32•, 42, 46–48, 49•, 50, 51], macrophage chemo-attractant protein-1 (MCP-1/CCL2) [21, 22, 32•, 48, 49•, 52–56, 57•], macrophage inflammatory protein 1-α (MIP-1α/CCL3) [32•, 48, 49•, 57•], stromal cell-derived factor-1 (SDF1) [31•, 49•, 56, 58], HLA alleles [59, 60•, 61•], mannose-binding lectin 2 (MBL2) [49•, 56, 57•, 62, 63], and PKNOX1/PREP1, a transcriptional regulator of MCP-1 expression [32•, 49•]. Associations of C-C chemokine receptor 2 (CCR2), the co-receptor for MCP-1, with HAD or AIDS dementia complex, progression to NCI in adults, or NCI among children have been similarly inconsistent [32•, 54, 56, 57•, 58, 64]. While the Δ32 deletion variant of C-C chemokine receptor type 5 (CCR5) [65] was protective against HAND in pre-cART populations [58, 64, 66], this association has not been replicated in individuals with HIV/AIDS diagnosed after 1991, possibly due to reduced impact on viral load in the cART era [32•, 54, 56]. Preliminary results from a recent cross-sectional study among CNS HIV Antiretroviral Therapy Effects Research (CHARTER) study subjects suggest that a polymorphism in the MBL2 promoter (rs7096206) may predict altered levels of brain metabolites in frontal white matter and basal ganglia, reflecting increased neuro-inflammation and energy dysmetabolism in the brain [67]. In the largest longitudinal study to date, drawing from pre-cART neurocognitive data from HIV + and seronegative participants in the Multicenter AIDS Cohort Study (MACS), Levine et al. [57•] did find evidence for a small effect of MIP-1α/CCL3 and MCP-1/CCL2 genotype on neurocognitive functioning over time among HIV + cases only, but the magnitude of this effect was small.
Interaction effects between MCP-1 and SNP rs2839619 in the PREP1 locus, which encodes a transcription factor that binds and activates the MCP-1 promoter, may explain inconsistencies in MCP-1 associations with HAND. PREP1 genotype (rs2839619) has been associated recently with HAD (p = 1.2 x 10-5), and there is extensive support for a role for MCP-1 protein in the etiology of HAD in particular [32•]. PREP1 did not replicate in the single published GWAS of HAND (largely HAD), however [49•].
Dopamine-related genes
Some genes involved in dopamine pathways have been also been variably associated with neurocognitive function in HIV + persons. The Met/Met genotype at the catechol-O-methyltransferase (COMT) locus (rs4680) predicted improved executive functioning in HIV + subjects, an association that was attenuated by methamphetamine (meth) use [68]. No main effects on HAND, or interactive effects of COMT, dopamine transporter-1 (DAT1), or brain-derived neurotrophic factor (BDNF) with other measures of HIV disease severity (e.g., CD4+ T-cell count), were noted on specific domains of neurocognitive function in HIV-infected individuals in other studies, including the GWAS [49•, 69•]. The recent longitudinal study in the MACS did not detect any interactions between stimulant use, HIV status or dopamine-related genes (COMT, BDNF, dopamine beta-hydroxylase, and DRD2/ANKK1 genotypes) on neurocognitive functioning in HIV + subjects [57•]. Neurotrophin genotypes may assume greater importance in HAND among older individuals [70]. The dopamine receptor gene DRD3 (rs6280) was associated with NCI only among HIV + meth abusers [71], but significant main and interaction effects with substance use have also been seen for dopamine receptors 1 and 2 (DRD2) in the motor domain of neuropsychological performance among whites, and with nearly every neuropsychological domain among African-American subjects [72•]. The GWAS conducted in the longitudinal MACS found null associations with DRD2 or DRD3 but did not address interactions with substance/stimulant abuse.
Drug metabolism and transport genes
Genetic differences in meth metabolism have been proposed to be a factor in individual variation in risk of NCI among HIV-infected persons who abuse meth. Oxidative metabolism of meth requires the hepatic enzyme cytochrome P450, family 2, sub-family D, polypeptide 6 (CYP2D6). Extensive metabolizers based on polymorphisms in CYP2D6 were significantly more vulnerable to meth-associated NCI in a recent study that included no HIV + subjects, suggesting that CYP2D6 genotype might also be a risk factor for HAND among HIV + meth abusers [73].
Suppression of HIV replication in the CNS is a key component of any strategy to reduce risk of HAND, and there remains some evidence that better-penetrating antiretroviral regimens are helpful in preserving neurocognitive function [74, 75•]. Highly active antiretroviral drugs vary considerably in their ability to penetrate the blood-brain barrier (BBB). Recent pharmacogenetic/pharmacokinetic studies were unable, however, to associate the common variant 3435C > T (rs1045642) in the drug efflux transporter gene, ATP-binding cassette transporter P-glycoprotein ABCB1, or 150 other polymorphisms in 16 membrane transporter genes, with CSF raltegravir levels in healthy HIV-negative subjects [76•]. As noted by the authors, this study was underpowered to detect associations for SNPs in many genes with low minor-allele frequencies in the sample. A similar study, also in seronegative individuals, evaluated the pharmacokinetics of efavirenz, which is metabolized by hepatic CYP2B6 [77] and associated with CNS toxicity, following a single oral dose (600 mg) of the drug. Polymorphic variants of CYP2B6 (516G > T, rs3745274) and 983 T > C (rs28399499), which classify subjects as, extensive, intermediate, or slow metabolizers and are known to impact efavirenz plasma area-under-the-curve, were not significantly associated with neurocognitive performance, although CYP2B6 genotype tended to correlate with non-dominant hand grooved pegboard at 4 and 6 hours after the dose [78•]. Since the CNS side effects of this drug generally wane with repeated use, it is unclear to what extent CYP2B6 genotype may impact NCI in treated subjects.
Nuclear and mitochondrial DNA damage
The role of oxidative damage to nuclear and mitochondrial DNA (mtDNA), which can lead to neuronal apoptosis, in the pathogenesis of milder forms of HAND seen in the cART era is not clear. Neurotoxicity of HIV proteins such as Tat, gp120, and Vpr in the cART era is mediated by excitotoxic neurotoxins released by infected microglia and macrophages, activation of intracellular and mitochondrial calcium signaling pathways, and increased production of reactive oxygen species [79•]. One study compared levels of nuclear and mtDNA oxidative damage (8-oxoG modification) in postmortem frontal neocortex tissue of HIV + patients with AIDS with and without HAND and in seronegative controls. Nuclear DNA 8-oxoG damage was significantly higher in HIV + patients, particularly those with HAND, and a substantially higher frequency of noncoding D-loop mutations in mtDNA among HAND cases was noted as compared with either HIV + or seronegative controls. Possible confounding by age was not mentioned [79•, 80]. These results leave open the possibility that as long as a reservoir of virus exists in the brain, oxidative damage may continue to contribute to the development of HAND.
A more recent study of South African women examined the association of leukocyte telomere length (TL) with HAND and chronic psychological stress due to prior abuse and/or trauma [81•]. Telomeres are repetitive nucleotide sequences at the ends of chromosomes that shorten by 20-200 base-pairs with each mitotic division, due to the inability of DNA polymerase to complete DNA replication at the ends of each strand. Activity of the enzyme telomerase, which synthesizes telomeric DNA to prevent excessive shortening, is reduced by oxidative stress, and shorter TL has been reported under chronic psychological stress conditions. In analyses adjusted for age and education, TL in HIV + women was found to be significantly shorter relative to controls and was strongly correlated to severity of NCI, as determined by the International Neuropsychological Battery. A negative correlation of relative TL was also found with verbal fluency in HIV + women who had suffered psychological trauma. This was the first study to investigate the effects of TL on neurocognitive function in HIV-positive individuals. Very early but intriguing results of a retrospective study presented at the 2014 Conference on Retroviruses and Opportunistic Infections [82] reported strong positive associations between levels of cell-free mtDNA in CSF, another potential novel marker of neuronal injury, and severity of NCI among HIV-infected persons with HAND, as well as with biomarkers of CNS inflammation and immune activation (MCP-1 and interferon-gamma-inducible protein (IP-10), respectively).
Miscellaneous genes that have been linked in published reports to HIV-associated neurocognitive phenotypes, but for which studies attempting replication have not been published, include HLA DQ [60•] and APOBEC3G (in pre-cART pediatric populations) [83•], and YWHAE (among Hispanic-Latino populations) [84•, 85]. Several genes associated previously with HIV replication in monocyte-macrophages or with neurotoxic protein production in vitro have not been associated with HAND [32•, 86, 87•].
Transcriptomic and Epigenetic Studies
The advent of microarray technology has led to numerous studies investigating the effects of HIV infection on host gene expression in phenotypes that contribute to but are relatively distant from HAND, including viral replication, HIV persistence, apoptosis, and immune dysregulation in general. Those studies performed prior to 2007, have been reviewed extensively elsewhere [88] Subsequent functional genomics studies have yielded additional information on genes and pathways up- or down regulated in astrocytes, neurons, and glial cells, cell types intimately involved in HAND pathogenesis (Table 2) [31•, 89–91]. A number of genes show consistently altered expression across studies of human astrocytes in vitro, the human HIV-infected brain with or without HAD or HIVE, and the simian-immunodeficiency virus (SIV)-infected macaque model, pointing to their likely importance in HAND [31•, 90, 92•]. While many studies to date have focused on patterns of RNA expression changes specific to HIVE in frontal gray matter [92•], few have investigated differences in brain regions affected by HAND without HIVE. A microarray study by Gelman et al. [93•] using brain tissues from HIV-infected and seronegative individuals enrolled in the National NeuroAIDS Tissue Consortium (NNTC) Brain Bank, revealed two different transcriptome patterns in HAND + HIVE and HAND alone. HAND combined with HIVE was associated with high viral load, global upregulation of genes involved in interferon responses, and general immune activation, while specific neuronal transcripts in frontal neocortex were down-modulated. HAND without HIVE, however, was associated with low viral load, upregulated endothelial-type transcripts, and the conspicuous absence of gene-expression changes noted in HIVE. Weighted-gene coexpression network analysis (WGCNA) of the same transcriptomic data, accounting for correlations amongst functionally related genes, also identified meta-networks of genes associated with global neurocognitive function; these included cancer-related genes and genes important in oligodendrocyte function [94•] in frontal neocortex, frontal white matter, and the basal ganglia. Dysregulation of genes involved in mitochondrial function, cancer, the immune response, synaptic transmission and cell-cell signaling has also been suggested in other studies of HAND [17•, 94•] (Table 2).
The role of antiretroviral drug toxicities in HAND remains controversial. The contribution of complex drug interactions, side effects when taking an increased number of drugs for advanced disease, and known mitochondrial effects of older dideoxynucleoside reverse-transcriptase-inhibitors such as stavudine and didanosine, to NCI is unknown [8, 95]. Transcriptomic studies evaluating the impact of cART on gene expression patterns in HAND in brain tissue reveal alterations in expression of about 100 immune-regulatory, cell-cycle, and myelin-pathway genes that are not correlated either with brain viral burden or to antiretroviral drug CNS penetration effectiveness (CPE) score, suggesting a possible explanation for the difficulty to date in correlating CPE scores to neurocognitive outcomes despite their association with reduced CSF viral load [8, 96•].
HIV-infected monocytes or monocytes from HIV-infected as compared to seronegative individuals have been the focus of many in vitro microarray-based studies to identify upstream biological mechanisms relevant to HAND, due to their key role in BBB injury. Genes and pathways that have been found to be significantly upregulated in such studies include: a large number of chemotaxis- and inflammation-related genes [97, 98] and genes involved in the interferon (IFN) response, as well as genes that promote antioxidant and anti-inflammatory responses [31•, 99, 100]. Expression of subsets of these genes have also been associated in some, but not all [99] studies, with mild NCI [31•, 100], with HAND in hepatitis C/HIV-co-infected subjects on cART [101•], and with metabolic neuroimaging traits such as N-acetyl-aspartate in frontal white matter [100]; however, monocyte transcriptome patterns have not always correlated with NCI in HIV + persons [99, 102].
A recent postmortem study examined changes in expression of ephrin (EPH) genes that mediate synapse formation and recruitment of glutamate receptors to synapses [103•]. Postmortem brain tissues from cognitively characterized HIV-infected subjects and seronegative controls from the Manhattan HIV Brain Bank were examined for levels of expression of a variety of genes, including EPHA4 and EFNB2 (an ephrin ligand). Transcript levels of both of these genes in the caudate, and of EPHB2 in the anterior cingulate were significantly lower in HIV-infected patients, and EPHB2 mRNA levels in the cingulate correlated with premortem neurocognitive function. The authors hypothesized that decreased expression of EPHB2 in the cingulate may represent a compensatory mechanism minimizing excitotoxic injury in the face of chronic inflammation.
The small number of published epigenetic studies of HAND have focused on expression of microRNA (miRNA), small non-coding RNA molecules that bind messenger RNA and regulate gene expression at the transcriptional or post-transcriptional levels. MicroRNA (miRNA) expression studies conducted in cortical neurons exposed to viral proteins such as Tat and Vpr [104, 105•], or in tissue from individuals with HIVE or SIV-infected macaques with encephalitis (SIVE) have implicated upregulation of the following classes of host miRNAs in HIVE and SIVE: 1) immune response and inflammation, 2) nucleotide metabolism, 3) cell cycle, 4) oncogenesis (e.g., miR-21, which targets a neuronal transcription factor), and 5) apoptosis (e.g., caspase-6). Downregulated miRNAs included those involved in: 1) inflammation, 2) neuronal monoamine oxidase activity (possibly explaining the reduced dopaminergic activity in HAND), 3) apoptosis (e.g., suppression of caspase-6 expression), 4) modulation of viral replication, 5) mitochondrial function, and 6) axonal guidance (Table 2) [105•, 106–108, 109•, 110•, 111•]. These studies have provided some useful leads and validated several neuropathogenic mechanisms in HAND, but sample sizes have been extremely small (five individuals or less in human studies). In general, these studies have not evaluated associations with neurocognitive phenotypes or accounted for multiple statistical tests or potential confounders in the analyses. Findings in SIV models also require replication in humans.
Consolidation of short-term memories into long-term memory requires synaptic plasticity, which is characterized by structural changes and altered gene expression at neuronal synapses [112•]. In keeping with the finding that synaptodendritic damage rather than neuronal loss is a neuropathological feature of milder forms of HAND [113•], a recent study found downregulation of many synaptic plasticity genes in HIV-infected astrocytes, and increased expression of pro-apoptotic genes, compared to uninfected controls [112•]. These findings translated into reduced dendritic spine density and altered dendritic morphology, which were most prominent in cells infected with clade B virus.
Finally, Lucas et al. [113•] have reported a highly abnormal distribution of the RNA splicing factor NeuN/Rbfox3 in postmortem brain tissue from 22 HIV-infected individuals with MND/HAD as compared to seronegative controls. Very few targets have been identified for this splicing factor, which is usually confined to the nucleus, where RNA splicing occurs. The authors posit that altered localization of RbFox3 in HAND may reflect downregulation of expression of neuronal genes relevant to HAND pathogenesis. This finding requires further study.
Relatively few studies have evaluated the role of histone modification and DNA methylation in the context of HAND. Histone deacetylases (HDACs) function in epigenetic regulation by deacetylating histones and other proteins involved in transcription and chromatin remodeling; histone hypoacetylation has been linked to many neurodegenerative diseases. Saiyed et al. [114•] showed that HIV-1 Tat protein upregulates HDAC2 expression in neuronal cells, leading to transcriptional repression of genes involved in synaptic plasticity and neuronal function and suggesting a potential therapeutic role for HDACs as a drug class in HAND [115, 116]. More recently, Desplats et al. conducted a case-control study among 32 deceased HIV + individuals from the HIV Neurobehavioral Research Center and California NeuroAIDS Tissue Network, 72 % of whom underwent neurocognitive testing within 1 year of death [117•]. The study compared epigenetic markers in postmortem brain tissue, such as B-cell CLL/lymphoma (BCL11B), a transcriptional silencer, among several patient groups: HIV + controls without detectable proviral DNA, RNA or p24 in the CNS, HIV + cases with high viral DNA but no HIV RNA or p24 (latent cases), and HIVE cases with high expression of viral DNA, RNA and p24. Up to half of HIV-infected subjects were on cART, and with the exception of HIVE cases, all HIV + subjects had mild to moderate NCI. Compared to HIV + controls, higher levels of BCL11B protein and other chromatin modifiers involved in transcriptional silencing of HIV-1 (including HDAC1) were observed in HIV + latent cases and were associated with dysregulation of pro-inflammatory genes like IL6, TNFA, and CXCR4. Latent cases also displayed more cognitive impairment than HIV + controls. These results suggest that even in the absence of detectable viral replication, significant dysregulation of pro-inflammatory genes may still occur and that these changes are associated with increased levels of epigenetic factors such as BCL11B. These findings are highly relevant to strategies for eradicating viral reservoirs which might include modulation of BCL11B.
Narasipura et al. [118•] examined the role of epigenetic regulation in maintaining latency of the virus in astrocytes in vitro. DNA CpG methylation and histone modifications (methylation and deacetylation) at the HIV-1 promoter region are specific hallmarks of HIV-1 latency, and HDAC inhibitors reactivate the virus in cell culture models and in HIV-infected CD4+ T cells [118•, 119•]. This study added to previous studies by demonstrating the role of epigenetic regulation in maintaining and reversing virus latency in astrocytes specifically, a process implicated in HAND [90]. Inhibitors of class I HDACs and histone methyltransferases which demethylate DNA are able to activate the HIV-1 promoter in latently infected astrocytes, thereby confirming that these cells may be clinically important reservoirs for HIV in the brain. Other in vitro studies have revealed epigenetic regulation of markers in T-regulatory cells, which normally maintain gut-mucosal immune tolerance via suppression of effector T-cell functions but are dysregulated in chronic HIV infection [120•], as well as dysregulation of HDAC1 and DNA methyltransferases in oral epithelial cells, potentially contributing to HAND via increased oral microbial disease and peripheral immune activation [121].
We know of only one unpublished study of DNA methylation in the context of HAND, the preliminary results of which were presented at the 19th Conference on Retroviruses and Opportunistic Infections in 2012 [82]. This study of 17 HIV + participants in a longitudinal cohort study showed many strong positive and negative correlations of methylation profiles at autosomal sites with changes in neurocognitive test performance (scaled scores corrected for practice effects) measured at two consecutive time points.
Other very preliminary findings deserving of further exploration and replication in studies of HAND include: 1) interactions between opioid-related genes such as OPRM1, substance abuse, and HAND [122•]; 2) mitochondrial DNA haplogroup effects on HAND risk within specific ethnic subpopulations [123]; 3) the impact of iron metabolism, which is essential for mitochondrial function as well as dopaminergic metabolism [124, 125•]; and 4) potential protection against HAND by promoter variants in the antioxidant response gene HMOX1 [126].
Summary
Many candidate-gene studies have identified genetic variants as risk or protective factors in HAND, but due to a combination of factors—study heterogeneity, application of different diagnostic methods, low power, changing epidemiology—few of these genes and variants have been reliably replicated; nor have any prior associations been replicated in the single, published genome-wide association study. Due to significant differences in study designs and methodologies, estimates of effect size and measures of significance are not very meaningful even for genes/SNPs that have been replicated at least once. A large number of genes and biological pathways have also been implicated in genome-wide transcriptome and epigenetic studies, some of which are consistently revealed across human, non-human primate (SIV) models, and murine models of HAND. Human studies have largely employed homogenized brain tissue reflecting multiple cell types, however, complicating the dissection of cell-specific processes that are dysregulated. Finally, not all of the genetic and transcriptomic studies in HAND have incorporated adjustments for multiple statistical comparisons, increasing the likelihood of false-positive findings amid true associations. In some cases, however, published and preliminary studies of two or more types— candidate-gene, GWAS, and transcriptomic—have yielded consistent evidence regarding mechanisms of HIV neuropathogenesis, as in the case of genes involved in inflammatory or immune regulation, synaptic plasticity and neuronal function, iron transport [e.g., transferrin receptor (TFRC)], and mitochondrial function [17•, 93•, 94•, 104, 123, 124, 127•, 128].
It is important to remember that HAND is an extremely complex phenotype, influenced by numerous environmental, psychological, lifestyle and endogenous host factors; it is likely to involve alterations in many brain regions that normally compensate for one another. Studies to date have mostly evaluated only changes in the frontal cortex, rather than white matter, hippocampus, and basal ganglia regions that also show abnormalities in HAND [129•, 130, 131•]. The focus has also been on severe HAND phenotypes such as HAD and HIVE, which probably no longer reflect the salient biological mechanisms that contribute to milder forms of HAND today [132]; individuals with HAND and postmortem HIVE have distinctly different transcriptomic profiles from those with HAND alone [93•]. It also seems likely that relatively little risk is attributable to individual genes, and that these small effect sizes are easily obscured by differences between studies and methodologies used. This poses a challenge even for meta-analyses that might be done in a consortium context with larger sample sizes.
Dysregulation of genes involved in synaptic plasticity, axonal guidance, and interferon response is also a relatively consistent theme. Perhaps the most important conclusions to be drawn from the impressive body of data derived from GWAS, candidate-gene, transcriptomic and epigenetic studies thus far are that: 1) APOE genotype may play a role in older HIV-infected persons [6•, 133•]; 2) genes involved in inflammation and immune regulation in the periphery and CNS, macrophage/monocyte responses to HIV infection, synaptic plasticity, axonal guidance, and mitochondrial function are fundamental in determining neuronal injury and ultimately, neurocognitive function in HIV + individuals; 3) specific gene modules and molecular pathways revealed to be dysregulated in HIV-infection and HAND may now be evaluated for individual variation and therapeutic potential; and 4) dopaminergic dysfunction is altered in HAND and may play a role in HAND pathogenesis among subsets of HIV-infected substance users [91, 134]. Many of these findings still require replication. The potential impact of host genetics on epigenetic modifications in HAND is also an unexplored area that may improve understanding of maladaptive host responses to HIV infection [135•].
Future Research Priorities in the Genomics of HAND
Study populations and design
There is an urgent need for longitudinal studies of HAND in which subjects serve as their own controls, minimizing the impact of confounding factors and optimizing power for detection of genetic effects. There has been a dearth of studies involving pediatric populations, in whom the long-term effects of HIV infection on the CNS may be particularly devastating, and in women, who may have less access to care in some settings and/or may be more vulnerable to the effects of substance dependence on some aspects of neurocognitive function [136–138].
It is currently unclear whether global indices of NCI, even when adjusted for population norms, form a sufficiently homogeneous phenotype for genomic studies. The use of domain-specific ratings, which may have greater test-retest reliability and are finer-grained than global composite measures of neurocognitive function, may be less subject to noise in the detection of genetic markers [31•, 139]. The predictive value of combinations of the most promising genetic biomarkers might be evaluated in longitudinal studies that incorporate consistent case definitions, corrections for practice effects, and the best available population norms. Finally, additional studies focused on milder forms of HAND, including ANI, in individuals with undetectable virus and which use consistent diagnostic criteria are essential [140, 141]. A recent substudy of the CHARTER cohort addressed the prognostic relevance of ANI, which has been much debated, confirming that subjects with ANI experience significantly higher rates of decline to symptomatic HAND than those who are neurocognitively normal at baseline [142•].
The rapid growth of bioinformatics and systems biology as disciplines, and the evolution of machine learning tools, has now made it possible to emphasize identification of an increasing number of biological processes that underlie HAND [31•, 143•, 144•]. Microarray gene-expression and epigenetic studies can and should be further exploited for this purpose, with the caveat that they are best designed to provide broad brushstrokes, not detailed mechanistic understanding. For example, recent epigenetics work has revealed regulatory miRNA pathways validating general mechanisms such as global mitochondrial dysfunction. The CREB gene and its targets, implicated in both histone-modification and miRNA studies of HAND [105•, 114•], have complex roles in cell growth, differentiation, and neuronal function.
Conventional statistical approaches often fail to identify weak single-gene and gene-gene (or gene-environment) interaction effects, which are actually likely to be the fundamental genetic drivers of complex phenotypes like HAND [31•]. Network methods have emerged as a more powerful way to detect such effects. In order to derive clinically meaningful understanding of HAND and highlight biological processes that can be targeted therapeutically, it will be helpful to utilize the latest tools for integrating data from multiple sources and of multiple types. Several computational tools have been developed in recent years to predict the impact of a nonsynonymous genetic variants on protein function and, hence, distinguish pathogenic from neutral variants [145•]. Techniques such as WGCNA [146] hold promise for more powerful delineation of disease-related co-expression modules that account for functional relatedness of genes, and which can be used to analyze data from a large variety of “omics” venues.
The internal consistency of microarray-based transcriptomic and epigenetic studies of HAND is difficult to know, as this has not been well studied; very small numbers of subjects (<5) are often evaluated, and rarely have subjects served as their own controls. Many potential confounding and modifying factors are also in play. Given small anticipated effect sizes and the inability to estimate power in most genome-wide studies conducted for discovery purposes, it is imperative that replicative studies now be performed in larger numbers of subjects with estimates of clinically meaningful effect sizes, measurement error, and potential confounders in mind. In addition, standardization of research protocols and assays going forward may be helpful for combining data across multiple cohorts in order to meet the stringent power requirements of GWAS and also to facilitate validation of true-positive findings. Whole-exome sequencing approaches, which have not been published in HAND, are another way to identify the functional genomic variation that is responsible for common complex diseases without the high costs associated with whole-genome sequencing, while maintaining high coverage and sequence depth [147]. Research in the area will also benefit from reporting of both corrected and uncorrected p-values, so that type I and type II error can be balanced in the ongoing process of replication. The biology of replicated genes and pathways will then require further exploration at the bench to determine which ones are therapeutically actionable.
Refinement of HAND subphenotypes or intermediate phenotypes
Due to the constraints of neuropsychometric tests and HAND definitions based only on these tests, alternative phenotypic measures of HAND that are less affected by confounders should be further explored, including structural and metabolic neuroimaging indices and new neuropathological correlates of HAND in the cART era, such as synaptodendritic simplification [148, 149]. Studies emerging the neuroimaging literature suggest that structural and metabolic subphenotypes of HAND may allow for more powerful analysis of genetic impacts on HAND [100, 129•, 150•, 151•]. Other noninvasive and low-cost biomarkers of NCI are also urgently needed to assist in monitoring patients over time, including in low-resource settings, because better characterization of longitudinal trajectories of neurocognitive performance will facilitate association of neurocognitive changes with host genomic factors. These biomarkers can then be applied in subpopulations with substantially different risk profiles, enhancing the generalizability and practical applicability of findings in this field. Continued refinement of practical tools for detecting mild HAND [141] may also make screening more acceptable and lower the cost of collection of much-needed longitudinal data. Tissue-based microarray studies evaluating multiple rather than single brain regions in affected individuals, with correlation of genetic, RNA, epigenetic, and protein expression data, are going to be essential to piece together complex patterns into coherent and therapeutically actionable mechanisms of pathogenesis using systems biology approaches.
Conclusion
In conclusion, the complexity of HAND and the lessons learned from genomic studies to date suggest that increased methodologic rigor in study design and an integrated analytical approach employing tools from systems biology and machine learning are needed to significantly advance individualized care for persons with HAND. The pathways delineated by all types of genomic studies in this area will also become particularly meaningful when combined with data emerging from the NIH Brain Initiative and the Human Connectome Project, which promise to provide a comprehensive picture of human neural networks.
References
Papers of particular interest, published recently, have been highlighted as: • Of importance
Heaton RK, Franklin DR, Ellis RJ, et al. HIV-associated neurocognitive disorders before and during the era of combination antiretroviral therapy: differences in rates, nature, and predictors. J Neurovirol. 2011;17:3–16. Review of the altered epidemiology and risk profile of HIV-associated neurocognitive disorder (HAND) in the cART era, including changes in patterns of neurocognitive impairment in specific domains.
Gelman BB, Lisinicchia JG, Morgello S, et al. Neurovirological correlation with HIV-associated neurocognitive disorders and encephalitis in a HAART-era cohort. J Acquir Immune Defic Syndr. 2013;62:487–95. This article correlates neurovirological measures such as HIV RNA and DNA copies with HAND, HIV encephalitis, and other pathological findings in 148 brain specimens.
Valcour V, Sithinamsuwan P, Letendre S, Ances B. Pathogenesis of HIV in the central nervous system. Current HIV/AIDS reports. 2011;8:54–61.
Antinori A, Arendt G, Becker JT, et al. Updated research nosology for HIV-associated neurocognitive disorders. Neurology. 2007;69:1789–99.
Mind Exchange Working Group. Assessment, diagnosis, and treatment of HIV-associated neurocognitive disorder: a consensus report of the mind exchange program. Clin Infect Dis. 2013;56:1004–17. Summary of the consensus opinion of international experts regarding tools currently available for clinical diagnosis, monitoring, and treatment of HAND; practical guidelines and pros and cons of various diagnostic tools are provided.
Clifford DB, Ances BM. HIV-associated neurocognitive disorder. Lancet Infect Dis. 2013;13:976–86. This review discusses diagnostic challenges and potential mechanisms of pathogenesis of HAND in the cART era and summarizes key take-home points.
Heaton RK, Clifford DB, Franklin Jr DR, et al. HIV-associated neurocognitive disorders persist in the era of potent antiretroviral therapy: CHARTER Study. Neurology. 2010;75:2087–96.
Marra CM, Zhao Y, Clifford DB, et al. Impact of combination antiretroviral therapy on cerebrospinal fluid HIV RNA and neurocognitive performance. AIDS. 2009;23:1359–66.
Robertson K, Liner J, Meeker RB. Antiretroviral neurotoxicity. J Neurovirol. 2012;18:388–99.
Rodriguez-Penney AT, Iudicello JE, Riggs PK, et al. Co-morbidities in persons infected with HIV: increased burden with older age and negative effects on health-related quality of life. AIDS Patient Care STDs. 2013;27:5–16. A study of individuals grouped by age and HIV serostatus, highlighting the impact of comorbidities, including neurocognitive impairment on health-related quality of life, particularly in older HIV+ individuals.
McArthur JC, Brew BJ. HIV-associated neurocognitive disorders: is there a hidden epidemic? AIDS. 2010;24:1367–70.
Cattie JE, Doyle K, Weber E, Grant I, Woods SP, Group HIVNRP. Planning deficits in HIV-associated neurocognitive disorders: component processes, cognitive correlates, and implications for everyday functioning. J Clin Exp Neuropsychol. 2012;34:906–18.
Iudicello JE, Woods SP, Cattie JE, Doyle K, Grant I, Group HIVNRP. Risky decision-making in HIV-associated neurocognitive disorders (HAND). Clin Neuropsychol. 2013;27:256–75. This study of HIV+ subjects with and without HAND and HIV-seronegative controls evaluated the impact of HAND diagnosis on decision-making skills and risk-taking during a comprehensive neuropsychological test battery.
Ellis RJ, Deutsch R, Heaton RK, et al. Neurocognitive impairment is an independent risk factor for death in HIV infection. San Diego HIV Neurobehavioral Research Center Group. Arch Neurol. 1997;54:416–24.
Sevigny JJ, Albert SM, McDermott MP, et al. An evaluation of neurocognitive status and markers of immune activation as predictors of time to death in advanced HIV infection. Arch Neurol. 2007;64:97–102.
Checkoway H, Lundin JI, Kelada SN. Neurodegenerative diseases. IARC scientific publications.407-419, 2011
Borjabad A, Volsky DJ. Common transcriptional signatures in brain tissue from patients with HIV-associated neurocognitive disorders, Alzheimer's disease, and Multiple Sclerosis. J Neuroimmune Pharmacol. 2012;7:914–26. A comparative meta-analysis of publicly available microarray datasets from brain tissues of patients with HAND, Alzheimer's disease, and multiple sclerosis, which identified shared processes/pathways that are dysregulated.
Zhou L, Saksena NK. HIV Associated Neurocognitive Disorders. Infect Dis Rep. 2013;5:e8. Another quite comprehensive review of HAND neuropathogenesis in the cART era.
Levine AJ, Singer EJ, Shapshak P. The role of host genetics in the susceptibility for HIV-associated neurocognitive disorders. AIDS Behav. 2009;13:118–32.
Pozniak A, Rackstraw S, Deayton J, et al. HIV-associated neurocognitive disease: case studies and suggestions for diagnosis and management in different patient subgroups. Antivir Ther. 2014;19:1–13. This recent review discusses a series of case studies that illustrate the challenges presented by diagnosis and management of HAND in different types of patients in the cART era.
Conant K, Garzino-Demo A, Nath A, et al. Induction of monocyte chemoattractant protein-1 in HIV-1 Tat-stimulated astrocytes and elevation in AIDS dementia. Proc Natl Acad Sci U S A. 1998;95:3117–21.
Kelder W, McArthur JC, Nance-Sproson T, McClernon D, Griffin DE. Beta-chemokines MCP-1 and RANTES are selectively increased in cerebrospinal fluid of patients with human immunodeficiency virus-associated dementia. Ann Neurol. 1998;44:831–5.
Wesselingh SL, Takahashi K, Glass JD, McArthur JC, Griffin JW, Griffin DE. Cellular localization of tumor necrosis factor mRNA in neurological tissue from HIV-infected patients by combined reverse transcriptase/polymerase chain reaction in situ hybridization and immunohistochemistry. J Neuroimmunol. 1997;74:1–8.
Burdo TH, Lackner A, Williams KC. Monocyte/macrophages and their role in HIV neuropathogenesis. Immunol Rev. 2013;254:102–13. This paper reviews the important role of monocyte-macrophage-lineage cells in HIV and SIV neuropathogenesis.
Kusao I, Shiramizu B, Liang CY, et al. Cognitive performance related to HIV-1-infected monocytes. J Neuropsychiatry Clin Neurosci. 2012;24:71–80. This study associated high HIV DNA copy numbers within activated monocytes with neurocognitive impairment over time in the Hawaii Aging with HIV Cohort, even among subjects with undetectable HIV RNA levels on therapy.
Bashirova AA, Martin-Gayo E, Jones DC, et al. LILRB2 interaction with HLA class I correlates with control of HIV-1 infection. Plos Genet. 2014;10:e1004196.
Guergnon J, Dalmasso C, Broet P, et al. Single-nucleotide polymorphism-defined class I and class III major histocompatibility complex genetic subregions contribute to natural long-term nonprogression in HIV infection. J Infect Dis. 2012;205:718–24.
Naicker DD, Wang B, Losina E, et al. Association of IL-10-promoter genetic variants with the rate of CD4 T-cell loss, IL-10 plasma levels, and breadth of cytotoxic T-cell lymphocyte response during chronic HIV-1 infection. Clin Infect Dis. 2012;54:294–302.
Burt TD, Agan BK, Marconi VC, et al. Apolipoprotein (apo) E4 enhances HIV-1 cell entry in vitro, and the APOE epsilon4/epsilon4 genotype accelerates HIV disease progression. Proc Natl Acad Sci U S A. 2008;105:8718–23.
Rappaport J, Berger JR. Genetic testing and HIV dementia: teasing out the molecular mechanisms of disease. AIDS. 2010;24:1585–7.
Levine AJ, Panos SE, Horvath S. Genetic, transcriptomic, and epigenetic studies of HIV-associated neurocognitive disorder. J Acquir Immune Defic Syndr. 2014;65:481–503. A detailed and comprehensive article review of genetic, transcriptomic, and epigenetic studies of HAND prior to November 2013, which also discusses phenotypic challenges and available analytical tools from systems biology.
Bol SM, Booiman T, van Manen D, et al. Single nucleotide polymorphism in gene encoding transcription factor Prep1 is associated with HIV-1-associated dementia. PLoS One. 2012;7:e30990. This case-control study consisting of HAD cases and non-HAD subjects with AIDS (controls) evaluated the role of 7 candidate-gene polymorphisms, identifying a cohort effect for the CCR5 δ32 SNP and a strong association of PREP1, a transcription factor, with HAD.
Becker JT, Kingsley L, Mullen J, et al. Vascular risk factors, HIV serostatus, and cognitive dysfunction in gay and bisexual men. Neurology. 2009;73:1292–9.
Wright EJ, Grund B, Robertson K, et al. Cardiovascular risk factors associated with lower baseline cognitive performance in HIV-positive persons. Neurology. 2010;75:864–73.
Spudich S. CROI 2014: Neurologic complications of HIV infection. Topics Antiviral Med. 2014;22:594–601. This synopsis of the 2014 Conference on Retroviruses and Opportunistic Infections (CROI), summarizes the state of understanding of mechanisms of CNS injury and persistent immune activation in HIV + individuals, the impact of aging and cART exposure, novel mechanisms of HIV neuropathogenesis, and preventive strategies in light of state-of-the-art research.
Morgan EE, Woods SP, Letendre SL, et al. Apolipoprotein E4 genotype does not increase risk of HIV-associated neurocognitive disorders. J Neurovirol. 2013;19:150–6. This cross-sectional study of the CNS HIV Antiretroviral Therapy Effects Research cohort tested the hypothesis that APOE4 genotype increases risk for HAND, capitalizing on the phenotypic strengths of CHARTER for studying CNS complications in HIV infection.
Andres MA, Feger U, Nath A, Munsaka S, Jiang CS, Chang L. APOE epsilon 4 allele and CSF APOE on cognition in HIV-infected subjects. J NeuroImmune Pharmacol. 2011;6:389–98. This study reported on the association of CSF levels of APOE protein on cognitive performance in individual neurocognitive domains, performance using the HIV Dementia Scale, and Global Cognitive Scores.
Panos SE, Del Re AC, Thames AD, et al. The impact of neurobehavioral features on medication adherence in HIV: evidence from longitudinal models. AIDS Care. 2014;26:79–86.
Hoare J, Westgarth-Taylor J, Fouche JP, et al. Relationship between apolipoprotein E4 genotype and white matter integrity in HIV-positive young adults in South Africa. Eur Arch Psychiatry Clin Neurosci. 2013;263:189–95. This study reported the association of APOE genotype on neuropsychological test measures as well as white matter integrity on diffusion tensor neuroimaging in 45 HIV + subjects, supporting the value of exploiting subphenotypes in genetic/genomic studies of HAND.
Valcour V, Shikuma C, Shiramizu B, et al. Age, apolipoprotein E4, and the risk of HIV dementia: the Hawaii Aging with HIV Cohort. J Neuroimmunol. 2004;157:197–202.
Pomara N, Belzer KD, Silva R, Cooper TB, Sidtis JJ. The apolipoprotein E epsilon4 allele and memory performance in HIV-1 seropositive subjects: differences at baseline but not after acute oral lorazepam challenge. Psychopharmacology. 2008;201:125–35.
Pemberton LA, Stone E, Price P, van Bockxmeer F, Brew BJ. The relationship between ApoE, TNFA, IL1a, IL1b and IL12b genes and HIV-1-associated dementia. HIV Med. 2008;9:677–80.
Joska JA, Combrinck M, Valcour VG, et al. Association between apolipoprotein E4 genotype and human immunodeficiency virus-associated dementia in younger adults starting antiretroviral therapy in South Africa. J Neurovirol. 2010;16:377–83.
Dunlop O, Goplen AK, Liestol K, et al. HIV dementia and apolipoprotein E. Acta Neurol Scand. 1997;95:315–8.
Corder EH, Robertson K, Lannfelt L, et al. HIV-infected subjects with the E4 allele for APOE have excess dementia and peripheral neuropathy. Nat Med. 1998;4:1182–4.
Quasney MW, Zhang Q, Sargent S, Mynatt M, Glass J, McArthur J. Increased frequency of the tumor necrosis factor-alpha-308 A allele in adults with human immunodeficiency virus dementia. Ann Neurol. 2001;50:157–62.
Brabers NA, Nottet HS. Role of the pro-inflammatory cytokines TNF-alpha and IL-1beta in HIV-associated dementia. Eur J Clin Investig. 2006;36:447–58.
Levine AJ, Singer EJ, Sinsheimer JS, et al. CCL3 genotype and current depression increase risk of HIV-associated dementia. Neurobehav HIV Med. 2009;1:1–7.
Levine AJ, Service S, Miller EN, et al. Genome-wide association study of neurocognitive impairment and dementia in HIV-infected adults. Am J Med Genet B Neuropsychiatr Genet. 2012;159B:669–83. The only published genome-wide association study of HIV-associated neurocognitive impairment and dementia, conducted in the Multicenter AIDS Cohort Study, which found no novel or replicated genetic susceptibility loci for HAND but was limited by small sample size and less robust phenotypes.
Sato-Matsumura KC, Berger J, Hainfellner JA, Mazal P, Budka H. Development of HIV encephalitis in AIDS and TNF-alpha regulatory elements. J Neuroimmunol. 1998;91:89–92.
Diaz-Arrastia R, Gong Y, Kelly CJ, Gelman BB. Host genetic polymorphisms in human immunodeficiency virus-related neurologic disease. J Neurovirol. 2004;10(1):67–73.
Letendre S, Marquie-Beck J, Singh KK, et al. The monocyte chemotactic protein-1–2578G allele is associated with elevated MCP-1 concentrations in cerebrospinal fluid. J Neuroimmunol. 2004;157:193–6.
Gonzalez E, Rovin BH, Sen L, et al. HIV-1 infection and AIDS dementia are influenced by a mutant MCP-1 allele linked to increased monocyte infiltration of tissues and MCP-1 levels. Proc Natl Acad Sci U S A. 2002;99:13795–800.
Singh KK, Ellis RJ, Marquie-Beck J, et al. CCR2 polymorphisms affect neuropsychological impairment in HIV-1-infected adults. J Neuroimmunol. 2004;157:185–92.
Eugenin EA, Osiecki K, Lopez L, Goldstein H, Calderon TM, Berman JW. CCL2/monocyte chemoattractant protein-1 mediates enhanced transmigration of human immunodeficiency virus (HIV)-infected leukocytes across the blood-brain barrier: a potential mechanism of HIV-CNS invasion and NeuroAIDS. J Neurosci. 2006;26:1098–106.
Spector SA, Singh KK, Gupta S, et al. APOE epsilon4 and MBL-2 O/O genotypes are associated with neurocognitive impairment in HIV-infected plasma donors. AIDS. 2010;24:1471–9.
Levine AJ, Reynolds S, Cox C, et al. The longitudinal and interactive effects of HIV status, stimulant use, and host genotype upon neurocognitive functioning. J Neurovirol. 2014;20:243–57. This 10-year longitudinal study in over 950 subjects from the Multicenter AIDS Cohort Study was the first to report interactive effects of SNPs previously linked to HAND with HIV serostatus, time since first cognitive test administration, and stimulant use on risk of HAND.
Singh KK, Barroga CF, Hughes MD, et al. Genetic influence of CCR5, CCR2, and SDF1 variants on human immunodeficiency virus 1 (HIV-1)-related disease progression and neurological impairment, in children with symptomatic HIV-1 infection. J Infect Dis. 2003;188:1461–72.
Schrier R, Gnann Jr JW, Landes R, Lockshin C, Richman D, et al. T cell recognition of HIV synthetic peptides in a natural infection. J Immunol. 1989;142:1166–17.
Schrier RD, Gupta S, Riggs P, et al. The influence of HLA on HIV-associated neurocognitive impairment in Anhui. China PloS One. 2012;7:e32303. This study performed in China identified the HLA locus as a significant modifier of neurocognitive impairment in HIV infection and replicated HLA Class I alleles and HLA DR previously linked to HAND.
Singh KK, Gray PK, Wang Y, Fenton T, Trout RN, Spector SA. HLA alleles are associated with altered risk for disease progression and central nervous system impairment of HIV-infected children. J Acquir Immune Defic Syndr. 2011;57:32–9. One of the few large studies of genetic risk factors in HIV-infected children, this case-cohort analysis evaluated HIV disease progression-free survival and time to CNS impairment as a function of HLA genotype and linked specific alleles to increased or decreased progression.
Garred P, Madsen HO, Balslev U, et al. Susceptibility to HIV infection and progression of AIDS in relation to variant alleles of mannose-binding lectin. Lancet. 1997;349:236–40.
Singh KK, Lieser A, Ruan PK, Fenton T, Spector SA. An age-dependent association of mannose-binding lectin-2 genetic variants on HIV-1-related disease in children. J Allergy Clin Immunol. 2008;122:173–80.
van Rij RP, Portegies P, Hallaby T, et al. Reduced prevalence of the CCR5 delta32 heterozygous genotype in human immunodeficiency virus-infected individuals with AIDS dementia complex. J Infect Dis. 1999;180:854–7.
Samson M, Libert F, Doranz BJ, et al. Resistance to HIV-1 infection in caucasian individuals bearing mutant alleles of the CCR-5 chemokine receptor gene. Nature. 1996;382:722–5.
Boven LA, van der Bruggen T, van Asbeck BS, Marx JJ, Nottet HS. Potential role of CCR5 polymorphism in the development of AIDS dementia complex. FEMS Immunol Med Microbiol. 1999;26:243–7.
Singh KK DQ, Fennema-Notestine C, Vaida F, Ellis RJ, Letendre SL, Franklin D, Rosario D, Heaton RK, Grant I and CHARTER Group.: MBL2 promoter polymorphism rs7096206 predicts brain metabolite anomalies in HIV-infected adults. Abstract#466, 21st Conference on Retroviruses and Opportunistic Infections; March 5-8, Boston, MA, USA, 2014.
Bousman CA, Cherner M, Atkinson JH, et al. COMT Val158Met Polymorphism, Executive Dysfunction, and Sexual Risk Behavior in the Context of HIV Infection and Methamphetamine Dependence. Interdisciplinary Perspectives Infect Dis. 2010;678648:2010.
Levine AJ, Sinsheimer JS, Bilder R, Shapshak P, Singer EJ. Functional polymorphisms in dopamine-related genes: effect on neurocognitive functioning in HIV + adults. J Clin Exp Neuropsychol. 2012;34:78–91. A study of 184 HIV-infected adults which did not find evidence to support direct or interactive effects of dopamine-related genes and HIV disease severity on neurocognitive functioning.
Fields J, Dumaop W, Langford TD, Rockenstein E, Masliah E. Role of Neurotrophic Factor Alterations in the Neurodegenerative Process in HIV Associated Neurocognitive Disorders. J Neuroimmune Pharmacol. 2014;9:102–16.
Gupta S, Bousman CA, Chana G, et al. Dopamine receptor D3 genetic polymorphism (rs6280TC) is associated with rates of cognitive impairment in methamphetamine-dependent men with HIV: preliminary findings. J Neurovirol. 2011;17:239–47.
Jacobs MM, Murray J, Byrd DA, Hurd YL, Morgello S. HIV-related cognitive impairment shows bi-directional association with dopamine receptor DRD1 and DRD2 polymorphisms in substance-dependent and substance-independent populations. J Neurovirol. 2013;19:495–504. This study in persons with advanced HIV disease and prevalent substance abuse found substantial interaction effects of opiate or cocaine dependence with dopamine receptor variants on neuropsychological performance.
Cherner M, Bousman C, Everall I, et al. Cytochrome P450-2D6 extensive metabolizers are more vulnerable to methamphetamine-associated neurocognitive impairment: preliminary findings. J Int Neuropsychol Soc. 2010;16:890–901.
Smurzynski M, Wu K, Letendre S, et al. Effects of central nervous system antiretroviral penetration on cognitive functioning in the ALLRT cohort. AIDS. 2011;25:357–65.
Ellis RJ, Letendre S, Vaida F, et al. Randomized trial of central nervous system-targeted antiretrovirals for HIV-associated neurocognitive disorder. Clin Infect Dis. 2014;58:1015–22. This report of the results of a randomized clinical trial of CNS-targeted antiretrovirals for HAND found no evidence of neurocognitive benefit to this strategy, but the study was terminated early due to slow enrollment, and small benefits were not excluded.
Johnson DH, Sutherland D, Acosta EP, Erdem H, Richardson D, Haas DW. Genetic and non-genetic determinants of raltegravir penetration into cerebrospinal fluid: a single arm pharmacokinetic study. PLoS One. 2013;8:e82672. This pharmacokinetic study in HIV-negative adults evaluated the influence of efflux transporter gene ABCB1 variants and variants in other membrane transporter genes on plasma and CSF levels of the integrase inhibitor raltegravir.
Ward BA, Gorski JC, Jones DR, Hall SD, Flockhart DA, Desta Z. The cytochrome P450 2B6 (CYP2B6) is the main catalyst of efavirenz primary and secondary metabolism: implication for HIV/AIDS therapy and utility of efavirenz as a substrate marker of CYP2B6 catalytic activity. J Pharmacol Exp Ther. 2003;306:287–300.
Johnson DH, Gebretsadik T, Shintani A, et al. Neuropsychometric correlates of efavirenz pharmacokinetics and pharmacogenetics following a single oral dose. Br J Clin Pharmacol. 2013;75:997–1006. This study examined effects of a single dose of efavirenz on neuropsychometric (NP) test performance prior to and at several time points up to 6 hours post-dose, and it also evaluated the CYP2B6 genotype as a modifier of efavirenz effects on NP measures.
Zhang Y, Wang M, Li H, et al. Accumulation of nuclear and mitochondrial DNA damage in the frontal cortex cells of patients with HIV-associated neurocognitive disorders. Brain Res. 2012;1458:1–11. The first study to report accumulated oxidative modification of nuclear and mitochondrial DNA (mtDNA) and mtDNA depletion in brain tissue in neuro-AIDS patients.
Radak Z, Bori Z, Koltai E, et al. Age-dependent changes in 8-oxoguanine-DNA glycosylase activity are modulated by adaptive responses to physical exercise in human skeletal muscle. Free Radic Biol Med. 2011;51:417–23.
Malan-Muller S, Hemmings SM, Spies G, Kidd M, Fennema-Notestine C, Seedat S. Shorter telomere length - A potential susceptibility factor for HIV-associated neurocognitive impairments in South African women [corrected]. PLoS One. 2013;8:e58351. This study demonstrated an association of telomere length in blood leukocytes with neurocognitive impairment and its subdomains in HIV + women in South Africa with a high prevalence of chronic stress/childhood trauma.
Perez-Santiago J, Mehta SR, Gianella S, Schrier RD, Cherner M, Var SR, Tyler RC Day, Ramirez-Gaona M, Smith DM, Letendre SL.: Mitochondrial DNA is associated with inflammation and neurocognitive deficits in HIV infection. Abstract#446, 21st Conference on Retroviruses and Opportunistic Infections; Boston, MA, USA, 2014.
Singh KK, Wang Y, Gray KP, et al. Genetic variants in the host restriction factor APOBEC3G are associated with HIV-1-related disease progression and central nervous system impairment in children. J Acquir Immune Defic Syndr. 2013;62:197–203. This study investigated the effects of APOBEC3G genetic variants on HIV-1-related disease in children enrolled in Pediatric AIDS Clinical Trials Group protocols and showed significant genetic associations with rates of disease progression and CNS impairment.
Morales D, Hechavarria R, Wojna V, Acevedo SF. YWHAE/14-3-3 epsilon: a potential novel genetic risk factor and CSF biomarker for HIV neurocognitive impairment. J Neurovirol. 2013;19:471–8. This study identified variants in the YWHAE (14-3-3) gene and protein levels in CSF as a risk factor and possible biomarker, respectively, for neurocognitive impairment in HIV-infection in a cohort of Hispanic-Latino women.
Roberts TK, Eugenin EA, Morgello S, Clements JE, Zink MC, Berman JW. PrPC, the cellular isoform of the human prion protein, is a novel biomarker of HIV-associated neurocognitive impairment and mediates neuroinflammation. Am J Pathol. 2010;177:1848–60.
Bol SM, Booiman T, Bunnik EM, et al. Polymorphism in HIV-1 dependency factor PDE8A affects mRNA level and HIV-1 replication in primary macrophages. Virology. 2011;420:32–42.
Bol SM, Moerland PD, Limou S, et al. Genome-wide association study identifies single nucleotide polymorphism in DYRK1A associated with replication of HIV-1 in monocyte-derived macrophages. PLoS One. 2011;6:e17190. A genome-wide study evaluating SNP associations with HIV-1 replication in monocyte-derived macrophages from HIV-infected individuals found a strong independent association with DYRK1A that replicated in several unrelated samples in vitro and in vivo.
Giri MS, Nebozhyn M, Showe L, Montaner LJ. Microarray data on gene modulation by HIV-1 in immune cells: 2000-2006. J Leukoc Biol. 2006;80:1031–43.
Kim SY, Li J, Bentsman G, Brooks AI, Volsky DJ. Microarray analysis of changes in cellular gene expression induced by productive infection of primary human astrocytes: implications for HAD. J Neuroimmunol. 2004;157:17–26.
Borjabad A, Brooks AI, Volsky DJ. Gene expression profiles of HIV-1-infected glia and brain: toward better understanding of the role of astrocytes in HIV-1-associated neurocognitive disorders. J Neuroimmune Pharmacol. 2010;5:44–62.
Reddy PV, Gandhi N, Samikkannu T, et al. HIV-1 gp120 induces antioxidant response element-mediated expression in primary astrocytes: role in HIV associated neurocognitive disorder. Neurochem Int. 2012;61:807–14.
Winkler JM, Chaudhuri AD, Fox HS. Translating the brain transcriptome in neuroAIDS: from non-human primates to humans. J Neuroimmune Pharmacol. 2012;7:372–9. This article reviews, compares and contrasts transcriptomic studies in HIV-infected humans and in a non-human primate model of neuroAIDS (SIV-infected monkeys); shared sets of genes dysregulated in the brains of both humans and monkeys with neuroAIDS are discussed.
Gelman BB, Chen T, Lisinicchia JG, et al. The National NeuroAIDS Tissue Consortium brain gene array: two types of HIV-associated neurocognitive impairment. PLoS One. 2012;7:e46178. A study of the National NeuroAIDS Tissue Consortium that evaluated brain gene expression in homogenized brain tissue from 3 brain regions in association with pre-mortem neurocognitive function; it identified two distinct patterns of gene dysregulation in HAND with or without HIVE.
Levine AJ, Miller JA, Shapshak P, et al. Systems analysis of human brain gene expression: mechanisms for HIV-associated neurocognitive impairment and common pathways with Alzheimer's disease. BMC Med Genet. 2013;6:4. Re-analysis of National NeuroAIDS Tissue Consortium transcriptome data comparing differentially expressed sets of genes in the brains of patients with HAND with those of HIV-negative individuals with Alzheimer’s disease (AD) and identifying sets of dysregulated genes shared between HAND and AD.
Kallianpur AR, Hulgan T. Pharmacogenetics of nucleoside reverse-transcriptase inhibitor-associated peripheral neuropathy. Pharmacogenomics. 2009;10:623–37.
Kahouadji Y, Dumurgier J, Sellier P, et al. Cognitive function after several years of antiretroviral therapy with stable central nervous system penetration score. HIV Med. 2013;14:311–5. This study addressed potential effects of cART central nervous system toxicity by examining relationships between CNS penetration effectiveness (CPE) score on neurocognitive function in HIV + individuals and suggested that stably high CPE scores may influence cognitive performance.
Buckner CM, Calderon TM, Willams DW, Belbin TJ, Berman JW. Characterization of monocyte maturation/differentiation that facilitates their transmigration across the blood-brain barrier and infection by HIV: implications for NeuroAIDS. Cell Immunol. 2011;267:109–23.
Pulliam L, Sun B, Rempel H. Invasive chronic inflammatory monocyte phenotype in subjects with high HIV-1 viral load. J Neuroimmunol. 2004;157:93–8.
Sun B, Abadjian L, Rempel H, Calosing C, Rothlind J, Pulliam L. Peripheral biomarkers do not correlate with cognitive impairment in highly active antiretroviral therapy-treated subjects with human immunodeficiency virus type 1 infection. J Neurovirol. 2010;16:115–24.
Pulliam L, Rempel H, Sun B, Abadjian L, Calosing C, Meyerhoff DJ. A peripheral monocyte interferon phenotype in HIV infection correlates with a decrease in magnetic resonance spectroscopy metabolite concentrations. AIDS. 2011;25:1721–6. A cross-sectional study evaluating relationships between monocyte gene expression, cognitive status, and brain metabolite concentrations in HIV + and HIV- adults, which found associations between chronic peripheral immune activation and neuronal injury in frontal white matter and anterior cingulate.
Rempel H, Sun B, Calosing C, Abadjian L, Monto A, Pulliam L. Monocyte activation in HIV/HCV coinfection correlates with cognitive impairment. PLoS One. 2013;8:e55776. This study correlated gene expression profiles in CD14+ monocytes in HIV + and HIV+/hepatitis C-coinfected patients with neurocognitive function.
Burdo TH, Weiffenbach A, Woods SP, Letendre S, Ellis RJ, Williams KC. Elevated sCD163 in plasma but not cerebrospinal fluid is a marker of neurocognitive impairment in HIV infection. AIDS. 2013;27:1387–95.
Yuferov V, Ho A, Morgello S, Yang Y, Ott J, Kreek MJ. Expression of ephrin receptors and ligands in postmortem brains of HIV-infected subjects with and without cognitive impairment. J Neuroimmune Pharmacol. 2013;8:333–44. These authors examined expression of ephrin (EPH) genes important in synapse formation and glutamine metabolism in relation to HIV serostatus, immune function, and premortem neurocognitive function using brain tissues from the Manhattan HIV Brain Bank.
Eletto D, Russo G, Passiatore G, et al. Inhibition of SNAP25 expression by HIV-1 Tat involves the activity of mir-128a. J Cell Physiol. 2008;216:764–70.
Mukerjee R, Chang JR, Del Valle L, et al. Deregulation of microRNAs by HIV-1 Vpr protein leads to the development of neurocognitive disorders. J Biol Chem. 2011;286:34976–85. This study, which documented expression of Vpr in brain tissues from patients with HIV encephalitis, used primary neuronal cultures or cell lines and microRNA and gene-expression assays to link viral protein R (Vpr) exposure to dysregulation of multiple cellular pathways and their target genes that likely play significant roles in HAND.
Yelamanchili SV, Chaudhuri AD, Chen LN, Xiong H, Fox HS 2010 MicroRNA-21 dysregulates the expression of MEF2C in neurons in monkey and human SIV/HIV neurological disease. Cell Death Dis. 1:e77
Noorbakhsh F, Ramachandran R, Barsby N, et al. MicroRNA profiling reveals new aspects of HIV neurodegeneration: caspase-6 regulates astrocyte survival. FASEB J. 2010;24:1799–812.
Liu J, Sisk JM, Gama L, Clements JE, Witwer KW. Tristetraprolin expression and microRNA-mediated regulation during simian immunodeficiency virus infection of the central nervous system. Mol Brain. 2013;6:40.
Chaudhuri AD, Yelamanchili SV, Fox HS. MicroRNA-142 reduces monoamine oxidase A expression and activity in neuronal cells by downregulating SIRT1. PLoS One. 2013;8:e79579. These authors investigated downstream effects of miR-142 upregulation in neurons in vitro, which is observed in HAND, revealing its possible contribution to dopaminergic dysfunction in HAND.
Sisk JM, Witwer KW, Tarwater PM, Clements JE. SIV replication is directly downregulated by four antiviral miRNAs. Retrovirology. 2013;10:95. An epigenetic study that demonstrated the role of host microRNAs in regulating replication of SIV in macrophage-lineage cells in vitro, suggesting a potential therapeutic strategy.
Zhou L, Pupo GM, Gupta P, et al. A parallel genome-wide mRNA and microRNA profiling of the frontal cortex of HIV patients with and without HIV-associated dementia shows the role of axon guidance and downstream pathways in HIV-mediated neurodegeneration. BMC Genomics. 2012;13:677. Another comprehensive review of HAND which discusses numerous mechanisms of neuropathogenesis of HIV-1 proteins, the impact of reservoirs, and the application of microarray technologies to the study of HIV-associated dementia.
Atluri VS, Kanthikeel SP, Reddy PV, Yndart A, Nair MP. Human synaptic plasticity gene expression profile and dendritic spine density changes in HIV-infected human CNS cells: role in HIV-associated neurocognitive disorders (HAND). PLoS One. 2013;8:e61399. This study investigated the differential expression of genes involved in synaptic plasticity in clade B- and clade C-infected primary human astrocytes by microarray analysis; down-regulation of these genes, with decreased dendritic spine density and induction of apoptosis were reported, with important differences noted by clade of virus.
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Asha R. Kallianpur and Andrew J. Levine declare that they have no conflict of interest.
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Kallianpur, A.R., Levine, A.J. Host Genetic Factors Predisposing to HIV-Associated Neurocognitive Disorder. Curr HIV/AIDS Rep 11, 336–352 (2014). https://doi.org/10.1007/s11904-014-0222-z
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DOI: https://doi.org/10.1007/s11904-014-0222-z